$227 Million is the total value of Cowen Prime Services LLC's 257 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 34.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DMRC | Sell | DIGIMARC CORP NEWCOMstock | $26,957,000 | +4.5% | 738,350 | -12.5% | 11.90% | -1.2% |
| PDFS | Sell | PDF SOLUTIONS INCCOMstock | $15,278,000 | +7.6% | 1,409,440 | -0.7% | 6.74% | +1.7% |
| REIS | Buy | REIS INCCOMstock | $13,733,000 | +8.9% | 578,700 | +4.0% | 6.06% | +3.0% |
| WIFI | Sell | BOINGO WIRELESS INCCOMstock | $9,799,000 | -25.9% | 1,480,200 | -7.3% | 4.32% | -30.0% |
| LIOX | Sell | LIONBRIDGETECHNOLOGIES INCCOMstock | $9,782,000 | -7.3% | 1,992,335 | -6.8% | 4.32% | -12.4% |
| NEO | Sell | NEOGENOMICS INCCOM NEWstock | $9,270,000 | +34.5% | 1,177,926 | -2.1% | 4.09% | +27.2% |
| TEVA | TEVA PHARMACEUTICALINDUSTRIES LTD ADRstock | $9,002,000 | +16.3% | 137,139 | 0.0% | 3.97% | +9.9% | |
| PFE | Sell | PFIZER INC COMstock | $6,452,000 | -1.1% | 199,878 | -3.8% | 2.85% | -6.5% |
| IMI | Buy | INTERMOLECULAR INCCOMstock | $5,798,000 | +100.5% | 2,499,000 | +63.3% | 2.56% | +89.6% |
| ARIS | Buy | ARI NETWORK SVCS INCCOM NEWstock | $5,666,000 | +43.2% | 1,259,200 | +19.0% | 2.50% | +35.4% |
| RATE | Buy | BANKRATE INC DEL COMstock | $5,585,000 | +48.9% | 419,900 | +15.9% | 2.46% | +40.9% |
| SHOR | Buy | SHORETEL INC COMstock | $5,383,000 | +23.9% | 608,200 | +4.6% | 2.38% | +17.2% |
| LMNX | Sell | LUMINEX CORP DEL COMstock | $5,363,000 | +24.9% | 250,745 | -1.2% | 2.37% | +18.1% |
| DOW | Sell | DOW CHEM CO COMstock | $4,875,000 | +20.4% | 94,700 | -0.8% | 2.15% | +13.8% |
| KHC | Sell | KRAFT HEINZ COCOM STKstock | $4,857,000 | +0.8% | 66,750 | -2.2% | 2.14% | -4.7% |
| DEA | Sell | EASTERLY GOVT PPTYSINC COMstock | $4,149,000 | +3.7% | 241,500 | -3.7% | 1.83% | -1.9% |
| CCI | Buy | CROWN CASTLE INTLCORP NEW COMstock | $3,959,000 | +10.6% | 45,800 | +0.9% | 1.75% | +4.5% |
| PCL | Sell | PLUM CREEK TIMBER COINC COMstock | $3,749,000 | +16.2% | 78,567 | -3.8% | 1.65% | +9.8% |
| ABBV | Buy | ABBVIE INC COMstock | $3,705,000 | +10.5% | 62,550 | +1.5% | 1.64% | +4.5% |
| SNMX | Sell | SENOMYX INC COMstock | $3,620,000 | -46.5% | 960,086 | -36.7% | 1.60% | -49.4% |
| SQI | Buy | SCIQUEST INC NEW COMstock | $3,337,000 | +67.8% | 257,300 | +29.4% | 1.47% | +58.7% |
| TACT | Sell | TRANSACTTECHNOLOGIES INC COMstock | $2,976,000 | -7.9% | 346,488 | -2.9% | 1.31% | -13.0% |
| EXC | New | EXELON CORP COMstock | $2,602,000 | – | 93,700 | +100.0% | 1.15% | – |
| BRKB | Buy | BERKSHIRE HATHAWAYINC DEL CL B NEWstock | $2,278,000 | +772.8% | 17,254 | +761.0% | 1.00% | +723.8% |
| PTC | PTC INC COMstock | $2,180,000 | +9.1% | 62,950 | 0.0% | 0.96% | +3.2% | |
| ZIXI | New | ZIX CORP COMstock | $2,078,000 | – | 409,000 | +100.0% | 0.92% | – |
| GE | Buy | GENERAL ELECTRIC COCOMstock | $1,809,000 | +32.6% | 58,070 | +7.4% | 0.80% | +25.3% |
| YUM | New | YUM BRANDS INCCOMstock | $1,764,000 | – | 24,150 | +100.0% | 0.78% | – |
| CEVA | Sell | CEVA INC COMstock | $1,573,000 | +8.3% | 67,353 | -13.9% | 0.69% | +2.4% |
| AEP | Sell | AMERICAN ELECTRICPOWER COstock | $1,559,000 | +0.3% | 26,750 | -2.2% | 0.69% | -5.2% |
| JNJ | Sell | JOHNSON & JOHNSONCOMstock | $1,390,000 | -0.9% | 13,528 | -10.0% | 0.61% | -6.4% |
| EGOV | NIC INC COMstock | $1,380,000 | +11.2% | 70,100 | 0.0% | 0.61% | +5.2% | |
| AGN | Buy | ALLERGAN PLCCOM SHSstock | $1,377,000 | +319.8% | 4,406 | +264.7% | 0.61% | +297.4% |
| SLH | SOLERA HOLDING INCCOMstock | $1,343,000 | +1.5% | 24,500 | 0.0% | 0.59% | -3.9% | |
| BMR | New | BIOMED RLTY TR INCCOMstock | $1,303,000 | – | 55,000 | +100.0% | 0.58% | – |
| PRE | Sell | PARTNERRE LTDSHSstock | $1,160,000 | -10.2% | 8,300 | -10.8% | 0.51% | -15.1% |
| KMI | Buy | KINDER MORGAN INCDEL COMstock | $1,080,000 | -45.0% | 72,400 | +2.0% | 0.48% | -48.0% |
| SONS | Buy | SONUS NETWORKS INCCOM NEWstock | $1,063,000 | +37.0% | 149,131 | +10.0% | 0.47% | +29.6% |
| PCP | PRECISION CASTPARTSCORPstock | $1,044,000 | +1.0% | 4,500 | 0.0% | 0.46% | -4.6% | |
| CAM | CAMERON INTL CORPCOMstock | $1,007,000 | +3.1% | 15,930 | 0.0% | 0.44% | -2.6% | |
| GMCR | New | KEURIG GREEN MTN INCCOMstock | $990,000 | – | 11,000 | +100.0% | 0.44% | – |
| AON | Sell | AON PLCSHS CL Astock | $987,000 | +0.3% | 10,700 | -3.6% | 0.44% | -5.0% |
| ADI | Buy | ANALOG DEVICES INCCOMstock | $969,000 | -2.0% | 17,524 | +0.0% | 0.43% | -7.4% |
| JAH | New | JARDEN CORPCOMstock | $928,000 | – | 16,251 | +100.0% | 0.41% | – |
| POM | New | PEPCO HLDGS INC COMstock | $910,000 | – | 35,000 | +100.0% | 0.40% | – |
| EMC | Buy | EMC CORP COMstock | $912,000 | +7500.0% | 35,500 | +7000.0% | 0.40% | +6600.0% |
| SWI | New | SOLARWINDS INC COMstock | $884,000 | – | 15,000 | +100.0% | 0.39% | – |
| HNT | HEALTH NET INC COMstock | $881,000 | +13.7% | 12,864 | 0.0% | 0.39% | +7.5% | |
| AVY | Sell | AVERY DENNISON CORPCOMstock | $840,000 | +3.8% | 13,400 | -6.3% | 0.37% | -1.9% |
| ARG | New | AIRGAS INCstock | $830,000 | – | 6,000 | +100.0% | 0.37% | – |
| CVC | CABLEVISION SYS CORP(NEW) NY GROUP CL ACOMstock | $798,000 | -1.7% | 25,000 | 0.0% | 0.35% | -7.1% | |
| T | Buy | AT&T INC COMstock | $766,000 | +6.2% | 22,269 | +0.6% | 0.34% | +0.6% |
| EXAR | Buy | EXAR CORP COMstock | $760,000 | +3.5% | 123,930 | +0.4% | 0.34% | -2.3% |
| PMCS | New | PMC SIERRA INC COMstock | $744,000 | – | 64,000 | +100.0% | 0.33% | – |
| DTSI | DTS INC COMstock | $740,000 | -15.4% | 32,790 | 0.0% | 0.33% | -19.9% | |
| CB | CHUBB CORPstock | $728,000 | +8.2% | 5,487 | 0.0% | 0.32% | +2.2% | |
| CLDT | Buy | CHATHAM LODGING TRCOMstock | $670,000 | +63.4% | 32,700 | +71.2% | 0.30% | +55.0% |
| JPM | JP MORGAN CHASE &CO COMstock | $665,000 | +8.3% | 10,074 | 0.0% | 0.29% | +2.1% | |
| DDD | Buy | 3D SYS CORP DEL COMNEWstock | $662,000 | -6.2% | 76,216 | +24.6% | 0.29% | -11.2% |
| XOM | Sell | EXXON MOBIL CORP COMstock | $632,000 | -4.5% | 8,110 | -9.0% | 0.28% | -9.7% |
| ARAY | Buy | ACCURAY INC DEL COMstock | $626,000 | +53.1% | 92,750 | +13.2% | 0.28% | +44.5% |
| BMY | BRISTOL MYERS SQUIBBCO COMstock | $619,000 | +16.1% | 9,000 | 0.0% | 0.27% | +9.6% | |
| FGL | New | FIDELITY & GTY LIFECOMstock | $584,000 | – | 23,000 | +100.0% | 0.26% | – |
| BRCD | BROCADECOMMUNICATIONS SYSINC COM NEWstock | $511,000 | -11.6% | 55,675 | 0.0% | 0.23% | -16.3% | |
| MSFT | MICROSOFT CORPCOMstock | $513,000 | +25.4% | 9,241 | 0.0% | 0.23% | +18.3% | |
| NEOG | NEOGEN CORP COMstock | $509,000 | +25.7% | 9,000 | 0.0% | 0.22% | +19.0% | |
| MTSI | M/A-COM TECHNOLOGYSOLUTIONS HLDGS INCCOMstock | $446,000 | +40.7% | 10,918 | 0.0% | 0.20% | +33.1% | |
| SFG | Sell | STANCORP FINL GROUPINC COMstock | $445,000 | -11.7% | 3,909 | -11.3% | 0.20% | -16.6% |
| DUK | DUKE ENERGY CORP NEWCOM NEWstock | $435,000 | -0.9% | 6,100 | 0.0% | 0.19% | -6.3% | |
| NVEC | NVE CORP COMNEWstock | $433,000 | +15.8% | 7,707 | 0.0% | 0.19% | +9.1% | |
| IBM | Sell | INTERNATIONALBUSINESS MACHS CORPCOMstock | $421,000 | -9.7% | 3,062 | -4.7% | 0.19% | -14.3% |
| VZ | Sell | VERIZONCOMMUNICATIONS INCCOMstock | $395,000 | +3.1% | 8,538 | -3.0% | 0.17% | -2.8% |
| AVOL | AVOLON HLDGS LTDCOMstock | $372,000 | +1.9% | 12,000 | 0.0% | 0.16% | -3.5% | |
| EZCH | New | EZCHIP SEMICONDUCTORLIMITED ORD SHSstock | $371,000 | – | 15,000 | +100.0% | 0.16% | – |
| PRGX | PRGX GLOBAL INTLCOM NEWstock | $362,000 | -1.4% | 97,442 | 0.0% | 0.16% | -6.4% | |
| MET | METLIFE INC COMstock | $350,000 | +2.3% | 7,250 | 0.0% | 0.15% | -3.8% | |
| KO | Buy | COCA COLA COMPANYstock | $340,000 | +6.9% | 7,922 | +0.0% | 0.15% | +1.4% |
| CL | COLGATE PALMOLIVE COCOMstock | $330,000 | +5.1% | 4,955 | 0.0% | 0.15% | -0.7% | |
| FALC | FALCONSTOR SOFTWAREINC COMstock | $311,000 | -5.8% | 165,663 | 0.0% | 0.14% | -11.0% | |
| HCP | HCP INC COMstock | $306,000 | +2.7% | 8,000 | 0.0% | 0.14% | -2.9% | |
| IR | INGERSOLL RAND PLCSHSstock | $276,000 | +8.7% | 5,000 | 0.0% | 0.12% | +2.5% | |
| MKL | MARKEL CORP COMstock | $265,000 | +10.0% | 300 | 0.0% | 0.12% | +4.5% | |
| INVN | Buy | INVENSENSE INC COMstock | $265,000 | +11.8% | 25,900 | +1.6% | 0.12% | +5.4% |
| NRC | NATIONAL RESH CORPCL Astock | $260,000 | +34.7% | 16,200 | 0.0% | 0.12% | +27.8% | |
| VRTX | New | VERTEXPHARMACEUTICALS INCCOMstock | $252,000 | – | 2,000 | +100.0% | 0.11% | – |
| AIXNY | Buy | AIXTRON SESPONSORED ADR REPSTGORD SHSstock | $248,000 | -19.7% | 56,850 | +11.6% | 0.11% | -24.3% |
| UPS | Sell | UNITED PARCEL SVCINC CL Bstock | $243,000 | -10.3% | 2,530 | -8.0% | 0.11% | -15.1% |
| AAPL | APPLE INC COMstock | $243,000 | -4.7% | 2,310 | 0.0% | 0.11% | -10.1% | |
| CELG | CELGENE CORPstock | $240,000 | +11.1% | 2,000 | 0.0% | 0.11% | +5.0% | |
| ESBA | EMPIRE ST RLTY OP LPUNIT LTD PARTNERSHIPINT SER ESstock | $233,000 | +5.9% | 12,904 | 0.0% | 0.10% | 0.0% | |
| WEC | WEC ENERGY GROUP INCCOMstock | $231,000 | -1.7% | 4,500 | 0.0% | 0.10% | -7.3% | |
| PG | Buy | PROCTER & GAMBLE COCOMstock | $231,000 | +16.1% | 2,913 | +5.4% | 0.10% | +9.7% |
| HLIT | Buy | HARMONIC INC COMstock | $213,000 | +115.2% | 52,400 | +207.3% | 0.09% | +104.3% |
| NVO | NOVO NORDISK A.S.ADR FORMERLY NOVOINDUSTRIE A.S. ADRstock | $206,000 | +6.7% | 3,550 | 0.0% | 0.09% | +1.1% | |
| FNFG | New | FIRST NIAGARA FINLGROUP INC NEW COMstock | $207,000 | – | 19,123 | +100.0% | 0.09% | – |
| CVS | CVS HEALTH CORPCOMstock | $196,000 | +1.6% | 2,000 | 0.0% | 0.09% | -4.4% | |
| DE | Sell | DEERE & COstock | $191,000 | -1.0% | 2,511 | -3.8% | 0.08% | -6.7% |
| PBY | New | PEP BOYS MANNY MOE &JACKstock | $184,000 | – | 10,000 | +100.0% | 0.08% | – |
| DRRX | DURECT CORP COMstock | $183,000 | +13.0% | 82,928 | 0.0% | 0.08% | +6.6% | |
| HCA | HCA HLDGS INC COMstock | $169,000 | -12.4% | 2,500 | 0.0% | 0.08% | -16.7% | |
| NSC | NORFOLK SOUTHN CORPCOMstock | $169,000 | +10.5% | 2,000 | 0.0% | 0.08% | +5.6% | |
| TXN | TEXAS INSTRUMENTSINCstock | $165,000 | +10.7% | 3,012 | 0.0% | 0.07% | +4.3% | |
| GIS | GENERAL MILLS INCCOMstock | $161,000 | +2.5% | 2,800 | 0.0% | 0.07% | -2.7% | |
| ALKS | ALKERMES PLCSHSstock | $159,000 | +35.9% | 2,000 | 0.0% | 0.07% | +27.3% | |
| MCD | Buy | MCDONALDS CORPstock | $158,000 | +150.8% | 1,340 | +109.4% | 0.07% | +141.4% |
| FORM | Sell | FORMFACTOR INC COMstock | $156,000 | -35.3% | 17,378 | -51.0% | 0.07% | -38.4% |
| MDLZ | MONDELEZ INTL INC CLAstock | $157,000 | +6.8% | 3,500 | 0.0% | 0.07% | 0.0% | |
| KOPN | Buy | KOPIN CORP COMstock | $139,000 | +256.4% | 50,926 | +309.8% | 0.06% | +238.9% |
| D | DOMINION RES INC VACOMstock | $135,000 | -4.3% | 2,000 | 0.0% | 0.06% | -9.1% | |
| SMSI | SMITH MICRO SOFTWAREINC COMstock | $132,000 | -16.5% | 181,331 | 0.0% | 0.06% | -21.6% | |
| NOC | NORTHROP GRUMMANCORP COMstock | $132,000 | +13.8% | 700 | 0.0% | 0.06% | +7.4% | |
| PAYX | PAYCHEX INC COMstock | $127,000 | +11.4% | 2,400 | 0.0% | 0.06% | +5.7% | |
| PM | PHILIP MORRIS INTLINC COMstock | $123,000 | +10.8% | 1,400 | 0.0% | 0.05% | +3.8% | |
| KMB | KIMBERLY CLARK CORPCOMstock | $115,000 | +17.3% | 900 | 0.0% | 0.05% | +10.9% | |
| VOD | Sell | VODAFONE GROUP PLCNEW SPONSORED ADRNO PARstock | $114,000 | -12.3% | 3,544 | -13.3% | 0.05% | -18.0% |
| YHOO | YAHOO INC COMstock | $112,000 | +15.5% | 3,356 | 0.0% | 0.05% | +8.9% | |
| LMT | LOCKHEED MARTIN CORPCOMstock | $109,000 | +4.8% | 500 | 0.0% | 0.05% | -2.0% | |
| OASPQ | Sell | OASIS PETE INC NEWCOMstock | $108,000 | -24.5% | 14,700 | -10.9% | 0.05% | -28.4% |
| GOOG | New | ALPHABET INC CAP STKCL Cstock | $106,000 | – | 140 | +100.0% | 0.05% | – |
| BRT | BRT REALTY TRUSTSHARES OF BENEFICIALINTERESTstock | $102,000 | -10.5% | 16,025 | 0.0% | 0.04% | -15.1% | |
| PEP | PEPSICO INC COMstock | $101,000 | +6.3% | 1,011 | 0.0% | 0.04% | +2.3% | |
| NEWM | NEW MEDIA INVT GROUPINC COMstock | $103,000 | +25.6% | 5,300 | 0.0% | 0.04% | +18.4% | |
| MO | ALTRIA GROUP INCCOMstock | $99,000 | +7.6% | 1,700 | 0.0% | 0.04% | +2.3% | |
| NFX | NEWFIELD EXPL COCOMMONstock | $98,000 | -1.0% | 3,000 | 0.0% | 0.04% | -6.5% | |
| ONVI | Buy | ONVIA INC COMstock | $88,000 | -7.4% | 23,692 | +0.4% | 0.04% | -11.4% |
| HBI | HANESBRANDS INC COMstock | $89,000 | +1.1% | 3,040 | 0.0% | 0.04% | -4.9% | |
| GSK | GLAXOSMITHKLINE PLCSPONS ADRstock | $81,000 | +5.2% | 2,000 | 0.0% | 0.04% | 0.0% | |
| BJRI | New | BJS RESTAURANTS INCCOMstock | $81,000 | – | 1,860 | +100.0% | 0.04% | – |
| NSAM | NORTHSTAR ASSET MGMTGROUP INC COMstock | $79,000 | -15.1% | 6,500 | 0.0% | 0.04% | -18.6% | |
| SRE | SEMPRA ENERGY COMstock | $75,000 | -2.6% | 800 | 0.0% | 0.03% | -8.3% | |
| WMT | WAL MART STORES INCCOMstock | $73,000 | -5.2% | 1,190 | 0.0% | 0.03% | -11.1% | |
| LEN | LENNAR CORP CL Astock | $73,000 | +1.4% | 1,500 | 0.0% | 0.03% | -5.9% | |
| UL | UNILEVER PLCSPON ADR NEWstock | $71,000 | +6.0% | 1,645 | 0.0% | 0.03% | 0.0% | |
| SYY | SYSCO CORP COMstock | $70,000 | +6.1% | 1,700 | 0.0% | 0.03% | 0.0% | |
| DD | DU PONT E I DENEMOURS & CO COMstock | $67,000 | +39.6% | 1,000 | 0.0% | 0.03% | +36.4% | |
| ALLE | ALLEGION PUB LTD COORD SHSstock | $66,000 | +13.8% | 999 | 0.0% | 0.03% | +7.4% | |
| EMR | EMERSON ELEC CO COMstock | $62,000 | +8.8% | 1,300 | 0.0% | 0.03% | 0.0% | |
| UNH | UNITEDHEALTH GROUPINC COMstock | $59,000 | +1.7% | 502 | 0.0% | 0.03% | -3.7% | |
| ABT | ABBOTT LABS COMstock | $59,000 | +11.3% | 1,316 | 0.0% | 0.03% | +4.0% | |
| NNN | NATIONAL RETAILPPTYS INC COMstock | $60,000 | +11.1% | 1,500 | 0.0% | 0.03% | +4.0% | |
| INTC | Sell | INTEL CORP COMstock | $56,000 | -12.5% | 1,627 | -23.5% | 0.02% | -16.7% |
| CAT | CATERPILLAR INC COMstock | $54,000 | +3.8% | 800 | 0.0% | 0.02% | 0.0% | |
| SGEN | SEATTLE GENETICS INCCOMstock | $54,000 | +17.4% | 1,200 | 0.0% | 0.02% | +14.3% | |
| NRF | New | NORTHSTAR RLTY FINCORP COM PARstock | $55,000 | – | 3,250 | +100.0% | 0.02% | – |
| SU | SUNCOR ENERGY INCNEW COMstock | $52,000 | -1.9% | 2,000 | 0.0% | 0.02% | -8.0% | |
| FB | FACEBOOK INC CL Astock | $52,000 | +15.6% | 500 | 0.0% | 0.02% | +9.5% | |
| BMO | BANK OF MONTREALstock | $42,000 | +2.4% | 753 | 0.0% | 0.02% | 0.0% | |
| HP | HELMERICH & PAYNEINC COMstock | $43,000 | +13.2% | 800 | 0.0% | 0.02% | +5.6% | |
| SNY | SANOFISPONS ADRstock | $43,000 | -8.5% | 1,000 | 0.0% | 0.02% | -13.6% | |
| TICC | TICC CAP CORP COMstock | $44,000 | -8.3% | 7,200 | 0.0% | 0.02% | -13.6% | |
| EPD | ENTERPRISE PRODSPARTNERS L P COMUNITstock | $41,000 | +2.5% | 1,600 | 0.0% | 0.02% | -5.3% | |
| SNECQ | Sell | SANCHEZ ENERGY CORPCOMstock | $40,000 | -31.0% | 9,200 | -2.1% | 0.02% | -33.3% |
| SYT | SYNGENTA AGSPON ADRstock | $39,000 | +21.9% | 500 | 0.0% | 0.02% | +13.3% | |
| DCP | Sell | DCP MIDSTREAMPARTNERS LP COMUNITS LTD PARTNERINTstock | $39,000 | -48.0% | 1,600 | -48.4% | 0.02% | -51.4% |
| PYPL | PAYPAL HLDGS INCCOMstock | $37,000 | +15.6% | 1,019 | 0.0% | 0.02% | +6.7% | |
| OXY | OCCIDENTAL PETE CORPCOMstock | $37,000 | +2.8% | 550 | 0.0% | 0.02% | -5.9% | |
| APO | Sell | APOLLO GLOBAL MGMTLLC CL A SHSstock | $33,000 | -79.1% | 2,200 | -76.1% | 0.02% | -79.7% |
| GDX | Sell | MARKET VECTORS ETFTR GOLD MINERS ETFFDstock | $35,000 | -91.4% | 2,515 | -91.5% | 0.02% | -92.1% |
| COP | CONOCOPHILLIPS COMstock | $33,000 | -2.9% | 700 | 0.0% | 0.02% | -6.2% | |
| CIE | COBALT INTL ENERGYINC COMstock | $31,000 | -22.5% | 5,700 | 0.0% | 0.01% | -26.3% | |
| GOOGL | New | ALPHABET INC CAP STKCL Astock | $31,000 | – | 40 | +100.0% | 0.01% | – |
| PPG | PPG INDUSTRIES INCstock | $29,000 | +11.5% | 292 | 0.0% | 0.01% | +8.3% | |
| EBAY | EBAY INC COMstock | $28,000 | +12.0% | 1,019 | 0.0% | 0.01% | 0.0% | |
| EXXIQ | Sell | ENERGY XXI LTDUSD UNRESTRICTED SHSstock | $27,000 | -40.0% | 26,900 | -37.0% | 0.01% | -42.9% |
| VTR | VENTAS INC COMstock | $28,000 | 0.0% | 500 | 0.0% | 0.01% | -7.7% | |
| BCEI | Sell | BONANZA CREEK ENERGYINC COMstock | $24,000 | +9.1% | 4,600 | -16.4% | 0.01% | +10.0% |
| WMB | Sell | WILLIAMS COS INC COMstock | $26,000 | -99.3% | 1,000 | -99.1% | 0.01% | -99.4% |
| GPS | GAP INC COMstock | $25,000 | -13.8% | 1,022 | 0.0% | 0.01% | -21.4% | |
| RBSPRRCL | ROYAL BK SCOTLANDGROUP PLC ADR REGSTGUSD PFD SER R CPN6.125% FREQ QRTLYstock | $25,000 | 0.0% | 1,000 | 0.0% | 0.01% | -8.3% | |
| HBAN | HUNTINGTONBANCSHARES INCstock | $22,000 | +4.8% | 2,020 | 0.0% | 0.01% | 0.0% | |
| NFLX | Sell | NETFLIX INC COMstock | $23,000 | -20.7% | 200 | -28.6% | 0.01% | -28.6% |
| MRK | MERCK & CO INC NEWCOMstock | $21,000 | +5.0% | 400 | 0.0% | 0.01% | 0.0% | |
| APA | APACHE CORP COMstock | $20,000 | +11.1% | 450 | 0.0% | 0.01% | +12.5% | |
| GLW | CORNING INC COMstock | $21,000 | +5.0% | 1,150 | 0.0% | 0.01% | 0.0% | |
| EOG | EOG RES INCCOMstock | $21,000 | -4.5% | 300 | 0.0% | 0.01% | -10.0% | |
| HSBCPRA | HSBC HLDGS PLC ADRSER A REP 1/40 SER ADIV-6.2% FREQ-QRTLYstock | $20,000 | 0.0% | 775 | 0.0% | 0.01% | 0.0% | |
| REXX | Sell | REX ENERGY CORP COMstock | $18,000 | -66.0% | 16,900 | -33.5% | 0.01% | -68.0% |
| GLD | SPDR GOLD TR GOLDSHSstock | $16,000 | -5.9% | 160 | 0.0% | 0.01% | -12.5% | |
| DRI | DARDEN RESTAURANTSINC COMstock | $16,000 | -5.9% | 250 | 0.0% | 0.01% | -12.5% | |
| BABA | ALIBABA GROUP HLDGLTD SPONSORED ADSstock | $16,000 | +33.3% | 200 | 0.0% | 0.01% | +16.7% | |
| EHTH | Sell | EHEALTH INC COMstock | $15,000 | -97.4% | 1,500 | -96.6% | 0.01% | -97.4% |
| AXP | AMERICAN EXPRESSCOMPANYstock | $16,000 | -5.9% | 230 | 0.0% | 0.01% | -12.5% | |
| NRE | New | NORTHSTAR RLTYEUROPE CORP COMstock | $13,000 | – | 1,083 | +100.0% | 0.01% | – |
| BAC | BANK AMER CORP COMstock | $13,000 | +8.3% | 761 | 0.0% | 0.01% | 0.0% | |
| DVN | DEVON ENERGY CORPNEW COMstock | $14,000 | -17.6% | 450 | 0.0% | 0.01% | -25.0% | |
| ORCL | ORACLE CORP COMstock | $14,000 | 0.0% | 394 | 0.0% | 0.01% | -14.3% | |
| NGLS | TARGA RES PARTNERSLP COM UNIT LTDPARTNERSHIP INTstock | $12,000 | -40.0% | 700 | 0.0% | 0.01% | -44.4% | |
| CLR | CONTINENTAL RES INCCOMstock | $11,000 | -21.4% | 500 | 0.0% | 0.01% | -28.6% | |
| TSLA | TESLA MTRS INCCOMstock | $12,000 | 0.0% | 50 | 0.0% | 0.01% | -16.7% | |
| APC | Buy | ANADARKO PETE CORPCOMstock | $11,000 | +450.0% | 230 | +666.7% | 0.01% | +400.0% |
| CMPR | CIMPRESS N VSHS EUROstock | $8,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| SUNEQ | Buy | SUNEDISON INC COMstock | $10,000 | +42.9% | 2,000 | +100.0% | 0.00% | +33.3% |
| CBZ | CBIZ INC COMstock | $10,000 | 0.0% | 1,000 | 0.0% | 0.00% | -20.0% | |
| BLT | New | BLOUNT INTL INC NEWCOMstock | $8,000 | – | 800 | +100.0% | 0.00% | – |
| ALE | ALLETE INC COM NEWstock | $8,000 | 0.0% | 166 | 0.0% | 0.00% | 0.0% | |
| NEBLQ | NOBLE CORP PLCSHS USDstock | $8,000 | -11.1% | 800 | 0.0% | 0.00% | 0.0% | |
| AEG | AEGON N VORD AMER REGstock | $8,000 | 0.0% | 1,465 | 0.0% | 0.00% | 0.0% | |
| AAVVF | Sell | ADVANTAGE OIL & GASLTDCOMstock | $10,000 | -9.1% | 2,000 | -9.1% | 0.00% | -20.0% |
| CPN | New | CALPINE CORPCOM NEWstock | $7,000 | – | 500 | +100.0% | 0.00% | – |
| F | FORD MOTOR CO DELCOM PARstock | $4,000 | 0.0% | 267 | 0.0% | 0.00% | 0.0% | |
| DIS | DISNEY WALT CODISNEY COMstock | $4,000 | +33.3% | 33 | 0.0% | 0.00% | +100.0% | |
| PGNX | Sell | PROGENICSPHARMACEUTICALS INCCOMstock | $3,000 | -98.6% | 500 | -98.7% | 0.00% | -99.0% |
| DTRM | New | DETERMINE INCCOMstock | $2,000 | – | 700 | +100.0% | 0.00% | – |
| VRX | VALEANTPHARMACEUTICALS INTLINC CDA COMstock | $3,000 | -40.0% | 26 | 0.0% | 0.00% | -50.0% | |
| HPQ | New | HP INCCOMstock | $2,000 | – | 200 | +100.0% | 0.00% | – |
| EOXLQ | Sell | EMERALD OIL INCCOM PARstock | $2,000 | -60.0% | 2,000 | -20.0% | 0.00% | -50.0% |
| FCPT | New | FOUR CORNERS PPTY TRINC COMstock | $2,000 | – | 83 | +100.0% | 0.00% | – |
| HYH | HALYARD HEALTH INCCOMstock | $2,000 | 0.0% | 62 | 0.0% | 0.00% | 0.0% | |
| WBA | WALGREENS BOOTSALLIANCE INC COMstock | $2,000 | 0.0% | 23 | 0.0% | 0.00% | 0.0% | |
| FTR | FRONTIERCOMMUNICATIONS CORPCOMstock | $2,000 | 0.0% | 439 | 0.0% | 0.00% | 0.0% | |
| HPE | New | HEWLETT PACKARDENTERPRISE CO COMstock | $3,000 | – | 200 | +100.0% | 0.00% | – |
| PRKR | Sell | PARKERVISION INC COMstock | $3,000 | 0.0% | 13,500 | -18.2% | 0.00% | 0.0% |
| Z | ZILLOW GROUP INCCL C CAP STKstock | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| AMAT | APPLIED MATERIALSINCstock | $0 | – | 12 | 0.0% | 0.00% | – | |
| AEO | AMERICAN EAGLEOUTFITTERS INC NEWCOMstock | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| Sell | CALL 100 ENERGY XXILTD USD UNRESTRICTEDSHSISIN#BMG100821401EXP [email protected] ROOT= EXXI | $0 | -100.0% | 3 | -99.8% | 0.00% | -100.0% | |
| 4305PS | ALCATEL LUCENTSPON ADRstock | $1,000 | 0.0% | 302 | 0.0% | 0.00% | – | |
| LBTYK | LIBERTY GLOBAL PLCSHS CL Cstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| MDT | MEDTRONIC PLCSHSstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| FICO | FAIR ISAACCORPORATION COMstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| PVAHQ | Sell | PENN VA CORP COMstock | $1,000 | -66.7% | 4,000 | -27.3% | 0.00% | -100.0% |
| JTA | Sell | NUVEEN TAXADVANTAGED TOTALRETURN STRATEGY FDCOMstock | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
| GDXJ | MARKET VECTORS ETFTR JR GOLD MINERSETF NEWstock | $1,000 | 0.0% | 35 | 0.0% | 0.00% | – | |
| LOW | LOWES COS INC COMstock | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| PFL | Sell | PIMCO INCOMESTRATEGY FD COMstock | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
| LLY | LILLY ELI & CO COMstock | $0 | – | 5 | 0.0% | 0.00% | – | |
| LF | LEAPFROG ENTERPRISESINC CL Astock | $0 | – | 5 | 0.0% | 0.00% | – | |
| LH | LABORATORY CORP AMERHLDGS COM NEWstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| KND | KINDRED HEALTHCAREINC COMstock | $0 | – | 7 | 0.0% | 0.00% | – | |
| KKR | Sell | KKR & CO L P DELCOM UNITSstock | $0 | -100.0% | 1 | -100.0% | 0.00% | -100.0% |
| JNPR | JUNIPER NETWORKS INCCOMstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| ISIL | INTERSIL CORP CL Astock | $0 | – | 1 | 0.0% | 0.00% | – | |
| XLU | SELECT SECTOR SPDRTR UTILSstock | $1,000 | 0.0% | 22 | 0.0% | 0.00% | – | |
| GDPMQ | Sell | GOODRICH PETE CORPCOM NEWstock | $0 | -100.0% | 1,000 | -60.0% | 0.00% | – |
| SIRI | SIRIUS XM HLDGS INCCOMstock | $0 | – | 9 | 0.0% | 0.00% | – | |
| FAST | FASTENAL COstock | $0 | – | 6 | 0.0% | 0.00% | – | |
| ENZ | ENZO BIOCHEM INCstock | $1,000 | 0.0% | 242 | 0.0% | 0.00% | – | |
| ECA | ENCANA CORP COMSHSstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| SYMC | SYMANTEC CORPstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| ETY | Sell | EATON VANCE TAXMANAGED DIVERSIFIEDEQUITY INCOME FD COMstock | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
| TGT | TARGET CORP COMstock | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| EVV | EATON VANCE LTDDURATION INCOME FDCOMstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| RRD | R R DONNELLEY & SONSCO COMstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| UNP | UNION PAC CORP COMstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| UBSI | UNITED BANKSHARESINC W VA COMstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| UTX | UNITED TECHNOLOGIESCORP COMstock | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| CSCO | Buy | CISCO SYSTEMS INCstock | $1,000 | 0.0% | 38 | +2.7% | 0.00% | – |
| CC | CHEMOURS COCOMstock | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| CVE | CENOVUS ENERGY INCCOMstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| CCP | Sell | CARE CAP PPTYS INCCOMstock | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
| CRC | CALIFORNIA RES CORPCOMstock | $1,000 | 0.0% | 220 | 0.0% | 0.00% | – | |
| WFC | WELLS FARGO & CONEW COMstock | $1,000 | 0.0% | 19 | 0.0% | 0.00% | – | |
| WRK | WESTROCK COCOM SHSstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INC COMPARstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| ZG | ZILLOW GROUP INCCL Astock | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| STRS | Exit | STRATUS PPTYS INCCOM NEWstock | $0 | – | -50 | -100.0% | 0.00% | – |
| WAL | Exit | WESTERN ALLIANCEBANCORPORATION COMstock | $0 | – | 0 | +100.0% | 0.00% | – |
| ZAZA | Exit | ZAZA ENERGY CORPCOM NEWstock | $0 | – | -500 | -100.0% | 0.00% | – |
| WPZ | Exit | WILLIAMS PARTNERS LPNEW COM UNIT LTDPARTNERSHIP INTstock | $0 | – | 0 | +100.0% | 0.00% | – |
| PGNPQ | Exit | PARAGON OFFSHORE PLCSHSISIN#GB00BMTS0J78stock | $0 | – | -266 | -100.0% | 0.00% | – |
| EBIO | Exit | ELEVENBIOTHERAPEUTICS INCCOMstock | $0 | – | -700 | -100.0% | -0.00% | – |
| SLTC | Exit | SELECTICA INC DELCOM NEWstock | $0 | – | -700 | -100.0% | -0.00% | – |
| BBG | Exit | BARRETT BILL CORPCOMstock | $0 | – | -500 | -100.0% | -0.00% | – |
| HPQ | Exit | HEWLETT PACKARD COCOMstock | $0 | – | -200 | -100.0% | -0.00% | – |
| NRG | Exit | NRG ENERGY INCCOM NEWstock | $0 | – | -500 | -100.0% | -0.00% | – |
| RDSB | Exit | ROYAL DUTCH SHELLPLC SPONSORED ADRREPSTG B SHSISIN#US7802591070stock | $0 | – | -500 | -100.0% | -0.01% | – |
| GOOGL | Exit | GOOGLE INC CL AN/C EFF 10/01/151 OLD/1 NEWCU 02079K305ALPHABET INCstock | $0 | – | -40 | -100.0% | -0.01% | – |
| HZNP | Exit | HORIZON PHARMA PLCSHSISIN#IE00BQPVQZ61stock | $0 | – | -2,000 | -100.0% | -0.02% | – |
| HILL | Exit | DOT HILL SYS CORPstock | $0 | – | -4,720 | -100.0% | -0.02% | – |
| AMJ | Exit | JPMORGAN CHASE & COALERIAN MLP INDEXETN BASED ON WAP(LEVEL OF INDEX)stock | $0 | – | -1,500 | -100.0% | -0.02% | – |
| IMMR | Exit | IMMERSION CORP COMstock | $0 | – | -5,000 | -100.0% | -0.03% | – |
| NRF | Exit | NORTHSTAR RLTY FINCORP COM NEWstock | $0 | – | -6,500 | -100.0% | -0.04% | – |
| GOOG | Exit | GOOGLE INC CL CN/C EFF 10/01/151 OLD/1 NEWCU 02079K107ALPHABET INCstock | $0 | – | -140 | -100.0% | -0.04% | – |
| ABMD | Exit | ABIOMED INC COMstock | $0 | – | -1,000 | -100.0% | -0.04% | – |
| CNL | Exit | CLECO CORP NEW COMstock | $0 | – | -2,000 | -100.0% | -0.05% | – |
| IDSY | Exit | I D SYS INC DELCOMstock | $0 | – | -78,000 | -100.0% | -0.12% | – |
| EFC | Exit | ELLINGTON FINL LLCCOMstock | $0 | – | -15,000 | -100.0% | -0.12% | – |
| REGN | Exit | REGENERONPHARMACEUTICALS INCstock | $0 | – | -600 | -100.0% | -0.13% | – |
| ARCC | Exit | ARES CAP CORPCOMstock | $0 | – | -20,000 | -100.0% | -0.14% | – |
| NTLS | Exit | NTELOS HLDGS CORPCOM NEWstock | $0 | – | -51,355 | -100.0% | -0.22% | – |
| ALTR | Exit | ALTERA CORPstock | $0 | – | -15,000 | -100.0% | -0.35% | – |
| BEE | Exit | STRATEGIC HOTEL CAPINC COMstock | $0 | – | -60,000 | -100.0% | -0.39% | – |
| REMY | Exit | REMY INTL INC NEWCOMstock | $0 | – | -31,700 | -100.0% | -0.43% | – |
| HCC | Exit | HCC INS HLDGS INCCOMstock | $0 | – | -12,000 | -100.0% | -0.43% | – |
| STNR | Exit | STEINER LEISURE LTDstock | $0 | – | -15,500 | -100.0% | -0.46% | – |
| THOR | Exit | THORATEC CORPCOM NEWstock | $0 | – | -15,922 | -100.0% | -0.47% | – |
| HME | Exit | HOME PPTYS INC COMstock | $0 | – | -13,500 | -100.0% | -0.47% | – |
| PGI | Exit | PREMIERE GLOBAL SVCSINC COMstock | $0 | – | -75,000 | -100.0% | -0.48% | – |
| SIAL | Exit | SIGMA ALDRICH CORPCOMstock | $0 | – | -7,800 | -100.0% | -0.51% | – |
| CYT | Exit | CYTEC INDS INC COMstock | $0 | – | -15,500 | -100.0% | -0.53% | – |
| BX | Exit | BLACKSTONE GROUP L PCOM UNIT REPSTG LTDPARTNERSHIP INTstock | $0 | – | -56,700 | -100.0% | -0.84% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.