$101 Million is the total value of Aspen Investment Management Inc's 117 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 5.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IOC | Sell | INTEROIL CORP | $9,649,000 | -9.5% | 307,127 | -2.4% | 9.59% | -7.8% |
| IGIB | Sell | ISHARES TRinterm cr bd etf | $5,639,000 | -5.3% | 52,565 | -4.1% | 5.61% | -3.5% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $4,733,000 | +13.4% | 23,218 | +6.6% | 4.70% | +15.5% |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $3,565,000 | -7.7% | 38,910 | -4.7% | 3.54% | -6.0% |
| FTA | Sell | FIRST TR LRG CP VL ALPHADE | $2,584,000 | -0.7% | 67,222 | -2.4% | 2.57% | +1.2% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $2,483,000 | +2.1% | 22,048 | -1.0% | 2.47% | +4.0% |
| FPE | Buy | FIRST TR EXCHANGE-TRADED Fpfd secs inc etf | $2,432,000 | +144.7% | 128,334 | +142.2% | 2.42% | +149.3% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $2,407,000 | +6.6% | 30,191 | +1.0% | 2.39% | +8.6% |
| GE | GENERAL ELECTRIC CO | $1,938,000 | +23.5% | 62,231 | 0.0% | 1.93% | +25.9% | |
| FV | Buy | FIRST TR EXCHANGE TRADED Fdorsey wrt 5 etf | $1,888,000 | +25.7% | 80,380 | +17.4% | 1.88% | +28.0% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $1,875,000 | +2.8% | 15,611 | -0.1% | 1.86% | +4.7% |
| MSFT | Buy | MICROSOFT CORP | $1,867,000 | +26.3% | 33,660 | +0.8% | 1.86% | +28.7% |
| IEFA | Buy | ISHARES TRcore msci eafe | $1,846,000 | +6.2% | 33,953 | +3.1% | 1.84% | +8.2% |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $1,641,000 | -8.3% | 73,255 | -5.7% | 1.63% | -6.6% |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,499,000 | +1.9% | 25,524 | -0.5% | 1.49% | +3.8% |
| JNJ | JOHNSON & JOHNSON | $1,444,000 | +10.1% | 14,058 | 0.0% | 1.44% | +12.2% | |
| IGSB | Buy | ISHARES TR1-3 yr cr bd etf | $1,319,000 | +7.1% | 12,609 | +7.7% | 1.31% | +9.2% |
| DES | Buy | WISDOMTREE TRsmallcap divid | $1,314,000 | +3.2% | 20,232 | +0.1% | 1.31% | +5.2% |
| AMGN | AMGEN INC | $1,239,000 | +17.4% | 7,630 | 0.0% | 1.23% | +19.6% | |
| XOM | EXXON MOBIL CORP | $1,165,000 | +4.9% | 14,942 | 0.0% | 1.16% | +6.8% | |
| HD | Sell | HOME DEPOT INC | $1,106,000 | +13.4% | 8,363 | -0.9% | 1.10% | +15.7% |
| DON | Buy | WISDOMTREE TRmidcap divi fd | $1,094,000 | +4.4% | 13,593 | +0.7% | 1.09% | +6.4% |
| PEP | PEPSICO INC | $1,053,000 | +6.0% | 10,534 | 0.0% | 1.05% | +8.0% | |
| INTC | Sell | INTEL CORP | $1,011,000 | +13.7% | 29,353 | -0.5% | 1.00% | +15.8% |
| PFE | Sell | PFIZER INC | $994,000 | +2.1% | 30,800 | -0.6% | 0.99% | +3.9% |
| WFC | WELLS FARGO & CO NEW | $988,000 | +5.9% | 18,173 | 0.0% | 0.98% | +7.9% | |
| FB | FACEBOOK INCcl a | $964,000 | +16.4% | 9,215 | 0.0% | 0.96% | +18.6% | |
| DD | DU PONT E I DE NEMOURS & C | $962,000 | +38.2% | 14,441 | 0.0% | 0.96% | +40.8% | |
| JPM | Sell | JPMORGAN CHASE & CO | $959,000 | +7.2% | 14,528 | -1.0% | 0.95% | +9.2% |
| VZ | VERIZON COMMUNICATIONS INC | $897,000 | +6.2% | 19,414 | 0.0% | 0.89% | +8.1% | |
| MDLZ | MONDELEZ INTL INCcl a | $893,000 | +7.1% | 19,918 | 0.0% | 0.89% | +9.1% | |
| VWO | Sell | VANGUARD INTL EQUITY INDEXftse emr mkt etf | $887,000 | -11.9% | 27,125 | -10.9% | 0.88% | -10.3% |
| IDV | Sell | ISHARES TRintl sel div etf | $878,000 | -7.0% | 30,598 | -8.8% | 0.87% | -5.2% |
| SCHC | Sell | SCHWAB STRATEGIC TRintl sceqt etf | $849,000 | -2.4% | 29,451 | -3.4% | 0.84% | -0.6% |
| BMY | BRISTOL MYERS SQUIBB CO | $817,000 | +16.2% | 11,876 | 0.0% | 0.81% | +18.4% | |
| ITW | ILLINOIS TOOL WKS INC | $813,000 | +12.6% | 8,772 | 0.0% | 0.81% | +14.6% | |
| CVX | Buy | CHEVRON CORP NEW | $806,000 | +16.0% | 8,963 | +1.7% | 0.80% | +18.1% |
| FXO | New | FIRST TR EXCHANGE TRADED Ffinls alphadex | $769,000 | – | 33,165 | +100.0% | 0.76% | – |
| YUM | Sell | YUM BRANDS INC | $744,000 | -10.8% | 10,182 | -2.4% | 0.74% | -9.1% |
| V | VISA INC | $721,000 | +11.4% | 9,292 | 0.0% | 0.72% | +13.6% | |
| FL | FOOT LOCKER INC | $702,000 | -9.7% | 10,791 | 0.0% | 0.70% | -7.9% | |
| IFV | Buy | FIRST TR EXCHANGE TRADED Fdorsey wright | $701,000 | +16.3% | 39,172 | +10.9% | 0.70% | +18.5% |
| WETF | WISDOMTREE INVTS INC | $699,000 | -2.8% | 44,570 | 0.0% | 0.70% | -1.0% | |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $690,000 | +78.8% | 8,998 | +71.3% | 0.69% | +82.0% |
| IHDG | Buy | WISDOMTREE TRitl hdg qtly div | $681,000 | +72.8% | 25,770 | +62.9% | 0.68% | +76.3% |
| PFF | Sell | ISHARES TRu.s. pfd stk etf | $678,000 | -75.4% | 17,454 | -75.6% | 0.67% | -74.9% |
| AAPL | APPLE INC | $645,000 | -4.6% | 6,128 | 0.0% | 0.64% | -2.9% | |
| ADP | Sell | AUTOMATIC DATA PROCESSING | $638,000 | +0.5% | 7,533 | -4.7% | 0.63% | +2.3% |
| CSX | CSX CORP | $634,000 | -3.6% | 24,446 | 0.0% | 0.63% | -1.9% | |
| AET | AETNA INC NEW | $633,000 | -1.2% | 5,857 | 0.0% | 0.63% | +0.5% | |
| PG | PROCTER & GAMBLE CO | $630,000 | +10.3% | 7,935 | 0.0% | 0.63% | +12.4% | |
| COF | CAPITAL ONE FINL CORP | $620,000 | -0.5% | 8,586 | 0.0% | 0.62% | +1.3% | |
| DIS | Sell | DISNEY WALT CO | $600,000 | +1.0% | 5,710 | -1.7% | 0.60% | +2.9% |
| LMT | Sell | LOCKHEED MARTIN CORP | $569,000 | -0.9% | 2,619 | -5.4% | 0.57% | +1.1% |
| AMZN | Sell | AMAZON COM INC | $556,000 | +10.3% | 823 | -16.4% | 0.55% | +12.4% |
| GS | GOLDMAN SACHS GROUP INC | $545,000 | +3.8% | 3,024 | 0.0% | 0.54% | +5.9% | |
| DUK | Sell | DUKE ENERGY CORP NEW | $512,000 | -1.5% | 7,174 | -0.7% | 0.51% | +0.4% |
| IBM | INTERNATIONAL BUSINESS MAC | $511,000 | -5.2% | 3,715 | 0.0% | 0.51% | -3.4% | |
| KO | COCA COLA CO | $511,000 | +7.1% | 11,896 | 0.0% | 0.51% | +9.2% | |
| WM | Sell | WASTE MGMT INC DEL | $486,000 | -86.7% | 9,104 | -87.6% | 0.48% | -86.5% |
| CSCO | Buy | CISCO SYS INC | $465,000 | +4.0% | 17,108 | +0.5% | 0.46% | +6.0% |
| MDT | MEDTRONIC PLC | $462,000 | +14.9% | 6,011 | 0.0% | 0.46% | +17.1% | |
| BAC | Sell | BANK AMER CORP | $441,000 | +2.3% | 26,218 | -5.4% | 0.44% | +4.0% |
| T | Buy | AT&T INC | $434,000 | +8.0% | 12,606 | +2.1% | 0.43% | +9.9% |
| FXI | ISHARES TRchina lg-cap etf | $434,000 | -0.5% | 12,293 | 0.0% | 0.43% | +1.4% | |
| ICE | INTERCONTINENTAL EXCHANGE | $419,000 | +9.1% | 1,635 | 0.0% | 0.42% | +11.2% | |
| TYC | TYCO INTL PLC | $404,000 | -4.7% | 12,668 | 0.0% | 0.40% | -2.9% | |
| WMB | Sell | WILLIAMS COS INC DEL | $403,000 | -30.6% | 15,683 | -0.6% | 0.40% | -29.3% |
| MRK | MERCK & CO INC NEW | $401,000 | +6.9% | 7,592 | 0.0% | 0.40% | +9.0% | |
| SYK | Sell | STRYKER CORP | $400,000 | -11.3% | 4,305 | -10.1% | 0.40% | -9.5% |
| MO | Sell | ALTRIA GROUP INC | $395,000 | -5.0% | 6,791 | -11.2% | 0.39% | -3.2% |
| GILD | GILEAD SCIENCES INC | $391,000 | +3.2% | 3,860 | 0.0% | 0.39% | +5.1% | |
| MET | Sell | METLIFE INC | $388,000 | -3.7% | 8,053 | -5.8% | 0.39% | -1.8% |
| NEE | NEXTERA ENERGY INC | $385,000 | +6.4% | 3,710 | 0.0% | 0.38% | +8.5% | |
| IWB | ISHARES TRrus 1000 etf | $361,000 | +5.9% | 3,187 | 0.0% | 0.36% | +7.8% | |
| SCHW | SCHWAB CHARLES CORP NEW | $359,000 | +15.4% | 10,893 | 0.0% | 0.36% | +17.8% | |
| FICO | FAIR ISAAC CORP | $344,000 | +11.7% | 3,650 | 0.0% | 0.34% | +13.6% | |
| COP | Sell | CONOCOPHILLIPS | $337,000 | -4.0% | 7,215 | -1.4% | 0.34% | -2.3% |
| ABBV | ABBVIE INC | $333,000 | +8.8% | 5,625 | 0.0% | 0.33% | +10.7% | |
| CA | CA INC | $330,000 | +4.4% | 11,570 | 0.0% | 0.33% | +6.5% | |
| NEAR | ISHARES U S ETF TRsht mat bd etf | $315,000 | -0.3% | 6,300 | 0.0% | 0.31% | +1.6% | |
| ADBE | ADOBE SYS INC | $312,000 | +14.3% | 3,321 | 0.0% | 0.31% | +16.5% | |
| IEMG | ISHARES INCcore msci emkt | $312,000 | -1.3% | 7,925 | 0.0% | 0.31% | +0.6% | |
| BC | BRUNSWICK CORP | $309,000 | +5.5% | 6,120 | 0.0% | 0.31% | +7.3% | |
| FTSL | Buy | FIRST TR EXCHANGE TRADED Fsenior ln fd | $307,000 | +23.3% | 6,560 | +27.1% | 0.30% | +25.5% |
| UTX | UNITED TECHNOLOGIES CORP | $304,000 | +8.2% | 3,160 | 0.0% | 0.30% | +10.2% | |
| SRCL | STERICYCLE INC | $303,000 | -13.4% | 2,515 | 0.0% | 0.30% | -12.0% | |
| DWAS | Buy | POWERSHARES ETF TRUST IIdwa sc momnt ptf | $300,000 | +23.0% | 7,984 | +21.9% | 0.30% | +25.2% |
| EW | Buy | EDWARDS LIFESCIENCES CORP | $291,000 | +11.1% | 3,680 | +100.0% | 0.29% | +12.9% |
| WBA | WALGREENS BOOTS ALLIANCE I | $288,000 | +2.5% | 3,385 | 0.0% | 0.29% | +4.4% | |
| WMT | Sell | WAL-MART STORES INC | $288,000 | -68.7% | 4,693 | -66.9% | 0.29% | -68.2% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $288,000 | +9.5% | 5,535 | +6.8% | 0.29% | +11.3% |
| TMO | THERMO FISHER SCIENTIFIC I | $284,000 | +15.9% | 2,000 | 0.0% | 0.28% | +18.0% | |
| MMM | 3M CO | $280,000 | +6.1% | 1,861 | 0.0% | 0.28% | +7.8% | |
| MDRX | ALLSCRIPTS HEALTHCARE SOLU | $277,000 | +23.7% | 18,035 | 0.0% | 0.28% | +25.6% | |
| AXP | Sell | AMERICAN EXPRESS CO | $274,000 | -7.7% | 3,945 | -1.5% | 0.27% | -6.2% |
| IVV | ISHARES TRcore s&p500 etf | $272,000 | +6.2% | 1,326 | 0.0% | 0.27% | +8.0% | |
| ORCL | Buy | ORACLE CORP | $269,000 | +1.9% | 7,370 | +0.8% | 0.27% | +3.5% |
| TXN | TEXAS INSTRS INC | $265,000 | +10.9% | 4,831 | 0.0% | 0.26% | +12.9% | |
| PDP | Buy | POWERSHARES ETF TRUSTdwa momentum ptf | $261,000 | +19.2% | 6,307 | +15.9% | 0.26% | +21.0% |
| F | Sell | FORD MTR CO DEL | $261,000 | -7.4% | 18,532 | -6.1% | 0.26% | -5.8% |
| VIG | VANGUARD SPECIALIZED PORTFdiv app etf | $257,000 | +5.8% | 3,300 | 0.0% | 0.26% | +8.0% | |
| KHC | Sell | KRAFT HEINZ CO | $257,000 | -1.2% | 3,535 | -4.0% | 0.26% | +0.8% |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $258,000 | +4.0% | 5,317 | -1.8% | 0.26% | +5.8% |
| CAT | CATERPILLAR INC DEL | $253,000 | +4.1% | 3,724 | 0.0% | 0.25% | +6.3% | |
| SCHM | Buy | SCHWAB STRATEGIC TRus mid-cap etf | $253,000 | +5.9% | 6,303 | +2.4% | 0.25% | +8.2% |
| ABT | ABBOTT LABS | $244,000 | +11.4% | 5,440 | 0.0% | 0.24% | +13.6% | |
| SCHZ | SCHWAB STRATEGIC TRus aggregate b | $241,000 | -0.8% | 4,670 | 0.0% | 0.24% | +1.3% | |
| TRV | TRAVELERS COMPANIES INC | $241,000 | +13.7% | 2,133 | 0.0% | 0.24% | +15.9% | |
| EMLP | Sell | FIRST TR EXCHANGE TRADED Fno amer energy | $239,000 | -75.6% | 11,820 | -73.6% | 0.24% | -75.1% |
| DOW | New | DOW CHEM CO | $224,000 | – | 4,357 | +100.0% | 0.22% | – |
| UNH | UNITEDHEALTH GROUP INC | $218,000 | +1.4% | 1,850 | 0.0% | 0.22% | +3.3% | |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $208,000 | +3.0% | 7,539 | +2.3% | 0.21% | +5.1% |
| BP | Sell | BP PLCsponsored adr | $207,000 | -1.9% | 6,620 | -4.3% | 0.21% | 0.0% |
| GLD | SPDR GOLD TRUST | $203,000 | -5.1% | 2,000 | 0.0% | 0.20% | -3.3% | |
| SCHE | New | SCHWAB STRATEGIC TRemrg mkteq etf | $201,000 | – | 10,278 | +100.0% | 0.20% | – |
| MRO | Sell | MARATHON OIL CORP | $162,000 | -22.9% | 12,905 | -5.1% | 0.16% | -21.5% |
| SMTC | Exit | SEMTECH CORP | $0 | – | -12,645 | -100.0% | -0.19% | – |
| DTE | Exit | DTE ENERGY CO | $0 | – | -2,588 | -100.0% | -0.20% | – |
| CHFC | Exit | CHEMICAL FINL CORP | $0 | – | -16,018 | -100.0% | -0.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR Unit Trust | 42 | Q3 2023 | 11.7% |
| Ishares Tr Russell 2000 | 42 | Q3 2023 | 4.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.4% |
| PIMCO ETF TR | 42 | Q3 2023 | 3.9% |
| First Trust Preferred Securities Etf | 42 | Q3 2023 | 5.1% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
| Vanguard Reit | 42 | Q3 2023 | 2.4% |
| WASTE MGMT INC DEL | 42 | Q3 2023 | 4.0% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.0% |
| Exxon Mobil Corporation | 42 | Q3 2023 | 8.7% |
View Aspen Investment Management Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-28 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-06 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-11 |
| 13F-HR | 2022-01-26 |
View Aspen Investment Management Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.