$109 Million is the total value of Aspen Investment Management Inc's 117 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 8.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $12,035,000 | +154.3% | 58,557 | +152.2% | 11.02% | +134.3% |
| IOC | Buy | INTEROIL CORP | $10,132,000 | +5.0% | 318,319 | +3.6% | 9.28% | -3.3% |
| IGIB | Buy | ISHARES TRinterm cr bd etf | $5,800,000 | +2.9% | 52,873 | +0.6% | 5.31% | -5.2% |
| HYS | Buy | PIMCO ETF TR0-5 high yield | $3,637,000 | +2.0% | 39,126 | +0.6% | 3.33% | -6.0% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $2,980,000 | +331.9% | 37,949 | +321.7% | 2.73% | +297.8% |
| FTA | Sell | FIRST TR LRG CP VL ALPHADEX | $2,714,000 | +5.0% | 66,792 | -0.6% | 2.49% | -3.2% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $2,485,000 | +3.2% | 29,651 | -1.8% | 2.28% | -4.9% |
| FPE | Buy | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $2,415,000 | -0.7% | 129,344 | +0.8% | 2.21% | -8.5% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $2,413,000 | -2.8% | 21,813 | -1.1% | 2.21% | -10.5% |
| GE | Sell | GENERAL ELECTRIC CO | $1,975,000 | +1.9% | 62,131 | -0.2% | 1.81% | -6.1% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $1,850,000 | -1.3% | 15,261 | -2.2% | 1.69% | -9.1% |
| IEFA | Buy | ISHARES TRcore msci eafe | $1,840,000 | -0.3% | 34,623 | +2.0% | 1.68% | -8.2% |
| MSFT | Sell | MICROSOFT CORP | $1,838,000 | -1.6% | 33,280 | -1.1% | 1.68% | -9.3% |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $1,655,000 | +0.9% | 72,855 | -0.5% | 1.52% | -7.1% |
| JNJ | JOHNSON & JOHNSON | $1,521,000 | +5.3% | 14,058 | 0.0% | 1.39% | -3.0% | |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,456,000 | -2.9% | 25,464 | -0.2% | 1.33% | -10.5% |
| DES | Buy | WISDOMTREE TRsmallcap divid | $1,455,000 | +10.7% | 21,177 | +4.7% | 1.33% | +2.1% |
| XOM | Buy | EXXON MOBIL CORP | $1,345,000 | +15.5% | 16,092 | +7.7% | 1.23% | +6.4% |
| IGSB | ISHARES TR1-3 yr cr bd etf | $1,329,000 | +0.8% | 12,609 | 0.0% | 1.22% | -7.2% | |
| IVV | Buy | ISHARES TRcore s&p500 etf | $1,214,000 | +346.3% | 5,876 | +343.1% | 1.11% | +311.9% |
| DON | Buy | WISDOMTREE TRmidcap divi fd | $1,205,000 | +10.1% | 13,992 | +2.9% | 1.10% | +1.5% |
| HD | Buy | HOME DEPOT INC | $1,127,000 | +1.9% | 8,445 | +1.0% | 1.03% | -6.2% |
| PEP | PEPSICO INC | $1,080,000 | +2.6% | 10,534 | 0.0% | 0.99% | -5.5% | |
| AMGN | Sell | AMGEN INC | $1,056,000 | -14.8% | 7,040 | -7.7% | 0.97% | -21.5% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,045,000 | +16.5% | 19,314 | -0.5% | 0.96% | +7.3% |
| FB | Sell | FACEBOOK INCcl a | $1,006,000 | +4.4% | 8,815 | -4.3% | 0.92% | -3.9% |
| INTC | Sell | INTEL CORP | $946,000 | -6.4% | 29,253 | -0.3% | 0.87% | -13.8% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $933,000 | +5.2% | 26,976 | -0.5% | 0.86% | -3.1% |
| IDV | Buy | ISHARES TRintl sel div etf | $927,000 | +5.6% | 31,967 | +4.5% | 0.85% | -2.7% |
| ITW | ILLINOIS TOOL WKS INC | $899,000 | +10.6% | 8,772 | 0.0% | 0.82% | +1.9% | |
| PFE | Sell | PFIZER INC | $884,000 | -11.1% | 29,837 | -3.1% | 0.81% | -18.0% |
| WFC | Sell | WELLS FARGO & CO NEW | $875,000 | -11.4% | 18,099 | -0.4% | 0.80% | -18.4% |
| JPM | JPMORGAN CHASE & CO | $860,000 | -10.3% | 14,528 | 0.0% | 0.79% | -17.3% | |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $859,000 | -10.7% | 13,561 | -6.1% | 0.79% | -17.7% |
| CVX | CHEVRON CORP NEW | $851,000 | +5.6% | 8,963 | 0.0% | 0.78% | -2.7% | |
| SCHC | Sell | SCHWAB STRATEGIC TRintl sceqt etf | $843,000 | -0.7% | 29,131 | -1.1% | 0.77% | -8.5% |
| YUM | Sell | YUM BRANDS INC | $827,000 | +11.2% | 10,107 | -0.7% | 0.76% | +2.3% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $797,000 | -10.8% | 19,868 | -0.3% | 0.73% | -17.8% |
| PYPL | New | PAYPAL HLDGS INC | $784,000 | – | 20,305 | +100.0% | 0.72% | – |
| BMY | BRISTOL MYERS SQUIBB CO | $759,000 | -7.1% | 11,876 | 0.0% | 0.70% | -14.4% | |
| V | Sell | VISA INC | $706,000 | -2.1% | 9,232 | -0.6% | 0.65% | -9.8% |
| FL | FOOT LOCKER INC | $696,000 | -0.9% | 10,791 | 0.0% | 0.64% | -8.7% | |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $681,000 | +0.4% | 17,455 | +0.0% | 0.62% | -7.4% |
| PG | PROCTER & GAMBLE CO | $653,000 | +3.7% | 7,935 | 0.0% | 0.60% | -4.5% | |
| AET | Sell | AETNA INC NEW | $649,000 | +2.5% | 5,777 | -1.4% | 0.59% | -5.6% |
| AAPL | Sell | APPLE INC | $641,000 | -0.6% | 5,878 | -4.1% | 0.59% | -8.4% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $627,000 | -1.7% | 6,988 | -7.2% | 0.57% | -9.5% |
| CSX | Sell | CSX CORP | $609,000 | -3.9% | 23,646 | -3.3% | 0.56% | -11.4% |
| LMT | LOCKHEED MARTIN CORP | $580,000 | +1.9% | 2,619 | 0.0% | 0.53% | -6.2% | |
| DUK | DUKE ENERGY CORP NEW | $579,000 | +13.1% | 7,174 | 0.0% | 0.53% | +4.1% | |
| WETF | Buy | WISDOMTREE INVTS INC | $559,000 | -20.0% | 48,898 | +9.7% | 0.51% | -26.3% |
| DIS | Sell | DISNEY WALT CO | $552,000 | -8.0% | 5,560 | -2.6% | 0.51% | -15.2% |
| KO | COCA COLA CO | $552,000 | +8.0% | 11,896 | 0.0% | 0.51% | -0.4% | |
| COF | Sell | CAPITAL ONE FINL CORP | $543,000 | -12.4% | 7,836 | -8.7% | 0.50% | -19.3% |
| WM | Sell | WASTE MGMT INC DEL | $534,000 | +9.9% | 9,054 | -0.5% | 0.49% | +1.2% |
| T | Buy | AT&T INC | $506,000 | +16.6% | 12,906 | +2.4% | 0.46% | +7.4% |
| AMZN | AMAZON COM INC | $489,000 | -12.1% | 823 | 0.0% | 0.45% | -19.0% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $484,000 | -5.3% | 3,195 | -14.0% | 0.44% | -12.8% |
| CSCO | Sell | CISCO SYS INC | $481,000 | +3.4% | 16,908 | -1.2% | 0.44% | -4.5% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $472,000 | -13.4% | 3,004 | -0.7% | 0.43% | -20.3% |
| MDT | MEDTRONIC PLC | $451,000 | -2.4% | 6,011 | 0.0% | 0.41% | -10.0% | |
| NEE | NEXTERA ENERGY INC | $439,000 | +14.0% | 3,710 | 0.0% | 0.40% | +5.0% | |
| MO | ALTRIA GROUP INC | $426,000 | +7.8% | 6,791 | 0.0% | 0.39% | -0.8% | |
| SYK | Sell | STRYKER CORP | $411,000 | +2.8% | 3,830 | -11.0% | 0.38% | -5.5% |
| FV | Sell | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $407,000 | -78.4% | 18,850 | -76.5% | 0.37% | -80.1% |
| TYC | Sell | TYCO INTL PLC | $403,000 | -0.2% | 10,968 | -13.4% | 0.37% | -8.2% |
| MRK | Sell | MERCK & CO INC NEW | $391,000 | -2.5% | 7,392 | -2.6% | 0.36% | -10.3% |
| FICO | Sell | FAIR ISAAC CORP | $382,000 | +11.0% | 3,600 | -1.4% | 0.35% | +2.3% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $380,000 | -9.3% | 1,615 | -1.2% | 0.35% | -16.5% |
| CAT | Buy | CATERPILLAR INC DEL | $377,000 | +49.0% | 4,924 | +32.2% | 0.34% | +36.9% |
| BAC | Buy | BANK AMER CORP | $367,000 | -16.8% | 27,093 | +3.3% | 0.34% | -23.3% |
| FXI | Sell | ISHARES TRchina lg-cap etf | $367,000 | -15.4% | 10,872 | -11.6% | 0.34% | -22.0% |
| IWB | ISHARES TRrus 1000 etf | $364,000 | +0.8% | 3,187 | 0.0% | 0.33% | -7.2% | |
| IFV | Sell | FIRST TR EXCHANGE TRADED FDdorsey wright | $346,000 | -50.6% | 20,200 | -48.4% | 0.32% | -54.5% |
| CA | Sell | CA INC | $325,000 | -1.5% | 10,570 | -8.6% | 0.30% | -9.1% |
| EW | EDWARDS LIFESCIENCES CORP | $325,000 | +11.7% | 3,680 | 0.0% | 0.30% | +3.1% | |
| IEMG | Sell | ISHARES INCcore msci emkt | $322,000 | +3.2% | 7,725 | -2.5% | 0.30% | -4.8% |
| WMT | WAL-MART STORES INC | $321,000 | +11.5% | 4,693 | 0.0% | 0.29% | +2.8% | |
| SRCL | STERICYCLE INC | $317,000 | +4.6% | 2,515 | 0.0% | 0.29% | -3.7% | |
| ADBE | Buy | ADOBE SYS INC | $316,000 | +1.3% | 3,371 | +1.5% | 0.29% | -6.8% |
| NEAR | ISHARES U S ETF TRsht mat bd etf | $315,000 | 0.0% | 6,300 | 0.0% | 0.29% | -7.7% | |
| MET | Sell | METLIFE INC | $316,000 | -18.6% | 7,203 | -10.6% | 0.29% | -25.1% |
| FTSL | FIRST TR EXCHANGE TRADED FDsenior ln fd | $312,000 | +1.6% | 6,560 | 0.0% | 0.29% | -6.2% | |
| MMM | 3M CO | $310,000 | +10.7% | 1,861 | 0.0% | 0.28% | +2.2% | |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $306,000 | +0.7% | 3,060 | -3.2% | 0.28% | -7.3% |
| ORCL | ORACLE CORP | $302,000 | +12.3% | 7,370 | 0.0% | 0.28% | +3.7% | |
| SCHW | Sell | SCHWAB CHARLES CORP NEW | $301,000 | -16.2% | 10,743 | -1.4% | 0.28% | -22.7% |
| GILD | Sell | GILEAD SCIENCES INC | $299,000 | -23.5% | 3,260 | -15.5% | 0.27% | -29.6% |
| ABBV | Sell | ABBVIE INC | $296,000 | -11.1% | 5,175 | -8.0% | 0.27% | -18.1% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $292,000 | +1.4% | 5,615 | +1.4% | 0.27% | -6.6% |
| TMO | THERMO FISHER SCIENTIFIC INC | $283,000 | -0.4% | 2,000 | 0.0% | 0.26% | -8.2% | |
| TXN | TEXAS INSTRS INC | $277,000 | +4.5% | 4,831 | 0.0% | 0.25% | -3.4% | |
| COP | Sell | CONOCOPHILLIPS | $276,000 | -18.1% | 6,865 | -4.9% | 0.25% | -24.5% |
| VIG | VANGUARD SPECIALIZED PORTFOLdiv app etf | $268,000 | +4.3% | 3,300 | 0.0% | 0.24% | -4.3% | |
| KHC | Sell | KRAFT HEINZ CO | $267,000 | +3.9% | 3,402 | -3.8% | 0.24% | -4.3% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $264,000 | +2.3% | 5,407 | +1.7% | 0.24% | -5.5% |
| EMLP | FIRST TR EXCHANGE TRADED FDno amer energy | $258,000 | +7.9% | 11,820 | 0.0% | 0.24% | -0.8% | |
| BC | Sell | BRUNSWICK CORP | $258,000 | -16.5% | 5,370 | -12.3% | 0.24% | -23.1% |
| SCHM | SCHWAB STRATEGIC TRus mid-cap etf | $256,000 | +1.2% | 6,303 | 0.0% | 0.23% | -7.1% | |
| DGRW | New | WISDOMTREE TRus qtly div grt | $255,000 | – | 8,163 | +100.0% | 0.23% | – |
| MDRX | Buy | ALLSCRIPTS HEALTHCARE SOLUTN | $254,000 | -8.3% | 19,235 | +6.7% | 0.23% | -15.3% |
| AXP | AMERICAN EXPRESS CO | $242,000 | -11.7% | 3,945 | 0.0% | 0.22% | -18.4% | |
| SCHZ | Sell | SCHWAB STRATEGIC TRus aggregate b | $240,000 | -0.4% | 4,550 | -2.6% | 0.22% | -8.3% |
| UNH | UNITEDHEALTH GROUP INC | $238,000 | +9.2% | 1,850 | 0.0% | 0.22% | +0.5% | |
| GLD | SPDR GOLD TRUST | $235,000 | +15.8% | 2,000 | 0.0% | 0.22% | +6.4% | |
| WMB | Sell | WILLIAMS COS INC DEL | $231,000 | -42.7% | 14,383 | -8.3% | 0.21% | -47.1% |
| F | Sell | FORD MTR CO DEL | $230,000 | -11.9% | 17,032 | -8.1% | 0.21% | -18.5% |
| CB | New | CHUBB LIMITED | $224,000 | – | 1,884 | +100.0% | 0.20% | – |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $224,000 | +11.4% | 10,778 | +4.9% | 0.20% | +2.5% |
| DOW | DOW CHEM CO | $222,000 | -0.9% | 4,357 | 0.0% | 0.20% | -9.0% | |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $218,000 | -24.3% | 2,585 | -23.6% | 0.20% | -30.1% |
| MRO | Buy | MARATHON OIL CORP | $210,000 | +29.6% | 18,817 | +45.8% | 0.19% | +19.3% |
| ABT | Sell | ABBOTT LABS | $209,000 | -14.3% | 4,990 | -8.3% | 0.19% | -21.4% |
| GSG | New | ISHARES S&P GSCI COMMODITY Iunit ben int | $207,000 | – | 15,000 | +100.0% | 0.19% | – |
| IWR | New | ISHARES TRrus mid-cap etf | $202,000 | – | 1,240 | +100.0% | 0.18% | – |
| TRV | Sell | TRAVELERS COMPANIES INC | $202,000 | -16.2% | 1,733 | -18.8% | 0.18% | -22.9% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $200,000 | -3.8% | 7,369 | -2.3% | 0.18% | -11.6% |
| BP | Exit | BP PLCsponsored adr | $0 | – | -6,620 | -100.0% | -0.21% | – |
| PDP | Exit | POWERSHARES ETF TRUSTdwa momentum ptf | $0 | – | -6,307 | -100.0% | -0.26% | – |
| DWAS | Exit | POWERSHARES ETF TRUST IIdwa sc momnt ptf | $0 | – | -7,984 | -100.0% | -0.30% | – |
| IHDG | Exit | WISDOMTREE TRitl hdg qtly div | $0 | – | -25,770 | -100.0% | -0.68% | – |
| FXO | Exit | FIRST TR EXCHANGE TRADED Ffinls alphadex | $0 | – | -33,165 | -100.0% | -0.76% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR Unit Trust | 42 | Q3 2023 | 11.7% |
| Ishares Tr Russell 2000 | 42 | Q3 2023 | 4.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.4% |
| PIMCO ETF TR | 42 | Q3 2023 | 3.9% |
| First Trust Preferred Securities Etf | 42 | Q3 2023 | 5.1% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
| Vanguard Reit | 42 | Q3 2023 | 2.4% |
| WASTE MGMT INC DEL | 42 | Q3 2023 | 4.0% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.0% |
| Exxon Mobil Corporation | 42 | Q3 2023 | 8.7% |
View Aspen Investment Management Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-28 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-06 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-11 |
| 13F-HR | 2022-01-26 |
View Aspen Investment Management Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.