$1.89 Billion is the total value of MIZUHO SECURITIES USA LLC's 178 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 79.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $735,190,000 | +46.1% | 2,757,290 | +37.7% | 38.82% | +49.3% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $484,940,000 | +30.0% | 1,963,470 | +17.8% | 25.61% | +32.9% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $199,297,000 | -66.7% | 1,280,186 | -68.9% | 10.52% | -66.0% |
| ANTX | New | ANTHEM INCunit 05/01/20188 | $38,238,000 | – | 685,150 | +100.0% | 2.02% | – |
| AAPL | Buy | APPLE INC | $37,012,000 | +1469.0% | 218,706 | +1328.8% | 1.95% | +1501.6% |
| FB | New | FACEBOOK INCcl a | $35,363,000 | – | 200,400 | +100.0% | 1.87% | – |
| Buy | PALO ALTO NETWORKS INCnote 7/0 | $16,344,000 | +8.5% | 11,916,000 | +9.2% | 0.86% | +10.9% | |
| WELLPRI | Sell | WELLTOWER INC6.50% pfd prepet | $13,974,000 | -11.6% | 235,000 | -6.0% | 0.74% | -9.7% |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $12,379,000 | -2.7% | 7,261,000 | 0.0% | 0.65% | -0.5% | ||
| UNH | Buy | UNITEDHEALTH GROUP INC | $11,598,000 | +286.9% | 52,606 | +243.7% | 0.61% | +294.8% |
| New | YAHOO INCnote 12/0 | $10,263,000 | – | 7,612,000 | +100.0% | 0.54% | – | |
| FSLR | FIRST SOLAR INC | $9,210,000 | +47.2% | 136,400 | 0.0% | 0.49% | +50.5% | |
| BA | Buy | BOEING CO | $9,174,000 | +135.8% | 31,106 | +103.2% | 0.48% | +140.8% |
| Buy | INTERDIGITAL INCnote 1.500% 3/0 | $8,897,000 | +33.9% | 7,439,000 | +31.6% | 0.47% | +37.0% | |
| ELEC | Buy | ELECTRUM SPL ACQUISITION COR | $8,616,000 | +67.6% | 838,973 | +66.1% | 0.46% | +71.1% |
| Sell | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $8,375,000 | -42.1% | 2,224,000 | -44.4% | 0.44% | -40.8% | |
| GOOGL | New | ALPHABET INCcap stk cl a | $8,111,000 | – | 7,700 | +100.0% | 0.43% | – |
| New | INSULET CORPnote 1.250% 9/1 | $6,818,000 | – | 5,220,000 | +100.0% | 0.36% | – | |
| MCD | Buy | MCDONALDS CORP | $6,800,000 | +183.6% | 39,506 | +158.1% | 0.36% | +189.5% |
| Buy | SERVICENOW INCnote 11/0 | $6,720,000 | +49.4% | 3,800,000 | +35.7% | 0.36% | +53.0% | |
| FXE | Sell | CURRENCYSHARES EURO TR | $6,474,000 | -69.0% | 56,000 | -69.4% | 0.34% | -68.3% |
| CCZ | New | COMCAST HOLDINGS CORPzones cv2% pcs | $6,394,000 | – | 118,292 | +100.0% | 0.34% | – |
| MS | New | MORGAN STANLEY | $6,113,000 | – | 116,500 | +100.0% | 0.32% | – |
| CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $5,193,000 | +1.1% | 3,930,000 | 0.0% | 0.27% | +3.4% | ||
| SNAP | Sell | SNAP INCcl a | $5,143,000 | -7.1% | 352,000 | -7.6% | 0.27% | -4.9% |
| CEMEX SAB DE CVnote 3.750% 3/1 | $5,082,000 | -11.3% | 5,000,000 | 0.0% | 0.27% | -9.5% | ||
| MO | New | ALTRIA GROUP INC | $4,827,000 | – | 67,600 | +100.0% | 0.26% | – |
| SNAP | Sell | SNAP INCput | $4,720,000 | -14.7% | 352,000 | -7.6% | 0.25% | -12.9% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $4,715,000 | +29.9% | 18,506 | +20.9% | 0.25% | +32.4% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $4,480,000 | -16.4% | 26,400 | -25.6% | 0.24% | -14.4% |
| Buy | INTEL CORPsdcv 3.250% 8/0 | $4,438,000 | +510.5% | 2,000,000 | +406.3% | 0.23% | +515.8% | |
| MMM | Buy | 3M CO | $4,356,000 | +35.6% | 18,506 | +20.9% | 0.23% | +38.6% |
| TWITTER INCnote 0.250% 9/1 | $4,309,000 | +1.1% | 4,500,000 | 0.0% | 0.23% | +3.6% | ||
| Buy | PANDORA MEDIA INCnote 1.750%12/0 | $3,805,000 | +295.1% | 4,283,000 | +314.6% | 0.20% | +302.0% | |
| BKMU | Buy | BANK MUTUAL CORP NEW | $3,687,000 | +19.5% | 346,183 | +13.9% | 0.20% | +22.6% |
| Buy | TESLA INCnote 2.375% 3/1 | $3,507,000 | +42.6% | 3,020,000 | +51.0% | 0.18% | +45.7% | |
| HD | Sell | HOME DEPOT INC | $3,507,000 | -0.3% | 18,506 | -14.0% | 0.18% | +1.6% |
| DDD | Sell | 3-D SYS CORP DELput | $3,400,000 | +127.1% | 82,600 | -53.4% | 0.18% | +133.8% |
| ADBE | New | ADOBE SYS INC | $3,154,000 | – | 18,000 | +100.0% | 0.17% | – |
| Buy | CTRIP COM INTL LTDnote 1.250%10/1 | $2,944,000 | +112.9% | 2,500,000 | +150.0% | 0.16% | +118.3% | |
| CAT | Buy | CATERPILLAR INC DEL | $2,916,000 | +52.8% | 18,506 | +20.9% | 0.15% | +55.6% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $2,839,000 | +27.8% | 18,506 | +20.9% | 0.15% | +30.4% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $2,693,000 | +90.5% | 23,000 | +84.0% | 0.14% | +94.5% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,586,000 | +29.9% | 18,506 | +20.9% | 0.14% | +33.0% |
| TRV | Buy | TRAVELERS COMPANIES INC | $2,510,000 | +33.9% | 18,506 | +20.9% | 0.13% | +37.1% |
| WFC | New | WELLS FARGO CO NEW | $2,481,000 | – | 40,900 | +100.0% | 0.13% | – |
| SO | Sell | SOUTHERN CO | $2,404,000 | -34.8% | 50,000 | -33.3% | 0.13% | -33.2% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $2,361,000 | +32.9% | 18,506 | +20.9% | 0.12% | +35.9% |
| GPRO | Buy | GOPRO INCput | $2,346,000 | +98.1% | 293,500 | +120.3% | 0.12% | +103.3% |
| ETP | New | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $2,348,000 | – | 131,000 | +100.0% | 0.12% | – |
| CVX | Buy | CHEVRON CORP NEW | $2,317,000 | +28.8% | 18,506 | +20.9% | 0.12% | +31.2% |
| GPRO | Buy | GOPRO INCcl a | $2,222,000 | +51.5% | 293,500 | +120.3% | 0.12% | +53.9% |
| COST | New | COSTCO WHSL CORP NEW | $2,159,000 | – | 11,600 | +100.0% | 0.11% | – |
| V | Sell | VISA INC | $2,110,000 | -60.1% | 18,506 | -63.2% | 0.11% | -59.3% |
| GE | Buy | GENERAL ELECTRIC CO | $2,068,000 | +458.9% | 118,506 | +674.2% | 0.11% | +473.7% |
| BZUN | New | BAOZUN INCsponsored adr | $2,048,000 | – | 64,900 | +100.0% | 0.11% | – |
| FIT | FITBIT INCput | $1,998,000 | +10.4% | 158,000 | 0.0% | 0.11% | +14.0% | |
| DIS | Buy | DISNEY WALT CO | $1,990,000 | +31.9% | 18,506 | +20.9% | 0.10% | +34.6% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,979,000 | +35.4% | 18,506 | +20.9% | 0.10% | +38.2% |
| FEYE | FIREEYE INC | $1,962,000 | -15.4% | 138,200 | 0.0% | 0.10% | -13.3% | |
| OA | Buy | ORBITAL ATK INC | $1,972,000 | +48.0% | 15,000 | +50.0% | 0.10% | +50.7% |
| JWN | Sell | NORDSTROM INC | $1,966,000 | -24.2% | 41,500 | -24.5% | 0.10% | -22.4% |
| NESR | New | NATIONAL ENERGY SERVICES REU | $1,921,000 | – | 193,864 | +100.0% | 0.10% | – |
| Sell | TESLA INCnote 1.250% 3/0 | $1,880,000 | -52.4% | 1,750,000 | -50.0% | 0.10% | -51.5% | |
| AXP | Buy | AMERICAN EXPRESS CO | $1,838,000 | +32.7% | 18,506 | +20.9% | 0.10% | +34.7% |
| RHT | Buy | RED HAT INC | $1,817,000 | +60.7% | 15,129 | +48.3% | 0.10% | +65.5% |
| WMT | Buy | WAL-MART STORES INC | $1,827,000 | +52.8% | 18,506 | +20.9% | 0.10% | +54.8% |
| New | MICRON TECHNOLOGY INCnote 3.000%11/1 | $1,801,000 | – | 1,250,000 | +100.0% | 0.10% | – | |
| XLE | New | SELECT SECTOR SPDR TRenergy | $1,806,000 | – | 25,000 | +100.0% | 0.10% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $1,700,000 | +22.0% | 18,506 | +20.9% | 0.09% | +25.0% |
| PBNC | Buy | PARAGON COML CORP | $1,658,000 | +29.7% | 31,154 | +37.7% | 0.09% | +33.3% |
| BACPRL | New | BANK AMER CORP7.25%cnv pfd l | $1,671,000 | – | 1,271 | +100.0% | 0.09% | – |
| QD | New | QUDIAN INCadr | $1,641,000 | – | 130,900 | +100.0% | 0.09% | – |
| QD | New | QUDIAN INCput | $1,584,000 | – | 130,900 | +100.0% | 0.08% | – |
| MSFT | Buy | MICROSOFT CORP | $1,583,000 | +38.9% | 18,506 | +20.9% | 0.08% | +42.4% |
| WW | Buy | WEIGHT WATCHERS INTL INC NEW | $1,550,000 | +9.2% | 35,000 | +7.4% | 0.08% | +12.3% |
| NTNX | Sell | NUTANIX INCcl a | $1,545,000 | +5.2% | 43,800 | -33.2% | 0.08% | +7.9% |
| XOM | Buy | EXXON MOBIL CORP | $1,548,000 | +23.3% | 18,506 | +20.9% | 0.08% | +26.2% |
| THC | Buy | TENET HEALTHCARE CORP | $1,516,000 | +10.5% | 100,000 | +19.8% | 0.08% | +12.7% |
| ACFC | New | ATLANTIC COAST FINL CORP | $1,519,000 | – | 161,091 | +100.0% | 0.08% | – |
| KRE | SPDR SERIES TRUSTs&p regl bkg | $1,471,000 | +3.7% | 25,000 | 0.0% | 0.08% | +6.8% | |
| SPWR | Buy | SUNPOWER CORP | $1,448,000 | +16.1% | 171,800 | +0.4% | 0.08% | +18.8% |
| OSTK | New | OVERSTOCK COM INC DEL | $1,348,000 | – | 21,100 | +100.0% | 0.07% | – |
| DWDP | Buy | DOWDUPONT INC | $1,318,000 | +24.3% | 18,506 | +20.9% | 0.07% | +27.3% |
| SPWR | Buy | SUNPOWER CORPput | $1,299,000 | -14.8% | 171,800 | +0.4% | 0.07% | -12.7% |
| SPY | New | SPDR S&P 500 ETF TRput | $1,263,000 | – | 2,757,290 | +100.0% | 0.07% | – |
| APRN | New | BLUE APRON HLDGS INCcl a | $1,209,000 | – | 300,000 | +100.0% | 0.06% | – |
| APRN | New | BLUE APRON HLDGS INCput | $1,203,000 | – | 300,000 | +100.0% | 0.06% | – |
| ROKU | New | ROKU INC | $1,196,000 | – | 23,100 | +100.0% | 0.06% | – |
| FMCI | New | FORUM MERGER CORP | $1,172,000 | – | 117,411 | +100.0% | 0.06% | – |
| GOGO | New | GOGO INC | $1,148,000 | – | 101,800 | +100.0% | 0.06% | – |
| NKE | Buy | NIKE INCcl b | $1,158,000 | +45.8% | 18,506 | +20.9% | 0.06% | +48.8% |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $1,115,000 | – | 30,000 | +100.0% | 0.06% | – |
| New | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $1,094,000 | – | 1,000,000 | +100.0% | 0.06% | – | |
| IRBT | New | IROBOT CORP | $1,051,000 | – | 13,700 | +100.0% | 0.06% | – |
| BDXA | New | BECTON DICKINSON & CO | $1,049,000 | – | 18,100 | +100.0% | 0.06% | – |
| MRK | Buy | MERCK & CO INC | $1,041,000 | +6.2% | 18,506 | +20.9% | 0.06% | +7.8% |
| BZUN | New | BAOZUN INCput | $1,034,000 | – | 64,900 | +100.0% | 0.06% | – |
| DEPOMED INCnote 2.500% 9/0 | $1,008,000 | +13.3% | 1,200,000 | 0.0% | 0.05% | +15.2% | ||
| THC | Buy | TENET HEALTHCARE CORPput | $986,000 | +6.2% | 100,000 | +19.8% | 0.05% | +8.3% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $980,000 | +29.3% | 18,506 | +20.9% | 0.05% | +33.3% |
| OSPR | New | OSPREY ENERGY ACQUISITION CO | $972,000 | – | 101,214 | +100.0% | 0.05% | – |
| TER | Sell | TERADYNE INC | $938,000 | -44.0% | 22,400 | -50.1% | 0.05% | -41.9% |
| UA | Sell | UNDER ARMOUR INCcl c | $934,000 | -42.9% | 70,100 | -35.6% | 0.05% | -42.4% |
| FLXN | New | FLEXION THERAPEUTICS INC | $926,000 | – | 37,000 | +100.0% | 0.05% | – |
| FIT | FITBIT INCcl a | $902,000 | -18.0% | 158,000 | 0.0% | 0.05% | -15.8% | |
| SQ | Sell | SQUARE INCcl a | $867,000 | -24.7% | 25,000 | -37.5% | 0.05% | -23.3% |
| PXD | New | PIONEER NAT RES CO | $864,000 | – | 5,000 | +100.0% | 0.05% | – |
| GDXJ | New | VANECK VECTORS ETF TRjr gold miners e | $853,000 | – | 25,000 | +100.0% | 0.04% | – |
| INTC | Buy | INTEL CORP | $854,000 | +46.5% | 18,506 | +20.9% | 0.04% | +50.0% |
| KO | Buy | COCA COLA CO | $849,000 | +23.2% | 18,506 | +20.9% | 0.04% | +25.0% |
| YELP | Sell | YELP INCcl a | $839,000 | -56.9% | 20,000 | -55.6% | 0.04% | -56.4% |
| ZNGA | Sell | ZYNGA INCcl a | $796,000 | -55.1% | 199,000 | -57.6% | 0.04% | -54.3% |
| WFTIQ | New | WEATHERFORD INTL PLC | $730,000 | – | 175,000 | +100.0% | 0.04% | – |
| KERX | New | KERYX BIOPHARMACEUTICALS INC | $713,000 | – | 153,400 | +100.0% | 0.04% | – |
| AET | New | AETNA INC NEW | $722,000 | – | 4,000 | +100.0% | 0.04% | – |
| DDD | Sell | 3-D SYS CORP DEL | $714,000 | -69.9% | 82,600 | -53.4% | 0.04% | -69.1% |
| CICU | Sell | CAPITOL INVT CORP IVunit 99/99/9999 | $719,000 | -4.1% | 71,600 | -3.6% | 0.04% | -2.6% |
| NRG | New | NRG ENERGY INC | $712,000 | – | 25,000 | +100.0% | 0.04% | – |
| CSCO | Buy | CISCO SYS INC | $709,000 | +37.7% | 18,506 | +20.9% | 0.04% | +37.0% |
| PFE | Buy | PFIZER INC | $670,000 | +22.7% | 18,506 | +20.9% | 0.04% | +25.0% |
| KERX | New | KERYX BIOPHARMACEUTICALS INCput | $648,000 | – | 153,400 | +100.0% | 0.03% | – |
| GME | New | GAMESTOP CORP NEWcl a | $610,000 | – | 34,000 | +100.0% | 0.03% | – |
| AAPL | New | APPLE INCput | $608,000 | – | 218,706 | +100.0% | 0.03% | – |
| RDFN | Sell | REDFIN CORPput | $580,000 | -38.2% | 4,100 | -95.3% | 0.03% | -36.7% |
| BG | New | BUNGE LIMITED | $578,000 | – | 8,610 | +100.0% | 0.03% | – |
| KNDI | New | KANDI TECHNOLOGIES GROUP INC | $537,000 | – | 79,000 | +100.0% | 0.03% | – |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N V | $536,000 | +103.0% | 33,200 | +111.5% | 0.03% | +100.0% |
| Sell | TESLA INCnote 0.250% 3/0 | $527,000 | -76.0% | 500,000 | -75.0% | 0.03% | -75.4% | |
| FSACU | Sell | FEDERAL STR ACQUISITION CORPunit 99/99/9999 | $516,000 | -57.5% | 50,100 | -57.5% | 0.03% | -57.1% |
| KNDI | New | KANDI TECHNOLOGIES GROUP INCput | $518,000 | – | 79,000 | +100.0% | 0.03% | – |
| NEE | New | NEXTERA ENERGY INC | $519,000 | – | 3,320 | +100.0% | 0.03% | – |
| FEYE | FIREEYE INCput | $505,000 | +73.5% | 138,200 | 0.0% | 0.03% | +80.0% | |
| UAA | Sell | UNDER ARMOUR INCcl a | $475,000 | -67.2% | 32,900 | -62.6% | 0.02% | -66.7% |
| OASPQ | New | OASIS PETE INC NEW | $450,000 | – | 53,500 | +100.0% | 0.02% | – |
| DISH | New | DISH NETWORK CORPcl a | $439,000 | – | 9,200 | +100.0% | 0.02% | – |
| PCRX | Buy | PACIRA PHARMACEUTICALS INC | $425,000 | +47.1% | 9,300 | +20.8% | 0.02% | +46.7% |
| RGLD | Sell | ROYAL GOLD INC | $411,000 | -36.3% | 5,000 | -33.3% | 0.02% | -33.3% |
| AFT | New | APOLLO SR FLOATING RATE FD I | $406,000 | – | 25,000 | +100.0% | 0.02% | – |
| TPGEU | TPG PACE ENERGY HLDGS CORPunit 99/99/9999 | $404,000 | -1.0% | 40,000 | 0.0% | 0.02% | 0.0% | |
| DLTH | New | DULUTH HLDGS INC | $405,000 | – | 22,700 | +100.0% | 0.02% | – |
| FLXN | New | FLEXION THERAPEUTICS INCput | $367,000 | – | 37,000 | +100.0% | 0.02% | – |
| CMCM | Sell | CHEETAH MOBILE INCadr | $295,000 | -1.3% | 24,400 | -31.3% | 0.02% | +6.7% |
| GSHT | Sell | GORES HLDGS II INC | $280,000 | -50.4% | 28,240 | -50.1% | 0.02% | -48.3% |
| GOGO | New | GOGO INCput | $276,000 | – | 101,800 | +100.0% | 0.02% | – |
| QCOM | New | QUALCOMM INC | $256,000 | – | 4,000 | +100.0% | 0.01% | – |
| HCACU | Sell | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $259,000 | -49.9% | 25,000 | -50.0% | 0.01% | -48.1% |
| HCAC | HENNESSY CAP ACQUSTON CORP I | $245,000 | -0.4% | 25,000 | 0.0% | 0.01% | 0.0% | |
| SRUN | Sell | SILVER RUN ACQUISITION | $247,000 | -30.8% | 25,300 | -27.7% | 0.01% | -27.8% |
| TPGHU | TPG PACE HLDGS CORPunit 99/99/9999 | $254,000 | -1.2% | 25,000 | 0.0% | 0.01% | 0.0% | |
| SRCLP | Sell | STERICYCLE INCdep pfd a 1/10 | $223,000 | -92.1% | 4,219 | -91.3% | 0.01% | -91.8% |
| RDFN | New | REDFIN CORPcall | $188,000 | – | 4,100 | +100.0% | 0.01% | – |
| IRBT | New | IROBOT CORPput | $175,000 | – | 13,700 | +100.0% | 0.01% | – |
| HRG | New | HRG GROUP INC | $178,000 | – | 10,500 | +100.0% | 0.01% | – |
| EACQ | New | EASTERLY ACQUISITION CORP | $176,000 | – | 17,400 | +100.0% | 0.01% | – |
| ROKU | New | ROKU INCput | $143,000 | – | 23,100 | +100.0% | 0.01% | – |
| DLTH | New | DULUTH HLDGS INCput | $131,000 | – | 22,700 | +100.0% | 0.01% | – |
| JWN | Sell | NORDSTROM INCput | $141,000 | -43.1% | 41,500 | -24.5% | 0.01% | -46.2% |
| RDFN | Sell | REDFIN CORP | $128,000 | -94.1% | 4,100 | -95.3% | 0.01% | -93.8% |
| GNCIQ | GNC HLDGS INCput | $113,000 | +73.8% | 10,000 | 0.0% | 0.01% | +100.0% | |
| GME | New | GAMESTOP CORP NEWput | $108,000 | – | 34,400 | +100.0% | 0.01% | – |
| OSTK | New | OVERSTOCK COM INC DELput | $119,000 | – | 21,800 | +100.0% | 0.01% | – |
| CARDTRONICS INCnote 1.000%12/0 | $57,000 | -1.7% | 63,000 | 0.0% | 0.00% | 0.0% | ||
| CMCM | Sell | CHEETAH MOBILE INCput | $51,000 | -77.0% | 24,400 | -31.3% | 0.00% | -72.7% |
| OSTK | New | OVERSTOCK COM INC DELcall | $35,000 | – | 21,800 | +100.0% | 0.00% | – |
| GNCIQ | GNC HLDGS INC | $37,000 | -58.0% | 10,000 | 0.0% | 0.00% | -60.0% | |
| KERX | New | KERYX BIOPHARMACEUTICALS INCcall | $6,000 | – | 153,400 | +100.0% | 0.00% | – |
| NTNX | Sell | NUTANIX INCput | $2,000 | -99.1% | 43,800 | -33.2% | 0.00% | -100.0% |
| ROKU | New | ROKU INCcall | $6,000 | – | 23,100 | +100.0% | 0.00% | – |
| SNAP | Sell | SNAP INCcall | $1,000 | -99.1% | 352,000 | -7.6% | 0.00% | -100.0% |
| FSLR | FIRST SOLAR INCput | $3,000 | -99.5% | 136,400 | 0.0% | 0.00% | -100.0% | |
| DDD | New | 3-D SYS CORP DELcall | $8,000 | – | 82,600 | +100.0% | 0.00% | – |
| FXE | Sell | CURRENCYSHARES EURO TRput | $9,000 | -86.8% | 56,000 | -69.4% | 0.00% | -100.0% |
| CYHHZ | Buy | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $3,000 | -40.0% | 425,000 | +6.2% | 0.00% | – |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N Vput | $6,000 | -92.4% | 33,200 | +111.5% | 0.00% | -100.0% |
| UA | Exit | UNDER ARMOUR INCcall | $0 | – | -108,900 | -100.0% | 0.00% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEWput | $0 | – | -32,600 | -100.0% | 0.00% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N Vcall | $0 | – | -15,700 | -100.0% | 0.00% | – |
| UBNT | Exit | UBIQUITI NETWORKS INCcall | $0 | – | -20,500 | -100.0% | 0.00% | – |
| ELF | Exit | E L F BEAUTY INCcall | $0 | – | -33,100 | -100.0% | 0.00% | – |
| Exit | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $0 | – | -19,000 | -100.0% | -0.00% | – | |
| SEAS | Exit | SEAWORLD ENTMT INCput | $0 | – | -5,500 | -100.0% | -0.00% | – |
| THC | Exit | TENET HEALTHCARE CORPcall | $0 | – | -83,500 | -100.0% | -0.00% | – |
| TWLO | Exit | TWILIO INCcall | $0 | – | -56,500 | -100.0% | -0.00% | – |
| GPRO | Exit | GOPRO INCcall | $0 | – | -133,200 | -100.0% | -0.00% | – |
| GOOS | Exit | CANADA GOOSE HOLDINGS INCput | $0 | – | -24,500 | -100.0% | -0.00% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING INcall | $0 | – | -43,900 | -100.0% | -0.00% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -10,000 | -100.0% | -0.00% | – |
| AN | Exit | AUTONATION INCput | $0 | – | -65,800 | -100.0% | -0.00% | – |
| BOFI | Exit | BOFI HLDG INCput | $0 | – | -28,300 | -100.0% | -0.00% | – |
| SEAS | Exit | SEAWORLD ENTMT INC | $0 | – | -5,500 | -100.0% | -0.00% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTLput | $0 | – | -118,700 | -100.0% | -0.00% | – |
| RH | Exit | RHcall | $0 | – | -37,000 | -100.0% | -0.01% | – |
| IAMXU | Exit | I AM CAP ACQUISITION COunit 08/15/2022 | $0 | – | -12,041 | -100.0% | -0.01% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEWcall | $0 | – | -32,600 | -100.0% | -0.01% | – |
| DYN | Exit | DYNEGY INC NEW DEL | $0 | – | -15,500 | -100.0% | -0.01% | – |
| SA | Exit | SEABRIDGE GOLD INCput | $0 | – | -31,100 | -100.0% | -0.01% | – |
| UBNT | Exit | UBIQUITI NETWORKS INCput | $0 | – | -20,500 | -100.0% | -0.01% | – |
| HCRSQ | Exit | HI-CRUSH PARTNERS LP | $0 | – | -24,000 | -100.0% | -0.01% | – |
| GTYHU | Exit | GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -25,000 | -100.0% | -0.02% | – |
| CFCO | Exit | CF CORP | $0 | – | -27,000 | -100.0% | -0.02% | – |
| AMC | Exit | AMC ENTMT HLDGS INCput | $0 | – | -88,000 | -100.0% | -0.02% | – |
| XONE | Exit | EXONE COput | $0 | – | -80,000 | -100.0% | -0.02% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INCput | $0 | – | -146,500 | -100.0% | -0.02% | – |
| AABA | Exit | ALTABA INC | $0 | – | -5,000 | -100.0% | -0.02% | – |
| WNRL | Exit | WESTERN REFNG LOGISTICS LP | $0 | – | -13,539 | -100.0% | -0.02% | – |
| SA | Exit | SEABRIDGE GOLD INC | $0 | – | -31,100 | -100.0% | -0.02% | – |
| ELF | Exit | E L F BEAUTY INCput | $0 | – | -33,100 | -100.0% | -0.02% | – |
| OSPRU | Exit | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $0 | – | -45,158 | -100.0% | -0.02% | – |
| ESV | Exit | ENSCO PLC | $0 | – | -78,200 | -100.0% | -0.02% | – |
| OKSB | Exit | SOUTHWEST BANCORP INC OKLA | $0 | – | -17,749 | -100.0% | -0.02% | – |
| FMSA | Exit | FAIRMOUNT SANTROL HLDGS INC | $0 | – | -100,038 | -100.0% | -0.02% | – |
| GOOS | Exit | CANADA GOOSE HOLDINGS INC | $0 | – | -24,500 | -100.0% | -0.03% | – |
| TSU | Exit | TIM PARTICIPACOES S Asponsored adr | $0 | – | -29,100 | -100.0% | -0.03% | – |
| CRRTQ | Exit | CARBO CERAMICS INCput | $0 | – | -80,900 | -100.0% | -0.03% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING INput | $0 | – | -43,900 | -100.0% | -0.03% | – |
| EC | Exit | ECOPETROL S Asponsored ads | $0 | – | -59,300 | -100.0% | -0.03% | – |
| MON | Exit | MONSANTO CO NEW | $0 | – | -5,000 | -100.0% | -0.03% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING IN | $0 | – | -43,900 | -100.0% | -0.03% | – |
| FMX | Exit | FOMENTO ECONOMICO MEXICANO Sspon adr units | $0 | – | -6,900 | -100.0% | -0.03% | – |
| TMUS | Exit | T MOBILE US INC | $0 | – | -11,373 | -100.0% | -0.04% | – |
| CRRTQ | Exit | CARBO CERAMICS INC | $0 | – | -80,900 | -100.0% | -0.04% | – |
| CPN | Exit | CALPINE CORP | $0 | – | -50,000 | -100.0% | -0.04% | – |
| ELF | Exit | E L F BEAUTY INC | $0 | – | -33,100 | -100.0% | -0.04% | – |
| EAGL | Exit | DOUBLE EAGLE ACQUISITION COR | $0 | – | -75,000 | -100.0% | -0.04% | – |
| BOFI | Exit | BOFI HLDG INC | $0 | – | -28,300 | -100.0% | -0.04% | – |
| XONE | Exit | EXONE CO | $0 | – | -80,000 | -100.0% | -0.05% | – |
| RICE | Exit | RICE ENERGY INC | $0 | – | -32,753 | -100.0% | -0.05% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTcall | $0 | – | -4,117,529 | -100.0% | -0.05% | – |
| GPAC | Exit | GLOBAL PARTNER ACQUISITION C | $0 | – | -104,381 | -100.0% | -0.05% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -15,000 | -100.0% | -0.06% | – |
| WVE | Exit | WAVE LIFE SCIENCES LTD | $0 | – | -50,000 | -100.0% | -0.06% | – |
| UBNT | Exit | UBIQUITI NETWORKS INC | $0 | – | -20,500 | -100.0% | -0.06% | – |
| STL | Exit | STERLING BANCORP DEL | $0 | – | -46,828 | -100.0% | -0.06% | – |
| RH | Exit | RHput | $0 | – | -37,000 | -100.0% | -0.06% | – |
| FIG | Exit | FORTRESS INVESTMENT GROUP LLcl a | $0 | – | -150,000 | -100.0% | -0.06% | – |
| SEIC | Exit | SEI INVESTMENTS CO | $0 | – | -20,000 | -100.0% | -0.06% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -88,000 | -100.0% | -0.07% | – |
| RATE | Exit | BANKRATE INC DEL | $0 | – | -94,640 | -100.0% | -0.07% | – |
| TWLO | Exit | TWILIO INCput | $0 | – | -56,500 | -100.0% | -0.07% | – |
| ON | Exit | ON SEMICONDUCTOR CORP | $0 | – | -75,000 | -100.0% | -0.07% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -56,500 | -100.0% | -0.09% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTL | $0 | – | -118,700 | -100.0% | -0.09% | – |
| WRLS | Exit | PENSARE ACQUISITION CORP | $0 | – | -176,600 | -100.0% | -0.09% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR CORP | $0 | – | -125,000 | -100.0% | -0.10% | – |
| BLVD | Exit | BOULEVARD ACQUISITIONcl a | $0 | – | -194,533 | -100.0% | -0.10% | – |
| ARCX | Exit | ARC LOGISTICS PARTNERS LP | $0 | – | -145,472 | -100.0% | -0.12% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -129,890 | -100.0% | -0.13% | – |
| PBR | Exit | PETROLEO BRASILEIRO SA PETROsponsored adr | $0 | – | -247,900 | -100.0% | -0.13% | – |
| RH | Exit | RH | $0 | – | -37,000 | -100.0% | -0.13% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -123,000 | -100.0% | -0.16% | – |
| AN | Exit | AUTONATION INC | $0 | – | -65,800 | -100.0% | -0.16% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INC | $0 | – | -146,500 | -100.0% | -0.17% | – |
| UA | Exit | UNDER ARMOUR INCput | $0 | – | -108,900 | -100.0% | -0.20% | – |
| Exit | MERCADOLIBRE INCnote 2.250% 7/0 | $0 | – | -2,000,000 | -100.0% | -0.22% | – | |
| CBF | Exit | CAPITAL BK FINL CORP | $0 | – | -103,720 | -100.0% | -0.22% | – |
| XME | Exit | SPDR SERIES TRUSTs&p metals mng | $0 | – | -141,300 | -100.0% | -0.24% | – |
| FPO | Exit | FIRST POTOMAC RLTY TR | $0 | – | -418,964 | -100.0% | -0.24% | – |
| EXA | Exit | EXA CORP | $0 | – | -193,666 | -100.0% | -0.24% | – |
| VWR | Exit | VWR CORP | $0 | – | -175,000 | -100.0% | -0.30% | – |
| SMH | Exit | VANECK VECTORS ETF TRsemiconductor et | $0 | – | -65,900 | -100.0% | -0.32% | – |
| Exit | SALESFORCE COM INCnote 0.250% 4/0 | $0 | – | -4,984,000 | -100.0% | -0.36% | – | |
| Exit | STARWOOD PPTY TR INCnote 4.550% 3/0 | $0 | – | -6,716,000 | -100.0% | -0.37% | – | |
| NFLX | Exit | NETFLIX INC | $0 | – | -54,000 | -100.0% | -0.51% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -750,000 | -100.0% | -0.89% | – |
| PRXL | Exit | PAREXEL INTL CORP | $0 | – | -200,000 | -100.0% | -0.91% | – |
| Exit | INTEL CORPsdcv 2.950%12/1 | $0 | – | -30,077,000 | -100.0% | -2.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-01-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.