$169 Million is the total value of Aspen Investment Management Inc's 134 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 12.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $6,942,000 | -29.4% | 18,567 | -36.7% | 4.11% | -37.3% |
| MSFT | Sell | MICROSOFT CORP | $6,291,000 | -2.1% | 28,286 | -7.4% | 3.72% | -13.0% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $6,145,000 | +43.6% | 31,342 | +9.7% | 3.64% | +27.5% |
| IEFA | Buy | ISHARES TRcore msci eafe | $5,166,000 | +36.5% | 74,772 | +19.1% | 3.06% | +21.2% |
| PYPL | Buy | PAYPAL HLDGS INC | $5,040,000 | +20.7% | 21,520 | +1.5% | 2.98% | +7.2% |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $4,751,000 | +7.8% | 235,308 | +2.3% | 2.81% | -4.3% |
| SBUX | Buy | STARBUCKS CORP | $3,615,000 | +29.8% | 33,790 | +4.3% | 2.14% | +15.3% |
| AAPL | Buy | APPLE INC | $3,449,000 | +17.4% | 25,996 | +2.5% | 2.04% | +4.2% |
| WMT | Buy | WALMART INC | $3,417,000 | +3.6% | 23,705 | +0.5% | 2.02% | -8.0% |
| IGSB | Buy | ISHARES TR | $3,295,000 | +4.8% | 59,722 | +4.3% | 1.95% | -6.9% |
| AMZN | Buy | AMAZON COM INC | $3,265,000 | +3.9% | 1,003 | +0.5% | 1.93% | -7.7% |
| BSCL | Buy | INVESCO EXCH TRD SLF IDX FD | $3,056,000 | +6.9% | 144,063 | +7.4% | 1.81% | -5.0% |
| HYS | Buy | PIMCO ETF TR0-5 high yield | $2,934,000 | +8.8% | 29,867 | +3.9% | 1.74% | -3.4% |
| JPM | Buy | JPMORGAN CHASE & CO | $2,913,000 | +43.2% | 22,925 | +8.5% | 1.72% | +27.2% |
| BSCO | Buy | INVESCO EXCH TRD SLF IDX FD | $2,894,000 | +1.7% | 129,246 | +0.7% | 1.71% | -9.6% |
| BSCM | Buy | INVESCO EXCH TRD SLF IDX FD | $2,773,000 | +42.1% | 127,472 | +42.6% | 1.64% | +26.2% |
| FB | Sell | FACEBOOK INCcl a | $2,484,000 | +1.6% | 9,094 | -2.6% | 1.47% | -9.8% |
| HD | Sell | HOME DEPOT INC | $2,439,000 | -31.8% | 9,181 | -28.7% | 1.44% | -39.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $2,402,000 | +4.6% | 15,260 | -1.1% | 1.42% | -7.1% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $2,343,000 | +12.6% | 6,241 | +0.8% | 1.39% | 0.0% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $2,324,000 | +16.5% | 11,238 | -0.7% | 1.38% | +3.5% |
| BSCN | Buy | INVESCO EXCH TRD SLF IDX FD | $2,248,000 | +53.6% | 102,635 | +52.8% | 1.33% | +36.4% |
| FTSL | Sell | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $2,194,000 | -45.8% | 46,100 | -47.6% | 1.30% | -51.8% |
| CSX | Buy | CSX CORP | $1,912,000 | +17.4% | 21,070 | +0.5% | 1.13% | +4.2% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $1,893,000 | +47.9% | 14,845 | +25.4% | 1.12% | +31.4% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,826,000 | -1.5% | 31,073 | -0.2% | 1.08% | -12.5% |
| PEP | Buy | PEPSICO INC | $1,809,000 | +8.3% | 12,195 | +1.2% | 1.07% | -3.8% |
| AMGN | Buy | AMGEN INC | $1,717,000 | -8.8% | 7,466 | +0.8% | 1.02% | -19.0% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $1,673,000 | +32.5% | 23,107 | +16.5% | 0.99% | +17.7% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $1,663,000 | +87.9% | 18,776 | +63.3% | 0.98% | +66.9% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $1,628,000 | +15.0% | 45,202 | +0.2% | 0.96% | +2.1% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $1,583,000 | +37.2% | 6,003 | +4.6% | 0.94% | +21.8% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,527,000 | +56.6% | 871 | +31.0% | 0.90% | +39.1% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $1,522,000 | +8.1% | 17,926 | +0.5% | 0.90% | -4.0% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,521,000 | +18.3% | 30,345 | +2.0% | 0.90% | +5.1% |
| V | Sell | VISA INC | $1,477,000 | +9.2% | 6,751 | -0.2% | 0.88% | -3.0% |
| DES | Buy | WISDOMTREE TRus smallcap divd | $1,467,000 | +33.1% | 55,139 | +5.5% | 0.87% | +18.2% |
| PFE | Sell | PFIZER INC | $1,458,000 | +0.1% | 39,602 | -0.2% | 0.86% | -11.1% |
| PKI | Buy | PERKINELMER INC | $1,455,000 | +24.0% | 10,139 | +8.5% | 0.86% | +10.2% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,440,000 | -1.0% | 10,352 | -1.1% | 0.85% | -12.1% |
| SCHA | Sell | SCHWAB STRATEGIC TRus sml cap etf | $1,364,000 | +28.4% | 15,331 | -1.3% | 0.81% | +14.1% |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $1,316,000 | -9.1% | 2,631 | -10.8% | 0.78% | -19.3% |
| NEE | Buy | NEXTERA ENERGY INC | $1,316,000 | +12.3% | 17,063 | +304.0% | 0.78% | -0.3% |
| INTC | Sell | INTEL CORP | $1,275,000 | -5.0% | 25,591 | -1.3% | 0.76% | -15.6% |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $1,268,000 | +28.7% | 4,421 | -0.5% | 0.75% | +14.3% |
| DIS | Sell | DISNEY WALT CO | $1,256,000 | +44.7% | 6,930 | -0.9% | 0.74% | +28.5% |
| DOCU | Sell | DOCUSIGN INC | $1,246,000 | -17.5% | 5,605 | -20.1% | 0.74% | -26.7% |
| ABT | Buy | ABBOTT LABS | $1,213,000 | +1.4% | 11,080 | +0.8% | 0.72% | -9.9% |
| FICO | FAIR ISAAC CORP | $1,155,000 | +20.2% | 2,260 | 0.0% | 0.68% | +6.7% | |
| ITW | Sell | ILLINOIS TOOL WKS INC | $1,151,000 | +4.8% | 5,645 | -0.7% | 0.68% | -6.8% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $1,145,000 | +14.6% | 9,935 | -0.5% | 0.68% | +1.8% |
| FLRN | Buy | SPDR SER TRblomberg brc inv | $1,113,000 | +2.4% | 36,374 | +2.3% | 0.66% | -9.1% |
| BAC | Buy | BK OF AMERICA CORP | $1,102,000 | +34.1% | 36,372 | +6.6% | 0.65% | +19.2% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $1,101,000 | +13.6% | 12,066 | -0.6% | 0.65% | +0.9% |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,042,000 | +13.6% | 14,283 | -0.9% | 0.62% | +1.0% |
| BSJL | Buy | INVESCO EXCH TRD SLF IDX FD | $1,040,000 | +13.0% | 45,042 | +12.3% | 0.62% | +0.5% |
| SYK | Buy | STRYKER CORPORATION | $1,035,000 | +22.8% | 4,225 | +4.4% | 0.61% | +9.1% |
| CSCO | Sell | CISCO SYS INC | $1,021,000 | +13.3% | 22,812 | -0.2% | 0.60% | +0.7% |
| QCOM | Buy | QUALCOMM INC | $1,005,000 | +29.7% | 6,599 | +0.2% | 0.60% | +15.1% |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $1,002,000 | +18.9% | 26,624 | +2.7% | 0.59% | +5.5% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $994,000 | +14.1% | 10,927 | +1.2% | 0.59% | +1.4% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $993,000 | +24.7% | 5,635 | -1.3% | 0.59% | +10.7% |
| WM | Buy | WASTE MGMT INC DEL | $959,000 | +5.6% | 8,132 | +1.3% | 0.57% | -6.1% |
| IEMG | Buy | ISHARES INCcore msci emkt | $937,000 | +20.0% | 15,104 | +2.2% | 0.56% | +6.5% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $935,000 | +1.6% | 15,992 | -0.2% | 0.55% | -9.6% |
| LMT | Sell | LOCKHEED MARTIN CORP | $926,000 | -8.0% | 2,610 | -0.6% | 0.55% | -18.3% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $894,000 | +14.2% | 29,172 | -0.4% | 0.53% | +1.3% |
| MDT | Sell | MEDTRONIC PLC | $880,000 | +12.0% | 7,512 | -0.7% | 0.52% | -0.6% |
| CAT | Buy | CATERPILLAR INC | $843,000 | +41.0% | 4,631 | +15.5% | 0.50% | +25.1% |
| AMAT | Buy | APPLIED MATLS INC | $832,000 | +316.0% | 9,644 | +186.6% | 0.49% | +270.7% |
| CVX | Buy | CHEVRON CORP NEW | $821,000 | +20.6% | 9,725 | +2.9% | 0.49% | +7.0% |
| COST | Sell | COSTCO WHSL CORP NEW | $816,000 | +5.7% | 2,167 | -0.3% | 0.48% | -6.2% |
| TMO | THERMO FISHER SCIENTIFIC INC | $745,000 | +5.5% | 1,600 | 0.0% | 0.44% | -6.4% | |
| NVDA | Buy | NVIDIA CORPORATION | $726,000 | -1.9% | 1,391 | +1.7% | 0.43% | -12.8% |
| KO | Buy | COCA COLA CO | $726,000 | +36.7% | 13,234 | +23.2% | 0.43% | +21.5% |
| DE | Buy | DEERE & CO | $711,000 | +156.7% | 2,644 | +111.7% | 0.42% | +127.6% |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $707,000 | – | 1,684 | +100.0% | 0.42% | – |
| SCHW | Buy | SCHWAB CHARLES CORP | $669,000 | +81.3% | 12,606 | +23.6% | 0.40% | +61.0% |
| ROK | Sell | ROCKWELL AUTOMATION INC | $658,000 | +12.5% | 2,625 | -0.9% | 0.39% | 0.0% |
| JCI | Buy | JOHNSON CTLS INTL PLC | $651,000 | +175.8% | 13,969 | +142.1% | 0.38% | +145.2% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $620,000 | +76.1% | 6,755 | +57.1% | 0.37% | +56.2% |
| TXN | Sell | TEXAS INSTRS INC | $611,000 | +14.2% | 3,721 | -0.7% | 0.36% | +1.4% |
| IWB | ISHARES TRrus 1000 etf | $612,000 | +13.3% | 2,887 | 0.0% | 0.36% | +0.6% | |
| XOM | Sell | EXXON MOBIL CORP | $603,000 | +0.2% | 14,617 | -16.7% | 0.36% | -11.0% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $588,000 | +1.9% | 9,476 | -1.0% | 0.35% | -9.6% |
| TT | Buy | TRANE TECHNOLOGIES PLC | $583,000 | +21.2% | 4,014 | +1.1% | 0.34% | +7.5% |
| ABBV | ABBVIE INC | $578,000 | +22.2% | 5,395 | 0.0% | 0.34% | +8.6% | |
| DUK | Buy | DUKE ENERGY CORP NEW | $560,000 | +3.7% | 6,114 | +0.3% | 0.33% | -7.8% |
| TCF | Sell | TCF FINL CORP | $537,000 | +57.9% | 14,496 | -0.3% | 0.32% | +40.1% |
| SCHM | SCHWAB STRATEGIC TRus mid-cap etf | $514,000 | +23.0% | 7,540 | 0.0% | 0.30% | +9.0% | |
| CVS | New | CVS HEALTH CORP | $490,000 | – | 7,177 | +100.0% | 0.29% | – |
| C | Sell | CITIGROUP INC | $480,000 | +31.5% | 7,783 | -8.1% | 0.28% | +16.9% |
| DD | Buy | DUPONT DE NEMOURS INC | $439,000 | +31.4% | 6,178 | +2.7% | 0.26% | +16.6% |
| MRK | Buy | MERCK & CO. INC | $438,000 | +0.2% | 5,349 | +1.6% | 0.26% | -11.0% |
| GNRC | New | GENERAC HLDGS INC | $437,000 | – | 1,920 | +100.0% | 0.26% | – |
| AXP | Sell | AMERICAN EXPRESS CO | $434,000 | +17.3% | 3,588 | -2.7% | 0.26% | +4.0% |
| EBAY | Sell | EBAY INC. | $421,000 | -44.2% | 8,388 | -42.1% | 0.25% | -50.5% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $415,000 | +11.9% | 3,189 | +0.4% | 0.25% | -0.4% |
| NIO | New | NIO INCspon ads | $406,000 | – | 8,329 | +100.0% | 0.24% | – |
| FDX | New | FEDEX CORP | $406,000 | – | 1,562 | +100.0% | 0.24% | – |
| EMLP | FIRST TR EXCHANGE-TRADED FDno amer energy | $376,000 | +10.3% | 17,910 | 0.0% | 0.22% | -1.8% | |
| QQQX | Buy | NUVEEN NASDAQ 100 DYNAMIC OV | $342,000 | +10.3% | 13,150 | +3.1% | 0.20% | -1.9% |
| DON | WISDOMTREE TRus midcap divid | $341,000 | +20.5% | 9,785 | 0.0% | 0.20% | +6.9% | |
| ORCL | ORACLE CORP | $336,000 | +8.4% | 5,198 | 0.0% | 0.20% | -3.9% | |
| XBI | New | SPDR SER TRs&p biotech | $331,000 | – | 2,351 | +100.0% | 0.20% | – |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $331,000 | -27.3% | 3,561 | -36.6% | 0.20% | -35.3% |
| WFC | Sell | WELLS FARGO CO NEW | $327,000 | +19.8% | 10,827 | -6.8% | 0.19% | +6.6% |
| VIG | VANGUARD SPECIALIZED FUNDSdiv app etf | $317,000 | +9.7% | 2,249 | 0.0% | 0.19% | -2.6% | |
| YUMC | YUM CHINA HLDGS INC | $315,000 | +7.9% | 5,521 | 0.0% | 0.19% | -4.1% | |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $305,000 | +16.9% | 10,341 | -4.6% | 0.18% | +4.0% |
| OEF | ISHARES TRs&p 100 etf | $292,000 | +10.2% | 1,700 | 0.0% | 0.17% | -2.3% | |
| BSJN | INVESCO EXCH TRD SLF IDX FD | $274,000 | +3.4% | 10,800 | 0.0% | 0.16% | -8.5% | |
| IHDG | WISDOMTREE TRitl hdg qtly div | $271,000 | +7.5% | 6,900 | 0.0% | 0.16% | -4.8% | |
| IDV | Sell | ISHARES TRintl sel div etf | $266,000 | +16.2% | 9,019 | -1.7% | 0.16% | +3.3% |
| NEAR | ISHARES U S ETF TRblackrock st mat | $266,000 | 0.0% | 5,300 | 0.0% | 0.16% | -10.7% | |
| DTE | DTE ENERGY CO | $263,000 | +5.6% | 2,163 | 0.0% | 0.16% | -6.0% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $262,000 | +9.2% | 748 | -2.7% | 0.16% | -3.1% |
| EME | New | EMCOR GROUP INC | $258,000 | – | 2,821 | +100.0% | 0.15% | – |
| PINS | New | PINTEREST INCcl a | $259,000 | – | 3,925 | +100.0% | 0.15% | – |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $251,000 | +7.3% | 2,210 | -0.2% | 0.15% | -4.5% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $248,000 | -1.6% | 1,971 | -4.8% | 0.15% | -12.5% |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $246,000 | – | 3,447 | +100.0% | 0.15% | – |
| TRV | New | TRAVELERS COMPANIES INC | $243,000 | – | 1,733 | +100.0% | 0.14% | – |
| GE | Buy | GENERAL ELECTRIC CO | $243,000 | +97.6% | 22,545 | +14.3% | 0.14% | +75.6% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $240,000 | +11.6% | 1,866 | +0.1% | 0.14% | -0.7% |
| MMM | 3M CO | $238,000 | +9.2% | 1,361 | 0.0% | 0.14% | -2.8% | |
| IBB | Sell | ISHARES TRnasdaq biotech | $225,000 | +10.3% | 1,483 | -1.3% | 0.13% | -2.2% |
| IWR | New | ISHARES TRrus mid cap etf | $221,000 | – | 3,230 | +100.0% | 0.13% | – |
| SHW | Sell | SHERWIN WILLIAMS CO | $220,000 | -9.8% | 300 | -14.3% | 0.13% | -20.2% |
| T | Sell | AT&T INC | $217,000 | 0.0% | 7,534 | -0.9% | 0.13% | -11.7% |
| SNAP | New | SNAP INCcl a | $212,000 | – | 4,244 | +100.0% | 0.13% | – |
| MO | Sell | ALTRIA GROUP INC | $213,000 | +3.4% | 5,190 | -2.5% | 0.13% | -8.0% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $213,000 | +37.4% | 16,865 | -0.1% | 0.13% | +22.3% |
| IBCP | New | INDEPENDENT BK CORP MICH | $209,000 | – | 11,323 | +100.0% | 0.12% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -2,138 | -100.0% | -0.21% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -3,022 | -100.0% | -0.36% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR Unit Trust | 42 | Q3 2023 | 11.7% |
| Ishares Tr Russell 2000 | 42 | Q3 2023 | 4.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.4% |
| PIMCO ETF TR | 42 | Q3 2023 | 3.9% |
| First Trust Preferred Securities Etf | 42 | Q3 2023 | 5.1% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
| Vanguard Reit | 42 | Q3 2023 | 2.4% |
| WASTE MGMT INC DEL | 42 | Q3 2023 | 4.0% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.0% |
| Exxon Mobil Corporation | 42 | Q3 2023 | 8.7% |
View Aspen Investment Management Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-28 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-06 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-11 |
| 13F-HR | 2022-01-26 |
| 13F-HR | 2021-12-06 |
View Aspen Investment Management Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.