SUMMIT SECURITIES GROUP LLC - Q3 2013 holdings

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$294 Million is the total value of SUMMIT SECURITIES GROUP LLC's 575 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 146.5% .

All

			Value		Shares		↓ Weighting
	Buy	APPLE INCequity	$85,672,000	+494.2%	179,700	+393.7%	29.17%	+323.6%
LVS	Buy	LAS VEGAS SANDS CORPequity	$15,549,000	+91.6%	234,100	+52.7%	5.30%	+36.6%
JPM	Buy	JPMORGAN CHASE AND COequity	$10,204,000	+90.8%	197,400	+94.9%	3.48%	+36.1%
AGG	New	ISHARES CORE TOTAL U.S. Bequity	$10,073,000	–	93,965	+100.0%	3.43%	–
GE	Buy	GENERAL ELECTRICequity	$9,021,000	+70.0%	377,600	+65.0%	3.07%	+21.2%
QCOM	Buy	QUALCOMM INCequity	$8,939,000	+136.8%	132,700	+114.7%	3.04%	+68.8%
JNJ	Sell	JOHNSON AND JOHNSON COMequity	$8,166,000	-45.7%	94,200	-46.2%	2.78%	-61.3%
WFC	Buy	WELLS FARGO AND CO NEW DELequity	$7,264,000	+160.4%	175,800	+160.1%	2.47%	+85.5%
	Buy	BOEING COMPANYequity	$7,085,000	+258.4%	60,300	+212.4%	2.41%	+155.6%
XOM	Sell	EXXON MOBIL CORP COMequity	$7,081,000	-37.6%	82,300	-34.4%	2.41%	-55.5%
MSFT	Sell	MICROSOFT CORPequity	$5,509,000	-6.9%	165,400	-3.5%	1.88%	-33.6%
CL	Buy	COLGATE PALMOLIVEequity	$5,266,000	+187.3%	88,800	+177.5%	1.79%	+104.7%
F	Buy	FORD MOTOR CO NEWequity	$5,134,000	+216.7%	304,300	+190.4%	1.75%	+125.8%
WMT	Sell	WAL-MART STORES INCequity	$5,014,000	-54.0%	67,800	-53.7%	1.71%	-67.2%
PG	Buy	PROCTER AND GAMBLE COequity	$4,966,000	+55.8%	65,700	+58.7%	1.69%	+11.1%
CSCO	Sell	CISCO SYSTEMS INC COMequity	$4,558,000	-45.3%	194,600	-43.2%	1.55%	-61.0%
XLP	Sell	SECTOR SPDR CONSMRS STPLequity	$3,666,000	-30.9%	92,100	-31.1%	1.25%	-50.7%
STX	Sell	SEAGATE TECHNOLOGY COMequity	$3,495,000	-12.8%	79,900	-10.6%	1.19%	-37.8%
WSH	New	WILLIS GROP HLDGS PUBLICequity	$3,185,000	–	73,500	+100.0%	1.08%	–
TD	New	TORONTO DOMINION BANKequity	$3,050,000	–	33,900	+100.0%	1.04%	–
	New	S AND P 100 INDEXput	$2,814,000	–	3,229	+100.0%	0.96%	–
MCD	Buy	MCDONALDS CORP COMequity	$2,588,000	+58.4%	26,900	+63.0%	0.88%	+12.9%
MDLZ	Buy	MONDELEZ INTERNATIONALINCequity	$2,460,000	+26.2%	78,300	+14.6%	0.84%	-10.0%
KO	Sell	COCA COLA COMequity	$2,428,000	-22.3%	64,100	-17.7%	0.83%	-44.6%
IBM	Buy	INTL BUSINESS MACHINES COequity	$2,074,000	+77.9%	11,200	+83.6%	0.71%	+26.8%
BMY	Buy	BRISTOL-MYERS SQUIBB COequity	$2,009,000	+161.2%	43,400	+152.3%	0.68%	+86.4%
UNP	New	UNION PACIFIC CORPequity	$1,942,000	–	12,500	+100.0%	0.66%	–
	Buy	BP PLC SPON ADR SPONS ADRequity	$1,828,000	+38.2%	43,500	+37.2%	0.62%	-1.6%
PFE	Sell	PFIZER INC DEL PV$0.05equity	$1,800,000	-4.5%	62,700	-6.8%	0.61%	-31.9%
VOD	Sell	VODAFONE GROUP PLC NEW SPequity	$1,675,000	-24.0%	47,600	-37.9%	0.57%	-45.9%
WAG	Buy	WALGREEN COequity	$1,609,000	+63.2%	29,900	+34.1%	0.55%	+16.3%
BX	Buy	BLACKSTONE GROUP LP COM Uequity	$1,576,000	+253.4%	63,300	+198.6%	0.54%	+152.1%
INTC	Buy	INTEL CORPequity	$1,575,000	+0.1%	68,700	+5.7%	0.54%	-28.7%
MRK	Buy	MERCK AND CO INC SHS COMequity	$1,514,000	+257.9%	31,800	+249.5%	0.52%	+155.4%
SJNK	New	SPDR BARCLAYS ST HIGH YIEequity	$1,440,000	–	47,157	+100.0%	0.49%	–
VZ	Sell	VERIZON COMMUNICATNS COMequity	$1,344,000	-31.9%	28,800	-26.5%	0.46%	-51.4%
KRFT	Buy	KRAFT FOODS GROUP INC COMequity	$1,338,000	+6.3%	25,502	+13.1%	0.46%	-24.1%
TEVA	Buy	TEVA PHARMACTCL INDS ADRequity	$1,262,000	+39.3%	33,400	+44.6%	0.43%	-0.7%
SBUX	Buy	STARBUCKS CORPequity	$1,255,000	+1488.6%	16,300	+1258.3%	0.43%	+1023.7%
CAT	Buy	CATERPILLAR INC DELequity	$1,242,000	+691.1%	14,900	+684.2%	0.42%	+464.0%
PEP	Sell	PEPSICO INCequity	$1,026,000	-43.3%	12,900	-41.7%	0.35%	-59.6%
T	Sell	AT AND T INCequity	$998,000	-12.7%	29,500	-8.7%	0.34%	-37.7%
OXY	Buy	OCCIDENTAL PETE CORP CALequity	$935,000	+288.0%	10,000	+270.4%	0.32%	+176.5%
	Buy	AMGEN INC COM PV $0.0001equity	$918,000	+47.6%	8,200	+30.2%	0.31%	+5.4%
IYR	Buy	ISHARES US REAL ESTATE ETequity	$899,000	+122.0%	14,100	+131.1%	0.31%	+58.5%
AGNC	Buy	AMERICAN CAP AGY CORPequity	$887,000	+2174.4%	39,300	+2211.8%	0.30%	+1489.5%
SDRL	Buy	SEADRILL LTD USD PAR ORDIequity	$843,000	+93.3%	18,700	+74.8%	0.29%	+38.0%
PM	Sell	PHILIP MORRIS INTL INCequity	$823,000	-40.6%	9,500	-40.6%	0.28%	-57.7%
UNH	New	UNITEDHEALTH GROUP INCequity	$802,000	–	11,200	+100.0%	0.27%	–
DELL	Buy	DELL INCequity	$756,000	+1063.1%	54,900	+1020.4%	0.26%	+729.0%
LOW	New	LOWE'S COMPANIES INCequity	$738,000	–	15,500	+100.0%	0.25%	–
MET	New	METLIFE INC COMequity	$723,000	–	15,400	+100.0%	0.25%	–
DD	Buy	DU PONT E I DE NEMOURSequity	$720,000	+114.3%	12,300	+92.2%	0.24%	+53.1%
TDW	New	TIDEWATER INC COM NEWequity	$700,000	–	11,800	+100.0%	0.24%	–
SPY	Sell	STANDARD AND POORS DEP RCPT Eequity	$656,000	-48.1%	3,900	-50.6%	0.22%	-63.1%
CMCSA	Buy	COMCAST CORP NEW CL Aequity	$623,000	+121.7%	13,800	+106.0%	0.21%	+58.2%
HD	Sell	HOME DEPOT INCequity	$614,000	-26.6%	8,100	-25.0%	0.21%	-47.8%
RTN	Buy	RAYTHEON CO NEWequity	$609,000	+554.8%	7,900	+464.3%	0.21%	+370.5%
SNDK	New	SANDISK CORPequity	$593,000	–	9,968	+100.0%	0.20%	–
WDC	Buy	WSTN DIGITAL CORP DELequity	$564,000	+9300.0%	8,900	+8800.0%	0.19%	+6300.0%
	New	VERIZON COMMUNICATIONS GLbond	$564,000	–	500,000	+100.0%	0.19%	–
	Buy	BAXTER INTERNTL INCequity	$552,000	+341.6%	8,400	+366.7%	0.19%	+213.3%
MMM	Buy	3M COMPANYequity	$549,000	+16.8%	4,600	+7.0%	0.19%	-16.5%
LB	New	L BRANDS INC COMequity	$544,000	–	8,900	+100.0%	0.18%	–
	New	PLAINS EXPLORATION AND PRObond	$536,000	–	500,000	+100.0%	0.18%	–
		INTERLINE BRANDS INC COMPbond	$516,000	+1.0%	487,000	0.0%	0.18%	-27.9%
	New	TIME WARNER CABLE INC COMbond	$498,000	–	500,000	+100.0%	0.17%	–
ABBV	Sell	ABBVIE INC SHS COMequity	$488,000	-27.6%	10,900	-33.1%	0.17%	-48.4%
COP	Sell	CONOCOPHILLIPSequity	$487,000	-15.3%	7,000	-26.3%	0.17%	-39.6%
SLB	New	SCHLUMBERGER LTDequity	$486,000	–	5,500	+100.0%	0.16%	–
CEO	Buy	CNOOC LTD ADR SPON ADRequity	$464,000	+3469.2%	2,300	+2811.4%	0.16%	+2533.3%
		SLM CORP GLBbond	$458,000	-3.8%	500,000	0.0%	0.16%	-31.3%
	New	FIDELITY NATIONAL INFORMbond	$454,000	–	505,000	+100.0%	0.16%	–
EPD	New	ENTERPRISE PRDTS PRTN LPequity	$439,000	–	7,200	+100.0%	0.15%	–
QCOR	Buy	QUESTCOR PHARMACEUTICALSequity	$435,000	+770.0%	7,500	+581.8%	0.15%	+516.7%
DEO	New	DIAGEO PLC SPSD ADR NEW Sequity	$432,000	–	3,400	+100.0%	0.15%	–
GS	Sell	GOLDMAN SACHS GROUP INCequity	$411,000	-3.1%	2,600	-7.1%	0.14%	-31.0%
	Sell	ABBOTT LABSequity	$395,000	-27.4%	11,900	-23.7%	0.14%	-48.1%
	Buy	BANK NEW YORK MELLON CORPequity	$389,000	+309.5%	12,900	+279.4%	0.13%	+193.3%
MO	Sell	ALTRIA GROUP INCequity	$388,000	-52.2%	11,300	-51.3%	0.13%	-66.0%
	Sell	ANNALY CAP MGMT INCequity	$369,000	-56.4%	31,900	-52.6%	0.13%	-68.8%
EFA	Sell	ISHARES MSCI EAFE ETF ETFequity	$370,000	-6.6%	5,800	-15.9%	0.13%	-33.3%
		CF INDUSTRIES 1 MAY 2020bond	$363,000	-2.2%	310,000	0.0%	0.12%	-29.9%
RIO	Buy	RIO TINTO PLC SPNSRD ADRequity	$356,000	+691.1%	7,300	+563.6%	0.12%	+476.2%
UPS	Sell	UNITED PARCEL SERVICES INequity	$356,000	-46.5%	3,900	-49.4%	0.12%	-61.9%
NUE	Sell	NUCOR CORPORATIONequity	$338,000	-21.9%	6,900	-31.0%	0.12%	-44.4%
	Sell	AIR PRODUCTS AND CHEMequity	$330,000	-69.7%	3,100	-73.9%	0.11%	-78.5%
	New	AMER EXPRESS COMPANYequity	$325,000	–	4,300	+100.0%	0.11%	–
ATLS	Sell	ATLAS ENERGY LP LPequity	$322,000	-68.9%	5,900	-72.0%	0.11%	-77.7%
XRX	Buy	XEROX CORPequity	$315,000	+494.3%	30,600	+427.6%	0.11%	+328.0%
POT	New	POTASH CORP SASKATCHEWANequity	$310,000	–	9,900	+100.0%	0.11%	–
4945SC	New	KINDER MORGAN ENERGY PARTequity	$311,000	–	3,900	+100.0%	0.11%	–
CVX	Sell	CHEVRON CORPequity	$292,000	-25.3%	2,400	-27.3%	0.10%	-47.1%
	New	WELLPOINT INC SR UNSUBbond	$288,000	–	250,000	+100.0%	0.10%	–
GRMN	New	GARMIN LTD COMequity	$289,000	–	6,402	+100.0%	0.10%	–
DE	New	DEERE COequity	$277,000	–	3,400	+100.0%	0.09%	–
	New	BHP BILLITON LTD ADR SPONequity	$266,000	–	4,000	+100.0%	0.09%	–
	New	AHERN RENTALS INC SECUREDbond	$263,000	–	250,000	+100.0%	0.09%	–
ET	Buy	ENERGY TRANSFER EQUITY Lequity	$263,000	+2091.7%	4,000	+1900.0%	0.09%	+1400.0%
	New	BB AND T CORPORATIONequity	$260,000	–	7,700	+100.0%	0.09%	–
	New	ANADARKO PETE CORPequity	$260,000	–	2,800	+100.0%	0.09%	–
PSEC	Buy	PROSPECT CAPITAL CORPequity	$255,000	+196.5%	22,800	+185.0%	0.09%	+112.2%
GIS	Sell	GENERAL MILLSequity	$249,000	-85.5%	5,200	-85.3%	0.08%	-89.6%
GDPPRD	New	GOODRICH PETROLEUM CORP Nequity	$251,000	–	10,000	+100.0%	0.08%	–
SPLS	Sell	STAPLES INCequity	$231,000	-41.8%	15,800	-36.8%	0.08%	-58.4%
	Sell	APPLIED MATERIAL INCequity	$225,000	-31.8%	12,800	-42.1%	0.08%	-51.3%
VLO	Sell	VALERO ENERGY CORP NEWequity	$222,000	-7.5%	6,500	-5.8%	0.08%	-33.9%
COH	Sell	COACH INCequity	$218,000	-29.2%	4,000	-25.9%	0.07%	-49.7%
HPQ	Sell	HEWLETT PACKARD CO DELequity	$218,000	-83.0%	10,400	-79.9%	0.07%	-87.9%
DOW	Buy	DOW CHEMICAL COequity	$215,000	+7066.7%	5,600	+5500.0%	0.07%	+7200.0%
PRU	New	PRUDENTIAL FINANCIAL INCequity	$203,000	–	2,600	+100.0%	0.07%	–
KMI	New	KINDER MORGAN INC. DEL COequity	$203,000	–	5,700	+100.0%	0.07%	–
	New	S AND P 100 INDEX EUROPEANput	$201,000	–	397	+100.0%	0.07%	–
	New	CHESAPEAKE ENERGY CORP CObond	$201,000	–	200,000	+100.0%	0.07%	–
RIG	Sell	TRANSOCEAN LTD NAMEN-AKTequity	$196,000	-11.3%	4,400	-4.3%	0.07%	-36.8%
LUMN	Buy	CENTURYLINK INC SHSequity	$195,000	-8.0%	6,200	+3.3%	0.07%	-34.7%
HES	New	HESS CORPequity	$193,000	–	2,500	+100.0%	0.07%	–
DRI	New	DARDEN RESTAURANTS INCequity	$190,000	–	4,100	+100.0%	0.06%	–
ACN	Sell	ACCENTURE PLC SHS COMequity	$184,000	-43.2%	2,500	-44.4%	0.06%	-59.4%
FITB	Buy	FIFTH THIRD BANCORPequity	$186,000	+365.0%	10,300	+368.2%	0.06%	+231.6%
CMCSK	New	COMCAST CRP NEW CL A SPLequity	$178,000	–	4,100	+100.0%	0.06%	–
USB	Buy	US BANCORP (NEW)equity	$176,000	+4300.0%	4,800	+4700.0%	0.06%	+2900.0%
LLY	Buy	ELI LILLY AND COequity	$176,000	+1073.3%	3,500	+1066.7%	0.06%	+757.1%
NVS		NOVARTIS ADR ADRequity	$169,000	+8.3%	2,200	0.0%	0.06%	-22.7%
EMC	New	E M C CORPORATION MASSequity	$169,000	–	6,600	+100.0%	0.06%	–
		GOLDMAN SACHS GROUP INC Sbond	$168,000	-1.2%	150,000	0.0%	0.06%	-29.6%
SWY	New	SAFEWAY INC NEWequity	$166,000	–	5,200	+100.0%	0.06%	–
WPZ	Buy	WILLIAMS PARTNERS L P COMequity	$164,000	+256.5%	3,100	+244.4%	0.06%	+154.5%
	New	HARRAHS OPERATING CO INCbond	$158,000	–	300,000	+100.0%	0.05%	–
BBEPQ	Buy	BREITBURN ENERGY PRTNRSequity	$159,000	+174.1%	8,700	+171.9%	0.05%	+92.9%
WYNN	New	WYNN RESORTS LTDequity	$158,000	–	1,000	+100.0%	0.05%	–
TJX	New	TJX COS INC NEWequity	$152,000	–	2,700	+100.0%	0.05%	–
NRF	Sell	NORTHSTAR RLTY FIN CORPequity	$154,000	-55.6%	16,600	-56.4%	0.05%	-68.7%
MNKD	Buy	MANNKIND CORPput	$154,000	+541.7%	1,094	+335.9%	0.05%	+372.7%
	New	IRON MOUNTAIN INC COMPANYbond	$149,000	–	150,000	+100.0%	0.05%	–
HCN	Sell	HEALTH CARE REIT INC COMequity	$143,000	-59.7%	2,300	-56.6%	0.05%	-71.2%
HBAN	New	HUNTNGTN BANCSHS INC MDequity	$140,000	–	16,900	+100.0%	0.05%	–
		WAL-MART STORES INC GLBbond	$139,000	-1.4%	150,000	0.0%	0.05%	-29.9%
CHL	Buy	CHINA MOBILE LTD SPN ADRequity	$135,000	+229.3%	2,400	+200.0%	0.05%	+130.0%
FTR	Buy	FRONTIER COMMUNICATIONS Cequity	$136,000	+806.7%	32,500	+778.4%	0.05%	+557.1%
CME	Sell	CME GROUP INCput	$132,000	-59.4%	407	-26.3%	0.04%	-71.0%
NOC	Buy	NORTHROP GRUMMAN CORPequity	$133,000	+129.3%	1,400	+100.0%	0.04%	+60.7%
LMT	Sell	LOCKHEED MARTIN CORPequity	$128,000	-37.9%	1,000	-47.4%	0.04%	-55.1%
TRIP	New	TRIPADVISOR INC SHS COMequity	$129,000	–	1,700	+100.0%	0.04%	–
JCI	New	JOHNSON CONTROLS INCequity	$125,000	–	3,000	+100.0%	0.04%	–
WU	Buy	WESTERN UN COequity	$127,000	+81.4%	6,800	+65.9%	0.04%	+30.3%
WCRX	Sell	WARNER CHILCOTT PLC CL Aequity	$119,000	-92.9%	5,200	-93.8%	0.04%	-94.8%
KR	New	KROGER COequity	$121,000	–	3,000	+100.0%	0.04%	–
HAL	New	HALLIBURTON COMPANYequity	$120,000	–	2,500	+100.0%	0.04%	–
EXC	Sell	EXELON CORPORATIONequity	$119,000	-83.7%	4,000	-83.1%	0.04%	-88.2%
	New	CSC HOLDINGS INC 08.625%bond	$116,000	–	100,000	+100.0%	0.04%	–
ETP	Buy	ENERGY TRANSFER PTNRS LPequity	$115,000	+105.4%	2,200	+100.0%	0.04%	+44.4%
CVRR	Buy	CVR REFNG LP COM UNIT REPequity	$112,000	+49.3%	4,500	+80.0%	0.04%	+5.6%
MTB	Buy	M AND T BANK CORPORATIONequity	$112,000	+918.2%	1,000	+900.0%	0.04%	+660.0%
NEM	New	NEWMONT MINING CORP COMPAequity	$112,000	–	4,000	+100.0%	0.04%	–
AUXL	New	AUXILIUM PHARMACEUTICALSequity	$104,000	–	5,717	+100.0%	0.04%	–
WM	Sell	WASTE MANAGEMENT INCequity	$103,000	-99.4%	2,500	-99.5%	0.04%	-99.6%
KEY	Sell	KEYCORP NEW COMequity	$103,000	0.0%	9,000	-3.2%	0.04%	-28.6%
	Buy	BP PLC SPON ADR SPONS ADRput	$101,000	+818.2%	553	+73.9%	0.03%	+580.0%
	Buy	ANNALY CAPITAL MANAGEMENT INput	$90,000	+2900.0%	284	+2266.7%	0.03%	+3000.0%
	Buy	ARCHER DANIELS MIDLDequity	$92,000	+557.1%	2,500	+525.0%	0.03%	+342.9%
DUK	Sell	DUKE ENERGY CORP NEW COMequity	$87,000	-2.2%	1,300	-1.5%	0.03%	-30.2%
NSC	Buy	NORFOLK SOUTHERN CORPequity	$85,000	+136.1%	1,100	+120.0%	0.03%	+70.6%
	Sell	BEST BUY CO INCequity	$86,000	-31.7%	2,300	-50.0%	0.03%	-51.7%
	Buy	ASTRAZENECA PLC SPND ADRequity	$83,000	+76.6%	1,600	+60.0%	0.03%	+27.3%
SO		SOUTHERN COMPANYequity	$82,000	-6.8%	2,000	0.0%	0.03%	-33.3%
TGT	New	TARGET CORP COMequity	$83,000	–	1,300	+100.0%	0.03%	–
PKG	New	PACKAGING CORPORATION AMEequity	$80,000	–	1,400	+100.0%	0.03%	–
LLL	New	L-3 COMMNCTNS HLDGSequity	$76,000	–	800	+100.0%	0.03%	–
GLW	Sell	CORNING INCequity	$76,000	-29.0%	5,200	-30.7%	0.03%	-49.0%
MOS		THE MOSAIC COMPANY COMequity	$77,000	-20.6%	1,800	0.0%	0.03%	-43.5%
	New	CBOE SPX VOLATILITY INDXcall	$69,000	–	403	+100.0%	0.02%	–
EEM	Sell	ISHARES MSCI EMERGING MARequity	$65,000	-1.5%	1,600	-5.9%	0.02%	-31.2%
MWE	Sell	MARKWEST ENERGY PARTNERSequity	$65,000	-12.2%	900	-18.2%	0.02%	-37.1%
FCX	Sell	FREEPRT-MCMRAN CPR AND GLDequity	$63,000	-47.9%	1,900	-56.8%	0.02%	-63.8%
PSX	Sell	PHILLIPS 66 SHS COMequity	$58,000	-50.8%	1,000	-50.0%	0.02%	-64.3%
SPY	New	STANDARD AND POORS DEP RCPT Eput	$60,000	–	6,389	+100.0%	0.02%	–
LYB	New	LYONDELLBASELL INDUSTRIESequity	$58,000	–	796	+100.0%	0.02%	–
BCE	New	BCE INCequity	$60,000	–	1,400	+100.0%	0.02%	–
XLNX	New	XILINX INCequity	$56,000	–	1,200	+100.0%	0.02%	–
TLT		ISHARES 20+ YEAR TREASURYequity	$53,000	-3.6%	500	0.0%	0.02%	-30.8%
MTGE	Buy	AMERICAN CAP MTG INVT COMequity	$53,000	+278.6%	2,700	+237.5%	0.02%	+157.1%
	Buy	APPLE INCput	$52,000	-86.1%	1,868	+173.9%	0.02%	-89.9%
ACOR	New	ACORDA THERAPEUTICS INCequity	$50,000	–	1,457	+100.0%	0.02%	–
IP	Sell	INTL PAPER COequity	$49,000	-36.4%	1,100	-36.5%	0.02%	-54.1%
PCG	Buy	PG AND E CORPequity	$49,000	+880.0%	1,200	+1100.0%	0.02%	+750.0%
MPC	New	MARATHON PETROLEUM CORPequity	$51,000	–	800	+100.0%	0.02%	–
TWO	Sell	TWO HARBORS INVT CORP COMequity	$47,000	-7.8%	4,800	-4.0%	0.02%	-33.3%
CME	Sell	CME GROUP INCequity	$44,000	-35.3%	600	-33.3%	0.02%	-53.1%
UTX	New	UNITED TECHS CORP COMequity	$43,000	–	400	+100.0%	0.02%	–
EQR	New	EQUITY RESIDENTIAL REITequity	$43,000	–	800	+100.0%	0.02%	–
	Buy	GENERAL ELECTRIC COput	$44,000	+450.0%	3,815	+496.1%	0.02%	+275.0%
SLM	New	SLM CORPequity	$45,000	–	1,800	+100.0%	0.02%	–
PBR	Sell	PETRLEO BRAS VTG SPD ADRequity	$43,000	-54.3%	2,800	-60.0%	0.02%	-66.7%
CMI	New	CUMMINS INC COMequity	$40,000	–	300	+100.0%	0.01%	–
NYCB	New	NEW YORK CMNTY BANCORPequity	$41,000	–	2,700	+100.0%	0.01%	–
HIG	New	HARTFORD FINANCIAL SVCS Gequity	$37,000	–	1,200	+100.0%	0.01%	–
ACRX	New	ACELRX PHARMACEUTICALS INequity	$38,000	–	3,500	+100.0%	0.01%	–
	New	ALEXION PHARMS INCequity	$35,000	–	300	+100.0%	0.01%	–
SEIC	New	SEI INVT CO PA PV $0.01equity	$34,000	–	1,100	+100.0%	0.01%	–
PXD	New	PIONEER NATURAL RES COequity	$34,000	–	178	+100.0%	0.01%	–
TWC	New	TIME WARNER CABLE INCequity	$33,000	–	300	+100.0%	0.01%	–
EXAS	New	EXACT SCIENCES CORP COMequity	$31,000	–	2,600	+100.0%	0.01%	–
RDSA	Buy	ROYAL DUTCH SHELL PLC SPOequity	$33,000	+73.7%	500	+66.7%	0.01%	+22.2%
BXP	New	BOSTON PPTYS INC REITequity	$32,000	–	300	+100.0%	0.01%	–
WY	Buy	WEYERHAEUSER COequity	$29,000	+26.1%	1,000	+25.0%	0.01%	-9.1%
WMC	Sell	WESTERN ASSET MTG CAP CORequity	$29,000	-89.4%	1,800	-88.5%	0.01%	-92.4%
GSK	Sell	GLAXOSMITHKLINE PLC ADR Aequity	$30,000	-97.8%	600	-97.8%	0.01%	-98.5%
IVR	New	INVESCO MORTGAGE CAPITALequity	$29,000	–	1,900	+100.0%	0.01%	–
	New	BP PRUDHOE BAY RTY T UBIequity	$26,000	–	300	+100.0%	0.01%	–
SU	New	SUNCOR ENERGY INC COMequity	$25,000	–	700	+100.0%	0.01%	–
ROIC	New	RETAIL OPPORTUNITY COMequity	$26,000	–	1,900	+100.0%	0.01%	–
	New	AVALONBAY CMMUN INC REITequity	$25,000	–	200	+100.0%	0.01%	–
CRRTQ	Sell	CARBO CERAMICS INCequity	$25,000	-53.7%	249	-68.9%	0.01%	-65.4%
IPXL	Buy	IMPAX LABS INCequity	$25,000	+8.7%	1,221	+6.4%	0.01%	-18.2%
TIF	Sell	TIFFANY AND CO NEWequity	$23,000	-47.7%	300	-50.0%	0.01%	-61.9%
IBCP	New	INDEPENDENT BANK CORP - Cequity	$24,000	–	2,400	+100.0%	0.01%	–
MLPY	New	MORGAN STANLEY CUSHING HIequity	$23,000	–	1,300	+100.0%	0.01%	–
BCS	Sell	BARCLAYS PLC ADR ADRequity	$24,000	-11.1%	1,400	-12.5%	0.01%	-38.5%
RAI	Sell	REYNOLDS AMERICAN INCequity	$24,000	-90.1%	500	-90.0%	0.01%	-93.1%
AGNC	Buy	AMERICAN CAPITAL AGENCY CORPput	$23,000	+666.7%	327	+1823.5%	0.01%	+700.0%
JNJ	Buy	JOHNSON AND JOHNSON COMput	$23,000	+187.5%	1,279	+403.5%	0.01%	+100.0%
WFC	Buy	WELLS FARGO AND COput	$20,000	+400.0%	2,051	+555.3%	0.01%	+250.0%
	New	AUTOMATIC DATA PROCequity	$22,000	–	300	+100.0%	0.01%	–
MRO	Sell	MARATHON OIL CORPequity	$21,000	-84.8%	600	-85.0%	0.01%	-89.4%
NLNK	New	NEWLINK GENETICS CORP COMequity	$22,000	–	1,162	+100.0%	0.01%	–
ESV	New	ENSCO PLC SHS CL A COMequity	$22,000	–	400	+100.0%	0.01%	–
NYX	Sell	NYSE EURONEXTequity	$21,000	-87.6%	500	-87.8%	0.01%	-91.4%
CST	Sell	CST BRANDS INC SHS COMequity	$22,000	-8.3%	724	-5.7%	0.01%	-36.4%
SNTA	Buy	SYNTA PHARMACEUTICALS CORequity	$21,000	+250.0%	3,300	+192.6%	0.01%	+133.3%
	New	AUTOMATIC DATA PROCcall	$22,000	–	10	+100.0%	0.01%	–
EMR	New	EMERSON ELEC COequity	$19,000	–	300	+100.0%	0.01%	–
TTE	New	TOTAL S.A. SP ADRequity	$17,000	–	300	+100.0%	0.01%	–
CKEC	New	CARMIKE CINEMAS INC DELequity	$18,000	–	800	+100.0%	0.01%	–
CB	New	CHUBB CORPequity	$18,000	–	200	+100.0%	0.01%	–
	New	AFLAC INC COMequity	$19,000	–	300	+100.0%	0.01%	–
CCJ		CAMECO CORP COMequity	$18,000	-14.3%	1,000	0.0%	0.01%	-40.0%
CS		CREDIT SUISSE GP SP ADR Aequity	$18,000	+12.5%	600	0.0%	0.01%	-25.0%
JPM	New	JPMORGAN CHASE AND COput	$18,000	–	2,166	+100.0%	0.01%	–
	New	BARNES AND NOBLE INCequity	$17,000	–	1,325	+100.0%	0.01%	–
RXL	New	ULTRA HEALTH CARE PROSHARequity	$16,000	–	228	+100.0%	0.01%	–
	New	ARLINGTON ASSET INVS REITequity	$14,000	–	600	+100.0%	0.01%	–
SLI	New	SL INDUSTRIES INCequity	$15,000	–	600	+100.0%	0.01%	–
VALE		VALE SA ADRequity	$16,000	+23.1%	1,000	0.0%	0.01%	-16.7%
MRK	Buy	MERCK AND CO. INC.put	$15,000	+650.0%	1,233	+2640.0%	0.01%	+400.0%
WMT	Buy	WAL-MART STORES INCput	$15,000	-21.1%	1,485	+2.2%	0.01%	-44.4%
PG	Buy	PROCTER AND GAMBLE COput	$16,000	+77.8%	657	+397.7%	0.01%	+25.0%
POT	New	POTASH CORP SASKATCHEWANput	$15,000	–	99	+100.0%	0.01%	–
LVS	Buy	LAS VEGAS SANDS CORPput	$13,000	-76.4%	2,388	+56.3%	0.00%	-84.6%
ETR	Sell	ENTERGY CORP NEWequity	$13,000	-91.1%	200	-90.5%	0.00%	-94.3%
F	Buy	FORD MOTOR CO NEWput	$11,000	–	2,791	+1485.8%	0.00%	–
LO	New	LORILLARD INCequity	$13,000	–	300	+100.0%	0.00%	–
IART	New	INTEGRA L HLDGS CORP NEWequity	$12,000	–	300	+100.0%	0.00%	–
MCD	Buy	MCDONALDS CORP COMput	$11,000	+450.0%	248	+50.3%	0.00%	+300.0%
QCOM	Buy	QUALCOMM INCput	$13,000	+62.5%	1,376	+112.0%	0.00%	0.0%
NBG	New	NATIONAL BANK OF GREECE Sequity	$12,000	–	3,000	+100.0%	0.00%	–
PAA		PLAINS ALL AMERN PIPL LPequity	$11,000	0.0%	200	0.0%	0.00%	-20.0%
CECE	New	CECO ENVIRONMENTAL CORPequity	$11,000	–	800	+100.0%	0.00%	–
LDKYQ	Buy	LDK SOLAR CO LTD ADRequity	$11,000	+266.7%	5,946	+124.7%	0.00%	+300.0%
CM	New	CANADIAN IMPERIAL BANK OFequity	$8,000	–	100	+100.0%	0.00%	–
GEOS	New	GEOSPACE TECHNOLOGIES CORequity	$8,000	–	100	+100.0%	0.00%	–
ARPJQ	Sell	ATLAS RESOURCE PARTNERS Lequity	$9,000	-25.0%	410	-26.8%	0.00%	-50.0%
HZNP	New	HORIZON PHARMA INC COMequity	$8,000	–	2,400	+100.0%	0.00%	–
A	New	AGILENT TECHNOLOGIES INCequity	$8,000	–	150	+100.0%	0.00%	–
SRE	Sell	SEMPRA ENERGYequity	$9,000	-89.0%	100	-90.0%	0.00%	-92.3%
ITW	New	ILLINOIS TOOL WORKS INCequity	$8,000	–	100	+100.0%	0.00%	–
XLP	Sell	CONSUMER STAPLES SPDRput	$10,000	-73.0%	1,306	-16.2%	0.00%	-83.3%
HCN	Sell	HEALTH CARE REIT INCput	$9,000	-25.0%	23	-56.6%	0.00%	-50.0%
HQCL	New	HANWHA SOLARONE CO.equity	$10,000	–	2,299	+100.0%	0.00%	–
	Buy	ISHARES US REAL ESTATE ETFput	$10,000	+25.0%	153	+194.2%	0.00%	-25.0%
YRCW	Buy	YRC WORLDWIDE ORDequity	$10,000	-33.3%	600	+16.5%	0.00%	-57.1%
CIM	Sell	CHIMERA INVESTMENT CORPequity	$9,000	-40.0%	3,000	-40.0%	0.00%	-57.1%
CVRR	Buy	CVR REFNG LP COM UNIT REPput	$10,000	+900.0%	45	+80.0%	0.00%	–
BMY	Buy	BRISTOL-MYERS SQUIBB COput	$5,000	+150.0%	434	+152.3%	0.00%	+100.0%
TWX	New	TIME WARNER INC SHS COMequity	$7,000	–	100	+100.0%	0.00%	–
PLCC	New	PAULSON CAPITAL CRP NPVequity	$6,000	–	5,687	+100.0%	0.00%	–
VZ	New	VERIZON COMMUNICATNS COMcall	$7,000	–	286	+100.0%	0.00%	–
PETM	New	PETSMART INCequity	$5,000	–	67	+100.0%	0.00%	–
PMCT	New	PMC COMMCRL TRUST SBI SBIequity	$7,000	–	827	+100.0%	0.00%	–
MSFT	Buy	MICROSOFT CORPput	$5,000	+25.0%	1,857	+134.2%	0.00%	0.0%
XOM	Sell	EXXON MOBIL CORP COMput	$7,000	-68.2%	822	-5.0%	0.00%	-81.8%
OUTR	New	OUTERWALL INC COMequity	$5,000	–	100	+100.0%	0.00%	–
SSTK	New	SHUTTERSTK INC SHS COMequity	$6,000	–	80	+100.0%	0.00%	–
SBY		SILVER BAY RLTY CORP REITequity	$6,000	0.0%	390	0.0%	0.00%	-33.3%
		KHD HUMBOLDLT WEDAG COMequity	$5,000	+25.0%	698	0.0%	0.00%	0.0%
PBI	Sell	PITNEY BOWES INCequity	$5,000	-77.3%	300	-80.0%	0.00%	-81.8%
GILD	New	GILEAD SCIENCES INC COMequity	$6,000	–	100	+100.0%	0.00%	–
POOL	New	POOL CORPORATIONequity	$6,000	–	100	+100.0%	0.00%	–
CRAI	New	CRA INTL INCequity	$7,000	–	352	+100.0%	0.00%	–
4945SC	New	KINDER MORGAN ENERGY PARTput	$7,000	–	39	+100.0%	0.00%	–
KO	Sell	COCA-COLA CO/THEput	$6,000	-62.5%	734	-4.1%	0.00%	-75.0%
	Buy	BOEING COMPANYput	$5,000	–	594	+207.8%	0.00%	–
CSCO	Sell	CISCO SYSTEMS INC COMput	$7,000	-30.0%	2,756	-27.3%	0.00%	-60.0%
NRZ	Sell	NEW RESIDENTIAL INVT CORPequity	$5,000	-28.6%	800	-20.0%	0.00%	-33.3%
ZINCQ	New	HORSEHEAD HLDG CORPequity	$6,000	–	501	+100.0%	0.00%	–
GEVA	Sell	SYNAGEVA BIOPHARMA CORP Cequity	$6,000	-71.4%	100	-80.0%	0.00%	-80.0%
SDRMU	New	SANDRIDGE MISSISSIPPIAN Tequity	$5,000	–	400	+100.0%	0.00%	–
CHD	New	CHURCH AND DWIGHT CO INCequity	$6,000	–	100	+100.0%	0.00%	–
STX	Sell	SEAGATE TECHNOLOGY COMput	$6,000	+20.0%	737	-17.6%	0.00%	0.0%
IBM	Buy	INTL BUSINESS MACHINES CORPput	$5,000	-28.6%	103	+123.9%	0.00%	-33.3%
CBRL	New	CRACKER BARREL OLD CTRY Sequity	$5,000	–	51	+100.0%	0.00%	–
	New	SEADRILL LTD USD PAR ORDIput	$7,000	–	232	+100.0%	0.00%	–
INTC	Buy	INTEL CORPput	$6,000	+100.0%	691	+9.7%	0.00%	+100.0%
LUMN	Sell	CENTURYLINK INC SHSput	$6,000	+200.0%	56	-6.7%	0.00%	+100.0%
UNP	New	UNION PACIFIC CORPput	$5,000	–	150	+100.0%	0.00%	–
FFIN	New	1ST FINANCIAL BCSHS INCequity	$6,000	–	100	+100.0%	0.00%	–
MPX	New	MARINE PRODS CRP GEORGIAequity	$5,000	–	590	+100.0%	0.00%	–
EPD	New	ENTERPRISE PRDTS PRTN LPcall	$5,000	–	73	+100.0%	0.00%	–
T	Sell	AT AND T INCput	$6,000	+50.0%	295	-11.7%	0.00%	0.0%
SO		SOUTHERN CO/THEput	$4,000	+33.3%	20	0.0%	0.00%	0.0%
ABT	Sell	ABBOTT LABORATORIESput	$2,000	-83.3%	36	-76.9%	0.00%	-83.3%
AGIO	New	AGIOS PHARMACEUTICALS INCequity	$3,000	–	100	+100.0%	0.00%	–
MO	Sell	ALTRIA GROUP INCput	$3,000	-76.9%	130	-44.4%	0.00%	-83.3%
BCSRT	New	BARCLAYS PLC RIGHTS PARENequity	$2,000	–	350	+100.0%	0.00%	–
BBEPQ	Buy	BREITBURN ENERGY PRTNRSput	$2,000	0.0%	87	+171.9%	0.00%	0.0%
CAT	Buy	CATERPILLAR INC DELput	$2,000	–	150	+689.5%	0.00%	–
CL	Buy	COLGATE PALMOLIVEput	$3,000	+200.0%	888	+177.5%	0.00%	–
DQ	New	DAQO NEW ENERGY CORP SPONequity	$3,000	–	100	+100.0%	0.00%	–
DRI	New	DARDEN RESTAURANTS INCput	$3,000	–	41	+100.0%	0.00%	–
DTLK	New	DATALINK CORP COMequity	$4,000	–	300	+100.0%	0.00%	–
INDL	New	DIREXION DAILY INDIA BULLequity	$4,000	–	100	+100.0%	0.00%	–
LION	New	FIDELITY SOUTHN CORP NEWequity	$2,000	–	100	+100.0%	0.00%	–
GALT	New	GALECTIN THERAPEUTICS COMequity	$2,000	–	212	+100.0%	0.00%	–
GRC	New	GORMAN RUPP COequity	$2,000	–	45	+100.0%	0.00%	–
HCI	New	HCI GROUP INC SHS COMequity	$3,000	–	73	+100.0%	0.00%	–
KMI	New	KINDER MORGAN INC. DEL COput	$2,000	–	57	+100.0%	0.00%	–
MET	New	METLIFE INC COMput	$3,000	–	154	+100.0%	0.00%	–
	Sell	BANK OF AMERICA CORPequity	$2,000	-60.0%	157	-58.7%	0.00%	-50.0%
MDLZ	Buy	#N/A Invalid Securityput	$3,000	0.0%	203	+9.1%	0.00%	0.0%
	Buy	BANK NEW YORK MELLON CORPput	$2,000	–	130	+282.4%	0.00%	–
NCT	Sell	NEWCASTLE INVESTMENT CRPequity	$4,000	-20.0%	800	-20.0%	0.00%	-50.0%
PAYX	New	PAYCHEX INCequity	$4,000	–	100	+100.0%	0.00%	–
POIG		PETROL OIL AND GAS INCequity	$2,000	0.0%	827,572	0.0%	0.00%	0.0%
PFE	Sell	PFIZER INCput	$4,000	-76.5%	624	-10.6%	0.00%	-87.5%
PM	Buy	PHILIP MORRIS INTL INCput	$4,000	+33.3%	80	+42.9%	0.00%	0.0%
QIWI	New	QIWI PLCCL B ADR SPONSOREequity	$3,000	–	100	+100.0%	0.00%	–
QCOR	New	QUESTCOR PHARMACEUTICALSput	$3,000	–	35	+100.0%	0.00%	–
RVNG		RAVEN GOLD CORPequity	$4,000	+33.3%	2,962,135	0.0%	0.00%	0.0%
RNF	Sell	RENTECH NITROGEN PARTNERequity	$2,000	-98.0%	100	-97.1%	0.00%	-97.9%
SIRI	Buy	SIRIUS XM RADIO INCequity	$3,000	+50.0%	660	+47.0%	0.00%	0.0%
SBUX	Buy	STARBUCKS CORPput	$2,000	–	175	+1358.3%	0.00%	–
SYMC	New	SYMANTEC CORP COMequity	$2,000	–	100	+100.0%	0.00%	–
SYMC	New	SYMANTEC CORP COMput	$3,000	–	415	+100.0%	0.00%	–
TEVA	Buy	TEVA PHARMACTCL INDS ADRput	$3,000	+50.0%	335	+93.6%	0.00%	0.0%
TD	New	TORONTO DOMINION BANKput	$2,000	–	149	+100.0%	0.00%	–
	Sell	AIR PRODUCTS AND CHEMICALS INCput	$2,000	-80.0%	107	-15.7%	0.00%	-80.0%
VOD	Sell	VODAFONE GROUP PLC-SP ADRput	$3,000	-91.7%	477	-4.6%	0.00%	-94.1%
WMC	Sell	WESTERN ASSET MORTGAGE CAPITput	$2,000	-71.4%	18	-87.8%	0.00%	-66.7%
WVVI	New	WILLAMETTE VLY VINEYARDSequity	$3,000	–	500	+100.0%	0.00%	–
WIN	New	WINDSTREAM HOLDINGS INC Sequity	$2,000	–	300	+100.0%	0.00%	–
ZBH	New	ZIMMER HOLDINGS INC COMequity	$3,000	–	39	+100.0%	0.00%	–
	Buy	PEPSICO INCput	$2,000	+100.0%	135	+214.0%	0.00%	–
	New	BB AND T CORPORATIONput	$2,000	–	77	+100.0%	0.00%	–
	New	AMERICAN CAP MTG INVT COMput	$2,000	–	27	+100.0%	0.00%	–
	New	KKR AND CO L P DEL COMcall	$2,000	–	3	+100.0%	0.00%	–
	New	TWO HARBORS INVESTMENT COput	$3,000	–	48	+100.0%	0.00%	–
	New	PACIRA PHARMACEUTICALS INcall	$3,000	–	10	+100.0%	0.00%	–
	New	IPATH S AND P 500 VIX S/T FUcall	$2,000	–	100	+100.0%	0.00%	–
	Buy	FRAC ENBRIDGE ENERGY MGMTequity	$0	–	66,709	+1.7%	0.00%	–
NLP	New	NTS RLTY HLDGS LTD PARTNequity	$0	–	20	+100.0%	0.00%	–
PSEC	Sell	PROSPECT CAPITAL CORPput	$0	-100.0%	38	-52.5%	0.00%	–
		MUSCLEPHARM CORP NEW COMequity	$0	–	24	0.0%	0.00%	–
PRU	New	PRUDENTIAL FINANCIAL INCput	$0	–	22	+100.0%	0.00%	–
	Exit	PENN WEST PETROLEUM LTDput	$0	–	-36	-100.0%	0.00%	–
MOS		MOSAIC CO/THEput	$0	–	18	0.0%	0.00%	–
MEET	New	MEETME INC COMequity	$0	–	11	+100.0%	0.00%	–
QTWWQ	New	QUANTUM FUEL SYSTEMS TECHequity	$1,000	–	400	+100.0%	0.00%	–
MWE	Sell	MARKWEST ENERGY PARTNERSput	$0	–	8	-27.3%	0.00%	–
		CLINICAL DATA CVR XPN XPNequity	$0	–	28,700	0.0%	0.00%	–
WYNN	New	WYNN RESORTS LTDput	$0	–	10	+100.0%	0.00%	–
CCTYQ		CIRCUIT CITY STORES INCequity	$0	–	700	0.0%	0.00%	–
XLNX	New	XILINX INCput	$0	–	12	+100.0%	0.00%	–
CB	New	CHUBB CORPput	$0	–	2	+100.0%	0.00%	–
CSHZ		CHINA SHEN ZHOU MINING RSequity	$0	–	2,000	0.0%	0.00%	–
CHL	Buy	CHINA MOBILE LTD SPN ADRput	$0	–	22	+633.3%	0.00%	–
	Buy	ENERGY TRANSFER EQUITY LPput	$1,000	–	42	+2000.0%	0.00%	–
		ALLSTATE CORPput	$0	–	2	0.0%	0.00%	–
	New	APPLIED MATERIAL INCput	$0	–	144	+100.0%	0.00%	–
	Buy	ASTRAZENECA PLC-SPONS ADRput	$0	-100.0%	16	+60.0%	0.00%	–
	Sell	MARATHON OIL CORPput	$0	-100.0%	8	-80.0%	0.00%	–
	Buy	NORTHROP GRUMMAN CORPput	$0	–	22	+2100.0%	0.00%	–
		WESTERN UNION COput	$0	–	41	0.0%	0.00%	–
	Buy	DELL INCput	$0	–	110	+124.5%	0.00%	–
CIM	Buy	CHIMERA INVESTMENT CORPput	$0	–	30	+200.0%	0.00%	–
WIN	Exit	WINDSTREAM CORPput	$0	–	-28	-100.0%	0.00%	–
GLG	New	CHINA COML CREDIT INC SHSequity	$1,000	–	70	+100.0%	0.00%	–
	New	ENTERGY CORP NEWput	$0	–	2	+100.0%	0.00%	–
	New	LOCKHEED MARTIN CORPput	$1,000	–	22	+100.0%	0.00%	–
	New	UNITEDHEALTH GROUP INCput	$1,000	–	112	+100.0%	0.00%	–
	New	TOTAL S.A. SP ADRput	$0	–	3	+100.0%	0.00%	–
CVX	Sell	CHEVRON CORPput	$1,000	0.0%	24	-27.3%	0.00%	–
	New	AVALONBAY CMMUN INC REITput	$0	–	1	+100.0%	0.00%	–
	New	NEWLINK GENETICS CORP COMput	$1,000	–	10	+100.0%	0.00%	–
CJHBQ		CHAMPION ENTRPRISES INCequity	$0	–	2,000	0.0%	0.00%	–
	New	NEW YORK CMNTY BANCORPput	$0	–	27	+100.0%	0.00%	–
	New	TJX COS INC NEWput	$0	–	27	+100.0%	0.00%	–
	Sell	REYNOLDS AMERICAN INCput	$0	-100.0%	5	-80.0%	0.00%	–
	New	NEWMONT MINING CORP COMPAput	$1,000	–	35	+100.0%	0.00%	–
CATKU	Sell	UTS CATSKILL LITIGATION Tequity	$0	–	1,312	-18.0%	0.00%	–
	New	JOHNSON CONTROLS INCput	$0	–	30	+100.0%	0.00%	–
	Sell	FREEPORT-MCMORAN COPPERput	$0	-100.0%	19	-56.8%	0.00%	-100.0%
	New	BP PRUDHOE BAY RTY T UBIput	$1,000	–	3	+100.0%	0.00%	–
	New	CNOOC LTD ADR SPON ADRput	$1,000	–	23	+100.0%	0.00%	–
	New	ACADIA PHARMACEUTICALS INcall	$1,000	–	6	+100.0%	0.00%	–
	New	ASTEX PHARMACEUTICALScall	$0	–	60	+100.0%	0.00%	–
NYX	Sell	NYSE EURONEXTput	$0	-100.0%	9	-78.0%	0.00%	–
CCJ		CAMECO CORPput	$0	–	40	0.0%	0.00%	–
	New	DIAMOND OFFSHORE DRILLINGcall	$0	–	10	+100.0%	0.00%	–
	Buy	KINDER MORGAN MANAGEMENTequity	$0	–	70,670	+1.6%	0.00%	–
		BUFETE INDL S A SPN ADR Sequity	$0	–	5,000	0.0%	0.00%	–
ACN		ACCENTURE PLC-CL Aput	$0	-100.0%	45	0.0%	0.00%	-100.0%
	New	AFLAC INC COMput	$0	–	6	+100.0%	0.00%	–
ESV	New	ENSCO PLC SHS CL A COMput	$0	–	4	+100.0%	0.00%	–
BXP	New	BOSTON PPTYS INC REITput	$0	–	2	+100.0%	0.00%	–
HRB	New	H AND R BLOCK INCput	$0	–	17	+100.0%	0.00%	–
BX	Buy	BLACKSTONE GROUP LP COM Uput	$1,000	-50.0%	658	+210.4%	0.00%	-100.0%
AVCE		AVICENA GROUP INCequity	$0	–	2,000	0.0%	0.00%	–
WCRX	Sell	WARNER CHILCOTT PLC-CLASS Aput	$0	-100.0%	52	-89.8%	0.00%	-100.0%
ATLS	New	ATLAS ENERGY LP LPput	$1,000	–	46	+100.0%	0.00%	–
ARB	New	ARBITRON INCequity	$1,000	–	31	+100.0%	0.00%	–
GRMN	New	GARMIN LTD COMput	$0	–	60	+100.0%	0.00%	–
APRI	New	APRICUS BIOSCIENCES INC Cequity	$0	–	1	+100.0%	0.00%	–
RIG	Buy	TRANSOCEAN LTDput	$1,000	-50.0%	61	+144.0%	0.00%	-100.0%
	New	HATTERAS FINANCIAL CORPcall	$0	–	39	+100.0%	0.00%	–
	New	ISOFTSTONE HOLDINGS LTD-Acall	$0	–	50	+100.0%	0.00%	–
	New	KIMBERLY-CLARK CORPput	$0	–	111	+100.0%	0.00%	–
	New	MATTEL INCput	$0	–	16	+100.0%	0.00%	–
XLRN	New	ACCELERON PHARMA INC SHSequity	$1,000	–	33	+100.0%	0.00%	–
	New	REGENERON PHARMACEUTICALSput	$0	–	10	+100.0%	0.00%	–
	New	SANTARUS INCcall	$0	–	15	+100.0%	0.00%	–
	New	TEEKAY CORPput	$0	–	25	+100.0%	0.00%	–
ATPAQ		ATP OIL AND GAS CORP COMequity	$0	–	5,696	0.0%	0.00%	–
	New	VODAFONE GROUP PLC-SP ADRput	$0	–	7	+100.0%	0.00%	–
AVGO	New	AVAGO TECHNOLOGIES LTD COequity	$1,000	–	34	+100.0%	0.00%	–
	Exit	ANNALY CAPITAL MANAGEMENT INput	$0	–	-69	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-197	-100.0%	0.00%	–
NXTM	Exit	NXSTAGE MEDICAL INCput	$0	–	-20	-100.0%	0.00%	–
	Exit	GENERAL ELECTRIC COput	$0	–	-43	-100.0%	0.00%	–
SID	Exit	COMP SIDER NACL SPNS ADRequity	$0	–	-11	-100.0%	0.00%	–
	Exit	TEVA PHARMACEUTICAL-SP ADRput	$0	–	-58	-100.0%	0.00%	–
	Exit	CVR ENERGY INC ESCROW PARequity	$0	–	-166,059	-100.0%	0.00%	–
CMLS	Exit	CUMULUS MEDIA INC CL A CLequity	$0	–	-11	-100.0%	0.00%	–
	Exit	GENERAL MILLS INCput	$0	–	-17	-100.0%	0.00%	–
	Exit	JOHNSON AND JOHNSONput	$0	–	-4	-100.0%	0.00%	–
	Exit	FIRSTENERGY CORPput	$0	–	-10	-100.0%	0.00%	–
CDZI	Exit	CADIZ INCequity	$0	–	-200	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-98	-100.0%	0.00%	–
JVA	Exit	COFFEE HLDG INCequity	$0	–	-6	-100.0%	0.00%	–
	Exit	WAL-MART STORES INCput	$0	–	-14	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-50	-100.0%	0.00%	–
	Exit	UNITED PARCEL SERVICE-CL Bput	$0	–	-60	-100.0%	0.00%	–
	Exit	APPLE INCput	$0	–	-3	-100.0%	0.00%	–
	Exit	MATTEL INCput	$0	–	-1	-100.0%	0.00%	–
DRYS	Exit	DRYSHIPS INCequity	$0	–	-11	-100.0%	0.00%	–
	Exit	INTEL CORPput	$0	–	-21	-100.0%	0.00%	–
	Exit	ANNALY CAPITAL MANAGEMENT INput	$0	–	-2	-100.0%	0.00%	–
FE	Exit	FIRSTENERGY CORPput	$0	–	-3	-100.0%	0.00%	–
LINEQ	Exit	LINN CO LLCput	$0	–	-10	-100.0%	0.00%	–
NWBI	Exit	NORTHWEST BANCSHARES INCequity	$0	–	-101	-100.0%	0.00%	–
	Exit	WALGREEN COput	$0	–	-75	-100.0%	0.00%	–
	Exit	OSI SYSTEMS INCcall	$0	–	-20	-100.0%	0.00%	–
	Exit	WARNER CHILCOTT PLC-CLASS Aput	$0	–	-295	-100.0%	0.00%	–
GEVA	Exit	SYNAGEVA BIOPHARMA CORPput	$0	–	-10	-100.0%	0.00%	–
	Exit	GOLDMAN SACHS GROUP INCput	$0	–	-1	-100.0%	0.00%	–
HAST	Exit	HASTINGS ENTMT INC COMequity	$0	–	-100	-100.0%	0.00%	–
	Exit	MFA FINANCIAL INCput	$0	–	-4	-100.0%	0.00%	–
	Exit	PFIZER INCput	$0	–	-2	-100.0%	0.00%	–
NNA	Exit	NAVIOS MARITIME ACQUISITIequity	$0	–	-11	-100.0%	0.00%	–
	Exit	MERCK AND CO. INC.put	$0	–	-3	-100.0%	0.00%	–
	Exit	VERIZON COMMUNICATIONS INCput	$0	–	-230	-100.0%	0.00%	–
SAPE	Exit	SAPIENT CORPequity	$0	–	-29	-100.0%	0.00%	–
BLK	Exit	BLACKROCK INCput	$0	–	-2	-100.0%	0.00%	–
	Exit	NATIONAL BANK OF GREECE-ADRcall	$0	–	-15	-100.0%	0.00%	–
BGB	Exit	BLACKSTONE GSO STRATEGICequity	$0	–	-28	-100.0%	0.00%	–
CMS	Exit	CMS ENERGY CORPput	$0	–	-1	-100.0%	0.00%	–
CLMT	Exit	CALUMET SPECIALTY PRODUCTSput	$0	–	-3	-100.0%	0.00%	–
	Exit	SEADRILL LTDput	$0	–	-2	-100.0%	0.00%	–
	Exit	BIOLASE INCequity	$0	–	-1	-100.0%	0.00%	–
CRRTQ	Exit	CARBO CERAMICS INCput	$0	–	-10	-100.0%	0.00%	–
AGD	Exit	ALPINE GLOBAL DYNAMIC DIVequity	$0	–	-11	-100.0%	0.00%	–
FURX	Exit	FURIEX PHARMACEUTICALScall	$0	–	-10	-100.0%	0.00%	–
CLWR	Exit	CLEARWIRE CORP CL A COMequity	$0	–	-76	-100.0%	0.00%	–
BLRX	Exit	BIOLINE RX LTD ADRequity	$0	–	-11	-100.0%	0.00%	–
	Exit	ISHARES US REAL ESTATE ETFput	$0	–	-5	-100.0%	0.00%	–
	Exit	CISCO SYSTEMS INCput	$0	–	-100	-100.0%	0.00%	–
HIS	Exit	BLACKROCK HIGH INCM SHSequity	$0	–	-11	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-58	-100.0%	0.00%	–
CBMX	Exit	COMBIMATRIX CORP SHS COMequity	$0	–	-11	-100.0%	0.00%	–
CWTRQ	Exit	COLDWTR CREEK INC SHS COMequity	$0	–	-11	-100.0%	0.00%	–
	Exit	AIRMEDIA GROUP INC ADRequity	$0	–	-600	-100.0%	0.00%	–
BBRG	Exit	BRAVO BRIO RESTAURANT COMequity	$0	–	-19	-100.0%	0.00%	–
	Exit	APPLE INCput	$0	–	-5	-100.0%	0.00%	–
ARQL	Exit	ARQULE INCequity	$0	–	-11	-100.0%	0.00%	–
	Exit	ENTERGY CORPput	$0	–	-11	-100.0%	0.00%	–
NCT	Exit	#N/A Invalid Securityput	$0	–	-10	-100.0%	0.00%	–
	Exit	LINN ENERGY LLC-UNITScall	$0	–	-10	-100.0%	0.00%	–
	Exit	SIMON PROPERTY GROUP INCput	$0	–	-7	-100.0%	0.00%	–
	Exit	GENERAL ELECTRIC COput	$0	–	-14	-100.0%	0.00%	–
	Exit	WASTE MANAGEMENT INCput	$0	–	-20	-100.0%	0.00%	–
EXEL	Exit	EXELIXIS INC COMequity	$0	–	-11	-100.0%	0.00%	–
MEMPQ	Exit	MEMORIAL PRODUCTION PARTNERSput	$0	–	-39	-100.0%	0.00%	–
SSYS	Exit	STRATASYS LTD COMequity	$0	–	-4	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-10	-100.0%	0.00%	–
DYN	Exit	DYNEGY INC SHS COMequity	$0	–	-1	-100.0%	0.00%	–
	Exit	DU PONT (E.I.) DE NEMOURSput	$0	–	-5	-100.0%	0.00%	–
KELYA	Exit	KELLY SVCES INC CLASS Aequity	$0	–	-41	-100.0%	0.00%	–
ECTYQ	Exit	ECOTALITY INC COMequity	$0	–	-2	-100.0%	0.00%	–
	Exit	PEPSICO INCput	$0	–	-20	-100.0%	0.00%	–
ABBV	Exit	ABBVIE INCput	$0	–	-7	-100.0%	0.00%	–
	Exit	SANDRIDGE PERMIAN TRUSTput	$0	–	-5	-100.0%	0.00%	–
	Exit	GENERAL ELECTRIC COput	$0	–	-94	-100.0%	0.00%	–
	Exit	GOLDMAN SACHS GROUP INCput	$0	–	-24	-100.0%	0.00%	–
AB	Exit	ALLIANCEBERNSTEIN HOLDING LPput	$0	–	-5	-100.0%	0.00%	–
	Exit	NATIONAL BANK OF GREECE-ADRcall	$0	–	-25	-100.0%	0.00%	–
	Exit	M AND T BANK CORPput	$0	–	-2	-100.0%	0.00%	–
BPL	Exit	BUCKEYE PARTNERS LPput	$0	–	-18	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-40	-100.0%	0.00%	–
	Exit	JOHNSON AND JOHNSONput	$0	–	-58	-100.0%	0.00%	–
	Exit	MICROSOFT CORPput	$0	–	-343	-100.0%	0.00%	–
	Exit	ROGERS COMMUNICATIONS INC-Bcall	$0	–	-10	-100.0%	0.00%	–
	Exit	TUPPERWARE BRANDS CORPput	$0	–	-7	-100.0%	0.00%	–
	Exit	INDEVUS PHARMA ESCROW PARequity	$0	–	-35,000	-100.0%	0.00%	–
	Exit	PROCTER AND GAMBLE CO/THEput	$0	–	-279	-100.0%	0.00%	–
	Exit	FORD MOTOR COput	$0	–	-872	-100.0%	0.00%	–
	Exit	RAYTHEON COMPANYput	$0	–	-2	-100.0%	0.00%	–
NOC	Exit	NORTHROP GRUMMAN CORPput	$0	–	-7	-100.0%	0.00%	–
	Exit	BUCKEYE PARTNERS LPput	$0	–	-1	-100.0%	0.00%	–
IYR	Exit	ISHARES US REAL ESTATE ETFput	$0	–	-2	-100.0%	0.00%	–
GERN	Exit	GERON CORPequity	$0	–	-11	-100.0%	0.00%	–
	Exit	PROCTER AND GAMBLE CO/THEput	$0	–	-12	-100.0%	0.00%	–
CLDX	Exit	CELLDEX THERAPEUTICS INCput	$0	–	-10	-100.0%	0.00%	–
	Exit	MERCK AND CO. INC.put	$0	–	-4	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-3	-100.0%	0.00%	–
	Exit	MARKWEST ENERGY PARTNERS LPput	$0	–	-10	-100.0%	0.00%	–
LMT	Exit	LOCKHEED MARTIN CORPput	$0	–	-19	-100.0%	0.00%	–
	Exit	OAKTREE CAPITAL GROUP LLCput	$0	–	-14	-100.0%	0.00%	–
MSPD	Exit	MINDSPEED TECH INCequity	$0	–	-1	-100.0%	0.00%	–
	Exit	SEADRILL LTDput	$0	–	-27	-100.0%	0.00%	–
	Exit	TW TELECOM INCcall	$0	–	-10	-100.0%	0.00%	–
	Exit	CENTURYLINK INCput	$0	–	-7	-100.0%	0.00%	–
LXRX	Exit	LEXICON PHARMACEUTICALS Iequity	$0	–	-11	-100.0%	0.00%	–
BIOS	Exit	BIOSCRIP INCput	$0	–	-15	-100.0%	0.00%	–
PACR	Exit	PACER INTL INC TENNequity	$0	–	-200	-100.0%	0.00%	–
CPIX	Exit	CUMBERLAND PHARMA INC COMequity	$0	–	-100	-100.0%	0.00%	–
SDTTU	Exit	SANDRIDGE MISSISSIPPIAN TRUSput	$0	–	-41	-100.0%	0.00%	–
CNIT	Exit	CHINA INFORMATION TECHNOequity	$0	–	-11	-100.0%	0.00%	–
	Exit	PITNEY BOWES INCput	$0	–	-16	-100.0%	0.00%	–
	Exit	DU PONT (E.I.) DE NEMOURSput	$0	–	-13	-100.0%	0.00%	–
	Exit	ANNALY CAPITAL MANAGEMENT INput	$0	–	-16	-100.0%	0.00%	–
	Exit	ABRAXAS PETE CORP NEVADAequity	$0	–	-11	-100.0%	0.00%	–
DNDNQ	Exit	DENDREON CORPequity	$0	–	-1	-100.0%	0.00%	–
	Exit	3M COput	$0	–	-2	-100.0%	0.00%	–
EJ	Exit	E-HOUSE (CHINA) HOLDINGSequity	$0	–	-1	-100.0%	0.00%	–
	Exit	ISHARES US REAL ESTATE ETFput	$0	–	-20	-100.0%	0.00%	–
	Exit	WASTE MANAGEMENT INCput	$0	–	-5	-100.0%	0.00%	–
MAT	Exit	MATTEL INCput	$0	–	-16	-100.0%	0.00%	–
PBI	Exit	PITNEY BOWES INCcall	$0	–	-1	-100.0%	0.00%	–
	Exit	ECOLAB INC GLBbond	$0	–	-1,000	-100.0%	0.00%	–
	Exit	ALCATEL LUCENT SPD ADR SPequity	$0	–	-124	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-10	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-7	-100.0%	0.00%	–
	Exit	BP PLC-SPONS ADRput	$0	–	-26	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-24	-100.0%	0.00%	–
	Exit	PETROLEO BRASILEIRO S.A.-ADRput	$0	–	-4	-100.0%	0.00%	–
STML	Exit	STEMLINE THERAPEUTICS INCequity	$0	–	-50	-100.0%	0.00%	–
	Exit	MERCK AND CO. INC.put	$0	–	-4	-100.0%	0.00%	–
	Exit	VODAFONE GROUP PLC-SP ADRput	$0	–	-21	-100.0%	0.00%	–
BCS	Exit	BARCLAYS PLC-SPONS ADRput	$0	–	-8	-100.0%	0.00%	–
	Exit	GENERAL ELECTRIC COput	$0	–	-43	-100.0%	0.00%	–
	Exit	INTL BUSINESS MACHINES CORPput	$0	–	-15	-100.0%	0.00%	–
CCL	Exit	CARNIVAL CORPput	$0	–	-40	-100.0%	0.00%	–
	Exit	JOHNSON AND JOHNSONput	$0	–	-1	-100.0%	0.00%	–
ZTS	Exit	ZOETIS INCcall	$0	–	-21	-100.0%	0.00%	–
JRCCQ	Exit	JAMES RIV COAL COequity	$0	–	-11	-100.0%	0.00%	–
	Exit	APPLIED MATERIALS INCput	$0	–	-221	-100.0%	0.00%	–
HILL	Exit	DOT HILL SYSTEMS CRP COMequity	$0	–	-11	-100.0%	0.00%	–
	Exit	APPLE INCput	$0	–	-2	-100.0%	0.00%	–
	Exit	H AND R BLOCK INCput	$0	–	-17	-100.0%	0.00%	–
	Exit	WAL-MART STORES INCput	$0	–	-22	-100.0%	0.00%	–
UMC	Exit	UNITED MICROELECTRONICS Cequity	$0	–	-11	-100.0%	0.00%	–
TU	Exit	TELUS CORPcall	$0	–	-10	-100.0%	0.00%	–
	Exit	MANNKIND CORPcall	$0	–	-7	-100.0%	0.00%	–
	Exit	S AND P 100 INDEX EUROPEANcall	$0	–	-1	-100.0%	0.00%	–
ETR	Exit	ENTERGY CORPput	$0	–	-10	-100.0%	0.00%	–
	Exit	SEADRILL LTDput	$0	–	-5	-100.0%	0.00%	–
	Exit	JPMORGAN CHASE AND COput	$0	–	-1,030	-100.0%	0.00%	–
	Exit	BAXTER INTERNATIONAL INCput	$0	–	-7	-100.0%	0.00%	–
XTEX	Exit	CROSSTEX ENERGY LPput	$0	–	-80	-100.0%	0.00%	–
	Exit	MERCK AND CO. INC.put	$0	–	-6	-100.0%	0.00%	–
SRC	Exit	SPIRIT REALTY CAPITAL INCequity	$0	–	-29	-100.0%	0.00%	–
CDXS	Exit	CODEXIS INC COMequity	$0	–	-600	-100.0%	0.00%	–
	Exit	EXXON MOBIL CORPput	$0	–	-390	-100.0%	0.00%	–
	Exit	KKR AND CO LPput	$0	–	-31	-100.0%	0.00%	–
AERLR	Exit	ASIA ENTERTAINMENT AND RESOequity	$0	–	-5	-100.0%	0.00%	–
TCPTF	Exit	THOMPSON CREEK METALS COequity	$0	–	-1	-100.0%	0.00%	–
GA	Exit	GIANT INTERACTIVE GROUP-ADRput	$0	–	-10	-100.0%	0.00%	–
XRX	Exit	XEROX CORPput	$0	–	-58	-100.0%	0.00%	–
TWO	Exit	#N/A Invalid Securityput	$0	–	-4	-100.0%	0.00%	–
	Exit	HOME DEPOT INCput	$0	–	-5	-100.0%	0.00%	–
	Exit	S AND P 100 INDEX EUROPEANcall	$0	–	-7	-100.0%	0.00%	–
AUMN	Exit	GOLDEN MINERALS CO COMequity	$0	–	-1	-100.0%	0.00%	–
LDKYQ	Exit	LDK SOLAR CO LTD -ADRcall	$0	–	-40	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-70	-100.0%	0.00%	–
	Exit	APPLE INCcall	$0	–	-98	-100.0%	0.00%	–
	Exit	S AND P 100 INDEX EUROPEANcall	$0	–	-5	-100.0%	0.00%	–
CMCSA	Exit	COMCAST CORP-CLASS Aput	$0	–	-83	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-5	-100.0%	0.00%	–
	Exit	AT AND T INCput	$0	–	-19	-100.0%	0.00%	–
	Exit	WELLS FARGO AND COput	$0	–	-7	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-20	-100.0%	0.00%	–
	Exit	APPLE INCcall	$0	–	-125	-100.0%	0.00%	–
HYF	Exit	MANAGED HI YLD PLUS FUNDequity	$0	–	-11	-100.0%	0.00%	–
ECYT	Exit	ENDOCYTE INCput	$0	–	-10	-100.0%	0.00%	–
	Exit	HOME DEPOT INCput	$0	–	-21	-100.0%	0.00%	–
	Exit	MATTEL INCput	$0	–	-3	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-3	-100.0%	0.00%	–
SFD	Exit	SMITHFIELD FOODS INCcall	$0	–	-20	-100.0%	0.00%	–
	Exit	SEADRILL LTDput	$0	–	-2	-100.0%	0.00%	–
DCP	Exit	DCP MIDSTREAM PARTNERSequity	$0	–	-8	-100.0%	0.00%	–
	Exit	SIMON PROPERTY GROUP INCput	$0	–	-1	-100.0%	0.00%	–
	Exit	MERCK AND CO. INC.put	$0	–	-44	-100.0%	0.00%	–
	Exit	PHILIP MORRIS INTERNATIONALput	$0	–	-3	-100.0%	0.00%	–
	Exit	JOHNSON AND JOHNSONput	$0	–	-21	-100.0%	0.00%	–
	Exit	WELLS FARGO AND COput	$0	–	-31	-100.0%	0.00%	–
	Exit	PROCTER AND GAMBLE CO/THEput	$0	–	-210	-100.0%	0.00%	–
	Exit	CHINA MOBILE LTD-SPON ADRput	$0	–	-5	-100.0%	0.00%	–
	Exit	MACQUARIE INFRASTRUCTURE COput	$0	–	-28	-100.0%	0.00%	–
	Exit	SEMPRA ENERGYput	$0	–	-8	-100.0%	0.00%	–
LO	Exit	LORILLARD INCcall	$0	–	-1	-100.0%	0.00%	–
	Exit	WARNER CHILCOTT PLC-CLASS Aput	$0	–	-21	-100.0%	0.00%	–
PTIE	Exit	PAIN THERAPEUTICS INCequity	$0	–	-300	-100.0%	0.00%	–
	Exit	TRANSOCEAN LTDput	$0	–	-15	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-130	-100.0%	0.00%	–
FSTO	Exit	FOREST OIL CORP NEWequity	$0	–	-102	-100.0%	0.00%	–
CRUS	Exit	CIRRUS LOGIC INC DELequity	$0	–	-53	-100.0%	0.00%	–
	Exit	JPMORGAN CHASE AND COput	$0	–	-8	-100.0%	0.00%	–
LGND	Exit	LIGAND PHARMACEUTICALS-CL Bput	$0	–	-10	-100.0%	0.00%	–
MY	Exit	CHINA MING YANG WIND ADRequity	$0	–	-11	-100.0%	0.00%	–
	Exit	ALLSTATE CORPput	$0	–	-2	-100.0%	0.00%	–
	Exit	FUSION-IO INCcall	$0	–	-15	-100.0%	0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-129	-100.0%	0.00%	–
	Exit	VODAFONE GROUP PLC-SP ADRput	$0	–	-11	-100.0%	0.00%	–
CUB	Exit	CUBIC CORP DELequity	$0	–	-6	-100.0%	0.00%	–
	Exit	RENTECH NITROGEN PARTNERS LPput	$0	–	-1	-100.0%	0.00%	–
	Exit	JIVE SOFTWARE INCput	$0	–	-10	-100.0%	0.00%	–
BPAX	Exit	BIOSANTE PHARMACEUTICALSequity	$0	–	-11	-100.0%	0.00%	–
	Exit	PROCTER AND GAMBLE CO/THEput	$0	–	-230	-100.0%	0.00%	–
OMER	Exit	OMEROS CORP COMequity	$0	–	-100	-100.0%	0.00%	–
	Exit	PETROLEO BRASILEIRO S.A.-ADRput	$0	–	-38	-100.0%	0.00%	–
	Exit	GENERAL ELECTRIC COput	$0	–	-194	-100.0%	0.00%	–
DHOXQ	Exit	DESARROLLADORA HOMEX-ADRput	$0	–	-50	-100.0%	0.00%	–
PPHM	New	PEREGRINE COMequity	$0	–	200	+100.0%	0.00%	–
	Exit	JOHNSON AND JOHNSONput	$0	–	-13	-100.0%	0.00%	–
PAYX	New	PAYCHEX INCput	$0	–	1	+100.0%	0.00%	–
PBR		PETROLEO BRASILEIRO S.A.-ADRput	$0	-100.0%	28	0.0%	0.00%	–
	New	BASSETT FURN IND PV5equity	$0	–	7	+100.0%	0.00%	–
PKG	New	PACKAGING CORPORATION AMEput	$0	–	1	+100.0%	0.00%	–
PCG	New	PG AND E CORPput	$0	–	11	+100.0%	0.00%	–
	Buy	BAXTER INTERNTL INCput	$1,000	–	70	+536.4%	0.00%	–
OXY	Buy	OCCIDENTAL PETROLEUM CORPput	$1,000	0.0%	100	+270.4%	0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-20	-100.0%	0.00%	–
	New	ADDUS HOMECARE CORP COMequity	$0	–	9	+100.0%	0.00%	–
PSX		PHILLIPS 66put	$0	–	20	0.0%	0.00%	–
PSXP	New	PHILLIPS 66 PARTNERS LPequity	$1,000	–	22	+100.0%	0.00%	–
OCIR	New	OCI RESOURCES LPequity	$0	–	18	+100.0%	0.00%	–
NTRI	New	NUTRI SYSTEM INC NEW COMput	$0	–	1	+100.0%	0.00%	–
PBI	New	PITNEY BOWES INCput	$0	–	3	+100.0%	0.00%	–
NTRI	New	NUTRI SYSTEM INC NEW COMequity	$1,000	–	100	+100.0%	0.00%	–
PAA		PLAINS ALL AMER PIPELINE LPput	$0	–	2	0.0%	0.00%	–
NUE	Sell	NUCOR CORPORATIONput	$1,000	–	86	-14.0%	0.00%	–
NSEO		NS8 CORPequity	$0	–	72,800	0.0%	0.00%	–
NVS		NOVARTIS AG-ADRput	$0	–	22	0.0%	0.00%	–
NSC	Buy	NORFOLK SOUTHERN CORPput	$0	–	11	+120.0%	0.00%	–
PWMG		PREMIER WLTH MANGMNT INCequity	$0	–	20,000	0.0%	0.00%	–
CUR	New	NEURALSTEM INCequity	$0	–	11	+100.0%	0.00%	–
NCIS		NETCURRENTS INF SVCS INCequity	$0	–	53,000	0.0%	0.00%	–
RXPCD		RADIENT PHARMACEUTICALS Cequity	$0	–	80	0.0%	0.00%	–
RZTIQ		RASER TECHNOLOGIES INCequity	$0	–	25,100	0.0%	0.00%	–
CHCI	Exit	COMSTK HOLDINGS COMPANIESequity	$0	–	-200	-100.0%	0.00%	–
MPC	New	MARATHON PETROLEUM CORPput	$0	–	8	+100.0%	0.00%	–
RTN	Sell	RAYTHEON CO NEWput	$0	–	14	-12.5%	0.00%	–
		ESCROW REFCO INCequity	$0	–	1,600	0.0%	0.00%	–
		MAGNUM HUNTER RES CORP WTequity	$0	–	1,260	0.0%	0.00%	–
REXR	New	REXFORD INDL RLTY INC COMequity	$1,000	–	100	+100.0%	0.00%	–
MSGIE		MSGI SEC SOLUTIONS INCequity	$0	–	5,000	0.0%	0.00%	–
MTB	New	M AND T BANK CORPORATIONput	$0	–	10	+100.0%	0.00%	–
RIO	Buy	RIO TINTO PLC-SPON ADRput	$1,000	-50.0%	67	+509.1%	0.00%	-100.0%
LOW	New	LOWE'S COMPANIES INCput	$1,000	–	155	+100.0%	0.00%	–
RDSA	Buy	#N/A Invalid Securityput	$0	-100.0%	5	+66.7%	0.00%	–
RSPG		ROYAL SPRING WATER INC.equity	$0	–	5,000	0.0%	0.00%	–
ROYL	New	ROYALE ENERGY INC NEWequity	$0	–	11	+100.0%	0.00%	–
LO	New	LORILLARD INCput	$0	–	3	+100.0%	0.00%	–
LGFTY		LNGTP FINL TECHNS LTDADRequity	$0	–	3,000	0.0%	0.00%	–
LLY	Buy	ELI LILLY AND COput	$1,000	–	32	+966.7%	0.00%	–
		LEHMAN BROTHERS HOLDINGSIequity	$0	–	5,200	0.0%	0.00%	–
SLM	New	SLM CORPput	$0	–	18	+100.0%	0.00%	–
LLL	New	L-3 COMMNCTNS HLDGSput	$0	–	8	+100.0%	0.00%	–
LB	New	L BRANDS INC COMput	$1,000	–	50	+100.0%	0.00%	–
KEY	Sell	KEYCORPput	$0	–	93	-8.8%	0.00%	–
KYUS		KENTUCKY USA ENERGY INCequity	$0	–	689,100	0.0%	0.00%	–
SWY	New	SAFEWAY INC NEWput	$0	–	36	+100.0%	0.00%	–
		ADVANCED VIRAL RESH CORPequity	$0	–	1,500	0.0%	0.00%	–
SNZH		SAN HOLDINGS INCequity	$0	–	880	0.0%	0.00%	–
EFA	Sell	ISHARES MSCI EAFE ETFput	$1,000	-75.0%	58	-15.9%	0.00%	-100.0%
SNDK	New	SANDISK CORPput	$0	–	42	+100.0%	0.00%	–
EEM	Sell	ISHARES MSCI EMERGING MARKETput	$0	–	16	-20.0%	0.00%	–
SDRMU	New	SANDRIDGE MISSISSIPPIAN Tput	$0	–	4	+100.0%	0.00%	–
MEJ		SANTA MONICA MEDIA CORPequity	$0	–	124,800	0.0%	0.00%	–
SAP	New	SAP AKGSLTT SPONSORD ADRequity	$0	–	4	+100.0%	0.00%	–
SVNTQ		SAVIENT PHARMACEUTICALS Iequity	$0	–	200	0.0%	0.00%	–
IVR	New	INVESCO MORTGAGE CAPITALput	$0	–	4	+100.0%	0.00%	–
SLB	New	SCHLUMBERGER LTDput	$0	–	47	+100.0%	0.00%	–
IP	Sell	INTERNATIONAL PAPER COput	$0	–	15	-25.0%	0.00%	–
INSYQ	Sell	INSYS THERAPEUTICS INC COequity	$1,000	-92.9%	31	-96.9%	0.00%	-100.0%
IFMI	New	INSTITUTIONAL FINL MKTS Iequity	$0	–	14	+100.0%	0.00%	–
		BENGUET CORP - CLASS B 3.equity	$0	–	58,600	0.0%	0.00%	–
SHOEQ		SHOE PAVILIONequity	$0	–	5,790	0.0%	0.00%	–
IFSG		INFOSMART GROUP INCequity	$0	-100.0%	480,600	0.0%	0.00%	–
IDMCQ		INDYMAC BANCORP INCequity	$0	–	23,588	0.0%	0.00%	–
ITW	New	ILLINOIS TOOL WORKS INCput	$0	–	1	+100.0%	0.00%	–
HYHY		HYDRGN HYBRD TECHNGS INCequity	$0	–	197,120	0.0%	0.00%	–
HBAN	New	HUNTNGTN BANCSHS INC MDput	$0	–	65	+100.0%	0.00%	–
HHC	New	THE HOWARD HUGHES CORP COequity	$0	–	1	+100.0%	0.00%	–
HSOA		HOME SOLUTIONS AMER INCequity	$0	–	3,900	0.0%	0.00%	–
	Sell	BEST BUY CO INCput	$0	–	15	-67.4%	0.00%	–
SCEY		SUN CAL ENERGY INCequity	$0	–	900	0.0%	0.00%	–
HD	Sell	HOME DEPOT INCput	$1,000	0.0%	86	-1.1%	0.00%	–
SU	New	SUNCOR ENERGY INC COMput	$0	–	7	+100.0%	0.00%	–
EXK	Exit	ENDEAVOUR SILVER CORP COMequity	$0	–	-1	-100.0%	0.00%	–
HPQ	Sell	HEWLETT-PACKARD COput	$1,000	-87.5%	103	-80.1%	0.00%	-100.0%
HES	New	HESS CORPput	$0	–	5	+100.0%	0.00%	–
HCCI	New	HERITAGE CRSTAL CLN INC Cequity	$0	–	1	+100.0%	0.00%	–
HIG	New	HARTFORD FINANCIAL SVCS Gput	$0	–	12	+100.0%	0.00%	–
TGT	New	TARGET CORP COMput	$0	–	13	+100.0%	0.00%	–
TGB	New	TASEKO MINES LTD NPV B Cequity	$0	–	11	+100.0%	0.00%	–
HNSN	New	HANSEN MED INCequity	$0	–	11	+100.0%	0.00%	–
THMRQ		THORNBURG MORTGAGE INC COequity	$0	–	31	0.0%	0.00%	–
HAL	New	HALLIBURTON COMPANYput	$0	–	25	+100.0%	0.00%	–
MMM	Sell	3M COput	$1,000	–	48	-67.8%	0.00%	–
	Buy	ARCHER DANIELS MIDLDput	$0	–	25	+525.0%	0.00%	–
	New	BHP BILLITON LTD ADR SPONput	$1,000	–	39	+100.0%	0.00%	–
TNRG		TIANRONG BLDG MATL HLDGSequity	$0	–	6,000	0.0%	0.00%	–
GS	Buy	GOLDMAN SACHS GROUP INCput	$0	–	26	+766.7%	0.00%	–
TDW	New	TIDEWATER INC COM NEWput	$0	–	63	+100.0%	0.00%	–
GSK	Sell	GLAXOSMITHKLINE PLC ADR Aput	$0	-100.0%	6	-97.8%	0.00%	-100.0%
TIF	Buy	TIFFANY AND CO NEWput	$0	–	7	+16.7%	0.00%	–
		ESCROW GM CORP SR SERequity	$0	–	1,500	0.0%	0.00%	–
		ESCROW GEN MOTORS CORP SEequity	$0	–	100	0.0%	0.00%	–
TWC	New	TIME WARNER CABLE INCput	$0	–	3	+100.0%	0.00%	–
GIS	Sell	GENERAL MILLS INCput	$0	-100.0%	52	-86.9%	0.00%	-100.0%
		FIT AFTER FIFTY INC.equity	$0	–	225,000	0.0%	0.00%	–
	New	ANADARKO PETE CORPput	$0	–	25	+100.0%	0.00%	–
FITB	Buy	FIFTH THIRD BANCORPput	$0	–	52	+67.7%	0.00%	–
TROV	New	TROVAGENE INC SHSCOMequity	$0	–	65	+100.0%	0.00%	–
	Buy	AMGEN INCput	$1,000	0.0%	87	+141.7%	0.00%	–
EXC	Sell	EXELON CORPORATIONput	$1,000	-50.0%	40	-59.2%	0.00%	-100.0%
USB	New	US BANCORP (NEW)put	$0	–	30	+100.0%	0.00%	–
EPZM	New	EPIZYME INC SHSequity	$0	–	12	+100.0%	0.00%	–
ETAD		ENTRADE INC COMequity	$0	–	2,000	0.0%	0.00%	–
ETP	Buy	ENERGY TRANSFER PARTNERS LPput	$1,000	–	22	+100.0%	0.00%	–
UPS	Buy	UNITED PARCEL SERVICE-CL Bput	$1,000	0.0%	42	+147.1%	0.00%	–
EMR	New	EMERSON ELEC COput	$0	–	3	+100.0%	0.00%	–
UTX	New	UNITED TECHS CORP COMput	$0	–	6	+100.0%	0.00%	–
EDEP		ELDORADO EXPL INC COMequity	$0	–	1,000	0.0%	0.00%	–
EDLT		EAST DELTA RESOURCES CORPequity	$0	–	42,000	0.0%	0.00%	–
EMC	New	E M C CORPORATION MASSput	$0	–	49	+100.0%	0.00%	–
VALE		VALE SA-SP ADRput	$0	–	10	0.0%	0.00%	–
DUK		#N/A Invalid Securityput	$1,000	-50.0%	40	0.0%	0.00%	-100.0%
VLO	Buy	VALERO NATURAL GAS COput	$0	–	34	+47.8%	0.00%	–
DD	Buy	DU PONT E I DE NEMOURSput	$1,000	-50.0%	128	+178.3%	0.00%	-100.0%
DWNFQ		DOWNEY FINL CORP DEL COMequity	$0	–	1,914	0.0%	0.00%	–
DOW	New	DOW CHEMICAL COput	$1,000	–	48	+100.0%	0.00%	–
VRAI		VIRAGEN INCequity	$0	–	230,000	0.0%	0.00%	–
	New	AMER EXPRESS COMPANYput	$0	–	43	+100.0%	0.00%	–
DSS	New	DOCUMENT SEC SYS INCequity	$0	–	22	+100.0%	0.00%	–
		DIVERSE HLDGS CORPequity	$0	–	1,250	0.0%	0.00%	–
DEO	New	DIAGEO PLC SPSD ADR NEW Sput	$1,000	–	34	+100.0%	0.00%	–
DFCLQ		DELTA FINANCIAL CORP COMequity	$0	–	4,000	0.0%	0.00%	–
WAG	Buy	WALGREEN COput	$1,000	-50.0%	302	+65.0%	0.00%	-100.0%
DE	New	DEERE COput	$1,000	–	33	+100.0%	0.00%	–
WM	Sell	WASTE MANAGEMENT INCput	$0	-100.0%	32	-95.0%	0.00%	-100.0%
WTCT		WATCHIT TECHNOLOGIES INCequity	$0	–	550	0.0%	0.00%	–
CMI	New	CUMMINS INC COMput	$0	–	2	+100.0%	0.00%	–
CS		CREDIT SUISSE GROUP-SPON ADRput	$0	–	6	0.0%	0.00%	–
COWN	New	COWEN GROUP INC NEW COMequity	$0	–	1	+100.0%	0.00%	–
GLW	Sell	CORNING INCput	$0	–	86	-12.2%	0.00%	–
MFIN	Exit	MEDALLION FINANCIAL CORPput	$0	–	-20	-100.0%	0.00%	–
CNSTQ		CONSTAR INTL INCequity	$0	–	647,405	0.0%	0.00%	–
WDC	New	WSTN DIGITAL CORP DELput	$1,000	–	52	+100.0%	0.00%	–
COP	Buy	CONOCOPHILLIPSput	$1,000	-75.0%	76	+8.6%	0.00%	-100.0%
CNOB	New	CONNECTONE BANCORP INC COequity	$0	–	1	+100.0%	0.00%	–
WY		WEYERHAEUSER COput	$0	–	8	0.0%	0.00%	–
WHXT	New	WHITING USA TR Iequity	$0	–	11	+100.0%	0.00%	–
JCS	New	COMMUNICATIONS SYS INCequity	$1,000	–	100	+100.0%	0.00%	–
WPZ	Buy	WILLIAMS PARTNERS L P COMput	$1,000	–	31	+244.4%	0.00%	–
CNB		COLONIAL BANCGROUP DELequity	$0	–	500	0.0%	0.00%	–
COH	Sell	COACH INCput	$0	-100.0%	42	-22.2%	0.00%	–
WIN	New	WINDSTREAM HOLDINGS INC Sput	$0	–	3	+100.0%	0.00%	–
		BONDED MOTORS INCequity	$0	–	2,000	0.0%	0.00%	–
MATW	Exit	MATTHEWS INTL INC CL A CLequity	$0	–	-48	-100.0%	-0.00%	–
HTBI	Exit	HOMETR BANCSHARES INC COMequity	$0	–	-200	-100.0%	-0.00%	–
	Exit	CVR PARTNERS LPput	$0	–	-24	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-5	-100.0%	-0.00%	–
COLB	Exit	COLUMBIA BKG SYS INCequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	CONOCOPHILLIPSput	$0	–	-25	-100.0%	-0.00%	–
	Exit	VODAFONE GROUP PLC-SP ADRput	$0	–	-133	-100.0%	-0.00%	–
ORIT	Exit	ORITANI FINL CORP DEL COMequity	$0	–	-100	-100.0%	-0.00%	–
RAI	Exit	REYNOLDS AMERICAN INCput	$0	–	-25	-100.0%	-0.00%	–
EPU	Exit	ISHARES MSCI ALL PERU CAPequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	WASTE MANAGEMENT INCput	$0	–	-936	-100.0%	-0.00%	–
RFIL	Exit	R F INDS LTDequity	$0	–	-473	-100.0%	-0.00%	–
FDUS	Exit	FIDUS INVT CORP COMequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	WELLS FARGO AND COput	$0	–	-84	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEX EUROPEANcall	$0	–	-3	-100.0%	-0.00%	–
OSTK	Exit	OVERSTOCK.COM INCequity	$0	–	-100	-100.0%	-0.00%	–
CERE	Exit	CERES INC COMequity	$0	–	-600	-100.0%	-0.00%	–
MFA	Exit	MFA FINANCIAL INC REITSequity	$0	–	-400	-100.0%	-0.00%	–
LUK	Exit	LEUCADIA NATL CORPequity	$0	–	-100	-100.0%	-0.00%	–
NTLS	Exit	NTELOS HOLDINGS CORP COMequity	$0	–	-200	-100.0%	-0.00%	–
RPXC	Exit	RPX CORPCOM COMequity	$0	–	-100	-100.0%	-0.00%	–
RP	Exit	REALPAGE INCequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	APOLLO GLOBAL MGMT LLC CLequity	$0	–	-100	-100.0%	-0.00%	–
WAGE	Exit	WAGEWORKS INC COMequity	$0	–	-100	-100.0%	-0.00%	–
KMPR	Exit	KEMPER CORP DEL COMequity	$0	–	-100	-100.0%	-0.00%	–
INOD	Exit	INNODATA INC COMequity	$0	–	-800	-100.0%	-0.00%	–
MEMS	Exit	MEMSIC INCequity	$0	–	-489	-100.0%	-0.00%	–
	Exit	WELLS FARGO AND COput	$0	–	-241	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-6	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-55	-100.0%	-0.00%	–
RBCN	Exit	RUBICON TECHNOLOGY INCequity	$0	–	-200	-100.0%	-0.00%	–
LMNX	Exit	LUMINEX CORP DEL COMequity	$0	–	-100	-100.0%	-0.00%	–
MMSI	Exit	MERIT MEDICAL SYS INCequity	$0	–	-200	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-9	-100.0%	-0.00%	–
	Exit	AMGEN INCput	$0	–	-27	-100.0%	-0.00%	–
ALNY	Exit	ALNYLAM PHARMACEUTICALS Iequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-50	-100.0%	-0.00%	–
CMS	Exit	CMS ENERGY CORPequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-50	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-8	-100.0%	-0.00%	–
	Exit	JOHNSON AND JOHNSONput	$0	–	-131	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-1	-100.0%	-0.00%	–
SQI	Exit	SCIQUEST INC NEW COMequity	$0	–	-100	-100.0%	-0.00%	–
RYL	Exit	RYLAND GROUP INCequity	$0	–	-50	-100.0%	-0.00%	–
KDN	Exit	KAYDON CORPequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	CLIFFS NATURAL RESOU INCequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	JOHNSON AND JOHNSONput	$0	–	-74	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-1	-100.0%	-0.00%	–
	Exit	VODAFONE GROUP PLC-SP ADRput	$0	–	-97	-100.0%	-0.00%	–
	Exit	ARMOUR RESIDENTIAL REIT INCput	$0	–	-60	-100.0%	-0.00%	–
XOOM	Exit	XOOM CORP COMequity	$0	–	-143	-100.0%	-0.00%	–
URTY	Exit	PROSHARES ULTRAPRO ETFequity	$0	–	-50	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-6	-100.0%	-0.00%	–
QRE	Exit	QR ENERGY LP COMequity	$0	–	-100	-100.0%	-0.00%	–
S	Exit	SPRINT NEXTEL CORPequity	$0	–	-485	-100.0%	-0.00%	–
PNG	Exit	PAA NAT GAS STORAGE COMequity	$0	–	-74	-100.0%	-0.00%	–
CLUBQ	Exit	TOWN SPORTS INTL HLDGS INequity	$0	–	-186	-100.0%	-0.00%	–
KMB	Exit	KIMBERLY-CLARK CORPput	$0	–	-111	-100.0%	-0.00%	–
SGI	Exit	SILICON GRAPHICS INTRNTLequity	$0	–	-300	-100.0%	-0.00%	–
NEWP	Exit	NEWPORT CORPORATIONequity	$0	–	-381	-100.0%	-0.00%	–
ACGL	Exit	ARCH CAPITAL GRP LTD BMequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-5	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-10	-100.0%	-0.00%	–
	Exit	ALEXANDER AND BALDWIN INCequity	$0	–	-100	-100.0%	-0.00%	–
VNO	Exit	VORNADO REALTY TRUST COMequity	$0	–	-60	-100.0%	-0.00%	–
	Exit	HATTERAS FINANCIAL CORPput	$0	–	-39	-100.0%	-0.00%	–
EQM	Exit	EQT MIDSTREM PARTNRS L.Pequity	$0	–	-100	-100.0%	-0.00%	–
OASPQ	Exit	OASIS PETE INC NEW COMequity	$0	–	-100	-100.0%	-0.00%	–
ATHX	Exit	ATHERSYS INCequity	$0	–	-3,059	-100.0%	-0.00%	–
NTWK	Exit	NETSOL TECHNOLOGIES INC Cequity	$0	–	-400	-100.0%	-0.00%	–
GE	Exit	GENERAL ELECTRIC COput	$0	–	-429	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-40	-100.0%	-0.00%	–
CCXI	Exit	CHEMOCENTRYX INC COMequity	$0	–	-300	-100.0%	-0.00%	–
WWD	Exit	WOODWARD GOVERNOR COequity	$0	–	-136	-100.0%	-0.00%	–
EWW	Exit	ISHARES MSCI MEXICO CAPPEequity	$0	–	-80	-100.0%	-0.00%	–
	Exit	FIRSTENERGY CORPput	$0	–	-9	-100.0%	-0.00%	–
GHL	Exit	GREENHILL COMPANY INCequity	$0	–	-100	-100.0%	-0.00%	–
SDRL	Exit	SEADRILL LTDput	$0	–	-66	-100.0%	-0.00%	–
FNGN	Exit	FINL ENGINES INC COMequity	$0	–	-100	-100.0%	-0.00%	–
RZV	Exit	GUGGENHEIM S AND P SMALLCAP 6equity	$0	–	-100	-100.0%	-0.00%	–
NILE	Exit	BLUE NILE INCequity	$0	–	-100	-100.0%	-0.00%	–
DW	Exit	DREW INDUSTRIES INC NEWequity	$0	–	-100	-100.0%	-0.00%	–
LRN	Exit	K 12 INCequity	$0	–	-200	-100.0%	-0.00%	–
LAYN	Exit	LAYNE CHRISTENSEN COequity	$0	–	-200	-100.0%	-0.00%	–
MTGE	Exit	AMERICAN CAPITAL MORTGAGE INput	$0	–	-8	-100.0%	-0.00%	–
HMIN	Exit	HOME INNS AND HOTELS MGMT Iequity	$0	–	-200	-100.0%	-0.00%	–
VZ	Exit	VERIZON COMMUNICATIONS INCput	$0	–	-212	-100.0%	-0.00%	–
THO	Exit	THOR INDUSTRIES INCequity	$0	–	-100	-100.0%	-0.00%	–
TK	Exit	TEEKAY SHIPPING CORP(MH)equity	$0	–	-100	-100.0%	-0.00%	–
ITRI	Exit	ITRON INCequity	$0	–	-100	-100.0%	-0.00%	–
PZZA	Exit	PAPA JOHN'S INTERNATIONALequity	$0	–	-69	-100.0%	-0.00%	–
IEMG	Exit	ISHARES INC CORE MSCI EMEequity	$0	–	-100	-100.0%	-0.00%	–
HUBG	Exit	HUB GROUP INC CL A CL Aequity	$0	–	-100	-100.0%	-0.00%	–
HWAY	Exit	HEALTHWAYS INCequity	$0	–	-257	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-2	-100.0%	-0.00%	–
SFG	Exit	STANCORP FINANCIAL GROUPequity	$0	–	-100	-100.0%	-0.00%	–
CBOE	Exit	CBOE HOLDINGS INC COMequity	$0	–	-100	-100.0%	-0.00%	–
MNKD	Exit	MANNKIND CORPequity	$0	–	-600	-100.0%	-0.00%	–
	Exit	MANNKIND CORPcall	$0	–	-19	-100.0%	-0.00%	–
	Exit	MANNKIND CORPcall	$0	–	-21	-100.0%	-0.00%	–
XEC	Exit	CIMAREX ENERGY COequity	$0	–	-100	-100.0%	-0.00%	–
PERS	Exit	SANDRIDGE PERMIAN TRequity	$0	–	-500	-100.0%	-0.00%	–
SLH	Exit	SOLERA HOLDINGS INCequity	$0	–	-100	-100.0%	-0.00%	–
HOT	Exit	STARWOOD HOTELS AND RESORequity	$0	–	-100	-100.0%	-0.00%	–
UNFI	Exit	UNITED NATURAL FOODS INCequity	$0	–	-118	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-153	-100.0%	-0.00%	–
HITT	Exit	HITTITE MICROWAVE CORPequity	$0	–	-100	-100.0%	-0.00%	–
STEM	Exit	STEMCELLS INC SHSequity	$0	–	-3,500	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-10	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-2	-100.0%	-0.00%	–
CSIQ	Exit	CANADIAN SOLAR INC COMequity	$0	–	-600	-100.0%	-0.00%	–
FTR	Exit	FRONTIER COMMUNICATIONS CORPcall	$0	–	-50	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-1	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-8	-100.0%	-0.00%	–
USNA	Exit	USANA HEALTH SCIENCESequity	$0	–	-100	-100.0%	-0.00%	–
AGEN	Exit	AGENUS INC COMequity	$0	–	-1,600	-100.0%	-0.00%	–
NRF	Exit	NORTHSTAR REALTY FINANCE CORput	$0	–	-356	-100.0%	-0.00%	–
INTU	Exit	INTUIT INC COM MACRO ENDEequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	FRONTIER COMMUNICATIONS CORPcall	$0	–	-55	-100.0%	-0.00%	–
PEP	Exit	PEPSICO INCput	$0	–	-179	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXcall	$0	–	-46	-100.0%	-0.00%	–
	Exit	REPUBLIC SERVICES INCput	$0	–	-600	-100.0%	-0.00%	–
USEG	Exit	U S ENERGY CORPequity	$0	–	-3,900	-100.0%	-0.00%	–
GA	Exit	GIANT INTERACTIVE GROUP Iequity	$0	–	-1,000	-100.0%	-0.00%	–
EVR	Exit	EVERCORE PARTNERS INC CLequity	$0	–	-200	-100.0%	-0.00%	–
	Exit	ALLERGAN INCequity	$0	–	-100	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-30	-100.0%	-0.00%	–
CLDX	Exit	CELLDEX THERAPEUTICS INCequity	$0	–	-600	-100.0%	-0.00%	–
NTI	Exit	NORTHERN TIER ENERGY LPput	$0	–	-30	-100.0%	-0.00%	–
	Exit	ATLAS AIR WORLDWIDE HLDSequity	$0	–	-200	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEXput	$0	–	-200	-100.0%	-0.00%	–
	Exit	AMERICAN FINL GRP HLDGS -equity	$0	–	-194	-100.0%	-0.00%	–
XRM	Exit	XERIUM TECHNOLOGIES INC Cequity	$0	–	-900	-100.0%	-0.00%	–
RH	Exit	RESTORATION HARDWARE HOLDequity	$0	–	-100	-100.0%	-0.00%	–
SPFF	Exit	GLOBAL X SUPERINCOME PREFequity	$0	–	-597	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-25	-100.0%	-0.00%	–
CG	Exit	CARLYLE GROUP LP COMMON Uequity	$0	–	-300	-100.0%	-0.00%	–
RSTI	Exit	ROFIN SINAR TECH INCequity	$0	–	-306	-100.0%	-0.00%	–
SPH	Exit	SUBURBAN PROPANE PARTNERSequity	$0	–	-200	-100.0%	-0.00%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-6	-100.0%	-0.00%	–
	Exit	EXELON CORPput	$0	–	-138	-100.0%	-0.00%	–
VRTX	Exit	VERTEX PHARMCTLS INCequity	$0	–	-100	-100.0%	-0.00%	–
SHOS	Exit	SEARS HOMETOWN AND OUTLET Sequity	$0	–	-200	-100.0%	-0.00%	–
BIOS	Exit	BIOSCRIP INCequity	$0	–	-600	-100.0%	-0.01%	–
PEGA	Exit	PEGASYSTEMS INCequity	$0	–	-300	-100.0%	-0.01%	–
AB	Exit	ALLIANCEBERNSTEIN HLDG LPequity	$0	–	-500	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXcall	$0	–	-37	-100.0%	-0.01%	–
UTHR	Exit	UNITED THERAPEUTICS CORPequity	$0	–	-150	-100.0%	-0.01%	–
TRAK	Exit	DEALERTRACK TECHNOLOGIESequity	$0	–	-300	-100.0%	-0.01%	–
MYGN	Exit	MYRIAD GENETICS INCequity	$0	–	-400	-100.0%	-0.01%	–
NXTM	Exit	NXSTAGE MED INCequity	$0	–	-800	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-5	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXput	$0	–	-60	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEX EUROPEANcall	$0	–	-5	-100.0%	-0.01%	–
	Exit	ALLSTATE CORP DEL COMequity	$0	–	-200	-100.0%	-0.01%	–
CLMT	Exit	CALUMET SPECIALITY PRODUCequity	$0	–	-300	-100.0%	-0.01%	–
ECYT	Exit	ENDOCYTE INC COM COMequity	$0	–	-800	-100.0%	-0.01%	–
CXDO	Exit	CREXENDO INC COMequity	$0	–	-3,624	-100.0%	-0.01%	–
RRGB	Exit	RED ROBIN GOURMET BURGRSequity	$0	–	-183	-100.0%	-0.01%	–
SHLM	Exit	A SCHULMAN INCequity	$0	–	-400	-100.0%	-0.01%	–
BWLD	Exit	BUFFALO WILD WINGS INCequity	$0	–	-97	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXcall	$0	–	-9	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXput	$0	–	-57	-100.0%	-0.01%	–
ICPT	Exit	INTERCEPT PHARMACEUTICALequity	$0	–	-300	-100.0%	-0.01%	–
	Exit	MICROSOFT CORPput	$0	–	-538	-100.0%	-0.01%	–
GOOD	Exit	GLADSTONE COML CORPequity	$0	–	-700	-100.0%	-0.01%	–
RLOGQ	Exit	RAND LOGISTICS INCequity	$0	–	-2,400	-100.0%	-0.01%	–
PTLA	Exit	PORTOLA PHARMACEUTICALS Iequity	$0	–	-500	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXput	$0	–	-20	-100.0%	-0.01%	–
	Exit	WASTE MANAGEMENT INCput	$0	–	-1,750	-100.0%	-0.01%	–
MTN	Exit	VAIL RESORTS INCequity	$0	–	-194	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXcall	$0	–	-130	-100.0%	-0.01%	–
JOEZ	Exit	JOE S JEANS INCequity	$0	–	-7,107	-100.0%	-0.01%	–
MLHR	Exit	HERMAN MILLER INC COMequity	$0	–	-500	-100.0%	-0.01%	–
JIVE	Exit	JIVE SOFTWARE INC COM COMequity	$0	–	-800	-100.0%	-0.01%	–
WABC	Exit	WESTAMERICA BANCORPORATIOequity	$0	–	-300	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXcall	$0	–	-30	-100.0%	-0.01%	–
WAFD	Exit	WASHINGTON FEDL INCequity	$0	–	-716	-100.0%	-0.01%	–
LBTYA	Exit	LIBERTY GLOBAL PLC CL Aequity	$0	–	-186	-100.0%	-0.01%	–
LVS	Exit	LAS VEGAS SANDS CORPcall	$0	–	-8	-100.0%	-0.01%	–
JOSB	Exit	JOS A BANK CLOTHIERS INCequity	$0	–	-400	-100.0%	-0.01%	–
EMB	Exit	ISHARES JP MORGAN EM BONDequity	$0	–	-150	-100.0%	-0.01%	–
	Exit	JOHNSON AND JOHNSONput	$0	–	-334	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEX EUROPEANcall	$0	–	-33	-100.0%	-0.01%	–
MINI	Exit	MOBILE MINI INCequity	$0	–	-510	-100.0%	-0.01%	–
	Exit	ALLIANT TECHSYSTEMS INCequity	$0	–	-200	-100.0%	-0.01%	–
SPG	Exit	SIMON PROPERTY GROUP DELequity	$0	–	-100	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXput	$0	–	-129	-100.0%	-0.01%	–
ENTA	Exit	ENANTA PHARMACEUTICALS INequity	$0	–	-1,000	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXput	$0	–	-32	-100.0%	-0.01%	–
RDY	Exit	DR REDDY'S LAB LTD ADR ADequity	$0	–	-500	-100.0%	-0.01%	–
LGND	Exit	LIGAND PHARMACEUTICALS INequity	$0	–	-500	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEX EUROPEANcall	$0	–	-5	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXput	$0	–	-326	-100.0%	-0.01%	–
MFI	Exit	MICROFINANCIALequity	$0	–	-2,638	-100.0%	-0.01%	–
BTI	Exit	BRITISH AMN TOBACO SPADRequity	$0	–	-199	-100.0%	-0.01%	–
EPP	Exit	ISHARES INC MSCI PACIFICequity	$0	–	-470	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEX EUROPEANcall	$0	–	-5	-100.0%	-0.01%	–
EQIX	Exit	EQUINIX INCequity	$0	–	-106	-100.0%	-0.01%	–
MDY	Exit	MIDCAP SPDR DIV ETF ETFequity	$0	–	-100	-100.0%	-0.01%	–
	Exit	EMBARQ CORP NOTESbond	$0	–	-19,000	-100.0%	-0.01%	–
	Exit	GENERAL ELECTRIC COput	$0	–	-854	-100.0%	-0.01%	–
WIN	Exit	WINDSTREAM CORPequity	$0	–	-2,800	-100.0%	-0.01%	–
AMBA	Exit	AMBARELLA INC COMequity	$0	–	-1,400	-100.0%	-0.01%	–
	Exit	CYTEC INDUSTRIES INC -bond	$0	–	-25,000	-100.0%	-0.01%	–
MDXG	Exit	MIMEDX GROUP INCequity	$0	–	-3,200	-100.0%	-0.01%	–
CVS	Exit	CVS CAREMARK CORPequity	$0	–	-400	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXput	$0	–	-21	-100.0%	-0.01%	–
	Exit	ARTHROCARE CORPequity	$0	–	-800	-100.0%	-0.01%	–
MTSC	Exit	M T S SYSTEMS CORP COMequity	$0	–	-500	-100.0%	-0.01%	–
MFIN	Exit	MEDALLION FINANCIAL CORPequity	$0	–	-2,000	-100.0%	-0.01%	–
MANH	Exit	MANHATTAN ASSOCIATES INCequity	$0	–	-356	-100.0%	-0.01%	–
	Exit	ARMOUR RESIDENTIAL REIT Iequity	$0	–	-6,000	-100.0%	-0.01%	–
	Exit	REPUBLIC SERVICES INCcall	$0	–	-30	-100.0%	-0.01%	–
SAFM	Exit	SANDERSON FARMS INC COMequity	$0	–	-400	-100.0%	-0.01%	–
VEA	Exit	VANGUARD EUROPE PACIFIC Eequity	$0	–	-800	-100.0%	-0.01%	–
	Exit	S AND P 100 INDEXput	$0	–	-43	-100.0%	-0.01%	–
	Exit	JOHNSON AND JOHNSONput	$0	–	-779	-100.0%	-0.01%	–
CONE	Exit	CYRUSONE INC REITequity	$0	–	-1,400	-100.0%	-0.01%	–
TSCO	Exit	TRACTOR SUPPLY COequity	$0	–	-260	-100.0%	-0.02%	–
EFII	Exit	ELECTRONICS FOR IMAGINGequity	$0	–	-1,100	-100.0%	-0.02%	–
WBMD	Exit	WEBMD HEALTH CORP STK RECequity	$0	–	-1,120	-100.0%	-0.02%	–
FLTX	Exit	FLEETMATICS GROUP PLC ORDequity	$0	–	-1,000	-100.0%	-0.02%	–
FIRE	Exit	SOURCEFIRE INCequity	$0	–	-600	-100.0%	-0.02%	–
	Exit	S AND P 100 INDEXcall	$0	–	-18	-100.0%	-0.02%	–
ZTS	Exit	ZOETIS INCput	$0	–	-35	-100.0%	-0.02%	–
R114PS	Exit	CHIPMOS TECHNLGIES BERMDAequity	$0	–	-1,700	-100.0%	-0.02%	–
	Exit	RENTECH NITROGEN PARTNERS LPput	$0	–	-33	-100.0%	-0.02%	–
HTWR	Exit	HEARTWARE INTERNATIONAL Iequity	$0	–	-369	-100.0%	-0.02%	–
PWE	Exit	PENN WEST PETROLEUM LTD.equity	$0	–	-3,600	-100.0%	-0.02%	–
	Exit	LINN ENERGY LLC-UNITSput	$0	–	-151	-100.0%	-0.02%	–
EWG	Exit	ISHARES MSCI GERMANY INDEequity	$0	–	-1,800	-100.0%	-0.02%	–
PTC	Exit	PTC INC SHSequity	$0	–	-1,840	-100.0%	-0.02%	–
	Exit	S AND P 100 INDEXput	$0	–	-8	-100.0%	-0.02%	–
CCMP	Exit	CABOT MICROELECTRS CORPequity	$0	–	-1,380	-100.0%	-0.02%	–
	Exit	BLOCK H AND R INCequity	$0	–	-1,700	-100.0%	-0.02%	–
	Exit	S AND P 500 INDEXcall	$0	–	-10	-100.0%	-0.02%	–
BLK	Exit	BLACKROCK INC CL Aequity	$0	–	-200	-100.0%	-0.02%	–
CBST	Exit	CUBIST PHARMACEUTICALSequity	$0	–	-1,071	-100.0%	-0.02%	–
	Exit	PSEG POWER LLC COMPANY GUbond	$0	–	-50,000	-100.0%	-0.02%	–
	Exit	S AND P 100 INDEXcall	$0	–	-5	-100.0%	-0.02%	–
TUP	Exit	TUPPERWARE BRANDS CORPequity	$0	–	-700	-100.0%	-0.03%	–
F	Exit	FORD MOTOR COcall	$0	–	-51	-100.0%	-0.03%	–
UAN	Exit	CVR PARTNERS LPequity	$0	–	-2,400	-100.0%	-0.03%	–
SYNT	Exit	SYNTEL INC COMequity	$0	–	-865	-100.0%	-0.03%	–
THRX	Exit	THERAVANCE INCequity	$0	–	-1,400	-100.0%	-0.03%	–
SDTTU	Exit	SANDRIDGE MISSISSIPPIANTRequity	$0	–	-4,100	-100.0%	-0.03%	–
KKR	Exit	KKR AND CO L P DEL COMequity	$0	–	-3,100	-100.0%	-0.03%	–
TRMB	Exit	TRIMBLE NAVIGATION LTDequity	$0	–	-2,400	-100.0%	-0.03%	–
	Exit	ACI WORLDWIDE INCequity	$0	–	-1,329	-100.0%	-0.03%	–
	Exit	S AND P 100 INDEXput	$0	–	-37	-100.0%	-0.03%	–
	Exit	S AND P 100 INDEX EUROPEANcall	$0	–	-50	-100.0%	-0.03%	–
JAZZ	Exit	JAZZ PHARMACEUTICALS PLCequity	$0	–	-970	-100.0%	-0.03%	–
MEMPQ	Exit	MEMORIAL PRODTN PARTNRS Lequity	$0	–	-3,500	-100.0%	-0.03%	–
EEFT	Exit	EURONET WORLDWIDE INCequity	$0	–	-2,200	-100.0%	-0.03%	–
	Exit	S AND P 100 INDEXput	$0	–	-155	-100.0%	-0.03%	–
NTI	Exit	NORTHERN TIER ENERGY LP Requity	$0	–	-3,000	-100.0%	-0.03%	–
	Exit	INTL PAPER CO GLBbond	$0	–	-58,000	-100.0%	-0.03%	–
	Exit	ANNALY CAPITAL MANAGEMENT INput	$0	–	-226	-100.0%	-0.04%	–
OAK	Exit	OAKTREE CAP GROUP LLC CLAequity	$0	–	-1,400	-100.0%	-0.04%	–
	Exit	S AND P 100 INDEX EUROPEANput	$0	–	-33	-100.0%	-0.04%	–
SFLY	Exit	SHUTTERFLY INCequity	$0	–	-1,387	-100.0%	-0.04%	–
MAT	Exit	MATTEL INC COMequity	$0	–	-1,700	-100.0%	-0.04%	–
FE	Exit	FIRSTENERGY CORPequity	$0	–	-2,200	-100.0%	-0.04%	–
	Exit	ANNALY CAPITAL MANAGEMENT INput	$0	–	-348	-100.0%	-0.04%	–
JBHT	Exit	HUNT J B TRANS SVCS INCequity	$0	–	-1,200	-100.0%	-0.04%	–
NCMI	Exit	NATIONAL CINEMEDIA INCequity	$0	–	-5,200	-100.0%	-0.04%	–
ARGO	Exit	ARGO GROUP INTERNATIONALequity	$0	–	-2,150	-100.0%	-0.04%	–
HSNI	Exit	HSN INC COMequity	$0	–	-1,676	-100.0%	-0.04%	–
ULTI	Exit	ULTIMATE SOFTWARE GROUPequity	$0	–	-803	-100.0%	-0.04%	–
LEAP	Exit	LEAP WIRELESS INTL INCequity	$0	–	-14,100	-100.0%	-0.04%	–
HTS	Exit	HATTERAS FINL CORPequity	$0	–	-3,900	-100.0%	-0.05%	–
BANR	Exit	BANNER CORP SHS COMequity	$0	–	-2,868	-100.0%	-0.05%	–
CASY	Exit	CASEYS GEN STORES INCequity	$0	–	-1,600	-100.0%	-0.05%	–
SIRO	Exit	SIRONA DENTAL SYSTEMS INCequity	$0	–	-1,679	-100.0%	-0.05%	–
	Exit	USD CENOVUS ENERGY VARI%bond	$0	–	-100,000	-100.0%	-0.05%	–
ATHN	Exit	ATHENAHEALTH INCequity	$0	–	-1,400	-100.0%	-0.06%	–
ECHO	Exit	ECHO GLOBAL LOGISTIC INCequity	$0	–	-6,200	-100.0%	-0.06%	–
MNKD	Exit	MANNKIND CORPcall	$0	–	-421	-100.0%	-0.06%	–
BPL	Exit	BUCKEYE PARTNERS L P LTDequity	$0	–	-1,900	-100.0%	-0.06%	–
	Exit	S AND P 100 INDEXcall	$0	–	-243	-100.0%	-0.06%	–
XTEX	Exit	CROSSTEX ENERGY L Pequity	$0	–	-6,600	-100.0%	-0.06%	–
CSGP	Exit	COSTAR GROUP INC COMequity	$0	–	-1,136	-100.0%	-0.07%	–
MIC	Exit	MACQUARIE INFRASTRUCTUREequity	$0	–	-2,800	-100.0%	-0.07%	–
ORCL	Exit	ORACLE INCequity	$0	–	-5,400	-100.0%	-0.08%	–
	Exit	S AND P 100 INDEXput	$0	–	-133	-100.0%	-0.08%	–
	Exit	S AND P 100 INDEXcall	$0	–	-61	-100.0%	-0.08%	–
VPRT	Exit	VISTAPRINT N V ORDequity	$0	–	-4,040	-100.0%	-0.10%	–
	Exit	TRANSOCEAN INC 06.800% MAbond	$0	–	-200,000	-100.0%	-0.10%	–
	Exit	JONES GRP/APP GRP HLDG/ -bond	$0	–	-255,000	-100.0%	-0.12%	–
	Exit	INTL PAPER CObond	$0	–	-195,000	-100.0%	-0.12%	–
	Exit	S AND P 100 INDEXput	$0	–	-134	-100.0%	-0.14%	–
	Exit	DOW CHEMICAL 9.40% DUE 5/bond	$0	–	-200,000	-100.0%	-0.14%	–
IBB	Exit	ISHARES TRUST NASDAQ BIOTequity	$0	–	-2,206	-100.0%	-0.18%	–
	Exit	RABOBANK NEDERLAND BANK Gbond	$0	–	-500,000	-100.0%	-0.23%	–
	Exit	TRW AUTOMOTIVE INC 144Abond	$0	–	-500,000	-100.0%	-0.24%	–
LINEQ	Exit	LINN ENERGY LLCequity	$0	–	-15,100	-100.0%	-0.24%	–
	Exit	S AND P 100 INDEXcall	$0	–	-66	-100.0%	-0.28%	–
	Exit	CORNING INCbond	$0	–	-500,000	-100.0%	-0.29%	–
	Exit	USD NATL AUSTR BK LT 3.00bond	$0	–	-750,000	-100.0%	-0.34%	–
	Exit	GOLDMAN SACHS GROUP INC Gbond	$0	–	-750,000	-100.0%	-0.38%	–
PCLN	Exit	PRICELINE COM INCequity	$0	–	-1,073	-100.0%	-0.42%	–
IBMD	Exit	ISHARES 2015 S AND P AMT-FREequity	$0	–	-19,243	-100.0%	-0.49%	–
KMB	Exit	KIMBERLY CLARKequity	$0	–	-11,100	-100.0%	-0.52%	–
	Exit	MERRILL LYNCH AND CO NOTESbond	$0	–	-1,000,000	-100.0%	-0.55%	–
RSG	Exit	REPUBLIC SERVICES INCequity	$0	–	-60,600	-100.0%	-0.98%	–
GVI	Exit	ISHARES TR LEHMAN INTER Gequity	$0	–	-22,669	-100.0%	-1.19%	–
USIG	Exit	ISHARES TR LEHMAN CR BD Fequity	$0	–	-36,209	-100.0%	-1.86%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2013-11-01

Signatures

The EDGAR filing(s) were signed by:

Pragati Nayak — Pragati Nayak

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MCDONALDS CORP COM	40	Q2 2023	3.7%
CISCO SYSTEMS INC COM	39	Q3 2023	4.4%
AT&T INC	39	Q3 2023	2.2%
MICROSOFT CORP	38	Q3 2023	5.3%
STANDARD AND POORS DEP RCPT E	38	Q3 2023	7.9%
WALMART STORES INC	38	Q3 2023	5.2%
HOME DEPOT INC	38	Q3 2023	1.8%
ABBVIE INC SHS COM	38	Q3 2023	0.8%
JPMORGAN CHASE & CO	37	Q3 2023	4.8%
QUALCOMM INC	37	Q3 2023	5.1%

View SUMMIT SECURITIES GROUP LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-05-13
X-17A-5	2024-02-28
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-14
13F-HR	2023-05-12
X-17A-5	2023-03-01
13F-HR	2023-02-13
13F-HR	2022-11-02
13F-HR	2022-08-02

View SUMMIT SECURITIES GROUP LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (293683000.0 != 293676000.0)

Export SUMMIT SECURITIES GROUP LLC's holdings