$150 Million is the total value of Aspen Investment Management Inc's 124 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 10.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $9,828,000 | -7.7% | 29,348 | -15.0% | 6.55% | -14.1% |
| MSFT | Buy | MICROSOFT CORP | $6,423,000 | +5.0% | 30,538 | +1.6% | 4.28% | -2.3% |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $4,409,000 | +4.4% | 230,014 | +0.3% | 2.94% | -2.8% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $4,279,000 | +2.3% | 28,563 | -2.3% | 2.85% | -4.8% |
| PYPL | Buy | PAYPAL HLDGS INC | $4,176,000 | +14.0% | 21,195 | +0.8% | 2.78% | +6.1% |
| FTSL | Sell | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $4,045,000 | +0.8% | 87,923 | -1.2% | 2.70% | -6.2% |
| IEFA | Sell | ISHARES TRcore msci eafe | $3,786,000 | +5.0% | 62,803 | -0.5% | 2.52% | -2.3% |
| HD | Buy | HOME DEPOT INC | $3,578,000 | +11.8% | 12,884 | +0.9% | 2.38% | +4.0% |
| WMT | Buy | WALMART INC | $3,298,000 | +19.8% | 23,576 | +2.6% | 2.20% | +11.5% |
| IGSB | Sell | ISHARES TR | $3,143,000 | -2.2% | 57,235 | -2.6% | 2.10% | -9.0% |
| AMZN | Sell | AMAZON COM INC | $3,142,000 | -11.9% | 998 | -22.8% | 2.10% | -18.0% |
| AAPL | Buy | APPLE INC | $2,938,000 | +3.9% | 25,365 | +227.2% | 1.96% | -3.3% |
| BSCL | Buy | INVESCO EXCH TRD SLF IDX FD | $2,859,000 | +0.1% | 134,113 | +0.3% | 1.91% | -6.9% |
| BSCO | Buy | INVESCO EXCH TRD SLF IDX FD | $2,846,000 | +0.9% | 128,296 | +0.2% | 1.90% | -6.2% |
| SBUX | Buy | STARBUCKS CORP | $2,785,000 | +46.7% | 32,411 | +25.6% | 1.86% | +36.4% |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $2,697,000 | +0.0% | 28,750 | -2.7% | 1.80% | -6.9% |
| FB | Buy | FACEBOOK INCcl a | $2,445,000 | +49.9% | 9,334 | +30.0% | 1.63% | +39.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,296,000 | +10.7% | 15,424 | +4.6% | 1.53% | +3.0% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $2,080,000 | +10.3% | 6,189 | +1.6% | 1.39% | +2.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,034,000 | +1.4% | 21,128 | -0.9% | 1.36% | -5.6% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,995,000 | +7.6% | 11,321 | +0.1% | 1.33% | +0.2% |
| BSCM | Buy | INVESCO EXCH TRD SLF IDX FD | $1,952,000 | +1.2% | 89,371 | +1.1% | 1.30% | -5.8% |
| AMGN | Buy | AMGEN INC | $1,882,000 | +9.7% | 7,406 | +1.8% | 1.26% | +2.1% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,853,000 | +32.4% | 31,140 | +22.7% | 1.24% | +23.1% |
| PEP | Buy | PEPSICO INC | $1,670,000 | +5.4% | 12,049 | +0.5% | 1.11% | -2.0% |
| CSX | Buy | CSX CORP | $1,629,000 | +12.1% | 20,970 | +0.6% | 1.09% | +4.3% |
| DOCU | Sell | DOCUSIGN INC | $1,510,000 | -1.0% | 7,015 | -20.8% | 1.01% | -7.9% |
| BSCN | Buy | INVESCO EXCH TRD SLF IDX FD | $1,464,000 | +1.8% | 67,164 | +1.6% | 0.98% | -5.2% |
| PFE | Buy | PFIZER INC | $1,456,000 | +48.0% | 39,664 | +31.8% | 0.97% | +37.7% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,455,000 | +14.8% | 10,465 | -1.2% | 0.97% | +6.8% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $1,447,000 | +19.8% | 2,951 | +6.3% | 0.96% | +11.6% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $1,416,000 | +5.8% | 45,108 | +0.2% | 0.94% | -1.6% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $1,408,000 | -1.1% | 17,838 | -1.6% | 0.94% | -7.9% |
| V | Sell | VISA INC | $1,353,000 | +3.0% | 6,764 | -0.6% | 0.90% | -4.1% |
| INTC | Sell | INTEL CORP | $1,342,000 | -41.2% | 25,916 | -32.0% | 0.90% | -45.2% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,286,000 | +6.1% | 29,740 | -2.8% | 0.86% | -1.3% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,280,000 | +8.8% | 11,840 | +2.5% | 0.85% | +1.2% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $1,263,000 | +24.2% | 19,842 | +9.9% | 0.84% | +15.5% |
| ABT | Buy | ABBOTT LABS | $1,196,000 | +19.4% | 10,990 | +0.3% | 0.80% | +11.0% |
| PKI | New | PERKINELMER INC | $1,173,000 | – | 9,347 | +100.0% | 0.78% | – |
| NEE | Sell | NEXTERA ENERGY INC | $1,172,000 | +12.9% | 4,224 | -2.3% | 0.78% | +5.0% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $1,154,000 | -0.3% | 5,741 | -1.9% | 0.77% | -7.2% |
| DES | WISDOMTREE TRus smallcap divd | $1,102,000 | -0.5% | 52,264 | 0.0% | 0.74% | -7.3% | |
| ITW | ILLINOIS TOOL WKS INC | $1,098,000 | +10.5% | 5,685 | 0.0% | 0.73% | +2.8% | |
| FLRN | Buy | SPDR SER TRblomberg brc inv | $1,087,000 | +7.0% | 35,554 | +6.6% | 0.72% | -0.4% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $1,062,000 | +11.8% | 15,539 | +6.9% | 0.71% | +4.0% |
| LMT | Sell | LOCKHEED MARTIN CORP | $1,006,000 | +4.0% | 2,626 | -0.9% | 0.67% | -3.2% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $999,000 | +8.5% | 9,985 | -0.7% | 0.67% | +0.9% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $985,000 | +8.2% | 4,445 | +1.0% | 0.66% | +0.8% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $975,000 | +78.9% | 665 | +73.2% | 0.65% | +66.7% |
| EW | Buy | EDWARDS LIFESCIENCES CORP | $969,000 | +16.5% | 12,141 | +0.8% | 0.65% | +8.4% |
| FICO | Buy | FAIR ISAAC CORP | $961,000 | +2.9% | 2,260 | +1.1% | 0.64% | -4.2% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $920,000 | +10.6% | 16,017 | -1.5% | 0.61% | +2.9% |
| BSJL | Sell | INVESCO EXCH TRD SLF IDX FD | $920,000 | -0.1% | 40,092 | -1.3% | 0.61% | -7.1% |
| EFA | ISHARES TRmsci eafe etf | $917,000 | +4.6% | 14,408 | 0.0% | 0.61% | -2.7% | |
| WM | Sell | WASTE MGMT INC DEL | $908,000 | +4.0% | 8,027 | -2.6% | 0.60% | -3.2% |
| CSCO | Sell | CISCO SYS INC | $901,000 | -16.6% | 22,862 | -1.3% | 0.60% | -22.4% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $885,000 | +14.2% | 11,495 | +1.9% | 0.59% | +6.3% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $871,000 | +9.3% | 10,799 | +0.3% | 0.58% | +1.8% |
| DIS | Buy | DISNEY WALT CO | $868,000 | +12.9% | 6,995 | +1.5% | 0.58% | +5.1% |
| SYK | STRYKER CORPORATION | $843,000 | +15.6% | 4,045 | 0.0% | 0.56% | +7.7% | |
| SCHC | SCHWAB STRATEGIC TRintl sceqt etf | $843,000 | +9.9% | 25,924 | 0.0% | 0.56% | +2.2% | |
| BAC | Buy | BK OF AMERICA CORP | $822,000 | +3.8% | 34,123 | +2.3% | 0.55% | -3.4% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $796,000 | -10.5% | 5,710 | -4.3% | 0.53% | -16.6% |
| MDT | Buy | MEDTRONIC PLC | $786,000 | +15.2% | 7,562 | +1.7% | 0.52% | +7.2% |
| SCHE | SCHWAB STRATEGIC TRemrg mkteq etf | $783,000 | +9.8% | 29,277 | 0.0% | 0.52% | +2.2% | |
| IEMG | Sell | ISHARES INCcore msci emkt | $781,000 | +8.9% | 14,785 | -1.9% | 0.52% | +1.4% |
| QCOM | New | QUALCOMM INC | $775,000 | – | 6,589 | +100.0% | 0.52% | – |
| COST | Buy | COSTCO WHSL CORP NEW | $772,000 | +17.3% | 2,174 | +0.2% | 0.52% | +9.3% |
| EBAY | New | EBAY INC. | $755,000 | – | 14,488 | +100.0% | 0.50% | – |
| NVDA | Buy | NVIDIA CORPORATION | $740,000 | +65.9% | 1,368 | +16.6% | 0.49% | +54.1% |
| TMO | THERMO FISHER SCIENTIFIC INC | $706,000 | +21.7% | 1,600 | 0.0% | 0.47% | +13.2% | |
| CVX | CHEVRON CORP NEW | $681,000 | -19.3% | 9,454 | 0.0% | 0.45% | -25.0% | |
| XOM | Buy | EXXON MOBIL CORP | $602,000 | -8.1% | 17,539 | +19.8% | 0.40% | -14.5% |
| CAT | CATERPILLAR INC DEL | $598,000 | +17.9% | 4,009 | 0.0% | 0.40% | +9.9% | |
| ROK | Sell | ROCKWELL AUTOMATION INC | $585,000 | +0.3% | 2,649 | -3.2% | 0.39% | -6.7% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $577,000 | +3.6% | 9,576 | +1.1% | 0.38% | -3.5% |
| IWB | ISHARES TRrus 1000 etf | $540,000 | +8.9% | 2,887 | 0.0% | 0.36% | +1.4% | |
| DUK | Sell | DUKE ENERGY CORP NEW | $540,000 | +8.4% | 6,096 | -2.2% | 0.36% | +0.8% |
| TXN | TEXAS INSTRS INC | $535,000 | +12.4% | 3,746 | 0.0% | 0.36% | +4.7% | |
| GLD | New | SPDR GOLD TR | $535,000 | – | 3,022 | +100.0% | 0.36% | – |
| KO | COCA COLA CO | $531,000 | +10.6% | 10,746 | 0.0% | 0.35% | +2.9% | |
| TT | Sell | TRANE TECHNOLOGIES PLC | $481,000 | +25.3% | 3,969 | -8.1% | 0.32% | +16.7% |
| ABBV | ABBVIE INC | $473,000 | -10.8% | 5,395 | 0.0% | 0.32% | -17.1% | |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $455,000 | +119.8% | 5,621 | +106.2% | 0.30% | +104.7% |
| MRK | Sell | MERCK & CO. INC | $437,000 | +4.3% | 5,264 | -2.8% | 0.29% | -3.0% |
| SCHM | Sell | SCHWAB STRATEGIC TRus mid-cap etf | $418,000 | +3.2% | 7,540 | -2.1% | 0.28% | -3.8% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $371,000 | +10.1% | 3,176 | -1.4% | 0.25% | +2.5% |
| AXP | AMERICAN EXPRESS CO | $370,000 | +5.4% | 3,688 | 0.0% | 0.25% | -1.6% | |
| SCHW | Buy | SCHWAB CHARLES CORP | $369,000 | +7.3% | 10,198 | +0.0% | 0.25% | 0.0% |
| C | Sell | CITIGROUP INC | $365,000 | -17.6% | 8,465 | -2.3% | 0.24% | -23.3% |
| AMD | New | ADVANCED MICRO DEVICES INC | $352,000 | – | 4,299 | +100.0% | 0.24% | – |
| EMLP | FIRST TR EXCHANGE-TRADED FDno amer energy | $341,000 | -4.5% | 17,910 | 0.0% | 0.23% | -11.3% | |
| TCF | Sell | TCF FINL CORP | $340,000 | -20.7% | 14,546 | -0.3% | 0.23% | -26.1% |
| DD | Sell | DUPONT DE NEMOURS INC | $334,000 | +3.7% | 6,015 | -0.7% | 0.22% | -3.5% |
| LLY | Buy | LILLY ELI & CO | $316,000 | -5.1% | 2,138 | +5.5% | 0.21% | -11.7% |
| ORCL | Buy | ORACLE CORP | $310,000 | +8.0% | 5,198 | +0.0% | 0.21% | +0.5% |
| QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $310,000 | +5.8% | 12,750 | 0.0% | 0.21% | -1.4% | |
| YUMC | Sell | YUM CHINA HLDGS INC | $292,000 | +7.7% | 5,521 | -2.2% | 0.20% | +0.5% |
| VIG | VANGUARD SPECIALIZED FUNDSdiv app etf | $289,000 | +9.5% | 2,249 | 0.0% | 0.19% | +2.1% | |
| DON | WISDOMTREE TRus midcap divid | $283,000 | +2.2% | 9,785 | 0.0% | 0.19% | -4.5% | |
| DE | New | DEERE & CO | $277,000 | – | 1,249 | +100.0% | 0.18% | – |
| WFC | Sell | WELLS FARGO CO NEW | $273,000 | -58.4% | 11,614 | -54.6% | 0.18% | -61.3% |
| OEF | ISHARES TRs&p 100 etf | $265,000 | +9.5% | 1,700 | 0.0% | 0.18% | +2.3% | |
| BSJN | INVESCO EXCH TRD SLF IDX FD | $265,000 | +2.3% | 10,800 | 0.0% | 0.18% | -4.8% | |
| NEAR | ISHARES U S ETF TRsht mat bd etf | $266,000 | +0.4% | 5,300 | 0.0% | 0.18% | -6.8% | |
| XLF | SELECT SECTOR SPDR TRsbi int-finl | $261,000 | +4.0% | 10,841 | 0.0% | 0.17% | -3.3% | |
| IHDG | WISDOMTREE TRitl hdg qtly div | $252,000 | +4.1% | 6,900 | 0.0% | 0.17% | -2.9% | |
| IBM | INTERNATIONAL BUSINESS MACHS | $252,000 | +0.8% | 2,071 | 0.0% | 0.17% | -6.1% | |
| DTE | DTE ENERGY CO | $249,000 | +6.9% | 2,163 | 0.0% | 0.17% | -0.6% | |
| SHW | SHERWIN WILLIAMS CO | $244,000 | +20.8% | 350 | 0.0% | 0.16% | +12.4% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $240,000 | -0.4% | 769 | -6.0% | 0.16% | -7.5% |
| JCI | New | JOHNSON CTLS INTL PLC | $236,000 | – | 5,771 | +100.0% | 0.16% | – |
| XLV | SELECT SECTOR SPDR TRsbi healthcare | $234,000 | +5.4% | 2,214 | 0.0% | 0.16% | -1.9% | |
| IDV | Sell | ISHARES TRintl sel div etf | $229,000 | -3.0% | 9,179 | -2.1% | 0.15% | -9.5% |
| MMM | 3M CO | $218,000 | +2.8% | 1,361 | 0.0% | 0.14% | -4.6% | |
| T | Sell | AT&T INC | $217,000 | -7.3% | 7,606 | -1.6% | 0.14% | -13.7% |
| SCHG | New | SCHWAB STRATEGIC TRus lcap gr etf | $215,000 | – | 1,864 | +100.0% | 0.14% | – |
| MO | ALTRIA GROUP INC | $206,000 | -1.4% | 5,323 | 0.0% | 0.14% | -8.7% | |
| IBB | Sell | ISHARES TRnasdaq biotech | $204,000 | -1.9% | 1,503 | -1.3% | 0.14% | -8.7% |
| AMAT | New | APPLIED MATLS INC | $200,000 | – | 3,365 | +100.0% | 0.13% | – |
| HBAN | HUNTINGTON BANCSHARES INC | $155,000 | +1.3% | 16,880 | 0.0% | 0.10% | -6.4% | |
| GE | Sell | GENERAL ELECTRIC CO | $123,000 | -9.6% | 19,720 | -1.1% | 0.08% | -15.5% |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -4,886 | -100.0% | -0.15% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -2,400 | -100.0% | -0.38% | – |
| IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -6,872 | -100.0% | -0.56% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR Unit Trust | 42 | Q3 2023 | 11.7% |
| Ishares Tr Russell 2000 | 42 | Q3 2023 | 4.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.4% |
| PIMCO ETF TR | 42 | Q3 2023 | 3.9% |
| First Trust Preferred Securities Etf | 42 | Q3 2023 | 5.1% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
| Vanguard Reit | 42 | Q3 2023 | 2.4% |
| WASTE MGMT INC DEL | 42 | Q3 2023 | 4.0% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.0% |
| Exxon Mobil Corporation | 42 | Q3 2023 | 8.7% |
View Aspen Investment Management Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-28 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-06 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-11 |
| 13F-HR | 2022-01-26 |
View Aspen Investment Management Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.