$1.94 Billion is the total value of MIZUHO SECURITIES USA LLC's 202 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 111.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $599,202,000 | -12.8% | 4,117,529 | -17.7% | 30.95% | -11.9% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $503,328,000 | -30.8% | 2,002,964 | -33.4% | 26.00% | -30.0% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $373,164,000 | +251.4% | 1,666,932 | +234.7% | 19.28% | +255.2% |
| Buy | INTEL CORPsdcv 2.950%12/1 | $42,851,000 | +23.0% | 30,077,000 | +12.8% | 2.21% | +24.3% | |
| FXE | Sell | CURRENCYSHARES EURO TR | $20,903,000 | -41.8% | 183,200 | -43.6% | 1.08% | -41.2% |
| PRXL | New | PAREXEL INTL CORP | $17,616,000 | – | 200,000 | +100.0% | 0.91% | – |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $17,220,000 | – | 750,000 | +100.0% | 0.89% | – |
| WELLPRI | Buy | WELLTOWER INC6.50% pfd prepet | $15,810,000 | +77.0% | 250,000 | +85.2% | 0.82% | +78.8% |
| Buy | PALO ALTO NETWORKS INCnote 7/0 | $15,059,000 | +44.9% | 10,916,000 | +37.9% | 0.78% | +46.5% | |
| Buy | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $14,454,000 | +34.6% | 4,000,000 | +2.3% | 0.75% | +36.1% | |
| Buy | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $12,724,000 | +36.9% | 7,261,000 | +17.1% | 0.66% | +38.3% | |
| NFLX | New | NETFLIX INC | $9,793,000 | – | 54,000 | +100.0% | 0.51% | – |
| Buy | STARWOOD PPTY TR INCnote 4.550% 3/0 | $7,098,000 | +3.9% | 6,716,000 | +6.4% | 0.37% | +5.2% | |
| SALESFORCE COM INCnote 0.250% 4/0 | $7,007,000 | +6.1% | 4,984,000 | 0.0% | 0.36% | +7.4% | ||
| Sell | INTERDIGITAL INCnote 1.500% 3/0 | $6,643,000 | -38.5% | 5,654,000 | -36.5% | 0.34% | -37.9% | |
| FSLR | Sell | FIRST SOLAR INC | $6,258,000 | +6.8% | 136,400 | -7.1% | 0.32% | +8.0% |
| SMH | New | VANECK VECTORS ETF TRsemiconductor et | $6,150,000 | – | 65,900 | +100.0% | 0.32% | – |
| VWR | Buy | VWR CORP | $5,794,000 | +251.2% | 175,000 | +250.0% | 0.30% | +256.0% |
| CEMEX SAB DE CVnote 3.750% 3/1 | $5,727,000 | -4.2% | 5,000,000 | 0.0% | 0.30% | -3.0% | ||
| SNAP | Buy | SNAP INCput | $5,534,000 | -17.1% | 380,800 | +407.7% | 0.29% | -16.1% |
| SNAP | Buy | SNAP INCcl a | $5,537,000 | +315.4% | 380,800 | +407.7% | 0.29% | +320.6% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $5,359,000 | -13.7% | 35,500 | -19.6% | 0.28% | -12.9% |
| V | New | VISA INC | $5,294,000 | – | 50,307 | +100.0% | 0.27% | – |
| ELEC | Buy | ELECTRUM SPL ACQUISITION COR | $5,141,000 | +152.9% | 505,000 | +150.6% | 0.27% | +155.8% |
| New | CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $5,139,000 | – | 3,930,000 | +100.0% | 0.26% | – | |
| EXA | New | EXA CORP | $4,683,000 | – | 193,666 | +100.0% | 0.24% | – |
| FPO | New | FIRST POTOMAC RLTY TR | $4,667,000 | – | 418,964 | +100.0% | 0.24% | – |
| XME | New | SPDR SERIES TRUSTs&p metals mng | $4,547,000 | – | 141,300 | +100.0% | 0.24% | – |
| Buy | SERVICENOW INCnote 11/0 | $4,497,000 | +18.1% | 2,800,000 | +7.7% | 0.23% | +19.0% | |
| CBF | New | CAPITAL BK FINL CORP | $4,258,000 | – | 103,720 | +100.0% | 0.22% | – |
| New | TWITTER INCnote 0.250% 9/1 | $4,264,000 | – | 4,500,000 | +100.0% | 0.22% | – | |
| New | MERCADOLIBRE INCnote 2.250% 7/0 | $4,190,000 | – | 2,000,000 | +100.0% | 0.22% | – | |
| Buy | TESLA INCnote 1.250% 3/0 | $3,947,000 | +70.6% | 3,500,000 | +75.0% | 0.20% | +72.9% | |
| BA | New | BOEING CO | $3,891,000 | – | 15,307 | +100.0% | 0.20% | – |
| UA | New | UNDER ARMOUR INCput | $3,803,000 | – | 108,900 | +100.0% | 0.20% | – |
| SO | New | SOUTHERN CO | $3,686,000 | – | 75,000 | +100.0% | 0.19% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $3,631,000 | – | 15,307 | +100.0% | 0.19% | – |
| HD | New | HOME DEPOT INC | $3,518,000 | – | 21,507 | +100.0% | 0.18% | – |
| HTZGQ | Buy | HERTZ GLOBAL HLDGS INC | $3,276,000 | +526.4% | 146,500 | +222.0% | 0.17% | +525.9% |
| MMM | New | 3M CO | $3,213,000 | – | 15,307 | +100.0% | 0.17% | – |
| AN | New | AUTONATION INC | $3,123,000 | – | 65,800 | +100.0% | 0.16% | – |
| BKMU | New | BANK MUTUAL CORP NEW | $3,086,000 | – | 304,050 | +100.0% | 0.16% | – |
| L100PS | New | ARCONIC INC | $3,060,000 | – | 123,000 | +100.0% | 0.16% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $2,998,000 | – | 15,307 | +100.0% | 0.16% | – |
| SRCLP | New | STERICYCLE INCdep pfd a 1/10 | $2,832,000 | – | 48,639 | +100.0% | 0.15% | – |
| JWN | Sell | NORDSTROM INC | $2,593,000 | -30.9% | 55,000 | -29.9% | 0.13% | -30.2% |
| RH | Sell | RH | $2,602,000 | -19.3% | 37,000 | -26.0% | 0.13% | -18.8% |
| PBR | Sell | PETROLEO BRASILEIRO SA PETROsponsored adr | $2,489,000 | +25.3% | 247,900 | -0.3% | 0.13% | +26.5% |
| LUMN | New | CENTURYLINK INC | $2,455,000 | – | 129,890 | +100.0% | 0.13% | – |
| Sell | TESLA INCnote 2.375% 3/1 | $2,459,000 | -59.2% | 2,000,000 | -58.4% | 0.13% | -58.8% | |
| ARCX | New | ARC LOGISTICS PARTNERS LP | $2,429,000 | – | 145,472 | +100.0% | 0.12% | – |
| MCD | New | MCDONALDS CORP | $2,398,000 | – | 15,307 | +100.0% | 0.12% | – |
| DDD | Sell | 3-D SYS CORP DEL | $2,373,000 | -54.2% | 177,200 | -36.1% | 0.12% | -53.6% |
| AAPL | New | APPLE INC | $2,359,000 | – | 15,307 | +100.0% | 0.12% | – |
| FEYE | FIREEYE INC | $2,318,000 | +10.3% | 138,200 | 0.0% | 0.12% | +12.1% | |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $2,221,000 | – | 15,307 | +100.0% | 0.12% | – |
| New | TESLA INCnote 0.250% 3/0 | $2,200,000 | – | 2,000,000 | +100.0% | 0.11% | – | |
| RDFN | New | REDFIN CORP | $2,183,000 | – | 87,000 | +100.0% | 0.11% | – |
| JNJ | New | JOHNSON & JOHNSON | $1,990,000 | – | 15,307 | +100.0% | 0.10% | – |
| YELP | Buy | YELP INCcl a | $1,948,000 | +85.3% | 45,000 | +28.6% | 0.10% | +87.0% |
| BLVD | Sell | BOULEVARD ACQUISITIONcl a | $1,941,000 | -3.2% | 194,533 | -2.8% | 0.10% | -2.9% |
| CAT | New | CATERPILLAR INC DEL | $1,909,000 | – | 15,307 | +100.0% | 0.10% | – |
| TRV | New | TRAVELERS COMPANIES INC | $1,875,000 | – | 15,307 | +100.0% | 0.10% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $1,878,000 | – | 125,000 | +100.0% | 0.10% | – |
| CVX | New | CHEVRON CORP NEW | $1,799,000 | – | 15,307 | +100.0% | 0.09% | – |
| FIT | FITBIT INCput | $1,810,000 | -12.3% | 158,000 | 0.0% | 0.09% | -12.3% | |
| ZNGA | Buy | ZYNGA INCcl a | $1,773,000 | +62.8% | 469,000 | +56.7% | 0.09% | +64.3% |
| UTX | New | UNITED TECHNOLOGIES CORP | $1,777,000 | – | 15,307 | +100.0% | 0.09% | – |
| VRX | Sell | VALEANT PHARMACEUTICALS INTL | $1,701,000 | -40.8% | 118,700 | -28.6% | 0.09% | -40.1% |
| WRLS | New | PENSARE ACQUISITION CORP | $1,711,000 | – | 176,600 | +100.0% | 0.09% | – |
| TWLO | Sell | TWILIO INCcl a | $1,687,000 | +1.7% | 56,500 | -0.9% | 0.09% | +2.4% |
| TER | New | TERADYNE INC | $1,674,000 | – | 44,900 | +100.0% | 0.09% | – |
| UA | New | UNDER ARMOUR INCcl c | $1,636,000 | – | 108,900 | +100.0% | 0.08% | – |
| SPWR | Buy | SUNPOWER CORPput | $1,524,000 | +17.2% | 171,100 | +0.5% | 0.08% | +19.7% |
| DIS | New | DISNEY WALT CO | $1,509,000 | – | 15,307 | +100.0% | 0.08% | – |
| DDD | Sell | 3-D SYS CORP DELput | $1,497,000 | -25.2% | 177,200 | -36.1% | 0.08% | -24.5% |
| NTNX | NUTANIX INCcl a | $1,469,000 | +11.1% | 65,600 | 0.0% | 0.08% | +11.8% | |
| GPRO | Sell | GOPRO INCcl a | $1,467,000 | +10.1% | 133,200 | -18.7% | 0.08% | +11.8% |
| JPM | New | JPMORGAN CHASE & CO | $1,462,000 | – | 15,307 | +100.0% | 0.08% | – |
| UAA | Sell | UNDER ARMOUR INCcl a | $1,449,000 | -37.7% | 87,900 | -17.8% | 0.08% | -37.0% |
| WW | Sell | WEIGHT WATCHERS INTL INC NEW | $1,420,000 | -48.4% | 32,600 | -60.4% | 0.07% | -48.2% |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $1,419,000 | – | 25,000 | +100.0% | 0.07% | – |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $1,414,000 | +29.3% | 12,500 | +25.0% | 0.07% | +30.4% |
| AXP | New | AMERICAN EXPRESS CO | $1,385,000 | – | 15,307 | +100.0% | 0.07% | – |
| PG | New | PROCTER AND GAMBLE CO | $1,393,000 | – | 15,307 | +100.0% | 0.07% | – |
| ON | New | ON SEMICONDUCTOR CORP | $1,385,000 | – | 75,000 | +100.0% | 0.07% | – |
| New | CTRIP COM INTL LTDnote 1.250%10/1 | $1,383,000 | – | 1,000,000 | +100.0% | 0.07% | – | |
| THC | New | TENET HEALTHCARE CORP | $1,372,000 | – | 83,500 | +100.0% | 0.07% | – |
| TWLO | Sell | TWILIO INCput | $1,362,000 | -7.7% | 56,500 | -0.9% | 0.07% | -6.7% |
| OA | New | ORBITAL ATK INC | $1,332,000 | – | 10,000 | +100.0% | 0.07% | – |
| RATE | New | BANKRATE INC DEL | $1,320,000 | – | 94,640 | +100.0% | 0.07% | – |
| AMC | New | AMC ENTMT HLDGS INC | $1,294,000 | – | 88,000 | +100.0% | 0.07% | – |
| PBNC | New | PARAGON COML CORP | $1,278,000 | – | 22,630 | +100.0% | 0.07% | – |
| XOM | New | EXXON MOBIL CORP | $1,255,000 | – | 15,307 | +100.0% | 0.06% | – |
| SPWR | Buy | SUNPOWER CORP | $1,247,000 | -21.6% | 171,100 | +0.5% | 0.06% | -21.0% |
| SEIC | New | SEI INVESTMENTS CO | $1,221,000 | – | 20,000 | +100.0% | 0.06% | – |
| FSACU | New | FEDERAL STR ACQUISITION CORPunit 99/99/9999 | $1,213,000 | – | 117,798 | +100.0% | 0.06% | – |
| WMT | New | WAL-MART STORES INC | $1,196,000 | – | 15,307 | +100.0% | 0.06% | – |
| FIG | Sell | FORTRESS INVESTMENT GROUP LLcl a | $1,196,000 | -25.2% | 150,000 | -25.0% | 0.06% | -24.4% |
| GPRO | Sell | GOPRO INCput | $1,184,000 | -26.9% | 133,200 | -18.7% | 0.06% | -26.5% |
| RH | Sell | RHput | $1,173,000 | +1134.7% | 37,000 | -26.0% | 0.06% | +1120.0% |
| SQ | Buy | SQUARE INCcl a | $1,152,000 | +180.3% | 40,000 | +128.6% | 0.06% | +185.7% |
| STL | New | STERLING BANCORP DEL | $1,154,000 | – | 46,828 | +100.0% | 0.06% | – |
| UBNT | Sell | UBIQUITI NETWORKS INC | $1,148,000 | -75.9% | 20,500 | -77.7% | 0.06% | -75.8% |
| MSFT | New | MICROSOFT CORP | $1,140,000 | – | 15,307 | +100.0% | 0.06% | – |
| RHT | Sell | RED HAT INC | $1,131,000 | -49.0% | 10,200 | -56.0% | 0.06% | -48.7% |
| FIT | FITBIT INCcl a | $1,100,000 | +31.1% | 158,000 | 0.0% | 0.06% | +32.6% | |
| WVE | New | WAVE LIFE SCIENCES LTD | $1,088,000 | – | 50,000 | +100.0% | 0.06% | – |
| TSN | New | TYSON FOODS INCcl a | $1,057,000 | – | 15,000 | +100.0% | 0.06% | – |
| DWDP | New | DOWDUPONT INC | $1,060,000 | – | 15,307 | +100.0% | 0.06% | – |
| GPAC | Sell | GLOBAL PARTNER ACQUISITION C | $1,047,000 | -24.2% | 104,381 | -24.9% | 0.05% | -23.9% |
| QQQ | Sell | POWERSHARES QQQ TRUSTcall | $1,052,000 | +50.3% | 4,117,529 | -17.7% | 0.05% | +50.0% |
| MRK | New | MERCK & CO INC | $980,000 | – | 15,307 | +100.0% | 0.05% | – |
| Buy | PANDORA MEDIA INCnote 1.750%12/0 | $963,000 | +102.3% | 1,033,000 | +106.6% | 0.05% | +108.3% | |
| RICE | New | RICE ENERGY INC | $948,000 | – | 32,753 | +100.0% | 0.05% | – |
| RDFN | New | REDFIN CORPput | $939,000 | – | 87,000 | +100.0% | 0.05% | – |
| THC | New | TENET HEALTHCARE CORPput | $928,000 | – | 83,500 | +100.0% | 0.05% | – |
| XONE | New | EXONE CO | $909,000 | – | 80,000 | +100.0% | 0.05% | – |
| DEPOMED INCnote 2.500% 9/0 | $890,000 | -16.0% | 1,200,000 | 0.0% | 0.05% | -14.8% | ||
| BOFI | BOFI HLDG INC | $806,000 | +20.1% | 28,300 | 0.0% | 0.04% | +23.5% | |
| NKE | New | NIKE INCcl b | $794,000 | – | 15,307 | +100.0% | 0.04% | – |
| CICU | New | CAPITOL INVT CORP IVunit 99/99/9999 | $750,000 | – | 74,300 | +100.0% | 0.04% | – |
| EAGL | Sell | DOUBLE EAGLE ACQUISITION COR | $756,000 | -36.7% | 75,000 | -37.2% | 0.04% | -36.1% |
| ELF | New | E L F BEAUTY INC | $746,000 | – | 33,100 | +100.0% | 0.04% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $758,000 | – | 15,307 | +100.0% | 0.04% | – |
| CPN | New | CALPINE CORP | $738,000 | – | 50,000 | +100.0% | 0.04% | – |
| New | INTEL CORPsdcv 3.250% 8/0 | $727,000 | – | 395,000 | +100.0% | 0.04% | – | |
| KO | New | COCA COLA CO | $689,000 | – | 15,307 | +100.0% | 0.04% | – |
| TMUS | New | T MOBILE US INC | $701,000 | – | 11,373 | +100.0% | 0.04% | – |
| CRRTQ | CARBO CERAMICS INC | $698,000 | +26.0% | 80,900 | 0.0% | 0.04% | +28.6% | |
| FMX | Sell | FOMENTO ECONOMICO MEXICANO Sspon adr units | $659,000 | -41.2% | 6,900 | -39.5% | 0.03% | -40.4% |
| RGLD | Sell | ROYAL GOLD INC | $645,000 | +3.2% | 7,500 | -6.2% | 0.03% | +3.1% |
| DOFSQ | Sell | DIAMOND OFFSHORE DRILLING IN | $637,000 | -84.6% | 43,900 | -88.5% | 0.03% | -84.4% |
| MON | New | MONSANTO CO NEW | $599,000 | – | 5,000 | +100.0% | 0.03% | – |
| INTC | New | INTEL CORP | $583,000 | – | 15,307 | +100.0% | 0.03% | – |
| EC | New | ECOPETROL S Asponsored ads | $563,000 | – | 59,300 | +100.0% | 0.03% | – |
| FSLR | Sell | FIRST SOLAR INCput | $566,000 | -54.5% | 136,400 | -7.1% | 0.03% | -54.7% |
| GSHT | New | GORES HLDGS II INC | $564,000 | – | 56,585 | +100.0% | 0.03% | – |
| PFE | Sell | PFIZER INC | $546,000 | -95.4% | 15,307 | -95.7% | 0.03% | -95.4% |
| DOFSQ | Sell | DIAMOND OFFSHORE DRILLING INput | $545,000 | -74.0% | 43,900 | -88.5% | 0.03% | -73.8% |
| CSCO | New | CISCO SYS INC | $515,000 | – | 15,307 | +100.0% | 0.03% | – |
| TSU | New | TIM PARTICIPACOES S Asponsored adr | $532,000 | – | 29,100 | +100.0% | 0.03% | – |
| CRRTQ | CARBO CERAMICS INCput | $519,000 | -22.4% | 80,900 | 0.0% | 0.03% | -20.6% | |
| HCACU | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $517,000 | +2.8% | 50,000 | 0.0% | 0.03% | +3.8% | |
| GOOS | CANADA GOOSE HOLDINGS INC | $503,000 | +3.9% | 24,500 | 0.0% | 0.03% | +4.0% | |
| FMSA | New | FAIRMOUNT SANTROL HLDGS INC | $478,000 | – | 100,038 | +100.0% | 0.02% | – |
| OKSB | Sell | SOUTHWEST BANCORP INC OKLA | $489,000 | -87.4% | 17,749 | -88.3% | 0.02% | -87.4% |
| ESV | New | ENSCO PLC | $467,000 | – | 78,200 | +100.0% | 0.02% | – |
| OSPRU | New | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $449,000 | – | 45,158 | +100.0% | 0.02% | – |
| TPGEU | New | TPG PACE ENERGY HLDGS CORPunit 99/99/9999 | $408,000 | – | 40,000 | +100.0% | 0.02% | – |
| ELF | New | E L F BEAUTY INCput | $384,000 | – | 33,100 | +100.0% | 0.02% | – |
| SA | Sell | SEABRIDGE GOLD INC | $379,000 | -8.5% | 31,100 | -18.8% | 0.02% | -4.8% |
| GE | New | GENERAL ELECTRIC CO | $370,000 | – | 15,307 | +100.0% | 0.02% | – |
| WNRL | New | WESTERN REFNG LOGISTICS LP | $349,000 | – | 13,539 | +100.0% | 0.02% | – |
| SRUN | New | SILVER RUN ACQUISITION | $357,000 | – | 35,000 | +100.0% | 0.02% | – |
| HTZGQ | Buy | HERTZ GLOBAL HLDGS INCput | $327,000 | +66.0% | 146,500 | +222.0% | 0.02% | +70.0% |
| XONE | New | EXONE COput | $337,000 | – | 80,000 | +100.0% | 0.02% | – |
| AABA | Sell | ALTABA INC | $331,000 | -19.1% | 5,000 | -33.3% | 0.02% | -19.0% |
| BRCD | New | BROCADE COMMUNICATIONS SYS I | $299,000 | – | 25,000 | +100.0% | 0.02% | – |
| PCRX | Sell | PACIRA PHARMACEUTICALS INC | $289,000 | -37.6% | 7,700 | -20.6% | 0.02% | -37.5% |
| FEYE | FIREEYE INCput | $291,000 | -43.4% | 138,200 | 0.0% | 0.02% | -42.3% | |
| CMCM | Sell | CHEETAH MOBILE INCadr | $299,000 | -56.0% | 35,500 | -43.7% | 0.02% | -57.1% |
| CFCO | Buy | CF CORP | $300,000 | +6.8% | 27,000 | +8.0% | 0.02% | +7.1% |
| AMC | New | AMC ENTMT HLDGS INCput | $286,000 | – | 88,000 | +100.0% | 0.02% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $264,000 | – | 15,700 | +100.0% | 0.01% | – |
| GTYHU | New | GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999 | $262,000 | – | 25,000 | +100.0% | 0.01% | – |
| JWN | Sell | NORDSTROM INCput | $248,000 | -27.3% | 55,000 | -29.9% | 0.01% | -23.5% |
| TPGHU | Buy | TPG PACE HLDGS CORPunit 99/99/9999 | $257,000 | +6.6% | 25,000 | +6.2% | 0.01% | +8.3% |
| HCAC | New | HENNESSY CAP ACQUSTON CORP I | $246,000 | – | 25,000 | +100.0% | 0.01% | – |
| HCRSQ | New | HI-CRUSH PARTNERS LP | $228,000 | – | 24,000 | +100.0% | 0.01% | – |
| NTNX | NUTANIX INCput | $211,000 | -48.0% | 65,600 | 0.0% | 0.01% | -47.6% | |
| CMCM | Sell | CHEETAH MOBILE INCput | $222,000 | -11.9% | 35,500 | -43.7% | 0.01% | -15.4% |
| UBNT | Sell | UBIQUITI NETWORKS INCput | $176,000 | -77.3% | 20,500 | -77.7% | 0.01% | -77.5% |
| SA | Sell | SEABRIDGE GOLD INCput | $161,000 | -42.9% | 31,100 | -18.8% | 0.01% | -42.9% |
| DYN | New | DYNEGY INC NEW DEL | $152,000 | – | 15,500 | +100.0% | 0.01% | – |
| WW | Sell | WEIGHT WATCHERS INTL INC NEWcall | $113,000 | +82.3% | 32,600 | -60.4% | 0.01% | +100.0% |
| IAMXU | New | I AM CAP ACQUISITION COunit 08/15/2022 | $123,000 | – | 12,041 | +100.0% | 0.01% | – |
| SNAP | Buy | SNAP INCcall | $109,000 | +890.9% | 380,800 | +407.7% | 0.01% | +500.0% |
| GNCIQ | Sell | GNC HLDGS INC | $88,000 | -44.3% | 10,000 | -46.5% | 0.01% | -37.5% |
| RH | New | RHcall | $94,000 | – | 37,000 | +100.0% | 0.01% | – |
| VRX | Sell | VALEANT PHARMACEUTICALS INTLput | $68,000 | -84.2% | 118,700 | -28.6% | 0.00% | -81.8% |
| FXE | Sell | CURRENCYSHARES EURO TRput | $68,000 | +161.5% | 183,200 | -43.6% | 0.00% | +300.0% |
| SEAS | New | SEAWORLD ENTMT INC | $71,000 | – | 5,500 | +100.0% | 0.00% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N Vput | $79,000 | – | 15,700 | +100.0% | 0.00% | – |
| BOFI | BOFI HLDG INCput | $51,000 | -74.0% | 28,300 | 0.0% | 0.00% | -70.0% | |
| Sell | CARDTRONICS INCnote 1.000%12/0 | $58,000 | -98.3% | 63,000 | -98.2% | 0.00% | -98.3% | |
| GNCIQ | Sell | GNC HLDGS INCput | $65,000 | -17.7% | 10,000 | -46.5% | 0.00% | -25.0% |
| AN | New | AUTONATION INCput | $62,000 | – | 65,800 | +100.0% | 0.00% | – |
| LSCC | New | LATTICE SEMICONDUCTOR CORP | $52,000 | – | 10,000 | +100.0% | 0.00% | – |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING INcall | $42,000 | – | 43,900 | +100.0% | 0.00% | – |
| GPRO | New | GOPRO INCcall | $30,000 | – | 133,200 | +100.0% | 0.00% | – |
| TWLO | Sell | TWILIO INCcall | $48,000 | -36.8% | 56,500 | -0.9% | 0.00% | -50.0% |
| GOOS | CANADA GOOSE HOLDINGS INCput | $33,000 | -54.8% | 24,500 | 0.0% | 0.00% | -50.0% | |
| SEAS | New | SEAWORLD ENTMT INCput | $23,000 | – | 5,500 | +100.0% | 0.00% | – |
| THC | New | TENET HEALTHCARE CORPcall | $13,000 | – | 83,500 | +100.0% | 0.00% | – |
| New | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $19,000 | – | 19,000 | +100.0% | 0.00% | – | |
| SPWR | Exit | SUNPOWER CORPcall | $0 | – | -170,300 | -100.0% | 0.00% | – |
| JCPNQ | Exit | PENNEY J C INCcall | $0 | – | -78,500 | -100.0% | 0.00% | – |
| CYHHZ | Buy | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $5,000 | -16.7% | 400,000 | +33.3% | 0.00% | – |
| ELF | New | E L F BEAUTY INCcall | $1,000 | – | 33,100 | +100.0% | 0.00% | – |
| UA | New | UNDER ARMOUR INCcall | $7,000 | – | 108,900 | +100.0% | 0.00% | – |
| UBNT | New | UBIQUITI NETWORKS INCcall | $0 | – | 20,500 | +100.0% | 0.00% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N Vcall | $5,000 | – | 15,700 | +100.0% | 0.00% | – |
| BANC | Exit | BANC OF CALIFORNIA INCput | $0 | – | -16,900 | -100.0% | 0.00% | – |
| CLDR | Exit | CLOUDERA INCcall | $0 | – | -56,500 | -100.0% | 0.00% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -3,006,330 | -100.0% | 0.00% | – |
| BTI | Exit | BRITISH AMERN TOB PLCcall | $0 | – | -19,100 | -100.0% | 0.00% | – |
| WW | Sell | WEIGHT WATCHERS INTL INC NEWput | $2,000 | -81.8% | 32,600 | -60.4% | 0.00% | -100.0% |
| SNECQ | Exit | SANCHEZ ENERGY CORPput | $0 | – | -13,600 | -100.0% | -0.00% | – |
| GNCIQ | Exit | GNC HLDGS INCcall | $0 | – | -18,700 | -100.0% | -0.00% | – |
| FXI | Exit | ISHARES TRput | $0 | – | -11,500 | -100.0% | -0.00% | – |
| Exit | ROYAL GOLD INCnote 2.875% 6/1 | $0 | – | -58,000 | -100.0% | -0.00% | – | |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -17,000 | -100.0% | -0.00% | – |
| MTCH | Exit | MATCH GROUP INCput | $0 | – | -10,500 | -100.0% | -0.00% | – |
| TPX | Exit | TEMPUR SEALY INTL INCput | $0 | – | -15,200 | -100.0% | -0.00% | – |
| WB | Exit | WEIBO CORPput | $0 | – | -83,900 | -100.0% | -0.01% | – |
| SNECQ | Exit | SANCHEZ ENERGY CORP | $0 | – | -13,600 | -100.0% | -0.01% | – |
| JCPNQ | Exit | PENNEY J C INCput | $0 | – | -78,500 | -100.0% | -0.01% | – |
| UAA | Exit | UNDER ARMOUR INCcall | $0 | – | -106,900 | -100.0% | -0.01% | – |
| DSKE | Exit | DASEKE INC | $0 | – | -12,000 | -100.0% | -0.01% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -3,006,330 | -100.0% | -0.01% | – |
| MTCH | Exit | MATCH GROUP INC | $0 | – | -10,500 | -100.0% | -0.01% | – |
| MZOR | Exit | MAZOR ROBOTICS LTDput | $0 | – | -24,500 | -100.0% | -0.01% | – |
| TRCO | Exit | TRIBUNE MEDIA COcl a | $0 | – | -5,000 | -100.0% | -0.01% | – |
| INFY | Exit | INFOSYS LTDsponsored adr | $0 | – | -15,600 | -100.0% | -0.01% | – |
| BTI | Exit | BRITISH AMERN TOB PLCput | $0 | – | -19,100 | -100.0% | -0.02% | – |
| CBD | Exit | COMPANHIA BRASILEIRA DE DISTspn adr pfd cl a | $0 | – | -15,900 | -100.0% | -0.02% | – |
| BANC | Exit | BANC OF CALIFORNIA INC | $0 | – | -16,900 | -100.0% | -0.02% | – |
| SRUNU | Exit | SILVER RUN ACQUISITIONunit 99/99/9999 | $0 | – | -40,000 | -100.0% | -0.02% | – |
| OASPQ | Exit | OASIS PETE INC NEW | $0 | – | -53,500 | -100.0% | -0.02% | – |
| HAWK | Exit | BLACKHAWK NETWORK HLDGS INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| FXI | Exit | ISHARES TRchina lg-cap etf | $0 | – | -11,500 | -100.0% | -0.02% | – |
| SBS | Exit | COMPANHIA DE SANEAMENTO BASIsponsored adr | $0 | – | -46,400 | -100.0% | -0.02% | – |
| WDAY | Exit | WORKDAY INCcl a | $0 | – | -4,600 | -100.0% | -0.02% | – |
| SIMO | Exit | SILICON MOTION TECHNOLOGY COsponsored adr | $0 | – | -10,000 | -100.0% | -0.02% | – |
| TWX | Exit | TIME WARNER INC | $0 | – | -5,000 | -100.0% | -0.03% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $0 | – | -15,000 | -100.0% | -0.03% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -137,600 | -100.0% | -0.03% | – |
| LEN | Exit | LENNAR CORPcl a | $0 | – | -10,000 | -100.0% | -0.03% | – |
| EAGLU | Exit | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $0 | – | -58,500 | -100.0% | -0.03% | – |
| EACQ | Exit | EASTERLY ACQUISITION CORP | $0 | – | -72,329 | -100.0% | -0.04% | – |
| AAOI | Exit | APPLIED OPTOELECTRONICS INCput | $0 | – | -51,000 | -100.0% | -0.04% | – |
| TOL | Exit | TOLL BROTHERS INC | $0 | – | -19,201 | -100.0% | -0.04% | – |
| FBR | Exit | FIBRIA CELULOSE S A | $0 | – | -75,800 | -100.0% | -0.04% | – |
| TPX | Exit | TEMPUR SEALY INTL INC | $0 | – | -15,200 | -100.0% | -0.04% | – |
| MZOR | Exit | MAZOR ROBOTICS LTDsponsored ads | $0 | – | -24,500 | -100.0% | -0.04% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -45,000 | -100.0% | -0.04% | – |
| CLDR | Exit | CLOUDERA INC | $0 | – | -56,500 | -100.0% | -0.05% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -7,900 | -100.0% | -0.05% | – |
| CLDR | Exit | CLOUDERA INCput | $0 | – | -56,500 | -100.0% | -0.05% | – |
| MMDM | Exit | MODERN MEDIA ACQUISITION | $0 | – | -100,000 | -100.0% | -0.05% | – |
| ANTX | Exit | ANTHEM INCunit 05/01/20188 | $0 | – | -25,000 | -100.0% | -0.07% | – |
| BTI | Exit | BRITISH AMERN TOB PLCsponsored adr | $0 | – | -19,100 | -100.0% | -0.07% | – |
| Exit | WHITING PETE CORP NEWnote 1.250% 4/0 | $0 | – | -1,601,000 | -100.0% | -0.07% | – | |
| BDXA | Exit | BECTON DICKINSON & CO | $0 | – | -24,770 | -100.0% | -0.07% | – |
| NEEPRQ | Exit | NEXTERA ENERGY INCunit 08/31/2018 | $0 | – | -24,826 | -100.0% | -0.08% | – |
| DCUD | Exit | DOMINION ENERGY INCunit 08/15/2019 | $0 | – | -32,000 | -100.0% | -0.08% | – |
| XBKS | Exit | XENITH BANKSHARES INC NEW | $0 | – | -71,633 | -100.0% | -0.11% | – |
| Exit | YAHOO INCnote 12/0 | $0 | – | -2,000,000 | -100.0% | -0.12% | – | |
| Exit | TWITTER INCnote 1.000% 9/1 | $0 | – | -2,500,000 | -100.0% | -0.12% | – | |
| SGBK | Exit | STONEGATE BK FT LAUDERDALE F | $0 | – | -50,000 | -100.0% | -0.12% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -45,000 | -100.0% | -0.14% | – |
| Exit | DYCOM INDS INCnote 0.750% 9/1 | $0 | – | -2,700,000 | -100.0% | -0.16% | – | |
| AAOI | Exit | APPLIED OPTOELECTRONICS INC | $0 | – | -51,000 | -100.0% | -0.16% | – |
| VTTI | Exit | VTTI ENERGY PARTNERS LP | $0 | – | -165,000 | -100.0% | -0.17% | – |
| Exit | TRINITY INDS INCnote 3.875% 6/0 | $0 | – | -2,670,000 | -100.0% | -0.17% | – | |
| Exit | NUVASIVE INCnote 2.250% 3/1 | $0 | – | -2,500,000 | -100.0% | -0.18% | – | |
| Exit | NEWMONT MINING CORPnote 1.625% 7/1 | $0 | – | -3,500,000 | -100.0% | -0.18% | – | |
| UAA | Exit | UNDER ARMOUR INCput | $0 | – | -106,900 | -100.0% | -0.19% | – |
| GLBL | Exit | TERRAFORM GLOBAL INCcl a | $0 | – | -792,348 | -100.0% | -0.20% | – |
| Exit | STANDARD PAC CORP NEWnote 1.250% 8/0 | $0 | – | -4,000,000 | -100.0% | -0.20% | – | |
| WSTC | Exit | WEST CORP | $0 | – | -200,000 | -100.0% | -0.24% | – |
| EXC | Exit | EXELON CORP | $0 | – | -139,600 | -100.0% | -0.26% | – |
| ELOS | Exit | SYNERON MEDICAL LTD | $0 | – | -460,000 | -100.0% | -0.26% | – |
| SRE | Exit | SEMPRA ENERGY | $0 | – | -48,300 | -100.0% | -0.28% | – |
| WB | Exit | WEIBO CORPsponsored adr | $0 | – | -83,900 | -100.0% | -0.28% | – |
| SCHW | Exit | SCHWAB CHARLES CORP NEW | $0 | – | -146,500 | -100.0% | -0.32% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -38,700 | -100.0% | -0.34% | – |
| APD | Exit | AIR PRODS & CHEMS INC | $0 | – | -54,500 | -100.0% | -0.40% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -9,800 | -100.0% | -0.47% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -300,000 | -100.0% | -1.92% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-10-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.