$575 Million is the total value of SUMMIT SECURITIES GROUP LLC's 758 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 166.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | APPLE INCequity | $101,112,000 | +18.0% | 180,200 | +0.3% | 17.58% | -39.7% | |
| SPY | Buy | STANDARD AND POORS DEP RCPT Eequity | $45,521,000 | +6839.2% | 246,500 | +6220.5% | 7.92% | +3449.3% |
| CME | Buy | CME GROUP INCequity | $33,447,000 | +75915.9% | 426,300 | +70950.0% | 5.82% | +38673.3% |
| DOW | Buy | DOW CHEMICAL COequity | $30,889,000 | +14267.0% | 695,700 | +12323.2% | 5.37% | +7257.5% |
| QCOM | Buy | QUALCOMM INCequity | $24,228,000 | +171.0% | 326,300 | +145.9% | 4.21% | +38.4% |
| JPM | Buy | JPMORGAN CHASE AND COequity | $21,345,000 | +109.2% | 365,000 | +84.9% | 3.71% | +6.8% |
| LVS | Buy | LAS VEGAS SANDS CORPequity | $19,008,000 | +22.2% | 241,000 | +2.9% | 3.30% | -37.6% |
| BX | Buy | BLACKSTONE GROUP LP COM Uequity | $15,923,000 | +910.3% | 505,500 | +698.6% | 2.77% | +415.6% |
| JNJ | Buy | JOHNSON AND JOHNSON COMequity | $10,075,000 | +23.4% | 110,000 | +16.8% | 1.75% | -37.0% |
| MDLZ | Buy | MONDELEZ INTERNATIONALINCequity | $9,326,000 | +279.1% | 264,200 | +237.4% | 1.62% | +93.6% |
| XRX | Buy | XEROX CORPequity | $9,101,000 | +2789.2% | 747,850 | +2344.0% | 1.58% | +1378.5% |
| F | Buy | FORD MOTOR CO NEWequity | $8,831,000 | +72.0% | 572,300 | +88.1% | 1.54% | -12.2% |
| PG | Buy | PROCTER AND GAMBLE COequity | $7,937,000 | +59.8% | 97,500 | +48.4% | 1.38% | -18.4% |
| CSCO | Buy | CISCO SYSTEMS INC COMequity | $7,929,000 | +74.0% | 353,200 | +81.5% | 1.38% | -11.1% |
| LXK | New | LEXMARK INTL INC CL A CLAequity | $7,797,000 | – | 219,500 | +100.0% | 1.36% | – |
| GE | Sell | GENERAL ELECTRICequity | $7,686,000 | -14.8% | 274,200 | -27.4% | 1.34% | -56.5% |
| LM | New | LEGG MASON INCequity | $7,674,000 | – | 176,500 | +100.0% | 1.33% | – |
| MET | Buy | METLIFE INC COMequity | $7,436,000 | +928.5% | 137,900 | +795.5% | 1.29% | +425.6% |
| WFC | Sell | WELLS FARGO AND CO NEW DELequity | $7,114,000 | -2.1% | 156,700 | -10.9% | 1.24% | -50.0% |
| MSFT | Buy | MICROSOFT CORPequity | $6,787,000 | +23.2% | 181,334 | +9.6% | 1.18% | -37.1% |
| TWC | Buy | TIME WARNER CABLE INCequity | $6,423,000 | +19363.6% | 47,400 | +15700.0% | 1.12% | +10054.5% |
| VLO | Buy | VALERO ENERGY CORP NEWequity | $6,149,000 | +2669.8% | 122,000 | +1776.9% | 1.07% | +1306.6% |
| XLP | Buy | SECTOR SPDR CONSMRS STPLequity | $5,394,000 | +47.1% | 125,500 | +36.3% | 0.94% | -24.8% |
| MCD | Buy | MCDONALDS CORP COMequity | $4,900,000 | +89.3% | 50,500 | +87.7% | 0.85% | -3.3% |
| KRFT | Buy | KRAFT FOODS GROUP INC COMequity | $4,700,000 | +251.3% | 87,174 | +241.8% | 0.82% | +79.2% |
| CL | Sell | COLGATE PALMOLIVEequity | $4,343,000 | -17.5% | 66,600 | -25.0% | 0.76% | -57.9% |
| EFA | Buy | ISHARES MSCI EAFE ETF ETFequity | $4,071,000 | +1000.3% | 60,700 | +946.6% | 0.71% | +461.9% |
| UNP | Buy | UNION PACIFIC CORPequity | $3,931,000 | +102.4% | 23,400 | +87.2% | 0.68% | +3.5% |
| DE | Buy | DEERE COequity | $3,863,000 | +1294.6% | 42,300 | +1144.1% | 0.67% | +614.9% |
| TLT | Buy | ISHARES 20+ YEAR TREASURYequity | $3,789,000 | +7049.1% | 37,200 | +7340.0% | 0.66% | +3561.1% |
| PFE | Buy | PFIZER INC DEL PV$0.05equity | $3,547,000 | +97.1% | 115,800 | +84.7% | 0.62% | +0.7% |
| KO | Buy | COCA COLA COMequity | $3,462,000 | +42.6% | 83,800 | +30.7% | 0.60% | -27.2% |
| INTC | Buy | INTEL CORPequity | $3,375,000 | +114.3% | 130,000 | +89.2% | 0.59% | +9.5% |
| Sell | BOEING COMPANYequity | $3,289,000 | -53.6% | 24,100 | -60.0% | 0.57% | -76.3% | |
| SBUX | Buy | STARBUCKS CORPequity | $3,112,000 | +148.0% | 39,700 | +143.6% | 0.54% | +26.7% |
| WMT | Sell | WAL-MART STORES INCequity | $2,990,000 | -40.4% | 38,000 | -44.0% | 0.52% | -69.5% |
| EEM | Buy | ISHARES MSCI EMERGING MARequity | $2,924,000 | +4398.5% | 70,000 | +4275.0% | 0.51% | +2209.1% |
| HPQ | Buy | HEWLETT PACKARD CO DELequity | $2,434,000 | +1016.5% | 87,000 | +736.5% | 0.42% | +471.6% |
| MO | Buy | ALTRIA GROUP INCequity | $2,434,000 | +527.3% | 63,400 | +461.1% | 0.42% | +220.5% |
| DIS | New | DISNEY (WALT) CO COM STKequity | $2,315,000 | – | 30,300 | +100.0% | 0.40% | – |
| Buy | BP PLC SPON ADR SPONS ADRequity | $2,309,000 | +26.3% | 47,500 | +9.2% | 0.40% | -35.5% | |
| LQD | New | ISHARES IBOXX INVESTMENTequity | $2,299,000 | – | 20,127 | +100.0% | 0.40% | – |
| MRK | Buy | MERCK AND CO INC SHS COMequity | $2,282,000 | +50.7% | 45,600 | +43.4% | 0.40% | -23.1% |
| AGG | Sell | ISHARES CORE TOTAL U.S. Bequity | $2,163,000 | -78.5% | 20,321 | -78.4% | 0.38% | -89.0% |
| SLB | Buy | SCHLUMBERGER LTDequity | $2,136,000 | +339.5% | 23,700 | +330.9% | 0.37% | +124.8% |
| EWJ | New | ISHARES MSCI JAPAN ETFequity | $2,123,000 | – | 175,000 | +100.0% | 0.37% | – |
| BMY | Sell | BRISTOL-MYERS SQUIBB COequity | $2,052,000 | +2.1% | 38,600 | -11.1% | 0.36% | -47.8% |
| WAG | Buy | WALGREEN COequity | $1,982,000 | +23.2% | 34,500 | +15.4% | 0.34% | -37.0% |
| CAT | Buy | CATERPILLAR INC DELequity | $1,834,000 | +47.7% | 20,200 | +35.6% | 0.32% | -24.6% |
| GS | Buy | GOLDMAN SACHS GROUP INCequity | $1,826,000 | +344.3% | 10,300 | +296.2% | 0.32% | +126.4% |
| IBM | Sell | INTL BUSINESS MACHINES COequity | $1,669,000 | -19.5% | 8,900 | -20.5% | 0.29% | -58.9% |
| XOM | Sell | EXXON MOBIL CORP COMequity | $1,650,000 | -76.7% | 16,300 | -80.2% | 0.29% | -88.1% |
| TD | Sell | TORONTO DOMINION BANKequity | $1,591,000 | -47.8% | 16,880 | -50.2% | 0.28% | -73.3% |
| RIG | Buy | TRANSOCEAN LTD NAMEN-AKTequity | $1,522,000 | +676.5% | 30,800 | +600.0% | 0.26% | +295.5% |
| PEP | Buy | PEPSICO INCequity | $1,451,000 | +41.4% | 17,500 | +35.7% | 0.25% | -27.8% |
| UTX | Buy | UNITED TECHS CORP COMequity | $1,445,000 | +3260.5% | 12,700 | +3075.0% | 0.25% | +1573.3% |
| VIAB | New | VIACOM INC NEW CL Bequity | $1,415,000 | – | 16,200 | +100.0% | 0.25% | – |
| ABBV | Buy | ABBVIE INC SHS COMequity | $1,362,000 | +179.1% | 25,800 | +136.7% | 0.24% | +42.8% |
| HAL | Buy | HALLIBURTON COMPANYequity | $1,360,000 | +1033.3% | 26,800 | +972.0% | 0.24% | +475.6% |
| Buy | AMGEN INC COM PV $0.0001equity | $1,336,000 | +45.5% | 11,700 | +42.7% | 0.23% | -25.9% | |
| PM | Buy | PHILIP MORRIS INTL INCequity | $1,333,000 | +62.0% | 15,300 | +61.1% | 0.23% | -17.1% |
| VOD | Sell | VODAFONE GROUP PLC NEW SPequity | $1,305,000 | -22.1% | 33,200 | -30.3% | 0.23% | -60.2% |
| MMM | Buy | 3M COMPANYequity | $1,290,000 | +135.0% | 9,200 | +100.0% | 0.22% | +19.8% |
| SNDK | Buy | SANDISK CORPequity | $1,270,000 | +114.2% | 18,000 | +80.6% | 0.22% | +9.4% |
| HD | Buy | HOME DEPOT INCequity | $1,268,000 | +106.5% | 15,400 | +90.1% | 0.22% | +5.3% |
| Buy | ARCHER DANIELS MIDLDequity | $1,111,000 | +1107.6% | 25,600 | +924.0% | 0.19% | +522.6% | |
| OXY | Buy | OCCIDENTAL PETE CORP CALequity | $1,075,000 | +15.0% | 11,300 | +13.0% | 0.19% | -41.2% |
| T | Buy | AT AND T INCequity | $1,065,000 | +6.7% | 30,300 | +2.7% | 0.18% | -45.6% |
| TSO | New | TESORO CORPequity | $1,024,000 | – | 17,500 | +100.0% | 0.18% | – |
| New | USD ASPEN INSURANCE 4.650bond | $988,000 | – | 1,000,000 | +100.0% | 0.17% | – | |
| New | U.S. TREASURY BOND 3.750%bond | $967,000 | – | 1,000,000 | +100.0% | 0.17% | – | |
| Buy | ABBOTT LABSequity | $962,000 | +143.5% | 25,100 | +110.9% | 0.17% | +23.7% | |
| HOT | New | STARWOOD HOTELS AND RESORequity | $953,000 | – | 12,000 | +100.0% | 0.17% | – |
| TIF | Buy | TIFFANY AND CO NEWequity | $956,000 | +4056.5% | 10,300 | +3333.3% | 0.17% | +1975.0% |
| TEVA | Sell | TEVA PHARMACTCL INDS ADRequity | $906,000 | -28.2% | 22,600 | -32.3% | 0.16% | -63.3% |
| MDT | New | MEDTRONIC INC COMequity | $901,000 | – | 15,700 | +100.0% | 0.16% | – |
| UPS | Buy | UNITED PARCEL SERVICES INequity | $893,000 | +150.8% | 8,500 | +117.9% | 0.16% | +28.1% |
| CMCSA | Buy | COMCAST CORP NEW CL Aequity | $842,000 | +35.2% | 16,200 | +17.4% | 0.15% | -31.1% |
| CMI | Buy | CUMMINS INC COMequity | $832,000 | +1980.0% | 5,900 | +1866.7% | 0.14% | +935.7% |
| BLK | New | BLACKROCK INC CL Aequity | $823,000 | – | 2,600 | +100.0% | 0.14% | – |
| ICE | New | INTERCONTINENTALEXCHANGEequity | $799,000 | – | 3,553 | +100.0% | 0.14% | – |
| New | AGRIUM INCequity | $787,000 | – | 8,600 | +100.0% | 0.14% | – | |
| PBI | Buy | PITNEY BOWES INCequity | $767,000 | +15240.0% | 32,900 | +10866.7% | 0.13% | +6550.0% |
| LM | New | LEGG MASON INCput | $761,000 | – | 1,816 | +100.0% | 0.13% | – |
| IGSB | New | ISHARES 1-3 YEAR CREDIT Bequity | $756,000 | – | 7,170 | +100.0% | 0.13% | – |
| FITB | Buy | FIFTH THIRD BANCORPequity | $707,000 | +280.1% | 33,600 | +226.2% | 0.12% | +95.2% |
| CVX | Buy | CHEVRON CORPequity | $675,000 | +131.2% | 5,400 | +125.0% | 0.12% | +18.2% |
| STX | Sell | SEAGATE TECHNOLOGY COMequity | $663,000 | -81.0% | 11,800 | -85.2% | 0.12% | -90.3% |
| PRU | Buy | PRUDENTIAL FINANCIAL INCequity | $664,000 | +227.1% | 7,200 | +176.9% | 0.12% | +66.7% |
| New | TIME WARNER CABLE INC COMbond | $663,000 | – | 800,000 | +100.0% | 0.12% | – | |
| CVA | New | COVANTA HLDG CORPequity | $632,000 | – | 35,600 | +100.0% | 0.11% | – |
| RY | New | ROYAL BANK CANADA PV$1 -Mequity | $625,000 | – | 9,300 | +100.0% | 0.11% | – |
| MON | New | MONSANTO CO NEW DEL COMequity | $594,000 | – | 5,100 | +100.0% | 0.10% | – |
| VERIZON COMMUNICATIONS GLbond | $585,000 | +3.7% | 500,000 | 0.0% | 0.10% | -46.9% | ||
| HES | Buy | HESS CORPequity | $589,000 | +205.2% | 7,100 | +184.0% | 0.10% | +54.5% |
| WYNN | Buy | WYNN RESORTS LTDequity | $583,000 | +269.0% | 3,000 | +200.0% | 0.10% | +87.0% |
| XLF | New | FINANCIAL SELECT SECTOR Sequity | $562,000 | – | 25,700 | +100.0% | 0.10% | – |
| TJX | Buy | TJX COS INC NEWequity | $554,000 | +264.5% | 8,700 | +222.2% | 0.10% | +84.6% |
| CST | Buy | CST BRANDS INC SHS COMequity | $541,000 | +2359.1% | 14,738 | +1935.6% | 0.09% | +1242.9% |
| HON | New | HONEYWELL INTL INC DELequity | $530,000 | – | 5,800 | +100.0% | 0.09% | – |
| Buy | BEST BUY CO INCequity | $530,000 | +516.3% | 13,300 | +478.3% | 0.09% | +217.2% | |
| GLW | Buy | CORNING INCequity | $531,000 | +598.7% | 29,800 | +473.1% | 0.09% | +253.8% |
| USB | Buy | US BANCORP (NEW)equity | $517,000 | +193.8% | 12,800 | +166.7% | 0.09% | +50.0% |
| VALE | Buy | VALE SA ADRequity | $509,000 | +3081.2% | 33,400 | +3240.0% | 0.09% | +1680.0% |
| NUE | Buy | NUCOR CORPORATIONequity | $507,000 | +50.0% | 9,500 | +37.7% | 0.09% | -23.5% |
| DXJ | New | WISDOMTREE TRequity | $508,000 | – | 10,000 | +100.0% | 0.09% | – |
| COP | Buy | CONOCOPHILLIPSequity | $502,000 | +3.1% | 7,100 | +1.4% | 0.09% | -47.6% |
| New | USD UNITED MEXICAN 4.000%bond | $495,000 | – | 500,000 | +100.0% | 0.09% | – | |
| FXI | New | ISHARES CHINA LARGE-CAP Eequity | $495,000 | – | 12,900 | +100.0% | 0.09% | – |
| New | HCP INC GLBbond | $489,000 | – | 500,000 | +100.0% | 0.08% | – | |
| New | U.S. TREASURY NOTE 2.000%bond | $487,000 | – | 500,000 | +100.0% | 0.08% | – | |
| STJ | New | ST JUDE MEDICAL INCequity | $477,000 | – | 7,700 | +100.0% | 0.08% | – |
| PG | Buy | PROCTER AND GAMBLE CO/THEput | $472,000 | +2850.0% | 970 | +47.6% | 0.08% | +1540.0% |
| VZ | Sell | VERIZON COMMUNICATNS COMequity | $467,000 | -65.3% | 9,500 | -67.0% | 0.08% | -82.3% |
| KEY | Buy | KEYCORP NEW COMequity | $462,000 | +348.5% | 34,400 | +282.2% | 0.08% | +128.6% |
| LOW | Sell | LOWE'S COMPANIES INCequity | $461,000 | -37.5% | 9,300 | -40.0% | 0.08% | -68.1% |
| V107SC | New | WELLPOINT INCequity | $453,000 | – | 4,900 | +100.0% | 0.08% | – |
| Sell | BAXTER INTERNTL INCequity | $452,000 | -18.1% | 6,500 | -22.6% | 0.08% | -58.0% | |
| TROW | New | T ROWE PRICE GROUP INCequity | $436,000 | – | 5,200 | +100.0% | 0.08% | – |
| NVDA | New | NVIDIA CORPequity | $431,000 | – | 26,900 | +100.0% | 0.08% | – |
| WMB | New | WILLIAMS COMPANIES DELequity | $420,000 | – | 10,900 | +100.0% | 0.07% | – |
| VLO | Buy | VALERO NATURAL GAS COput | $421,000 | – | 1,172 | +3347.1% | 0.07% | – |
| UNH | Sell | UNITEDHEALTH GROUP INCequity | $422,000 | -47.4% | 5,601 | -50.0% | 0.07% | -73.3% |
| EPD | Sell | ENTERPRISE PRDTS PRTN LPequity | $411,000 | -6.4% | 6,200 | -13.9% | 0.07% | -52.3% |
| DD | Sell | DU PONT E I DE NEMOURSequity | $403,000 | -44.0% | 6,200 | -49.6% | 0.07% | -71.4% |
| COH | Buy | COACH INCequity | $399,000 | +83.0% | 7,100 | +77.5% | 0.07% | -6.8% |
| Sell | BANK NEW YORK MELLON CORPequity | $395,000 | +1.5% | 11,300 | -12.4% | 0.07% | -47.7% | |
| KMI | Buy | KINDER MORGAN INC. DEL COequity | $389,000 | +91.6% | 10,800 | +89.5% | 0.07% | -1.4% |
| WDC | Sell | WSTN DIGITAL CORP DELequity | $378,000 | -33.0% | 4,500 | -49.4% | 0.07% | -65.6% |
| TWO | Buy | TWO HARBORS INVT CORP COMequity | $371,000 | +689.4% | 40,000 | +733.3% | 0.06% | +306.2% |
| Buy | APPLIED MATERIAL INCequity | $363,000 | +61.3% | 20,500 | +60.2% | 0.06% | -18.2% | |
| LMT | Buy | LOCKHEED MARTIN CORPequity | $357,000 | +178.9% | 2,400 | +140.0% | 0.06% | +40.9% |
| POT | Buy | POTASH CORP SASKATCHEWANequity | $353,000 | +13.9% | 10,700 | +8.1% | 0.06% | -42.5% |
| IYR | Sell | ISHARES US REAL ESTATE ETequity | $353,000 | -60.7% | 5,600 | -60.3% | 0.06% | -80.1% |
| GA | New | GIANT INTERACTIVE GROUP Iequity | $346,000 | – | 30,800 | +100.0% | 0.06% | – |
| FCX | Buy | FREEPRT-MCMRAN CPR AND GLDequity | $340,000 | +439.7% | 9,000 | +373.7% | 0.06% | +181.0% |
| New | CHESAPEAKE MIDSTREAM PT Cbond | $320,000 | – | 300,000 | +100.0% | 0.06% | – | |
| JCI | Buy | JOHNSON CONTROLS INCequity | $318,000 | +154.4% | 6,200 | +106.7% | 0.06% | +27.9% |
| MPC | Buy | MARATHON PETROLEUM CORPequity | $312,000 | +511.8% | 3,400 | +325.0% | 0.05% | +217.6% |
| RE | New | EVEREST RE GROUP LTD BERMequity | $312,000 | – | 2,000 | +100.0% | 0.05% | – |
| SPLS | Buy | STAPLES INCequity | $313,000 | +35.5% | 19,700 | +24.7% | 0.05% | -31.6% |
| PSX | Buy | PHILLIPS 66 SHS COMequity | $312,000 | +437.9% | 4,050 | +305.0% | 0.05% | +170.0% |
| New | BEST BUY CO INCbond | $302,000 | – | 300,000 | +100.0% | 0.05% | – | |
| New | BERRY PETROL CObond | $305,000 | – | 300,000 | +100.0% | 0.05% | – | |
| NKE | New | NIKE INC CL B CLASS Bequity | $291,000 | – | 3,700 | +100.0% | 0.05% | – |
| GIS | Buy | GENERAL MILLSequity | $279,000 | +12.0% | 5,600 | +7.7% | 0.05% | -42.4% |
| BHP BILLITON LTD ADR SPONequity | $273,000 | +2.6% | 4,000 | 0.0% | 0.05% | -48.4% | ||
| RDSA | Buy | ROYAL DUTCH SHELL PLC SPOequity | $271,000 | +721.2% | 3,800 | +660.0% | 0.05% | +327.3% |
| DVN | New | DEVON ENERGY CORP NEWequity | $272,000 | – | 4,400 | +100.0% | 0.05% | – |
| PKG | Buy | PACKAGING CORPORATION AMEequity | $266,000 | +232.5% | 4,200 | +200.0% | 0.05% | +70.4% |
| NOV | New | NATIONAL-OILWELL VARCO INequity | $262,000 | – | 3,300 | +100.0% | 0.05% | – |
| DRI | Buy | DARDEN RESTAURANTS INCequity | $256,000 | +34.7% | 4,700 | +14.6% | 0.04% | -30.8% |
| ATLS | Sell | ATLAS ENERGY LP LPequity | $258,000 | -19.9% | 5,500 | -6.8% | 0.04% | -59.1% |
| CVS | New | CVS CAREMARK CORPequity | $258,000 | – | 3,600 | +100.0% | 0.04% | – |
| HBAN | Buy | HUNTNGTN BANCSHS INC MDequity | $254,000 | +81.4% | 26,300 | +55.6% | 0.04% | -8.3% |
| SDRL | Sell | SEADRILL LTD USD PAR ORDIequity | $255,000 | -69.8% | 6,200 | -66.8% | 0.04% | -84.7% |
| New | AMERICAN INTERNATIONAL GRequity | $255,000 | – | 5,000 | +100.0% | 0.04% | – | |
| New | WELLS FARGO AND COMPANY SUBbond | $246,000 | – | 250,000 | +100.0% | 0.04% | – | |
| LLY | Buy | ELI LILLY AND COequity | $240,000 | +36.4% | 4,700 | +34.3% | 0.04% | -30.0% |
| LUMN | Buy | CENTURYLINK INC SHSequity | $236,000 | +21.0% | 7,400 | +19.4% | 0.04% | -37.9% |
| CME | Buy | CME GROUP INCput | $236,000 | +78.8% | 4,294 | +955.0% | 0.04% | -8.9% |
| Buy | AFLAC INC COMequity | $234,000 | +1131.6% | 3,500 | +1066.7% | 0.04% | +583.3% | |
| IP | Buy | INTL PAPER COequity | $235,000 | +379.6% | 4,800 | +336.4% | 0.04% | +141.2% |
| NOC | Buy | NORTHROP GRUMMAN CORPequity | $229,000 | +72.2% | 2,000 | +42.9% | 0.04% | -11.1% |
| NSC | Buy | NORFOLK SOUTHERN CORPequity | $232,000 | +172.9% | 2,500 | +127.3% | 0.04% | +37.9% |
| Sell | ANNALY CAP MGMT INCequity | $230,000 | -37.7% | 23,100 | -27.6% | 0.04% | -68.3% | |
| SSYS | New | STRATASYS LTD COMequity | $216,000 | – | 1,600 | +100.0% | 0.04% | – |
| M | New | MACYS INCequity | $219,000 | – | 4,100 | +100.0% | 0.04% | – |
| TTE | Buy | TOTAL S.A. SP ADRequity | $214,000 | +1158.8% | 3,500 | +1066.7% | 0.04% | +516.7% |
| Sell | BB AND T CORPORATIONequity | $213,000 | -18.1% | 5,700 | -26.0% | 0.04% | -58.4% | |
| CBOE | New | CBOE HOLDINGS INC COMequity | $213,000 | – | 4,100 | +100.0% | 0.04% | – |
| HFC | New | HOLLYFRONTIER CORP COMequity | $214,000 | – | 4,300 | +100.0% | 0.04% | – |
| Buy | AUTOMATIC DATA PROCequity | $202,000 | +818.2% | 2,500 | +733.3% | 0.04% | +400.0% | |
| CA | New | CA INCequity | $199,000 | – | 5,900 | +100.0% | 0.04% | – |
| Sell | AMER EXPRESS COMPANYequity | $200,000 | -38.5% | 2,200 | -48.8% | 0.04% | -68.5% | |
| CMCSK | Sell | COMCAST CRP NEW CL A SPLequity | $200,000 | +12.4% | 4,000 | -2.4% | 0.04% | -42.6% |
| CSX | New | CSX CORPequity | $193,000 | – | 6,700 | +100.0% | 0.03% | – |
| MHFI | New | MCGRAW HILL FINANCIAL INCequity | $188,000 | – | 2,400 | +100.0% | 0.03% | – |
| Sell | CF INDUSTRIES 1 MAY 2020bond | $188,000 | -48.2% | 160,000 | -48.4% | 0.03% | -73.4% | |
| GME | New | GAMESTOP CORP NEW CL Aequity | $192,000 | – | 3,900 | +100.0% | 0.03% | – |
| ABC | New | AMERISOURCEBERGEN CORPequity | $176,000 | – | 2,500 | +100.0% | 0.03% | – |
| 4945SC | Sell | KINDER MORGAN ENERGY PARTequity | $177,000 | -43.1% | 2,200 | -43.6% | 0.03% | -70.8% |
| TGT | Buy | TARGET CORP COMequity | $177,000 | +113.3% | 2,800 | +115.4% | 0.03% | +10.7% |
| MOS | Buy | THE MOSAIC COMPANY COMequity | $180,000 | +133.8% | 3,800 | +111.1% | 0.03% | +19.2% |
| RTN | Sell | RAYTHEON CO NEWequity | $172,000 | -71.8% | 1,900 | -75.9% | 0.03% | -85.5% |
| PPG | New | P P G INDUSTRIES INCequity | $171,000 | – | 900 | +100.0% | 0.03% | – |
| ACN | Sell | ACCENTURE PLC SHS COMequity | $173,000 | -6.0% | 2,100 | -16.0% | 0.03% | -52.4% |
| CF | New | CF INDS HLDGS INCequity | $163,000 | – | 700 | +100.0% | 0.03% | – |
| YUM | New | YUM BRANDS INCequity | $159,000 | – | 2,100 | +100.0% | 0.03% | – |
| SYY | New | SYSCO CORPequity | $159,000 | – | 4,400 | +100.0% | 0.03% | – |
| WYND | New | WYNDHAM WORLDWIDE CORP Wequity | $162,000 | – | 2,200 | +100.0% | 0.03% | – |
| New | PARKER DRILLING CO COMPANbond | $159,000 | – | 150,000 | +100.0% | 0.03% | – | |
| RIO | Sell | RIO TINTO PLC SPNSRD ADRequity | $158,000 | -55.6% | 2,800 | -61.6% | 0.03% | -77.7% |
| AGNC | Sell | AMERICAN CAP AGY CORPequity | $158,000 | -82.2% | 8,200 | -79.1% | 0.03% | -91.1% |
| AET | New | AETNA INC NEWequity | $151,000 | – | 2,200 | +100.0% | 0.03% | – |
| MRO | Buy | MARATHON OIL CORPequity | $152,000 | +623.8% | 4,300 | +616.7% | 0.03% | +271.4% |
| New | CLEAR CHANNEL WORLDWIDE Cbond | $152,000 | – | 150,000 | +100.0% | 0.03% | – | |
| BRE | New | BRE PPTYS INC MARYLAND Aequity | $142,000 | – | 2,600 | +100.0% | 0.02% | – |
| Sell | ANADARKO PETE CORPequity | $143,000 | -45.0% | 1,800 | -35.7% | 0.02% | -71.9% | |
| SWK | New | STANLEY WORKS THEequity | $145,000 | – | 1,800 | +100.0% | 0.02% | – |
| NVS | Sell | NOVARTIS ADR ADRequity | $145,000 | -14.2% | 1,800 | -18.2% | 0.02% | -56.9% |
| TECK | New | TECK COMINCO LTD CLASS Bequity | $138,000 | – | 5,300 | +100.0% | 0.02% | – |
| New | DOVER CORP -bond | $138,000 | – | 129,000 | +100.0% | 0.02% | – | |
| WIN | Buy | WINDSTREAM HOLDINGS INC Sequity | $136,000 | +6700.0% | 17,000 | +5566.7% | 0.02% | +2300.0% |
| WAL-MART STORES INC GLBbond | $137,000 | -1.4% | 150,000 | 0.0% | 0.02% | -48.9% | ||
| Sell | AIR PRODUCTS AND CHEMequity | $134,000 | -59.4% | 1,200 | -61.3% | 0.02% | -79.5% | |
| LO | Buy | LORILLARD INCequity | $127,000 | +876.9% | 2,500 | +733.3% | 0.02% | +450.0% |
| ROST | New | ROSS STORES INC COMequity | $125,000 | – | 1,671 | +100.0% | 0.02% | – |
| HUM | New | HUMANA INCequity | $124,000 | – | 1,200 | +100.0% | 0.02% | – |
| CP | New | CANADIAN PACIFIC RAILWAYequity | $120,000 | – | 790 | +100.0% | 0.02% | – |
| MSI | New | MOTOROLA INC COM NEW COMequity | $122,000 | – | 1,800 | +100.0% | 0.02% | – |
| WM | Buy | WASTE MANAGEMENT INCequity | $121,000 | +17.5% | 2,700 | +8.0% | 0.02% | -40.0% |
| CHL | Sell | CHINA MOBILE LTD SPN ADRequity | $120,000 | -11.1% | 2,300 | -4.2% | 0.02% | -54.3% |
| HCN | HEALTH CARE REIT INC COMequity | $123,000 | -14.0% | 2,300 | 0.0% | 0.02% | -57.1% | |
| WPZ | Sell | WILLIAMS PARTNERS L P COMequity | $122,000 | -25.6% | 2,400 | -22.6% | 0.02% | -62.5% |
| New | ANNALY CAPITAL MANAGEMENT INput | $114,000 | – | 239 | +100.0% | 0.02% | – | |
| New | ENERSIS SA 07.400% DEC 01bond | $114,000 | – | 100,000 | +100.0% | 0.02% | – | |
| ATHN | New | ATHENAHEALTH INCequity | $108,000 | – | 800 | +100.0% | 0.02% | – |
| NDAQ | New | NASDAQ OMX GRP INCequity | $111,000 | – | 2,800 | +100.0% | 0.02% | – |
| HP | New | HELMERICH PAYNE INCequity | $109,000 | – | 1,300 | +100.0% | 0.02% | – |
| MWE | Buy | MARKWEST ENERGY PARTNERSequity | $112,000 | +72.3% | 1,700 | +88.9% | 0.02% | -13.6% |
| EXC | Buy | EXELON CORPORATIONequity | $112,000 | -5.9% | 4,100 | +2.5% | 0.02% | -53.7% |
| CTSH | New | COGNIZANT TECH SOLUTNS Aequity | $101,000 | – | 1,000 | +100.0% | 0.02% | – |
| DUK | Buy | DUKE ENERGY CORP NEW COMequity | $101,000 | +16.1% | 1,470 | +13.1% | 0.02% | -40.0% |
| EQIX | New | EQUINIX INCequity | $106,000 | – | 600 | +100.0% | 0.02% | – |
| Sell | HARRAHS OPERATING CO INCbond | $96,000 | -39.2% | 200,000 | -33.3% | 0.02% | -68.5% | |
| MELI | New | MERCADOLIBRE INCequity | $97,000 | – | 900 | +100.0% | 0.02% | – |
| DOW | Buy | DOW CHEMICAL CO/THEput | $98,000 | +9700.0% | 6,482 | +13404.2% | 0.02% | – |
| FOSL | New | FOSSIL GROUP INC COMequity | $96,000 | – | 800 | +100.0% | 0.02% | – |
| LLL | Buy | L-3 COMMNCTNS HLDGSequity | $96,000 | +26.3% | 900 | +12.5% | 0.02% | -34.6% |
| JPM | Buy | JPMORGAN CHASE AND COput | $96,000 | +433.3% | 7,944 | +266.8% | 0.02% | +183.3% |
| BG | New | BUNGE LIMITED BERMUDAequity | $90,000 | – | 1,100 | +100.0% | 0.02% | – |
| CIM | Buy | CHIMERA INVESTMENT CORPequity | $91,000 | +911.1% | 29,500 | +883.3% | 0.02% | +433.3% |
| LINEQ | New | LINN ENERGY LLCequity | $92,000 | – | 3,000 | +100.0% | 0.02% | – |
| New | SPIRAX-SARCO ENGINEERINGcall | $93,000 | – | 10 | +100.0% | 0.02% | – | |
| CLX | New | CLOROX CO DEL COMequity | $93,000 | – | 1,000 | +100.0% | 0.02% | – |
| New | B/E AEROSPACE INC COMequity | $87,000 | – | 1,000 | +100.0% | 0.02% | – | |
| WY | Buy | WEYERHAEUSER COequity | $85,000 | +193.1% | 2,700 | +170.0% | 0.02% | +50.0% |
| SO | Buy | SOUTHERN COMPANYequity | $86,000 | +4.9% | 2,100 | +5.0% | 0.02% | -46.4% |
| CCL | New | CARNIVAL CORP PAIRED SHSequity | $88,000 | – | 2,200 | +100.0% | 0.02% | – |
| JOY | New | JOY GLOBAL INC DEL COMequity | $88,000 | – | 1,500 | +100.0% | 0.02% | – |
| EMC | Sell | E M C CORPORATION MASSequity | $83,000 | -50.9% | 3,300 | -50.0% | 0.01% | -75.9% |
| B108PS | New | ACTAVIS PLC SHSequity | $81,000 | – | 480 | +100.0% | 0.01% | – |
| New | CHEVRON CORP GLBbond | $82,000 | – | 82,000 | +100.0% | 0.01% | – | |
| ETP | Sell | ENERGY TRANSFER PTNRS LPequity | $80,000 | -30.4% | 1,400 | -36.4% | 0.01% | -64.1% |
| ORCL | New | ORACLE INCequity | $80,000 | – | 2,100 | +100.0% | 0.01% | – |
| ED | New | CONSOLIDATED EDISON INCequity | $83,000 | – | 1,500 | +100.0% | 0.01% | – |
| QCOR | Sell | QUESTCOR PHARMACEUTICALSequity | $76,000 | -82.5% | 1,400 | -81.3% | 0.01% | -91.2% |
| TRV | New | TRAVELERS COS INCequity | $72,000 | – | 800 | +100.0% | 0.01% | – |
| NEE | New | NEXTERA ENERGY INC.equity | $68,000 | – | 800 | +100.0% | 0.01% | – |
| DEO | Sell | DIAGEO PLC SPSD ADR NEW Sequity | $66,000 | -84.7% | 500 | -85.3% | 0.01% | -92.5% |
| PHM | New | PULTE HOMES INC COMequity | $65,000 | – | 3,200 | +100.0% | 0.01% | – |
| TXN | New | TEXAS INSTRUMENTS COMequity | $61,000 | – | 1,400 | +100.0% | 0.01% | – |
| HTGC | New | HERCULES TECH GROWTH CAPequity | $62,000 | – | 3,800 | +100.0% | 0.01% | – |
| PWE | New | PENN WEST PETROLEUM LTD.equity | $65,000 | – | 7,800 | +100.0% | 0.01% | – |
| NTES | New | NETEASE.COM INC ADR ADRequity | $63,000 | – | 800 | +100.0% | 0.01% | – |
| ORI | New | OLD REPUB INTL CORPequity | $64,000 | – | 3,700 | +100.0% | 0.01% | – |
| KMB | New | KIMBERLY CLARKequity | $63,000 | – | 600 | +100.0% | 0.01% | – |
| XLE | New | ENERGY SELECT SECTOR SPDRequity | $62,000 | – | 700 | +100.0% | 0.01% | – |
| GSK | Buy | GLAXOSMITHKLINE PLC ADR Aequity | $64,000 | +113.3% | 1,200 | +100.0% | 0.01% | +10.0% |
| EWT | New | ISHARES MSCI TAIWAN ETFequity | $55,000 | – | 3,800 | +100.0% | 0.01% | – |
| CHRW | New | C.H. ROBINSON WORLDWIDE Iequity | $58,000 | – | 1,000 | +100.0% | 0.01% | – |
| CZR | New | CAESARS ENTMT CORP COMequity | $56,000 | – | 2,600 | +100.0% | 0.01% | – |
| LXK | New | LEXMARK INTERNATIONAL INCput | $57,000 | – | 2,132 | +100.0% | 0.01% | – |
| MNKD | Sell | MANNKIND CORPput | $55,000 | -64.3% | 523 | -52.2% | 0.01% | -80.8% |
| HOG | New | HARLEY DAVIDSON INC WISequity | $55,000 | – | 800 | +100.0% | 0.01% | – |
| SIAL | New | SIGMA ALDRICH CORPequity | $49,000 | – | 517 | +100.0% | 0.01% | – |
| TAL | New | TAL INTL GROUP INCequity | $52,000 | – | 900 | +100.0% | 0.01% | – |
| SYNA | New | SYNAPTICS INCequity | $52,000 | – | 1,000 | +100.0% | 0.01% | – |
| SWY | Sell | SAFEWAY INC NEWequity | $52,000 | -68.7% | 1,600 | -69.2% | 0.01% | -84.2% |
| ESV | Buy | ENSCO PLC SHS CL A COMequity | $51,000 | +131.8% | 900 | +125.0% | 0.01% | +28.6% |
| New | RIO TINTO FIN USA LTD COMbond | $51,000 | – | 50,000 | +100.0% | 0.01% | – | |
| CCJ | Buy | CAMECO CORP COMequity | $52,000 | +188.9% | 2,500 | +150.0% | 0.01% | +50.0% |
| JWN | New | NORDSTROM INCequity | $49,000 | – | 800 | +100.0% | 0.01% | – |
| HIG | Buy | HARTFORD FINANCIAL SVCS Gequity | $47,000 | +27.0% | 1,300 | +8.3% | 0.01% | -38.5% |
| SYK | New | STRYKER CORPequity | $45,000 | – | 600 | +100.0% | 0.01% | – |
| DNKN | New | CUNKIN BRANDS GROUP INC Cequity | $48,000 | – | 1,000 | +100.0% | 0.01% | – |
| KSS | New | KOHLS CORP WISC PV 1CTequity | $45,000 | – | 800 | +100.0% | 0.01% | – |
| New | AIRGAS INC COMequity | $45,000 | – | 400 | +100.0% | 0.01% | – | |
| NYCB | Sell | NEW YORK CMNTY BANCORPequity | $44,000 | +7.3% | 2,600 | -3.7% | 0.01% | -42.9% |
| LYB | Sell | LYONDELLBASELL INDUSTRIESequity | $48,000 | -17.2% | 600 | -24.6% | 0.01% | -60.0% |
| AKAM | New | AKAMAI TECHNOLOGIES INCequity | $47,000 | – | 1,000 | +100.0% | 0.01% | – |
| NRZ | Buy | NEW RESIDENTIAL INVT CORPequity | $43,000 | +760.0% | 6,400 | +700.0% | 0.01% | +250.0% |
| WBMD | New | WEBMD HEALTH CORP STK RECequity | $40,000 | – | 1,000 | +100.0% | 0.01% | – |
| WU | Sell | WESTERN UN COequity | $41,000 | -67.7% | 2,400 | -64.7% | 0.01% | -83.7% |
| NEBLQ | New | NOBLE CORP PLC SHS COMequity | $41,000 | – | 1,100 | +100.0% | 0.01% | – |
| GRMN | Sell | GARMIN LTD COMequity | $42,000 | -85.5% | 900 | -85.9% | 0.01% | -92.9% |
| TWX | Buy | TIME WARNER INC SHS COMequity | $42,000 | +500.0% | 600 | +500.0% | 0.01% | +250.0% |
| PBR | PETRLEO BRAS VTG SPD ADRequity | $39,000 | -9.3% | 2,800 | 0.0% | 0.01% | -53.3% | |
| KLAC | New | KLA-TENCOR CORPORATIONequity | $32,000 | – | 500 | +100.0% | 0.01% | – |
| NCT | Buy | NEWCASTLE INVESTMENT CRPequity | $37,000 | +825.0% | 6,400 | +700.0% | 0.01% | +500.0% |
| SLM | Sell | SLM CORPequity | $32,000 | -28.9% | 1,200 | -33.3% | 0.01% | -60.0% |
| MFC | New | MANULIFE FINANCIAL CORPequity | $32,000 | – | 1,600 | +100.0% | 0.01% | – |
| MTW | New | MANITOWOC CO INC WISequity | $33,000 | – | 1,400 | +100.0% | 0.01% | – |
| CVRR | Sell | CVR REFNG LP COM UNIT REPequity | $32,000 | -71.4% | 1,400 | -68.9% | 0.01% | -84.2% |
| HUN | New | HUNTSMAN CORPequity | $32,000 | – | 1,300 | +100.0% | 0.01% | – |
| WOOF | New | VCA ANTECH INC COMequity | $31,000 | – | 1,000 | +100.0% | 0.01% | – |
| XLNX | Sell | XILINX INCequity | $28,000 | -50.0% | 600 | -50.0% | 0.01% | -73.7% |
| FTR | Sell | FRONTIER COMMUNICATIONS Cequity | $29,000 | -78.7% | 6,200 | -80.9% | 0.01% | -89.1% |
| EXPE | New | EXPEDIA INC COMequity | $28,000 | – | 400 | +100.0% | 0.01% | – |
| KKR | New | KKR AND CO L P DEL COMequity | $29,000 | – | 1,200 | +100.0% | 0.01% | – |
| Sell | ASTRAZENECA PLC SPND ADRequity | $30,000 | -63.9% | 500 | -68.8% | 0.01% | -82.1% | |
| ETN | New | EATON CORP PLC COMequity | $30,000 | – | 400 | +100.0% | 0.01% | – |
| SALE | New | RETAILMENOT ORD SER 1 COMequity | $29,000 | – | 1,000 | +100.0% | 0.01% | – |
| SPY | Sell | SPDR S AND P 500 ETF TRUSTput | $26,000 | -56.7% | 2,477 | -61.2% | 0.01% | -75.0% |
| GT | New | GOODYEAR TIRE RUBBERequity | $24,000 | – | 1,000 | +100.0% | 0.00% | – |
| MLNX | New | MELLANOX TECHNOLOGIES LTDequity | $22,000 | – | 541 | +100.0% | 0.00% | – |
| LB | Sell | L BRANDS INC COMequity | $25,000 | -95.4% | 400 | -95.5% | 0.00% | -97.8% |
| IAC | New | IAC INTERACTIVECORP COMequity | $21,000 | – | 300 | +100.0% | 0.00% | – |
| RAI | REYNOLDS AMERICAN INCequity | $25,000 | +4.2% | 500 | 0.0% | 0.00% | -50.0% | |
| EMR | EMERSON ELEC COequity | $21,000 | +10.5% | 300 | 0.0% | 0.00% | -33.3% | |
| AVGO | Buy | AVAGO TECHNOLOGIES LTD COequity | $21,000 | +2000.0% | 406 | +1094.1% | 0.00% | – |
| New | AMBAC FINL GROUP INC SHSequity | $25,000 | – | 1,000 | +100.0% | 0.00% | – | |
| HCN | HEALTH CARE REIT INCput | $23,000 | +155.6% | 23 | 0.0% | 0.00% | +33.3% | |
| VFC | New | V F CORPequity | $25,000 | – | 400 | +100.0% | 0.00% | – |
| New | APPLE INCput | $15,000 | – | 3,751 | +100.0% | 0.00% | – | |
| STT | New | STATE STREET CORPequity | $15,000 | – | 200 | +100.0% | 0.00% | – |
| CAG | New | CONAGRA FOODS INCequity | $20,000 | – | 600 | +100.0% | 0.00% | – |
| CS | CREDIT SUISSE GP SP ADR Aequity | $19,000 | +5.6% | 600 | 0.0% | 0.00% | -50.0% | |
| CROX | New | CROCS INCequity | $16,000 | – | 1,000 | +100.0% | 0.00% | – |
| ZBH | Buy | ZIMMER HOLDINGS INC COMequity | $19,000 | +533.3% | 200 | +412.8% | 0.00% | +200.0% |
| USB | Buy | US BANCORPput | $17,000 | – | 2,364 | +7780.0% | 0.00% | – |
| SLMBP | New | SLM CORP VAR% PERPETUALequity | $20,000 | – | 299 | +100.0% | 0.00% | – |
| ROIC | Sell | RETAIL OPPORTUNITY COMequity | $15,000 | -42.3% | 1,000 | -47.4% | 0.00% | -66.7% |
| New | ALLSTATE CORP DEL COMequity | $16,000 | – | 300 | +100.0% | 0.00% | – | |
| FWMHQ | New | FAIRWAY GROUP HOLDINGS COequity | $18,000 | – | 1,000 | +100.0% | 0.00% | – |
| U104PS | New | PERFECT WORLD CO LTD SPONequity | $18,000 | – | 1,000 | +100.0% | 0.00% | – |
| ET | Sell | ENERGY TRANSFER EQUITY Lequity | $16,000 | -93.9% | 200 | -95.0% | 0.00% | -96.7% |
| STNR | New | STEINER LEISURE LTDequity | $14,000 | – | 282 | +100.0% | 0.00% | – |
| CMA | New | COMERICA INC COMequity | $14,000 | – | 300 | +100.0% | 0.00% | – |
| LSI | New | LSI CORPORATIONequity | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| GD | New | GENL DYNAMICS CORP COMequity | $10,000 | – | 100 | +100.0% | 0.00% | – |
| RJETQ | New | REPUBLIC AIRWAYS HLDGSequity | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| UFS | New | DOMTAR CORP SHSequity | $9,000 | – | 100 | +100.0% | 0.00% | – |
| ISIL | New | INTERSIL CORP CL A CL Aequity | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| MAT | New | MATTEL INCcall | $9,000 | – | 10 | +100.0% | 0.00% | – |
| HTS | New | HATTERAS FINL CORPequity | $11,000 | – | 700 | +100.0% | 0.00% | – |
| QCOM | Buy | QUALCOMM INCput | $14,000 | +7.7% | 4,000 | +190.7% | 0.00% | -50.0% |
| ETR | ENTERGY CORP NEWequity | $13,000 | 0.0% | 200 | 0.0% | 0.00% | -50.0% | |
| PCL | New | PLUM CREEK TIMBER CO INCequity | $9,000 | – | 200 | +100.0% | 0.00% | – |
| PAA | PLAINS ALL AMERN PIPL LPequity | $10,000 | -9.1% | 200 | 0.0% | 0.00% | -50.0% | |
| MCHP | New | MICROCHIP TECHNOLOGY INCequity | $9,000 | – | 200 | +100.0% | 0.00% | – |
| IEP | New | ICAHN ENTERPRISES L Pequity | $11,000 | – | 100 | +100.0% | 0.00% | – |
| New | ACACIA RESH CORP AR ACACIequity | $11,000 | – | 758 | +100.0% | 0.00% | – | |
| AGNC | Sell | AMERICAN CAPITAL AGENCY Cput | $10,000 | -56.5% | 82 | -74.9% | 0.00% | -75.0% |
| CDNS | New | CADENCE DESIGN SYS INCequity | $14,000 | – | 1,000 | +100.0% | 0.00% | – |
| VXX | New | IPATH S AND P 500 VIX S/T FUcall | $14,000 | – | 280 | +100.0% | 0.00% | – |
| SRE | SEMPRA ENERGYequity | $9,000 | 0.0% | 100 | 0.0% | 0.00% | -33.3% | |
| EPD | New | ENTERPRISE PRODUCTS PARTNput | $11,000 | – | 82 | +100.0% | 0.00% | – |
| SHPG | New | SHIRE LTD ADR ADRequity | $14,000 | – | 100 | +100.0% | 0.00% | – |
| TIVO | New | TIVO INC COMequity | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| STLD | New | STEEL DYNAMICS INC COMequity | $12,000 | – | 600 | +100.0% | 0.00% | – |
| CAH | New | CARDINAL HEALTH INCequity | $13,000 | – | 200 | +100.0% | 0.00% | – |
| TLT | New | ISHARES 20+ YEAR TREASURYput | $14,000 | – | 374 | +100.0% | 0.00% | – |
| HUBB | New | HUBBELL INC CL B PAR .01equity | $11,000 | – | 100 | +100.0% | 0.00% | – |
| ERF | New | ENERPLUS CORPORATIONequity | $9,000 | – | 500 | +100.0% | 0.00% | – |
| NUS | New | NU SKIN ENTERPRS A $.001equity | $14,000 | – | 100 | +100.0% | 0.00% | – |
| SPTL | New | SPDR BARCLAYS LONG TERM Tequity | $6,000 | – | 100 | +100.0% | 0.00% | – |
| ARPJQ | Sell | ATLAS RESOURCE PARTNERS Lequity | $6,000 | -33.3% | 310 | -24.4% | 0.00% | -66.7% |
| New | ANALOG DEVICES INC COMequity | $5,000 | – | 100 | +100.0% | 0.00% | – | |
| CVRR | Sell | CVR REFINING LPput | $3,000 | -70.0% | 14 | -68.9% | 0.00% | -66.7% |
| HAS | New | HASBRO INCequity | $6,000 | – | 100 | +100.0% | 0.00% | – |
| CTAS | New | CINTAS CORP OHIOequity | $6,000 | – | 100 | +100.0% | 0.00% | – |
| RIG | Buy | TRANSOCEAN LTDput | $5,000 | +400.0% | 309 | +406.6% | 0.00% | – |
| Buy | GENERAL ELECTRIC COput | $5,000 | -88.6% | 4,389 | +15.0% | 0.00% | -93.3% | |
| JDSU | New | JDS UNIPHASE CORPequity | $6,000 | – | 500 | +100.0% | 0.00% | – |
| MCD | Buy | MCDONALD'S CORPput | $3,000 | -72.7% | 494 | +99.2% | 0.00% | -75.0% |
| New | CISCO SYSTEMS INCput | $5,000 | – | 2,301 | +100.0% | 0.00% | – | |
| MPW | New | MEDICAL PPTYS TR INCequity | $5,000 | – | 400 | +100.0% | 0.00% | – |
| TXTR | New | TEXTURA CORP COMequity | $6,000 | – | 200 | +100.0% | 0.00% | – |
| IMMR | New | IMMERSION CORPequity | $4,000 | – | 400 | +100.0% | 0.00% | – |
| VSAT | New | VIA SAT INCequity | $4,000 | – | 68 | +100.0% | 0.00% | – |
| IVR | Sell | INVESCO MORTGAGE CAPITALequity | $6,000 | -79.3% | 400 | -78.9% | 0.00% | -90.0% |
| PVR | New | PVR PARTNERS LP COMequity | $5,000 | – | 200 | +100.0% | 0.00% | – |
| EGL | New | ENGILITY HOLDINGS INC COMequity | $5,000 | – | 144 | +100.0% | 0.00% | – |
| MDP | New | MEREDITH CORPequity | $5,000 | – | 100 | +100.0% | 0.00% | – |
| PKO | New | PIMCO INCOME OPPORTUNITYequity | $3,000 | – | 100 | +100.0% | 0.00% | – |
| ITW | ILLINOIS TOOL WORKS INCequity | $8,000 | 0.0% | 100 | 0.0% | 0.00% | -66.7% | |
| PFE | Buy | PFIZER INCput | $4,000 | 0.0% | 1,626 | +160.6% | 0.00% | 0.0% |
| UBSI | New | UNITED BKSHRS INC W.V. VIequity | $5,000 | – | 168 | +100.0% | 0.00% | – |
| GYRO | New | GYRODYNE COequity | $3,000 | – | 249 | +100.0% | 0.00% | – |
| SBY | Sell | SILVER BAY RLTY CORP REITequity | $5,000 | -16.7% | 330 | -15.4% | 0.00% | -50.0% |
| SMLP | New | SUMMIT MIDSTREAM PARTNERSequity | $4,000 | – | 107 | +100.0% | 0.00% | – |
| MDLZ | Buy | MONDELEZ INTERNATIONAL INput | $5,000 | +66.7% | 1,921 | +846.3% | 0.00% | 0.0% |
| ALLB | New | ALLIANCE BANCORP INC PENSequity | $7,000 | – | 453 | +100.0% | 0.00% | – |
| XLP | Buy | CONSUMER STAPLES SPDRput | $5,000 | -50.0% | 1,771 | +35.6% | 0.00% | -66.7% |
| MOGA | New | MOOG INC CL A CL Aequity | $7,000 | – | 100 | +100.0% | 0.00% | – |
| PDLI | New | PDL BIOPHARMA INCequity | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| CRME | New | CARDIOME PHARMA CORP SHSequity | $4,000 | – | 600 | +100.0% | 0.00% | – |
| New | SAIC INC COMPANY GUARNT Gbond | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| BMY | Buy | BRISTOL-MYERS SQUIBB COput | $4,000 | -20.0% | 827 | +90.6% | 0.00% | -50.0% |
| GIII | New | G-III APPAREL GROUP LTDequity | $7,000 | – | 100 | +100.0% | 0.00% | – |
| TYN | New | TORTOISE NORTH AMERN ENERequity | $3,000 | – | 97 | +100.0% | 0.00% | – |
| BX | Buy | BLACKSTONE GROUP LP/THEput | $6,000 | +500.0% | 5,375 | +716.9% | 0.00% | – |
| NFG | New | NAT FUEL GAS CO NJ $1equity | $7,000 | – | 100 | +100.0% | 0.00% | – |
| CLF | New | CLIFFS NATURAL RESOURCEScall | $3,000 | – | 3 | +100.0% | 0.00% | – |
| JNJ | Sell | JOHNSON AND JOHNSONput | $7,000 | -69.6% | 1,231 | -3.8% | 0.00% | -87.5% |
| TWC | Buy | TIME WARNER CABLEput | $6,000 | – | 355 | +11733.3% | 0.00% | – |
| GES | New | GUESS INC COMequity | $6,000 | – | 200 | +100.0% | 0.00% | – |
| CHTR | New | CHARTER COMMUNICATIONS COequity | $7,000 | – | 53 | +100.0% | 0.00% | – |
| DE | Buy | DEERE AND COput | $3,000 | +200.0% | 378 | +1045.5% | 0.00% | – |
| SXL | New | SUNOCO LOGISTICS PRTS LPequity | $8,000 | – | 100 | +100.0% | 0.00% | – |
| NGVC | New | NATURAL GROCERS BY VITAMIequity | $4,000 | – | 100 | +100.0% | 0.00% | – |
| FUEL | New | ROCKET FUEL INCequity | $6,000 | – | 100 | +100.0% | 0.00% | – |
| WTFC | New | WINTRUST FINL CORPequity | $5,000 | – | 100 | +100.0% | 0.00% | – |
| PCRX | New | PACIRA PHARMACEUTICALS Iequity | $3,000 | – | 60 | +100.0% | 0.00% | – |
| CZR | New | CAESARS ENTERTAINMENT CORcall | $5,000 | – | 35 | +100.0% | 0.00% | – |
| SPDW | New | SPDR S P WORLD EX USequity | $6,000 | – | 200 | +100.0% | 0.00% | – |
| LNN | New | LINDSAY CORPORATIONequity | $7,000 | – | 90 | +100.0% | 0.00% | – |
| IBKR | New | INTERACTIVE BROKERS GROUequity | $7,000 | – | 300 | +100.0% | 0.00% | – |
| CWEI | New | CLAYTON WILLIAMS ENERGY Iequity | $8,000 | – | 100 | +100.0% | 0.00% | – |
| MO | Buy | ALTRIA GROUP INCput | $5,000 | +66.7% | 704 | +441.5% | 0.00% | 0.0% |
| AMT | New | AMERICAN TOWER REIT INC (equity | $8,000 | – | 100 | +100.0% | 0.00% | – |
| CMCSA | New | COMCAST CORP-CLASS Aput | $4,000 | – | 707 | +100.0% | 0.00% | – |
| DIN | New | DINEEQUITY INC COMequity | $8,000 | – | 100 | +100.0% | 0.00% | – |
| EEM | Buy | ISHARES MSCI EMERGING MARput | $3,000 | – | 716 | +4375.0% | 0.00% | – |
| New | ACETO CORPORATION COMequity | $3,000 | – | 100 | +100.0% | 0.00% | – | |
| New | ANGIE'S LIST INC COMequity | $3,000 | – | 200 | +100.0% | 0.00% | – | |
| F | Buy | FORD MOTOR COput | $5,000 | -54.5% | 5,551 | +98.9% | 0.00% | -75.0% |
| YHOO | New | YAHOO INCequity | $4,000 | – | 102 | +100.0% | 0.00% | – |
| CNQ | New | CANADIAN NATURAL RES LTDequity | $3,000 | – | 100 | +100.0% | 0.00% | – |
| WBAI | New | 500.COM LTD SHS CL A ADRequity | $4,000 | – | 100 | +100.0% | 0.00% | – |
| New | ALICO INCequity | $4,000 | – | 100 | +100.0% | 0.00% | – | |
| New | CBOE HOLDINGS INCcall | $3,000 | – | 43 | +100.0% | 0.00% | – | |
| P105PS | New | INTEGRYS ENERGY GROUP INCequity | $5,000 | – | 100 | +100.0% | 0.00% | – |
| LVS | Buy | LAS VEGAS SANDS CORPput | $4,000 | -69.2% | 2,753 | +15.3% | 0.00% | -75.0% |
| New | AGRIUM INCput | $1,000 | – | 86 | +100.0% | 0.00% | – | |
| AOL | New | AOL INCequity | $0 | – | 3 | +100.0% | 0.00% | – |
| T | Buy | AT AND T INCput | $1,000 | -83.3% | 337 | +14.2% | 0.00% | -100.0% |
| ATPAQ | ATP OIL AND GAS CORP COMequity | $0 | – | 5,696 | 0.0% | 0.00% | – | |
| ABT | Buy | Abbott Laboratoriesput | $0 | -100.0% | 149 | +313.9% | 0.00% | -100.0% |
| ABBV | New | ABBVIE INCput | $0 | – | 7 | +100.0% | 0.00% | – |
| ABC | New | AMERISOURCEBERGEN CORPput | $0 | – | 22 | +100.0% | 0.00% | – |
| ATLS | Buy | ATLAS ENERGY LPput | $1,000 | 0.0% | 64 | +39.1% | 0.00% | – |
| AVCE | AVICENA GROUP INCequity | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| BLK | New | BLACKROCK INCput | $0 | – | 25 | +100.0% | 0.00% | – |
| HYT | New | BLACKROCK CORP HY FND VIequity | $1,000 | – | 100 | +100.0% | 0.00% | – |
| HRB | H AND R BLOCK INCput | $0 | – | 17 | 0.0% | 0.00% | – | |
| Buy | AFLAC INCput | $0 | – | 38 | +533.3% | 0.00% | – | |
| BUFETE INDL S A SPN ADR Sequity | $0 | – | 5,000 | 0.0% | 0.00% | – | ||
| CF | New | CF INDUSTRIES HOLDINGS INput | $0 | – | 6 | +100.0% | 0.00% | – |
| CSX | New | CSX CORPput | $1,000 | – | 341 | +100.0% | 0.00% | – |
| CVS | New | CVS CAREMARK CORPput | $0 | – | 36 | +100.0% | 0.00% | – |
| CA | New | CA INCput | $0 | – | 13 | +100.0% | 0.00% | – |
| CCJ | CAMECO CORPput | $0 | – | 40 | 0.0% | 0.00% | – | |
| CCL | New | CARNIVAL CORPput | $0 | – | 22 | +100.0% | 0.00% | – |
| CAT | Buy | CATERPILLAR INCput | $0 | -100.0% | 219 | +46.0% | 0.00% | -100.0% |
| CATKU | UTS CATSKILL LITIGATION Tequity | $0 | – | 1,312 | 0.0% | 0.00% | – | |
| LUMN | Buy | CENTURYLINK INCput | $0 | -100.0% | 57 | +1.8% | 0.00% | -100.0% |
| CJHBQ | CHAMPION ENTRPRISES INCequity | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| CIM | CHIMERA INVESTMENT CORPput | $0 | – | 30 | 0.0% | 0.00% | – | |
| CHL | CHINA MOBILE LTD-SPON ADRput | $0 | – | 22 | 0.0% | 0.00% | – | |
| CCTYQ | CIRCUIT CITY STORES INCequity | $0 | – | 700 | 0.0% | 0.00% | – | |
| CTAS | New | CINTAS CORPput | $0 | – | 1 | +100.0% | 0.00% | – |
| CLINICAL DATA CVR XPN XPNequity | $0 | – | 28,700 | 0.0% | 0.00% | – | ||
| CLX | New | CLOROX COMPANYput | $0 | – | 10 | +100.0% | 0.00% | – |
| COH | Buy | COACH INCput | $0 | – | 70 | +66.7% | 0.00% | – |
| KO | Buy | COCA-COLA CO/THEput | $2,000 | -66.7% | 1,091 | +48.6% | 0.00% | -100.0% |
| CL | Sell | COLGATE-PALMOLIVE COput | $0 | -100.0% | 663 | -25.3% | 0.00% | -100.0% |
| CNB | COLONIAL BANCGROUP DELequity | $0 | – | 500 | 0.0% | 0.00% | – | |
| CMCSK | New | COMCAST CORP-SPECIAL CL Aput | $0 | – | 18 | +100.0% | 0.00% | – |
| CMA | New | COMERICA INCput | $0 | – | 3 | +100.0% | 0.00% | – |
| CPWR | New | COMPUWARE CORPequity | $1,000 | – | 102 | +100.0% | 0.00% | – |
| CAG | New | CONAGRA FOODS INCput | $0 | – | 6 | +100.0% | 0.00% | – |
| COP | Sell | CONOCOPHILLIPSput | $0 | -100.0% | 50 | -34.2% | 0.00% | – |
| ED | New | CONSOLIDATED EDISON INCput | $0 | – | 15 | +100.0% | 0.00% | – |
| CNSTQ | CONSTAR INTL INCequity | $0 | – | 647,405 | 0.0% | 0.00% | – | |
| GLW | Buy | CORNING INCput | $0 | – | 314 | +265.1% | 0.00% | – |
| CS | CREDIT SUISSE GROUP-SPON ADRput | $0 | – | 6 | 0.0% | 0.00% | – | |
| DRI | Buy | DARDEN RESTAURANTS INCput | $0 | -100.0% | 47 | +14.6% | 0.00% | -100.0% |
| DAIO | New | DATA I O CORPequity | $0 | – | 2 | +100.0% | 0.00% | – |
| DFCLQ | DELTA FINANCIAL CORP COMequity | $0 | – | 4,000 | 0.0% | 0.00% | – | |
| DVN | New | DEVON ENERGY CORPORATIONput | $0 | – | 44 | +100.0% | 0.00% | – |
| DEO | Sell | DIAGEO PLC-SPONSORED ADRput | $0 | -100.0% | 5 | -85.3% | 0.00% | – |
| DIS | New | WALT DISNEY CO/THEput | $1,000 | – | 408 | +100.0% | 0.00% | – |
| DIVERSE HLDGS CORPequity | $0 | – | 1,250 | 0.0% | 0.00% | – | ||
| Buy | AMERICAN EXPRESS COput | $0 | – | 54 | +25.6% | 0.00% | – | |
| DWNFQ | DOWNEY FINL CORP DEL COMequity | $0 | – | 1,914 | 0.0% | 0.00% | – | |
| DD | Sell | DU PONT (E.I.) DE NEMOURSput | $0 | -100.0% | 100 | -21.9% | 0.00% | – |
| DUK | Buy | DUKE ENERGYput | $0 | -100.0% | 49 | +22.5% | 0.00% | – |
| DNKN | New | DUNKIN' BRANDS GROUP INCput | $0 | – | 10 | +100.0% | 0.00% | – |
| EMC | Sell | EMC CORP/MAput | $0 | – | 32 | -34.7% | 0.00% | – |
| EDLT | EAST DELTA RESOURCES CORPequity | $0 | – | 42,000 | 0.0% | 0.00% | – | |
| EDEP | ELDORADO EXPL INC COMequity | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| EMR | EMERSON ELECTRIC COput | $0 | – | 3 | 0.0% | 0.00% | – | |
| ETP | ENERGY TRANSFER PARTNERS LPput | $0 | -100.0% | 22 | 0.0% | 0.00% | – | |
| ETAD | ENTRADE INC COMequity | $0 | – | 2,000 | 0.0% | 0.00% | – | |
| ESMC | New | ESCALON MED CRP COM NEWequity | $0 | – | 50 | +100.0% | 0.00% | – |
| EXC | Buy | EXELON CORPput | $0 | -100.0% | 41 | +2.5% | 0.00% | – |
| EXPE | New | EXPEDIA INCput | $0 | – | 4 | +100.0% | 0.00% | – |
| XOM | Buy | EXXON MOBIL CORPput | $1,000 | -85.7% | 1,031 | +25.4% | 0.00% | -100.0% |
| FFKT | New | FARMERS CAP BANK CORPequity | $2,000 | – | 100 | +100.0% | 0.00% | – |
| Buy | AMGEN INCput | $1,000 | 0.0% | 157 | +80.5% | 0.00% | – | |
| FITB | Buy | FIFTH THIRD BANCORPput | $0 | – | 177 | +240.4% | 0.00% | – |
| FCFS | New | FIRST C FIN SVCS PV$0.01equity | $2,000 | – | 30 | +100.0% | 0.00% | – |
| ANADARKO PETROLEUM CORPput | $0 | – | 25 | 0.0% | 0.00% | – | ||
| FIT AFTER FIFTY INC.equity | $0 | – | 225,000 | 0.0% | 0.00% | – | ||
| GLPI | New | GAMING AND LEISURE PROPERequity | $1,000 | – | 10 | +100.0% | 0.00% | – |
| GME | New | GAMESTOP CORP-CLASS Aput | $0 | – | 32 | +100.0% | 0.00% | – |
| GD | New | GENERAL DYNAMICS CORPput | $0 | – | 1 | +100.0% | 0.00% | – |
| GIS | Sell | GENERAL MILLS INCput | $0 | – | 51 | -1.9% | 0.00% | – |
| ESCROW GEN MOTORS CORP SEequity | $0 | – | 100 | 0.0% | 0.00% | – | ||
| ESCROW GM CORP SR SERequity | $0 | – | 1,500 | 0.0% | 0.00% | – | ||
| GA | New | GIANT INTERACTIVE GROUP-Aput | $1,000 | – | 309 | +100.0% | 0.00% | – |
| GSK | Buy | GLAXOSMITHKLINE PLC-SPONput | $0 | – | 11 | +83.3% | 0.00% | – |
| GS | Buy | GOLDMAN SACHS GROUP INCput | $0 | – | 98 | +276.9% | 0.00% | – |
| Buy | ARCHER-DANIELS-MIDLAND COput | $1,000 | – | 253 | +912.0% | 0.00% | – | |
| HAL | Buy | HALLIBURTON COput | $0 | – | 225 | +800.0% | 0.00% | – |
| HIG | Buy | HARTFORD FINANCIAL SVCS Gput | $0 | – | 13 | +8.3% | 0.00% | – |
| HAS | New | HASBRO INCput | $0 | – | 1 | +100.0% | 0.00% | – |
| HP | New | HELMERICH AND PAYNEput | $0 | – | 10 | +100.0% | 0.00% | – |
| New | ARRTMIA R TECH $0.01 NEWequity | $1,000 | – | 300 | +100.0% | 0.00% | – | |
| HTGC | New | HERCULES TECHNOLOGY GROWTput | $0 | – | 38 | +100.0% | 0.00% | – |
| HES | Buy | HESS CORPput | $0 | – | 94 | +1780.0% | 0.00% | – |
| HPQ | Buy | HEWLETT-PACKARD COput | $2,000 | +100.0% | 1,542 | +1397.1% | 0.00% | – |
| New | ACCESS NATIONAL CORPequity | $1,000 | – | 98 | +100.0% | 0.00% | – | |
| HFC | New | HOLLYFRONTIER CORPput | $0 | – | 34 | +100.0% | 0.00% | – |
| HD | Buy | HOME DEPOT INCput | $0 | -100.0% | 221 | +157.0% | 0.00% | – |
| HSOA | HOME SOLUTIONS AMER INCequity | $0 | – | 3,900 | 0.0% | 0.00% | – | |
| HON | New | HONEYWELL INTERNATIONAL Iput | $0 | – | 54 | +100.0% | 0.00% | – |
| HBAN | HUNTINGTON BANCSHARES INCput | $0 | – | 65 | 0.0% | 0.00% | – | |
| HYHY | HYDRGN HYBRD TECHNGS INCequity | $0 | – | 197,120 | 0.0% | 0.00% | – | |
| IAC | New | IAC/INTERACTIVECORPput | $0 | – | 3 | +100.0% | 0.00% | – |
| IDMCQ | INDYMAC BANCORP INCequity | $0 | – | 23,588 | 0.0% | 0.00% | – | |
| IFSG | INFOSMART GROUP INCequity | $0 | – | 480,600 | 0.0% | 0.00% | – | |
| INTC | Buy | INTEL CORPput | $2,000 | -66.7% | 1,354 | +95.9% | 0.00% | -100.0% |
| IPAR | New | INTER PARFUMS INCequity | $1,000 | – | 22 | +100.0% | 0.00% | – |
| IBKR | New | INTERACTIVE BROKERS GRO-Cput | $0 | – | 2 | +100.0% | 0.00% | – |
| ICE | New | INTERCONTINENTALEXCHANGEput | $0 | – | 41 | +100.0% | 0.00% | – |
| IBM | Sell | INTL BUSINESS MACHINES CORPput | $0 | -100.0% | 101 | -1.9% | 0.00% | -100.0% |
| IP | Buy | INTERNATIONAL PAPER COput | $0 | – | 52 | +246.7% | 0.00% | – |
| IVR | INVESCO MORTGAGE CAPITALput | $0 | – | 4 | 0.0% | 0.00% | – | |
| THD | New | ISHARES MSCI THAILAND CAPequity | $1,000 | – | 14 | +100.0% | 0.00% | – |
| EPP | New | ISHARES MSCI PACIFIC EX-Jequity | $0 | – | 1 | +100.0% | 0.00% | – |
| EWT | New | ISHARES MSCI TAIWAN ETFput | $0 | – | 38 | +100.0% | 0.00% | – |
| EWJ | New | ISHARES MSCI JAPAN ETFput | $1,000 | – | 1,474 | +100.0% | 0.00% | – |
| FXI | New | ISHARES CHINA LARGE-CAP Eput | $0 | – | 134 | +100.0% | 0.00% | – |
| HYG | New | ISHARES IBOXX HIGH YIELDput | $0 | – | 2 | +100.0% | 0.00% | – |
| EPU | New | ISHARES MSCI ALL PERU CAPequity | $1,000 | – | 17 | +100.0% | 0.00% | – |
| JCI | New | JOHNSON CONTROLS INCput | $0 | – | 68 | +100.0% | 0.00% | – |
| JOY | New | JOY GLOBAL INCput | $0 | – | 14 | +100.0% | 0.00% | – |
| KLAC | New | KLA-TENCOR CORPORATIONput | $0 | – | 6 | +100.0% | 0.00% | – |
| KKR | New | KKR AND CO LPput | $0 | – | 9 | +100.0% | 0.00% | – |
| KELYA | New | KELLY SVCES INC CLASS Aequity | $1,000 | – | 48 | +100.0% | 0.00% | – |
| KYUS | KENTUCKY USA ENERGY INCequity | $0 | – | 689,100 | 0.0% | 0.00% | – | |
| KEY | Buy | KEYCORPput | $0 | – | 174 | +87.1% | 0.00% | – |
| 4945SC | Sell | KINDER MORGAN ENERGY PRTNput | $0 | -100.0% | 22 | -43.6% | 0.00% | -100.0% |
| KMI | Buy | KINDER MORGAN INCput | $0 | -100.0% | 108 | +89.5% | 0.00% | -100.0% |
| KSS | New | KOHLS CORPput | $0 | – | 8 | +100.0% | 0.00% | – |
| KRFT | New | KRAFT FOODS GROUP INCput | $0 | – | 133 | +100.0% | 0.00% | – |
| LLL | Buy | L-3 COMMUNICATIONS HOLDINput | $0 | – | 17 | +112.5% | 0.00% | – |
| LEHMAN BROTHERS HOLDINGSIequity | $0 | – | 5,200 | 0.0% | 0.00% | – | ||
| LBYYQ | New | LIBBEY INCequity | $0 | – | 19 | +100.0% | 0.00% | – |
| New | AUTOMATIC DATA PROCESSINGput | $0 | – | 21 | +100.0% | 0.00% | – | |
| LLY | Buy | ELI LILLY AND COput | $0 | -100.0% | 46 | +43.8% | 0.00% | – |
| LINEQ | New | LINN ENERGY LLC-UNITSput | $0 | – | 30 | +100.0% | 0.00% | – |
| LGFTY | LNGTP FINL TECHNS LTDADRequity | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| LO | Buy | LORILLARD INCput | $0 | – | 10 | +233.3% | 0.00% | – |
| LOW | Sell | LOWE'S COS INCput | $0 | -100.0% | 151 | -2.6% | 0.00% | – |
| New | BB AND T CORPput | $0 | – | 57 | +100.0% | 0.00% | – | |
| MSGIE | MSGI SEC SOLUTIONS INCequity | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| MTW | New | MANITOWOC COMPANY INCput | $0 | – | 6 | +100.0% | 0.00% | – |
| MRO | New | MARATHON OIL CORPput | $0 | – | 62 | +100.0% | 0.00% | – |
| MPC | Buy | MARATHON PETROLEUM CORPput | $0 | – | 29 | +262.5% | 0.00% | – |
| MWE | Buy | MARKWEST ENERGY PARTNERSput | $0 | – | 18 | +125.0% | 0.00% | – |
| MVNR | New | MAVENIR SYS INCequity | $1,000 | – | 100 | +100.0% | 0.00% | – |
| MPW | New | MEDICAL PROPERTIES TRUSTput | $0 | – | 4 | +100.0% | 0.00% | – |
| MDT | New | MEDTRONIC INCput | $0 | – | 56 | +100.0% | 0.00% | – |
| MRK | Sell | MERCK AND CO. INC.put | $2,000 | -86.7% | 458 | -62.9% | 0.00% | -100.0% |
| MET | Buy | METLIFE INCput | $2,000 | -33.3% | 1,304 | +746.8% | 0.00% | -100.0% |
| MCHP | New | MICROCHIP TECHNOLOGY INCput | $0 | – | 8 | +100.0% | 0.00% | – |
| MNRK | New | MONARCH FINL HLDGS INCequity | $1,000 | – | 86 | +100.0% | 0.00% | – |
| MON | New | MONSANTO COput | $0 | – | 51 | +100.0% | 0.00% | – |
| MOS | Buy | MOSAIC CO/THEput | $0 | – | 43 | +138.9% | 0.00% | – |
| MSI | New | MOTOROLA SOLUTIONS INCput | $0 | – | 18 | +100.0% | 0.00% | – |
| P103PS | New | NPS PHARMACEUTICALS INCcall | $2,000 | – | 10 | +100.0% | 0.00% | – |
| NDAQ | New | NASDAQ OMX GROUP/THEput | $0 | – | 20 | +100.0% | 0.00% | – |
| NFG | New | NATIONAL FUEL GAS COput | $0 | – | 1 | +100.0% | 0.00% | – |
| NOV | New | NATIONAL OILWELL VARCO INput | $0 | – | 25 | +100.0% | 0.00% | – |
| BANK OF NEW YORK MELLON Cput | $0 | -100.0% | 130 | 0.0% | 0.00% | -100.0% | ||
| NCIS | NETCURRENTS INF SVCS INCequity | $0 | – | 53,000 | 0.0% | 0.00% | – | |
| NBIX | New | NEUROCRINE BIOSCIENCES INequity | $1,000 | – | 100 | +100.0% | 0.00% | – |
| NKE | New | NIKE INC -CL Bput | $0 | – | 37 | +100.0% | 0.00% | – |
| JWN | New | NORDSTROM INCput | $0 | – | 8 | +100.0% | 0.00% | – |
| NSC | Buy | NORFOLK SOUTHERN CORPput | $0 | – | 48 | +336.4% | 0.00% | – |
| NOC | New | NORTHROP GRUMMAN CORPput | $0 | – | 30 | +100.0% | 0.00% | – |
| NVS | NOVARTIS AG-ADRput | $0 | – | 22 | 0.0% | 0.00% | – | |
| NSEO | NS8 CORPequity | $0 | – | 72,800 | 0.0% | 0.00% | – | |
| NUE | Buy | NUCOR CORPput | $0 | -100.0% | 105 | +22.1% | 0.00% | – |
| NMY | New | NUVEEN MD PREM INC MUNI Iequity | $2,000 | – | 168 | +100.0% | 0.00% | – |
| NVDA | New | NVIDIA CORPput | $0 | – | 226 | +100.0% | 0.00% | – |
| OXY | Buy | OCCIDENTAL PETROLEUM CORPput | $0 | -100.0% | 126 | +26.0% | 0.00% | – |
| OILT | New | OILTANKING PARTNERS L P Uequity | $1,000 | – | 15 | +100.0% | 0.00% | – |
| OPOF | New | OLD POINT FINANCIAL CORPequity | $1,000 | – | 100 | +100.0% | 0.00% | – |
| ORCL | New | ORACLE CORPput | $0 | – | 33 | +100.0% | 0.00% | – |
| PPG | New | PPG INDUSTRIES INCput | $0 | – | 9 | +100.0% | 0.00% | – |
| PAYX | PAYCHEX INCput | $0 | – | 1 | 0.0% | 0.00% | – | |
| PMT | New | PENNYMAC MORTGAGE INVESTMcall | $0 | – | 1 | +100.0% | 0.00% | – |
| PEP | New | PEPSICO INCput | $1,000 | – | 246 | +100.0% | 0.00% | – |
| POIG | PETROL OIL AND GAS INCequity | $2,000 | 0.0% | 827,572 | 0.0% | 0.00% | -100.0% | |
| PBR | PETROLEO BRASILEIRO S.A.-ADRput | $0 | – | 28 | 0.0% | 0.00% | – | |
| Sell | BAXTER INTERNATIONAL INCput | $0 | -100.0% | 69 | -1.4% | 0.00% | – | |
| PM | Buy | PHILIP MORRIS INTERNATIONput | $1,000 | -75.0% | 118 | +47.5% | 0.00% | -100.0% |
| PSX | PHILLIPS 66put | $0 | – | 20 | 0.0% | 0.00% | – | |
| PBI | Buy | PITNEY BOWES INCput | $1,000 | – | 327 | +10800.0% | 0.00% | – |
| PAA | PLAINS ALL AMER PIPELINE LPput | $0 | – | 2 | 0.0% | 0.00% | – | |
| POT | Buy | POTASH CORP OF SASKATCHEWput | $0 | -100.0% | 100 | +1.0% | 0.00% | -100.0% |
| PWMG | PREMIER WLTH MANGMNT INCequity | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| PRU | Buy | PRUDENTIAL FINANCIAL INCput | $0 | – | 84 | +281.8% | 0.00% | – |
| QCOR | Sell | QUESTCOR PHARMACEUTICALSput | $0 | -100.0% | 25 | -28.6% | 0.00% | -100.0% |
| RXPCD | RADIENT PHARMACEUTICALS Cequity | $0 | – | 80 | 0.0% | 0.00% | – | |
| RZTIQ | RASER TECHNOLOGIES INCequity | $0 | – | 25,100 | 0.0% | 0.00% | – | |
| RVNG | RAVEN GOLD CORPequity | $2,000 | -50.0% | 2,962,135 | 0.0% | 0.00% | -100.0% | |
| RTN | Buy | RAYTHEON COMPANYput | $0 | – | 46 | +228.6% | 0.00% | – |
| ESCROW REFCO INCequity | $0 | – | 1,600 | 0.0% | 0.00% | – | ||
| RAI | New | REYNOLDS AMERICAN INCput | $0 | – | 2 | +100.0% | 0.00% | – |
| RIO | Sell | RIO TINTO PLC-SPON ADRput | $0 | -100.0% | 24 | -64.2% | 0.00% | – |
| ROST | New | ROSS STORES INCput | $0 | – | 11 | +100.0% | 0.00% | – |
| RDSA | Buy | ROYAL DUTCH SHELL PLC-A Sput | $0 | – | 31 | +520.0% | 0.00% | – |
| RSPG | ROYAL SPRING WATER INC.equity | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| RBCN | New | RUBICON TECHNOLOGY INCequity | $1,000 | – | 98 | +100.0% | 0.00% | – |
| RUSHB | New | RUSH ENTERPRSES INC CL Bequity | $1,000 | – | 32 | +100.0% | 0.00% | – |
| SFXEQ | New | SFX ENTERTAINMENT INC SHSequity | $1,000 | – | 95 | +100.0% | 0.00% | – |
| SLM | SLM CORPput | $0 | – | 18 | 0.0% | 0.00% | – | |
| IPN | New | SPDR INDEX SHS FDS ETFequity | $0 | – | 1 | +100.0% | 0.00% | – |
| BWX | New | SPDR BARCLAYS INTL TREASUequity | $0 | – | 5 | +100.0% | 0.00% | – |
| SBRA | New | SABRA HEALTH CARE REIT REequity | $2,000 | – | 73 | +100.0% | 0.00% | – |
| SWY | SAFEWAY INCput | $0 | – | 36 | 0.0% | 0.00% | – | |
| ADVANCED VIRAL RESH CORPequity | $0 | – | 1,500 | 0.0% | 0.00% | – | ||
| SNZH | SAN HOLDINGS INCequity | $0 | – | 880 | 0.0% | 0.00% | – | |
| SNDK | Buy | SANDISK CORPput | $0 | – | 207 | +392.9% | 0.00% | – |
| MEJ | SANTA MONICA MEDIA CORPequity | $0 | – | 124,800 | 0.0% | 0.00% | – | |
| SVNTQ | SAVIENT PHARMACEUTICALS Iequity | $0 | – | 200 | 0.0% | 0.00% | – | |
| SMICY | New | SEMICONDUCTOR MFG INTL COequity | $0 | – | 28 | +100.0% | 0.00% | – |
| BENGUET CORP - CLASS B 3.equity | $0 | – | 58,600 | 0.0% | 0.00% | – | ||
| SHOEQ | SHOE PAVILIONequity | $0 | – | 5,790 | 0.0% | 0.00% | – | |
| SIRI | New | SIRIUS XM HOLDINGS INC COequity | $1,000 | – | 260 | +100.0% | 0.00% | – |
| SO | Buy | SOUTHERN CO/THEput | $2,000 | -50.0% | 21 | +5.0% | 0.00% | -100.0% |
| SWK | New | STANLEY BLACK AND DECKER INput | $0 | – | 11 | +100.0% | 0.00% | – |
| SBUX | Buy | STARBUCKS CORPput | $0 | -100.0% | 340 | +94.3% | 0.00% | -100.0% |
| HOT | New | STARWOOD HOTELS AND RESORTSput | $1,000 | – | 120 | +100.0% | 0.00% | – |
| STT | New | STATE STREET CORPput | $0 | – | 2 | +100.0% | 0.00% | – |
| Buy | BEST BUY CO INCput | $0 | – | 172 | +1046.7% | 0.00% | – | |
| SCEY | SUN CAL ENERGY INCequity | $0 | – | 900 | 0.0% | 0.00% | – | |
| SU | SUNCOR ENERGY INCput | $0 | – | 7 | 0.0% | 0.00% | – | |
| SYMC | SYMANTEC CORP COMequity | $2,000 | 0.0% | 100 | 0.0% | 0.00% | -100.0% | |
| SYMC | Sell | SYMANTEC CORPput | $0 | -100.0% | 1 | -99.8% | 0.00% | -100.0% |
| SYY | New | SYSCO CORPput | $1,000 | – | 34 | +100.0% | 0.00% | – |
| TJX | New | TJX COMPANIES INCput | $0 | – | 24 | +100.0% | 0.00% | – |
| TAL | New | TAL INTERNATIONAL GROUP Iput | $0 | – | 9 | +100.0% | 0.00% | – |
| TGT | Buy | TARGET CORPput | $0 | – | 25 | +92.3% | 0.00% | – |
| TCCO | New | TECHNL COMMCTION CRPequity | $1,000 | – | 100 | +100.0% | 0.00% | – |
| TECK | New | TECK RESOURCES LTD-CLS Bput | $0 | – | 53 | +100.0% | 0.00% | – |
| TEO | New | TELECOM ARGENTINA SP ADRequity | $2,000 | – | 100 | +100.0% | 0.00% | – |
| TEVA | TEVA PHARMACEUTICAL-SP ADRput | $0 | -100.0% | 335 | 0.0% | 0.00% | -100.0% | |
| THMRQ | THORNBURG MORTGAGE INC COequity | $0 | – | 31 | 0.0% | 0.00% | – | |
| MMM | Buy | 3M COput | $0 | -100.0% | 89 | +85.4% | 0.00% | – |
| BHP BILLITON LTD-SPON ADRput | $0 | -100.0% | 39 | 0.0% | 0.00% | – | ||
| TNRG | TIANRONG BLDG MATL HLDGSequity | $0 | – | 6,000 | 0.0% | 0.00% | – | |
| TTSH | New | TILE SHOP HLDGS INC COMequity | $1,000 | – | 33 | +100.0% | 0.00% | – |
| TSBK | New | TIMBERLAND BANCORP INCequity | $0 | – | 32 | +100.0% | 0.00% | – |
| TWX | New | TIME WARNER INCput | $0 | – | 34 | +100.0% | 0.00% | – |
| TD | Sell | TORONTO-DOMINION BANKput | $2,000 | 0.0% | 75 | -49.7% | 0.00% | -100.0% |
| TTE | New | TOTAL SA-SPON ADRput | $1,000 | – | 247 | +100.0% | 0.00% | – |
| CRBQ | New | THOMSON REUTERS JEFFERIEequity | $0 | – | 1 | +100.0% | 0.00% | – |
| TRV | New | TRAVELERS COS INC/THEput | $0 | – | 4 | +100.0% | 0.00% | – |
| TWO | New | TWO HARBORS INVESTMENT COput | $1,000 | – | 194 | +100.0% | 0.00% | – |
| UNXLQ | New | UNI-PIXEL INC COMequity | $1,000 | – | 100 | +100.0% | 0.00% | – |
| UNP | Buy | UNION PACIFIC CORPput | $1,000 | -80.0% | 244 | +62.7% | 0.00% | -100.0% |
| UPS | Buy | UNITED PARCEL SERVICE-CL Bput | $2,000 | +100.0% | 483 | +1050.0% | 0.00% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORPput | $0 | – | 132 | +2100.0% | 0.00% | – |
| Buy | AIR PRODUCTS AND CHEMICALS INCput | $0 | -100.0% | 111 | +3.7% | 0.00% | -100.0% | |
| VALEP | New | VALE SA ADR REPSTG PFD ADequity | $0 | – | 2 | +100.0% | 0.00% | – |
| VSS | New | VANGUARD INTL EQUITY INDEequity | $1,000 | – | 7 | +100.0% | 0.00% | – |
| VZ | New | VERIZON COMMUNICATIONS INput | $0 | – | 95 | +100.0% | 0.00% | – |
| VIAS | New | VIASYSTEMS GROUP INC NEWequity | $1,000 | – | 100 | +100.0% | 0.00% | – |
| VIAB | New | VIACOM INC-CLASS Bput | $0 | – | 81 | +100.0% | 0.00% | – |
| VRAI | VIRAGEN INCequity | $0 | – | 230,000 | 0.0% | 0.00% | – | |
| DCA | New | VIRTUS TOTAL RETURN FD CLequity | $0 | – | 100 | +100.0% | 0.00% | – |
| VOD | Buy | VODAFONE GROUP PLC-SP ADRput | $1,000 | -66.7% | 506 | +6.1% | 0.00% | -100.0% |
| WMT | Buy | WAL-MART STORES INCput | $2,000 | -86.7% | 1,501 | +1.1% | 0.00% | -100.0% |
| WAG | Buy | WALGREEN COput | $0 | -100.0% | 345 | +14.2% | 0.00% | – |
| New | AIRGAS INCput | $0 | – | 4 | +100.0% | 0.00% | – | |
| WM | New | WASTE MANAGEMENT INCcall | $2,000 | – | 35 | +100.0% | 0.00% | – |
| WTCT | WATCHIT TECHNOLOGIES INCequity | $0 | – | 550 | 0.0% | 0.00% | – | |
| V107SC | New | WELLPOINT INCput | $0 | – | 33 | +100.0% | 0.00% | – |
| WFC | Sell | WELLS FARGO AND COput | $1,000 | -95.0% | 1,773 | -13.6% | 0.00% | -100.0% |
| WMC | Sell | WESTERN ASSET MTG CAP CORequity | $1,000 | -96.6% | 100 | -94.4% | 0.00% | -100.0% |
| WMC | WESTERN ASSET MORTGAGE CAPITput | $1,000 | -50.0% | 18 | 0.0% | 0.00% | -100.0% | |
| WDC | Buy | WESTERN DIGITAL CORPput | $0 | -100.0% | 109 | +109.6% | 0.00% | – |
| WU | New | WESTERN UNION COput | $0 | – | 66 | +100.0% | 0.00% | – |
| WY | Buy | WEYERHAEUSER COput | $0 | – | 21 | +162.5% | 0.00% | – |
| WPZ | Sell | WILLIAMS PARTNERS LPput | $0 | -100.0% | 24 | -22.6% | 0.00% | – |
| Buy | BOEING CO/THEput | $1,000 | -80.0% | 668 | +12.5% | 0.00% | -100.0% | |
| WLFC | New | WILLIS LEASE FIN CORPequity | $0 | – | 4 | +100.0% | 0.00% | – |
| WIN | Buy | WINDSTREAM HOLDINGS INCput | $0 | – | 6 | +100.0% | 0.00% | – |
| WINA | New | WINMARK CORPequity | $0 | – | 1 | +100.0% | 0.00% | – |
| BONDED MOTORS INCequity | $0 | – | 2,000 | 0.0% | 0.00% | – | ||
| XLNX | Buy | XILINX INCput | $0 | – | 17 | +41.7% | 0.00% | – |
| XRX | New | XEROX CORPput | $0 | – | 195 | +100.0% | 0.00% | – |
| YUM | New | YUM! BRANDS INCput | $0 | – | 21 | +100.0% | 0.00% | – |
| ZOOM | New | ZOOM TECHNOLOGIES INC SHSequity | $0 | – | 100 | +100.0% | 0.00% | – |
| New | L BRANDS INCput | $0 | – | 80 | +100.0% | 0.00% | – | |
| New | MCGRAW HILL FINANCIAL INCput | $0 | – | 15 | +100.0% | 0.00% | – | |
| New | Actavis plcput | $0 | – | 52 | +100.0% | 0.00% | – | |
| New | WYNN RESORTS LTDput | $0 | – | 14 | +100.0% | 0.00% | – | |
| New | IntercontinentalExchange Groupput | $0 | – | 8 | +100.0% | 0.00% | – | |
| New | INTEGRYS ENERGY GROUP INCput | $0 | – | 2 | +100.0% | 0.00% | – | |
| New | BOSTON PROPERTIES INCput | $0 | – | 2 | +100.0% | 0.00% | – | |
| New | FINANCIAL SELECT SECTOR Sput | $1,000 | – | 1,900 | +100.0% | 0.00% | – | |
| ENERGY TRANSFER EQUITY LPput | $0 | -100.0% | 42 | 0.0% | 0.00% | – | ||
| New | VALE SA-SP ADRput | $1,000 | – | 332 | +100.0% | 0.00% | – | |
| Buy | ALLSTATE CORPput | $0 | – | 16 | +700.0% | 0.00% | – | |
| Buy | APPLIED MATERIALS INCput | $1,000 | – | 1,085 | +653.5% | 0.00% | – | |
| New | BP PLC-SPONS ADRput | $1,000 | – | 506 | +100.0% | 0.00% | – | |
| New | AETNA INCput | $0 | – | 30 | +100.0% | 0.00% | – | |
| Sell | ASTRAZENECA PLC-SPONS ADRput | $0 | – | 5 | -68.8% | 0.00% | – | |
| New | MICROSOFT CORPput | $2,000 | – | 1,997 | +100.0% | 0.00% | – | |
| New | GARMIN LTDput | $0 | – | 15 | +100.0% | 0.00% | – | |
| New | ROYAL BANK OF CANADAput | $1,000 | – | 113 | +100.0% | 0.00% | – | |
| New | WILLIAMS COS INCput | $0 | – | 84 | +100.0% | 0.00% | – | |
| New | TIFFANY AND COput | $0 | – | 82 | +100.0% | 0.00% | – | |
| New | TESORO CORPput | $0 | – | 173 | +100.0% | 0.00% | – | |
| New | CUMMINS INCput | $0 | – | 34 | +100.0% | 0.00% | – | |
| New | CHEVRON CORPput | $0 | – | 61 | +100.0% | 0.00% | – | |
| New | ISHARES MSCI EAFE ETFput | $1,000 | – | 662 | +100.0% | 0.00% | – | |
| Sell | ISHARES US REAL ESTATE ETFput | $0 | -100.0% | 77 | -49.7% | 0.00% | -100.0% | |
| ENTERGY CORPput | $0 | – | 2 | 0.0% | 0.00% | – | ||
| Buy | LOCKHEED MARTIN CORPput | $0 | -100.0% | 41 | +86.4% | 0.00% | – | |
| Buy | UNITEDHEALTH GROUP INCput | $0 | -100.0% | 162 | +44.6% | 0.00% | – | |
| New | WYNDHAM WORLDWIDE CORPput | $0 | – | 9 | +100.0% | 0.00% | – | |
| New | ConocoPhillipsput | $0 | – | 8 | +100.0% | 0.00% | – | |
| New | SCHLUMBERGER LTDput | $0 | – | 135 | +100.0% | 0.00% | – | |
| New | MANULIFE FINANCIAL CORPput | $0 | – | 16 | +100.0% | 0.00% | – | |
| New | KIMBERLY-CLARK CORPput | $0 | – | 5 | +100.0% | 0.00% | – | |
| Two Harbors Investmentput | $2,000 | -33.3% | 48 | 0.0% | 0.00% | -100.0% | ||
| New | FREEPORT-MCMORAN COPPERput | $0 | – | 88 | +100.0% | 0.00% | – | |
| Buy | NEWMONT MINING CORPput | $0 | -100.0% | 38 | +8.6% | 0.00% | – | |
| New | MACY'S INCput | $0 | – | 25 | +100.0% | 0.00% | – | |
| New | TEXAS INSTRUMENTS INCput | $0 | – | 13 | +100.0% | 0.00% | – | |
| New | NEW YORK COMMUNITY BANCORput | $0 | – | 27 | +100.0% | 0.00% | – | |
| New | MTS SYSTEMS CORPcall | $1,000 | – | 5 | +100.0% | 0.00% | – | |
| Buy | FRAC ENBRIDGE ENERGY MGMTequity | $0 | – | 67,948 | +1.9% | 0.00% | – | |
| Buy | KINDER MORGAN MANAGEMENTequity | $0 | – | 71,914 | +1.8% | 0.00% | – | |
| ACN | Sell | ACCENTURE PLC-CL Aput | $0 | – | 21 | -53.3% | 0.00% | – |
| BG | New | BUNGE LTDput | $0 | – | 4 | +100.0% | 0.00% | – |
| ETN | New | EATON CORP PLCput | $0 | – | 4 | +100.0% | 0.00% | – |
| ESV | New | ENSCO PLC-CL Acall | $0 | – | 20 | +100.0% | 0.00% | – |
| NEWL | New | NEWLEAD HOLDINGS LTD SHSequity | $0 | – | 1 | +100.0% | 0.00% | – |
| NEBLQ | New | NOBLE CORP PLCput | $0 | – | 11 | +100.0% | 0.00% | – |
| SDRL | New | SEADRILL LTDput | $2,000 | – | 82 | +100.0% | 0.00% | – |
| STX | Sell | SEAGATE TECHNOLOGYput | $1,000 | -83.3% | 645 | -12.5% | 0.00% | -100.0% |
| CAMT | New | CAMTEK LTDequity | $0 | – | 100 | +100.0% | 0.00% | – |
| LYB | New | LYONDELLBASELL INDU-CL Aput | $0 | – | 5 | +100.0% | 0.00% | – |
| VPRT | New | VISTAPRINT N V ORDequity | $0 | – | 6 | +100.0% | 0.00% | – |
| NYX | Exit | NYSE EURONEXTput | $0 | – | -9 | -100.0% | 0.00% | – |
| TIF | Exit | TIFFANY AND CO NEWput | $0 | – | -7 | -100.0% | 0.00% | – |
| LB | Exit | L BRANDS INC COMput | $0 | – | -50 | -100.0% | 0.00% | – |
| ARB | Exit | ARBITRON INCequity | $0 | – | -31 | -100.0% | 0.00% | – |
| Exit | TJX COS INC NEWput | $0 | – | -27 | -100.0% | 0.00% | – | |
| Exit | REGENERON PHARMACEUTICALSput | $0 | – | -10 | -100.0% | 0.00% | – | |
| EPZM | Exit | EPIZYME INC SHSequity | $0 | – | -12 | -100.0% | 0.00% | – |
| EFA | Exit | ISHARES MSCI EAFE ETFput | $0 | – | -58 | -100.0% | 0.00% | – |
| PSXP | Exit | PHILLIPS 66 PARTNERS LPequity | $0 | – | -22 | -100.0% | 0.00% | – |
| Exit | TOTAL S.A. SP ADRput | $0 | – | -3 | -100.0% | 0.00% | – | |
| Exit | MARATHON OIL CORPput | $0 | – | -8 | -100.0% | 0.00% | – | |
| Exit | REYNOLDS AMERICAN INCput | $0 | – | -5 | -100.0% | 0.00% | – | |
| INSYQ | Exit | INSYS THERAPEUTICS INC COequity | $0 | – | -31 | -100.0% | 0.00% | – |
| TGB | Exit | TASEKO MINES LTD NPV B Cequity | $0 | – | -11 | -100.0% | 0.00% | – |
| Exit | NEWLINK GENETICS CORP COMput | $0 | – | -10 | -100.0% | 0.00% | – | |
| Exit | KIMBERLY-CLARK CORPput | $0 | – | -111 | -100.0% | 0.00% | – | |
| CMI | Exit | CUMMINS INC COMput | $0 | – | -2 | -100.0% | 0.00% | – |
| NLP | Exit | NTS RLTY HLDGS LTD PARTNequity | $0 | – | -20 | -100.0% | 0.00% | – |
| TDW | Exit | TIDEWATER INC COM NEWput | $0 | – | -63 | -100.0% | 0.00% | – |
| BXP | Exit | BOSTON PPTYS INC REITput | $0 | – | -2 | -100.0% | 0.00% | – |
| ITW | Exit | ILLINOIS TOOL WORKS INCput | $0 | – | -1 | -100.0% | 0.00% | – |
| QTWWQ | Exit | QUANTUM FUEL SYSTEMS TECHequity | $0 | – | -400 | -100.0% | 0.00% | – |
| REXR | Exit | REXFORD INDL RLTY INC COMequity | $0 | – | -100 | -100.0% | 0.00% | – |
| WM | Exit | WASTE MANAGEMENT INCput | $0 | – | -32 | -100.0% | 0.00% | – |
| COWN | Exit | COWEN GROUP INC NEW COMequity | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | CNOOC LTD ADR SPON ADRput | $0 | – | -23 | -100.0% | 0.00% | – | |
| ROYL | Exit | ROYALE ENERGY INC NEWequity | $0 | – | -11 | -100.0% | 0.00% | – |
| Exit | DELL INCput | $0 | – | -110 | -100.0% | 0.00% | – | |
| Exit | TEEKAY CORPput | $0 | – | -25 | -100.0% | 0.00% | – | |
| CUR | Exit | NEURALSTEM INCequity | $0 | – | -11 | -100.0% | 0.00% | – |
| Exit | BP PRUDHOE BAY RTY T UBIput | $0 | – | -3 | -100.0% | 0.00% | – | |
| XLRN | Exit | ACCELERON PHARMA INC SHSequity | $0 | – | -33 | -100.0% | 0.00% | – |
| OCIR | Exit | OCI RESOURCES LPequity | $0 | – | -18 | -100.0% | 0.00% | – |
| Exit | BASSETT FURN IND PV5equity | $0 | – | -7 | -100.0% | 0.00% | – | |
| Exit | ASTEX PHARMACEUTICALScall | $0 | – | -60 | -100.0% | 0.00% | – | |
| HHC | Exit | THE HOWARD HUGHES CORP COequity | $0 | – | -1 | -100.0% | 0.00% | – |
| CSHZ | Exit | CHINA SHEN ZHOU MINING RSequity | $0 | – | -2,000 | -100.0% | 0.00% | – |
| NTRI | Exit | NUTRI SYSTEM INC NEW COMput | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | MATTEL INCput | $0 | – | -16 | -100.0% | 0.00% | – | |
| GLG | Exit | CHINA COML CREDIT INC SHSequity | $0 | – | -70 | -100.0% | 0.00% | – |
| GRMN | Exit | GARMIN LTD COMput | $0 | – | -60 | -100.0% | 0.00% | – |
| Exit | DIAMOND OFFSHORE DRILLINGcall | $0 | – | -10 | -100.0% | 0.00% | – | |
| PKG | Exit | PACKAGING CORPORATION AMEput | $0 | – | -1 | -100.0% | 0.00% | – |
| HCCI | Exit | HERITAGE CRSTAL CLN INC Cequity | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | SANTARUS INCcall | $0 | – | -15 | -100.0% | 0.00% | – | |
| MTB | Exit | M AND T BANK CORPORATIONput | $0 | – | -10 | -100.0% | 0.00% | – |
| HNSN | Exit | HANSEN MED INCequity | $0 | – | -11 | -100.0% | 0.00% | – |
| Exit | AVALONBAY CMMUN INC REITput | $0 | – | -1 | -100.0% | 0.00% | – | |
| CB | Exit | CHUBB CORPput | $0 | – | -2 | -100.0% | 0.00% | – |
| PCG | Exit | PG AND E CORPput | $0 | – | -11 | -100.0% | 0.00% | – |
| JCS | Exit | COMMUNICATIONS SYS INCequity | $0 | – | -100 | -100.0% | 0.00% | – |
| IFMI | Exit | INSTITUTIONAL FINL MKTS Iequity | $0 | – | -14 | -100.0% | 0.00% | – |
| Exit | ADDUS HOMECARE CORP COMequity | $0 | – | -9 | -100.0% | 0.00% | – | |
| Exit | HATTERAS FINANCIAL CORPcall | $0 | – | -39 | -100.0% | 0.00% | – | |
| CNOB | Exit | CONNECTONE BANCORP INC COequity | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | MUSCLEPHARM CORP NEW COMequity | $0 | – | -24 | -100.0% | 0.00% | – | |
| Exit | WESTERN UNION COput | $0 | – | -41 | -100.0% | 0.00% | – | |
| Exit | JOHNSON CONTROLS INCput | $0 | – | -30 | -100.0% | 0.00% | – | |
| Exit | NEW YORK CMNTY BANCORPput | $0 | – | -27 | -100.0% | 0.00% | – | |
| Exit | ISOFTSTONE HOLDINGS LTD-Acall | $0 | – | -50 | -100.0% | 0.00% | – | |
| WCRX | Exit | WARNER CHILCOTT PLC-CLASS Aput | $0 | – | -52 | -100.0% | 0.00% | – |
| ESV | Exit | ENSCO PLC SHS CL A COMput | $0 | – | -4 | -100.0% | 0.00% | – |
| WHXT | Exit | WHITING USA TR Iequity | $0 | – | -11 | -100.0% | 0.00% | – |
| SLB | Exit | SCHLUMBERGER LTDput | $0 | – | -47 | -100.0% | 0.00% | – |
| SAP | Exit | SAP AKGSLTT SPONSORD ADRequity | $0 | – | -4 | -100.0% | 0.00% | – |
| APRI | Exit | APRICUS BIOSCIENCES INC Cequity | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | FREEPORT-MCMORAN COPPERput | $0 | – | -19 | -100.0% | 0.00% | – | |
| VALE | Exit | VALE SA-SP ADRput | $0 | – | -10 | -100.0% | 0.00% | – |
| PPHM | Exit | PEREGRINE COMequity | $0 | – | -200 | -100.0% | 0.00% | – |
| TROV | Exit | TROVAGENE INC SHSCOMequity | $0 | – | -65 | -100.0% | 0.00% | – |
| DSS | Exit | DOCUMENT SEC SYS INCequity | $0 | – | -22 | -100.0% | 0.00% | – |
| Exit | ACADIA PHARMACEUTICALS INcall | $0 | – | -6 | -100.0% | 0.00% | – | |
| WYNN | Exit | WYNN RESORTS LTDput | $0 | – | -10 | -100.0% | 0.00% | – |
| PSEC | Exit | PROSPECT CAPITAL CORPput | $0 | – | -38 | -100.0% | 0.00% | – |
| Exit | NORTHROP GRUMMAN CORPput | $0 | – | -22 | -100.0% | 0.00% | – | |
| NTRI | Exit | NUTRI SYSTEM INC NEW COMequity | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | MAGNUM HUNTER RES CORP WTequity | $0 | – | -1,260 | -100.0% | 0.00% | – | |
| MEET | Exit | MEETME INC COMequity | $0 | – | -11 | -100.0% | 0.00% | – |
| SDRMU | Exit | SANDRIDGE MISSISSIPPIAN Tput | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | VODAFONE GROUP PLC-SP ADRput | $0 | – | -7 | -100.0% | 0.00% | – | |
| CVX | Exit | CHEVRON CORPput | $0 | – | -24 | -100.0% | 0.00% | – |
| INDL | Exit | DIREXION DAILY INDIA BULLequity | $0 | – | -100 | -100.0% | -0.00% | – |
| LION | Exit | FIDELITY SOUTHN CORP NEWequity | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | PEPSICO INCput | $0 | – | -135 | -100.0% | -0.00% | – | |
| Exit | BANK OF AMERICA CORPequity | $0 | – | -157 | -100.0% | -0.00% | – | |
| Exit | AMERICAN CAP MTG INVT COMput | $0 | – | -27 | -100.0% | -0.00% | – | |
| PAYX | Exit | PAYCHEX INCequity | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | KKR AND CO L P DEL COMcall | $0 | – | -3 | -100.0% | -0.00% | – | |
| GRC | Exit | GORMAN RUPP COequity | $0 | – | -45 | -100.0% | -0.00% | – |
| Exit | BB AND T CORPORATIONput | $0 | – | -77 | -100.0% | -0.00% | – | |
| DQ | Exit | DAQO NEW ENERGY CORP SPONequity | $0 | – | -100 | -100.0% | -0.00% | – |
| AGIO | Exit | AGIOS PHARMACEUTICALS INCequity | $0 | – | -100 | -100.0% | -0.00% | – |
| GALT | Exit | GALECTIN THERAPEUTICS COMequity | $0 | – | -212 | -100.0% | -0.00% | – |
| RNF | Exit | RENTECH NITROGEN PARTNERequity | $0 | – | -100 | -100.0% | -0.00% | – |
| HCI | Exit | HCI GROUP INC SHS COMequity | $0 | – | -73 | -100.0% | -0.00% | – |
| BBEPQ | Exit | BREITBURN ENERGY PRTNRSput | $0 | – | -87 | -100.0% | -0.00% | – |
| WVVI | Exit | WILLAMETTE VLY VINEYARDSequity | $0 | – | -500 | -100.0% | -0.00% | – |
| BCSRT | Exit | BARCLAYS PLC RIGHTS PARENequity | $0 | – | -350 | -100.0% | -0.00% | – |
| DTLK | Exit | DATALINK CORP COMequity | $0 | – | -300 | -100.0% | -0.00% | – |
| SIRI | Exit | SIRIUS XM RADIO INCequity | $0 | – | -660 | -100.0% | -0.00% | – |
| Exit | PACIRA PHARMACEUTICALS INcall | $0 | – | -10 | -100.0% | -0.00% | – | |
| QIWI | Exit | QIWI PLCCL B ADR SPONSOREequity | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | IPATH S AND P 500 VIX S/T FUcall | $0 | – | -100 | -100.0% | -0.00% | – | |
| Exit | KHD HUMBOLDLT WEDAG COMequity | $0 | – | -698 | -100.0% | -0.00% | – | |
| SDRMU | Exit | SANDRIDGE MISSISSIPPIAN Tequity | $0 | – | -400 | -100.0% | -0.00% | – |
| GILD | Exit | GILEAD SCIENCES INC COMequity | $0 | – | -100 | -100.0% | -0.00% | – |
| ZINCQ | Exit | HORSEHEAD HLDG CORPequity | $0 | – | -501 | -100.0% | -0.00% | – |
| OUTR | Exit | OUTERWALL INC COMequity | $0 | – | -100 | -100.0% | -0.00% | – |
| FFIN | Exit | 1ST FINANCIAL BCSHS INCequity | $0 | – | -100 | -100.0% | -0.00% | – |
| POOL | Exit | POOL CORPORATIONequity | $0 | – | -100 | -100.0% | -0.00% | – |
| PETM | Exit | PETSMART INCequity | $0 | – | -67 | -100.0% | -0.00% | – |
| CBRL | Exit | CRACKER BARREL OLD CTRY Sequity | $0 | – | -51 | -100.0% | -0.00% | – |
| PLCC | Exit | PAULSON CAPITAL CRP NPVequity | $0 | – | -5,687 | -100.0% | -0.00% | – |
| PMCT | Exit | PMC COMMCRL TRUST SBI SBIequity | $0 | – | -827 | -100.0% | -0.00% | – |
| Exit | SEADRILL LTD USD PAR ORDIput | $0 | – | -232 | -100.0% | -0.00% | – | |
| GEVA | Exit | SYNAGEVA BIOPHARMA CORP Cequity | $0 | – | -100 | -100.0% | -0.00% | – |
| VZ | Exit | VERIZON COMMUNICATNS COMcall | $0 | – | -286 | -100.0% | -0.00% | – |
| MPX | Exit | MARINE PRODS CRP GEORGIAequity | $0 | – | -590 | -100.0% | -0.00% | – |
| CHD | Exit | CHURCH AND DWIGHT CO INCequity | $0 | – | -100 | -100.0% | -0.00% | – |
| MSFT | Exit | MICROSOFT CORPput | $0 | – | -1,857 | -100.0% | -0.00% | – |
| EPD | Exit | ENTERPRISE PRDTS PRTN LPcall | $0 | – | -73 | -100.0% | -0.00% | – |
| CRAI | Exit | CRA INTL INCequity | $0 | – | -352 | -100.0% | -0.00% | – |
| CSCO | Exit | CISCO SYSTEMS INC COMput | $0 | – | -2,756 | -100.0% | -0.00% | – |
| SSTK | Exit | SHUTTERSTK INC SHS COMequity | $0 | – | -80 | -100.0% | -0.00% | – |
| A | Exit | AGILENT TECHNOLOGIES INCequity | $0 | – | -150 | -100.0% | -0.00% | – |
| GEOS | Exit | GEOSPACE TECHNOLOGIES CORequity | $0 | – | -100 | -100.0% | -0.00% | – |
| CM | Exit | CANADIAN IMPERIAL BANK OFequity | $0 | – | -100 | -100.0% | -0.00% | – |
| HZNP | Exit | HORIZON PHARMA INC COMequity | $0 | – | -2,400 | -100.0% | -0.00% | – |
| HQCL | Exit | HANWHA SOLARONE CO.equity | $0 | – | -2,299 | -100.0% | -0.00% | – |
| YRCW | Exit | YRC WORLDWIDE ORDequity | $0 | – | -600 | -100.0% | -0.00% | – |
| CECE | Exit | CECO ENVIRONMENTAL CORPequity | $0 | – | -800 | -100.0% | -0.00% | – |
| NBG | Exit | NATIONAL BANK OF GREECE Sequity | $0 | – | -3,000 | -100.0% | -0.00% | – |
| IART | Exit | INTEGRA L HLDGS CORP NEWequity | $0 | – | -300 | -100.0% | -0.00% | – |
| LDKYQ | Exit | LDK SOLAR CO LTD ADRequity | $0 | – | -5,946 | -100.0% | -0.00% | – |
| Exit | ARLINGTON ASSET INVS REITequity | $0 | – | -600 | -100.0% | -0.01% | – | |
| RXL | Exit | ULTRA HEALTH CARE PROSHARequity | $0 | – | -228 | -100.0% | -0.01% | – |
| SLI | Exit | SL INDUSTRIES INCequity | $0 | – | -600 | -100.0% | -0.01% | – |
| CB | Exit | CHUBB CORPequity | $0 | – | -200 | -100.0% | -0.01% | – |
| Exit | BARNES AND NOBLE INCequity | $0 | – | -1,325 | -100.0% | -0.01% | – | |
| CKEC | Exit | CARMIKE CINEMAS INC DELequity | $0 | – | -800 | -100.0% | -0.01% | – |
| Exit | AUTOMATIC DATA PROCcall | $0 | – | -10 | -100.0% | -0.01% | – | |
| NLNK | Exit | NEWLINK GENETICS CORP COMequity | $0 | – | -1,162 | -100.0% | -0.01% | – |
| NYX | Exit | NYSE EURONEXTequity | $0 | – | -500 | -100.0% | -0.01% | – |
| SNTA | Exit | SYNTA PHARMACEUTICALS CORequity | $0 | – | -3,300 | -100.0% | -0.01% | – |
| IBCP | Exit | INDEPENDENT BANK CORP - Cequity | $0 | – | -2,400 | -100.0% | -0.01% | – |
| BCS | Exit | BARCLAYS PLC ADR ADRequity | $0 | – | -1,400 | -100.0% | -0.01% | – |
| MLPY | Exit | MORGAN STANLEY CUSHING HIequity | $0 | – | -1,300 | -100.0% | -0.01% | – |
| SU | Exit | SUNCOR ENERGY INC COMequity | $0 | – | -700 | -100.0% | -0.01% | – |
| CRRTQ | Exit | CARBO CERAMICS INCequity | $0 | – | -249 | -100.0% | -0.01% | – |
| Exit | AVALONBAY CMMUN INC REITequity | $0 | – | -200 | -100.0% | -0.01% | – | |
| IPXL | Exit | IMPAX LABS INCequity | $0 | – | -1,221 | -100.0% | -0.01% | – |
| Exit | BP PRUDHOE BAY RTY T UBIequity | $0 | – | -300 | -100.0% | -0.01% | – | |
| BXP | Exit | BOSTON PPTYS INC REITequity | $0 | – | -300 | -100.0% | -0.01% | – |
| EXAS | Exit | EXACT SCIENCES CORP COMequity | $0 | – | -2,600 | -100.0% | -0.01% | – |
| SEIC | Exit | SEI INVT CO PA PV $0.01equity | $0 | – | -1,100 | -100.0% | -0.01% | – |
| Exit | ALEXION PHARMS INCequity | $0 | – | -300 | -100.0% | -0.01% | – | |
| PXD | Exit | PIONEER NATURAL RES COequity | $0 | – | -178 | -100.0% | -0.01% | – |
| ACRX | Exit | ACELRX PHARMACEUTICALS INequity | $0 | – | -3,500 | -100.0% | -0.01% | – |
| EQR | Exit | EQUITY RESIDENTIAL REITequity | $0 | – | -800 | -100.0% | -0.02% | – |
| ACOR | Exit | ACORDA THERAPEUTICS INCequity | $0 | – | -1,457 | -100.0% | -0.02% | – |
| PCG | Exit | PG AND E CORPequity | $0 | – | -1,200 | -100.0% | -0.02% | – |
| Exit | APPLE INCput | $0 | – | -1,868 | -100.0% | -0.02% | – | |
| MTGE | Exit | AMERICAN CAP MTG INVT COMequity | $0 | – | -2,700 | -100.0% | -0.02% | – |
| BCE | Exit | BCE INCequity | $0 | – | -1,400 | -100.0% | -0.02% | – |
| Exit | CBOE SPX VOLATILITY INDXcall | $0 | – | -403 | -100.0% | -0.02% | – | |
| Exit | ANNALY CAPITAL MANAGEMENT INput | $0 | – | -284 | -100.0% | -0.03% | – | |
| Exit | BP PLC SPON ADR SPONS ADRput | $0 | – | -553 | -100.0% | -0.03% | – | |
| AUXL | Exit | AUXILIUM PHARMACEUTICALSequity | $0 | – | -5,717 | -100.0% | -0.04% | – |
| NEM | Exit | NEWMONT MINING CORP COMPAequity | $0 | – | -4,000 | -100.0% | -0.04% | – |
| MTB | Exit | M AND T BANK CORPORATIONequity | $0 | – | -1,000 | -100.0% | -0.04% | – |
| Exit | CSC HOLDINGS INC 08.625%bond | $0 | – | -100,000 | -100.0% | -0.04% | – | |
| KR | Exit | KROGER COequity | $0 | – | -3,000 | -100.0% | -0.04% | – |
| WCRX | Exit | WARNER CHILCOTT PLC CL Aequity | $0 | – | -5,200 | -100.0% | -0.04% | – |
| TRIP | Exit | TRIPADVISOR INC SHS COMequity | $0 | – | -1,700 | -100.0% | -0.04% | – |
| Exit | IRON MOUNTAIN INC COMPANYbond | $0 | – | -150,000 | -100.0% | -0.05% | – | |
| NRF | Exit | NORTHSTAR RLTY FIN CORPequity | $0 | – | -16,600 | -100.0% | -0.05% | – |
| BBEPQ | Exit | BREITBURN ENERGY PRTNRSequity | $0 | – | -8,700 | -100.0% | -0.05% | – |
| Exit | GOLDMAN SACHS GROUP INC Sbond | $0 | – | -150,000 | -100.0% | -0.06% | – | |
| Exit | CHESAPEAKE ENERGY CORP CObond | $0 | – | -200,000 | -100.0% | -0.07% | – | |
| Exit | S AND P 100 INDEX EUROPEANput | $0 | – | -397 | -100.0% | -0.07% | – | |
| GDPPRD | Exit | GOODRICH PETROLEUM CORP Nequity | $0 | – | -10,000 | -100.0% | -0.08% | – |
| PSEC | Exit | PROSPECT CAPITAL CORPequity | $0 | – | -22,800 | -100.0% | -0.09% | – |
| Exit | AHERN RENTALS INC SECUREDbond | $0 | – | -250,000 | -100.0% | -0.09% | – | |
| Exit | WELLPOINT INC SR UNSUBbond | $0 | – | -250,000 | -100.0% | -0.10% | – | |
| Exit | FIDELITY NATIONAL INFORMbond | $0 | – | -505,000 | -100.0% | -0.16% | – | |
| Exit | SLM CORP GLBbond | $0 | – | -500,000 | -100.0% | -0.16% | – | |
| CEO | Exit | CNOOC LTD ADR SPON ADRequity | $0 | – | -2,300 | -100.0% | -0.16% | – |
| Exit | TIME WARNER CABLE INC COMbond | $0 | – | -500,000 | -100.0% | -0.17% | – | |
| Exit | INTERLINE BRANDS INC COMPbond | $0 | – | -487,000 | -100.0% | -0.18% | – | |
| Exit | PLAINS EXPLORATION AND PRObond | $0 | – | -500,000 | -100.0% | -0.18% | – | |
| TDW | Exit | TIDEWATER INC COM NEWequity | $0 | – | -11,800 | -100.0% | -0.24% | – |
| DELL | Exit | DELL INCequity | $0 | – | -54,900 | -100.0% | -0.26% | – |
| SJNK | Exit | SPDR BARCLAYS ST HIGH YIEequity | $0 | – | -47,157 | -100.0% | -0.49% | – |
| Exit | S AND P 100 INDEXput | $0 | – | -3,229 | -100.0% | -0.96% | – | |
| WSH | Exit | WILLIS GROP HLDGS PUBLICequity | $0 | – | -73,500 | -100.0% | -1.08% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MCDONALDS CORP COM | 40 | Q2 2023 | 3.7% |
| CISCO SYSTEMS INC COM | 39 | Q3 2023 | 4.4% |
| AT&T INC | 39 | Q3 2023 | 2.2% |
| MICROSOFT CORP | 38 | Q3 2023 | 5.3% |
| STANDARD AND POORS DEP RCPT E | 38 | Q3 2023 | 7.9% |
| WALMART STORES INC | 38 | Q3 2023 | 5.2% |
| HOME DEPOT INC | 38 | Q3 2023 | 1.8% |
| ABBVIE INC SHS COM | 38 | Q3 2023 | 0.8% |
| JPMORGAN CHASE & CO | 37 | Q3 2023 | 4.8% |
| QUALCOMM INC | 37 | Q3 2023 | 5.1% |
View SUMMIT SECURITIES GROUP LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| X-17A-5 | 2023-03-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-02 |
View SUMMIT SECURITIES GROUP LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.