$1.2 Billion is the total value of MIZUHO SECURITIES USA LLC's 195 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 83.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLT | Buy | ISHARES TR20 yr tr bd etf | $206,265,000 | +271.2% | 1,500,000 | +275.0% | 17.16% | +94.8% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $115,826,000 | +926.4% | 975,571 | +830.0% | 9.64% | +438.7% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $108,591,000 | +3.3% | 501,806 | +0.0% | 9.04% | -45.8% |
| AMZN | New | AMAZON COM INC | $104,664,000 | – | 125,000 | +100.0% | 8.71% | – |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $60,852,000 | +16.9% | 332,844 | +14.5% | 5.06% | -38.7% |
| BIIB | New | BIOGEN INC | $36,061,000 | – | 115,200 | +100.0% | 3.00% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $33,138,000 | +151.6% | 208,614 | +140.4% | 2.76% | +32.0% |
| PXD | New | PIONEER NAT RES CO | $28,126,000 | – | 151,500 | +100.0% | 2.34% | – |
| MRO | New | MARATHON OIL CORP | $24,472,000 | – | 1,547,900 | +100.0% | 2.04% | – |
| DOW | New | DOW CHEM CO | $22,961,000 | – | 443,000 | +100.0% | 1.91% | – |
| WFC | Buy | WELLS FARGO & CO NEW | $22,654,000 | +378.6% | 511,600 | +411.6% | 1.88% | +151.3% |
| Buy | INTEL CORPsdcv 12/1 | $16,612,000 | +180.2% | 12,080,000 | +162.6% | 1.38% | +47.0% | |
| New | WHITING PETE CORP NEWdbcv 1.250% 6/0 | $13,203,000 | – | 14,000,000 | +100.0% | 1.10% | – | |
| TWX | New | TIME WARNER INC | $11,241,000 | – | 141,200 | +100.0% | 0.94% | – |
| Buy | WEBMD HEALTH CORPnote 1.500%12/0 | $10,974,000 | +70.3% | 9,600,000 | +88.2% | 0.91% | -10.6% | |
| SMH | New | VANECK VECTORS ETF TRsemiconductor et | $9,948,000 | – | 143,200 | +100.0% | 0.83% | – |
| HLF | New | HERBALIFE LTD | $9,007,000 | – | 145,300 | +100.0% | 0.75% | – |
| DCUD | New | DOMINION RES INC VA NEWunit 08/15/2019 | $8,839,000 | – | 176,013 | +100.0% | 0.74% | – |
| APC | New | ANADARKO PETE CORP | $8,756,000 | – | 138,200 | +100.0% | 0.73% | – |
| Buy | STILLWATER MNG COnote 1.750%10/1 | $8,161,000 | +629.3% | 6,844,000 | +584.4% | 0.68% | +283.6% | |
| ADBE | New | ADOBE SYS INC | $8,010,000 | – | 73,800 | +100.0% | 0.67% | – |
| CSX | New | CSX CORP | $7,710,000 | – | 252,800 | +100.0% | 0.64% | – |
| CELG | Buy | CELGENE CORP | $7,704,000 | +681.3% | 73,700 | +637.0% | 0.64% | +310.9% |
| New | WRIGHT MED GROUP INCnote 2.000% 2/1 | $7,704,000 | – | 7,200,000 | +100.0% | 0.64% | – | |
| AGNPRA | Sell | ALLERGAN PLCpfd conv ser a | $7,280,000 | -8.2% | 8,900 | -7.0% | 0.61% | -51.8% |
| CHK | New | CHESAPEAKE ENERGY CORP | $6,521,000 | – | 1,040,000 | +100.0% | 0.54% | – |
| Buy | STARWOOD PPTY TR INCnote 4.550% 3/0 | $6,476,000 | +680.2% | 5,993,000 | +649.1% | 0.54% | +308.3% | |
| GLW | Sell | CORNING INC | $6,454,000 | -9.5% | 272,900 | -21.7% | 0.54% | -52.5% |
| PCLN | Buy | PRICELINE GRP INC | $5,886,000 | +625.8% | 4,000 | +515.4% | 0.49% | +279.8% |
| UAA | Buy | UNDER ARMOUR INCcl a | $5,783,000 | +45.6% | 149,500 | +51.0% | 0.48% | -23.7% |
| CVX | Buy | CHEVRON CORP NEW | $5,611,000 | +23.6% | 54,514 | +25.9% | 0.47% | -35.0% |
| MMM | Buy | 3M CO | $5,430,000 | +418.1% | 30,814 | +414.9% | 0.45% | +172.3% |
| PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $5,275,000 | +1.3% | 3,500,000 | 0.0% | 0.44% | -46.8% | ||
| TSLA | New | TESLA MTRS INC | $5,186,000 | – | 25,420 | +100.0% | 0.43% | – |
| CMG | New | CHIPOTLE MEXICAN GRILL INC | $5,082,000 | – | 12,000 | +100.0% | 0.42% | – |
| MO | New | ALTRIA GROUP INC | $4,976,000 | – | 78,700 | +100.0% | 0.41% | – |
| GS | Buy | GOLDMAN SACHS GROUP INC | $4,969,000 | +458.9% | 30,814 | +414.9% | 0.41% | +192.9% |
| PWR | New | QUANTA SVCS INC | $4,834,000 | – | 172,700 | +100.0% | 0.40% | – |
| Buy | XILINX INCnote 2.625% 6/1 | $4,718,000 | +33.1% | 2,506,000 | +13.6% | 0.39% | -30.1% | |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $4,441,000 | +623.3% | 43,714 | +630.4% | 0.37% | +281.4% |
| ANTX | Buy | ANTHEM INCunit 05/01/20188 | $4,347,000 | +337.3% | 100,000 | +345.4% | 0.36% | +129.1% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $4,314,000 | +410.5% | 30,814 | +414.9% | 0.36% | +167.9% |
| IGE | New | ISHARES TRna nat res | $4,259,000 | – | 123,600 | +100.0% | 0.35% | – |
| FTRPR | New | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $4,154,000 | – | 50,000 | +100.0% | 0.35% | – |
| Buy | WEBMD HEALTH CORPnote 2.500% 1/3 | $4,109,000 | +167.7% | 3,975,000 | +181.7% | 0.34% | +40.7% | |
| Buy | MEDICINES COnote 2.500% 1/1 | $4,107,000 | +73.6% | 3,180,000 | +59.0% | 0.34% | -8.8% | |
| BA | Buy | BOEING CO | $4,059,000 | +422.4% | 30,814 | +414.9% | 0.34% | +174.8% |
| New | CTRIP COM INTL LTDnote 1.000% 7/0 | $4,026,000 | – | 3,700,000 | +100.0% | 0.34% | – | |
| HD | Buy | HOME DEPOT INC | $3,965,000 | +419.0% | 30,814 | +414.9% | 0.33% | +172.7% |
| GILD | New | GILEAD SCIENCES INC | $3,956,000 | – | 50,000 | +100.0% | 0.33% | – |
| Buy | PALO ALTO NETWORKS INCnote 7/0 | $3,850,000 | +812.3% | 2,526,000 | +660.8% | 0.32% | +377.6% | |
| MBBYF | Buy | MOBILEYE N V AMSTELVEEN | $3,657,000 | +2.9% | 85,900 | +11.6% | 0.30% | -46.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $3,640,000 | +401.4% | 30,814 | +414.9% | 0.30% | +163.5% |
| TESLA MTRS INCnote 1.500% 6/0 | $3,635,000 | -4.8% | 2,250,000 | 0.0% | 0.30% | -50.1% | ||
| MCD | Buy | MCDONALDS CORP | $3,555,000 | +393.8% | 30,814 | +414.9% | 0.30% | +159.6% |
| TRV | Buy | TRAVELERS COMPANIES INC | $3,530,000 | +395.8% | 30,814 | +414.9% | 0.29% | +160.2% |
| AAPL | Sell | APPLE INC | $3,484,000 | -89.8% | 30,814 | -91.4% | 0.29% | -94.7% |
| RH | Buy | RESTORATION HARDWARE HLDGS I | $3,399,000 | +86.0% | 98,300 | +54.3% | 0.28% | -2.4% |
| WHR | New | WHIRLPOOL CORP | $3,308,000 | – | 20,400 | +100.0% | 0.28% | – |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $3,281,000 | – | 67,200 | +100.0% | 0.27% | – |
| Sell | CTRIP COM INTL LTDnote 1.250%10/1 | $3,248,000 | -41.2% | 2,511,000 | -44.3% | 0.27% | -69.1% | |
| CSCO | Buy | CISCO SYS INC | $3,198,000 | +46.7% | 100,814 | +32.7% | 0.27% | -23.1% |
| AMJ | New | JPMORGAN CHASE & COalerian ml etn | $3,103,000 | – | 98,500 | +100.0% | 0.26% | – |
| Buy | ON SEMICONDUCTOR CORPnote 2.625%12/1 | $2,879,000 | +18.3% | 2,411,000 | +2.7% | 0.24% | -37.8% | |
| IBN | New | ICICI BK LTDadr | $2,869,000 | – | 384,100 | +100.0% | 0.24% | – |
| DIS | Buy | DISNEY WALT CO | $2,861,000 | +389.1% | 30,814 | +414.9% | 0.24% | +155.9% |
| HLF | New | HERBALIFE LTDput | $2,759,000 | – | 145,300 | +100.0% | 0.23% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $2,766,000 | +445.6% | 30,814 | +414.9% | 0.23% | +187.5% |
| CAT | Buy | CATERPILLAR INC DEL | $2,735,000 | +502.4% | 30,814 | +414.9% | 0.23% | +216.7% |
| XOM | Buy | EXXON MOBIL CORP | $2,689,000 | +379.3% | 30,814 | +414.9% | 0.22% | +151.7% |
| LC | LENDINGCLUB CORP | $2,641,000 | +43.7% | 427,400 | 0.0% | 0.22% | -24.4% | |
| FIT | Sell | FITBIT INCcl a | $2,615,000 | +16.1% | 176,200 | -4.4% | 0.22% | -38.9% |
| IP | New | INTL PAPER CO | $2,605,000 | – | 54,300 | +100.0% | 0.22% | – |
| YHOO | YAHOO INC | $2,599,000 | +14.7% | 60,300 | 0.0% | 0.22% | -39.8% | |
| V | Buy | VISA INC | $2,548,000 | +473.9% | 30,814 | +414.9% | 0.21% | +202.9% |
| SWNC | Buy | SOUTHWESTERN ENERGY CO | $2,540,000 | +13.1% | 80,000 | +5.0% | 0.21% | -40.7% |
| SPWR | Buy | SUNPOWER CORPput | $2,435,000 | +151.8% | 170,500 | +43.4% | 0.20% | +32.7% |
| FIT | Sell | FITBIT INCput | $2,399,000 | -15.9% | 176,200 | -4.4% | 0.20% | -55.8% |
| WMT | Buy | WAL-MART STORES INC | $2,222,000 | +408.5% | 30,814 | +414.9% | 0.18% | +168.1% |
| LGF | Buy | LIONS GATE ENTMNT CORP | $2,197,000 | +316.1% | 109,900 | +321.1% | 0.18% | +117.9% |
| DDD | Sell | 3-D SYS CORP DEL | $2,163,000 | +12.5% | 120,500 | -14.2% | 0.18% | -41.0% |
| NEE | New | NEXTERA ENERGY INC | $2,116,000 | – | 17,300 | +100.0% | 0.18% | – |
| New | LINKEDIN CORPnote 0.500%11/0 | $2,084,000 | – | 2,102,000 | +100.0% | 0.17% | – | |
| MAT | Sell | MATTEL INC | $2,071,000 | -59.6% | 68,400 | -58.2% | 0.17% | -78.8% |
| SBUX | Buy | STARBUCKS CORP | $2,063,000 | +80.6% | 38,100 | +90.5% | 0.17% | -5.0% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $2,064,000 | +432.0% | 30,814 | +414.9% | 0.17% | +177.4% |
| JPM | Buy | JPMORGAN CHASE & CO | $2,052,000 | +451.6% | 30,814 | +414.9% | 0.17% | +189.8% |
| Buy | COBALT INTL ENERGY INCnote 2.625%12/0 | $2,002,000 | +222.9% | 4,000,000 | +100.0% | 0.17% | +70.4% | |
| AXP | Buy | AMERICAN EXPRESS CO | $1,973,000 | +442.0% | 30,814 | +414.9% | 0.16% | +182.8% |
| KNDI | Buy | KANDI TECHNOLOGIES GROUP INCput | $1,936,000 | +11.6% | 130,600 | +23.9% | 0.16% | -41.5% |
| MRK | Buy | MERCK & CO INC | $1,923,000 | +457.4% | 30,814 | +414.9% | 0.16% | +190.9% |
| CX | New | CEMEX SAB DE CVspon adr new | $1,840,000 | – | 231,800 | +100.0% | 0.15% | – |
| MSFT | Buy | MICROSOFT CORP | $1,775,000 | +480.1% | 30,814 | +414.9% | 0.15% | +202.0% |
| SPWR | Buy | SUNPOWER CORP | $1,681,000 | -8.7% | 188,500 | +58.5% | 0.14% | -52.1% |
| New | STARWOOD PPTY TR INCnote 3.750%10/1 | $1,672,000 | – | 1,636,000 | +100.0% | 0.14% | – | |
| HRB | New | BLOCK H & R INC | $1,651,000 | – | 71,300 | +100.0% | 0.14% | – |
| RHT | Buy | RED HAT INC | $1,641,000 | +33.7% | 20,300 | +20.1% | 0.14% | -29.7% |
| NKE | Buy | NIKE INCcl b | $1,622,000 | +391.5% | 30,814 | +414.9% | 0.14% | +159.6% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,602,000 | +379.6% | 30,814 | +414.9% | 0.13% | +150.9% |
| RIG | Buy | TRANSOCEAN LTD | $1,569,000 | +266.6% | 147,200 | +308.9% | 0.13% | +92.6% |
| PACE | New | PACE HLDGS CORPcl a | $1,543,000 | – | 156,700 | +100.0% | 0.13% | – |
| SCTY | Buy | SOLARCITY CORP | $1,530,000 | +35.5% | 78,200 | +65.7% | 0.13% | -29.1% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $1,495,000 | – | 32,500 | +100.0% | 0.12% | – |
| XRX | Buy | XEROX CORP | $1,473,000 | +183.3% | 145,400 | +165.3% | 0.12% | +50.0% |
| GRUB | Sell | GRUBHUB INC | $1,419,000 | +28.6% | 33,000 | -7.0% | 0.12% | -32.6% |
| LC | LENDINGCLUB CORPput | $1,368,000 | -40.2% | 427,400 | 0.0% | 0.11% | -68.6% | |
| RIG | Buy | TRANSOCEAN LTDput | $1,329,000 | +36.4% | 147,200 | +308.9% | 0.11% | -27.9% |
| KO | Buy | COCA COLA CO | $1,304,000 | +381.2% | 30,814 | +414.9% | 0.11% | +151.2% |
| WW | Buy | WEIGHT WATCHERS INTL INC NEW | $1,235,000 | +1319.5% | 119,700 | +1496.0% | 0.10% | +635.7% |
| MEG | New | MEDIA GEN INC NEW | $1,198,000 | – | 65,000 | +100.0% | 0.10% | – |
| INTC | New | INTEL CORP | $1,163,000 | – | 30,814 | +100.0% | 0.10% | – |
| Sell | ROYAL GOLD INCnote 2.875% 6/1 | $1,115,000 | -28.0% | 1,003,000 | -33.1% | 0.09% | -62.0% | |
| WW | Buy | WEIGHT WATCHERS INTL INC NEWput | $1,089,000 | +53.2% | 119,700 | +1496.0% | 0.09% | -19.5% |
| DISH | New | DISH NETWORK CORPcl a | $1,041,000 | – | 19,000 | +100.0% | 0.09% | – |
| CSIQ | New | CANADIAN SOLAR INC | $1,043,000 | – | 75,900 | +100.0% | 0.09% | – |
| PFE | Buy | PFIZER INC | $1,044,000 | +394.8% | 30,814 | +414.9% | 0.09% | +163.6% |
| GPRO | Sell | GOPRO INCput | $1,040,000 | -77.1% | 42,400 | -78.0% | 0.09% | -87.9% |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $1,037,000 | – | 85,270 | +100.0% | 0.09% | – |
| CBRE | New | CBRE GROUP INCcl a | $1,010,000 | – | 36,100 | +100.0% | 0.08% | – |
| TSLA | New | TESLA MTRS INCput | $998,000 | – | 2,275,420 | +100.0% | 0.08% | – |
| New | BROCADE COMMUNICATIONS SYS Inote 1.375% 1/0 | $987,000 | – | 1,000,000 | +100.0% | 0.08% | – | |
| GLD | Sell | SPDR GOLD TRUST | $980,000 | -48.3% | 7,800 | -48.0% | 0.08% | -72.8% |
| SLV | Buy | ISHARES SILVER TRUSTishares | $976,000 | +9.3% | 53,600 | +7.2% | 0.08% | -43.0% |
| PBCT | Sell | PEOPLES UNITED FINANCIAL INC | $922,000 | -73.2% | 58,300 | -75.1% | 0.08% | -85.9% |
| GE | New | GENERAL ELECTRIC CO | $913,000 | – | 30,814 | +100.0% | 0.08% | – |
| RH | Buy | RESTORATION HARDWARE HLDGS Iput | $918,000 | +74.5% | 98,300 | +54.3% | 0.08% | -8.4% |
| TWLO | New | TWILIO INCcl a | $888,000 | – | 13,800 | +100.0% | 0.07% | – |
| DDD | Sell | 3-D SYS CORP DELput | $835,000 | -57.4% | 120,500 | -13.9% | 0.07% | -77.8% |
| YHOO | YAHOO INCput | $817,000 | -57.0% | 60,300 | 0.0% | 0.07% | -77.5% | |
| AMBA | Sell | AMBARELLA INC | $817,000 | -50.8% | 11,100 | -66.1% | 0.07% | -74.1% |
| DYNPRA | Buy | DYNEGY INC NEW DELpfd conv ser a | $806,000 | +33.9% | 17,525 | +79.4% | 0.07% | -29.5% |
| CFCO | New | CF CORP | $796,000 | – | 81,313 | +100.0% | 0.07% | – |
| HDRA | New | HYDRA INDS ACQUISITION CORP | $783,000 | – | 78,655 | +100.0% | 0.06% | – |
| JUNO | New | JUNO THERAPEUTICS INC | $732,000 | – | 24,400 | +100.0% | 0.06% | – |
| UAA | Buy | UNDER ARMOUR INCput | $732,000 | +31.9% | 149,500 | +51.0% | 0.06% | -30.7% |
| SEDG | Sell | SOLAREDGE TECHNOLOGIES INC | $717,000 | -19.8% | 41,600 | -8.8% | 0.06% | -57.7% |
| KNDI | Buy | KANDI TECHNOLOGIES GROUP INC | $717,000 | -4.9% | 130,600 | +23.9% | 0.06% | -50.0% |
| GPRO | Sell | GOPRO INCcl a | $707,000 | -66.0% | 42,400 | -78.0% | 0.06% | -82.1% |
| MNKD | Buy | MANNKIND CORPput | $685,000 | +8.9% | 119,800 | +58.0% | 0.06% | -43.0% |
| SCTY | Buy | SOLARCITY CORPput | $691,000 | +14.2% | 78,200 | +65.7% | 0.06% | -40.6% |
| LGF | Buy | LIONS GATE ENTMNT CORPput | $674,000 | +334.8% | 109,900 | +321.1% | 0.06% | +124.0% |
| XPO | Sell | XPO LOGISTICS INC | $645,000 | -49.6% | 17,600 | -63.9% | 0.05% | -73.4% |
| SHAK | New | SHAKE SHACK INCcl a | $621,000 | – | 17,900 | +100.0% | 0.05% | – |
| FIZZ | New | NATIONAL BEVERAGE CORP | $630,000 | – | 14,300 | +100.0% | 0.05% | – |
| NTTYY | New | NIPPON TELEG & TEL CORPsponsored adr | $617,000 | – | 13,465 | +100.0% | 0.05% | – |
| IRWD | New | IRONWOOD PHARMACEUTICALS INC | $516,000 | – | 32,500 | +100.0% | 0.04% | – |
| SMFG | New | SUMITOMO MITSUI FINL GROUP Isponsored adr | $518,000 | – | 76,715 | +100.0% | 0.04% | – |
| MBBYF | Buy | MOBILEYE N V AMSTELVEENput | $505,000 | +6.3% | 85,900 | +11.6% | 0.04% | -44.0% |
| CSIQ | New | CANADIAN SOLAR INCput | $469,000 | – | 75,900 | +100.0% | 0.04% | – |
| KMI | New | KINDER MORGAN INC DEL | $463,000 | – | 20,000 | +100.0% | 0.04% | – |
| AAPRB | New | ALCOA INC | $456,000 | – | 14,000 | +100.0% | 0.04% | – |
| ADMP | New | ADAMIS PHARMACEUTICALS CORP | $454,000 | – | 132,254 | +100.0% | 0.04% | – |
| TSU | New | TIM PARTICIPACOES S Asponsored adr | $437,000 | – | 35,700 | +100.0% | 0.04% | – |
| MUFG | New | MITSUBISHI UFJ FINL GROUP INsponsored adr | $401,000 | – | 79,500 | +100.0% | 0.03% | – |
| SHAK | New | SHAKE SHACK INCput | $375,000 | – | 17,900 | +100.0% | 0.03% | – |
| YHOO | YAHOO INCcall | $357,000 | +91.9% | 60,300 | 0.0% | 0.03% | +3.4% | |
| ETP | New | ENERGY TRANSFER PRTNRS L Punit ltd partn | $358,000 | – | 9,663 | +100.0% | 0.03% | – |
| SEDG | Sell | SOLAREDGE TECHNOLOGIES INCput | $295,000 | -1.0% | 41,600 | -8.8% | 0.02% | -46.8% |
| JUNO | New | JUNO THERAPEUTICS INCput | $265,000 | – | 24,400 | +100.0% | 0.02% | – |
| IDCC | New | INTERDIGITAL INC | $269,000 | – | 3,400 | +100.0% | 0.02% | – |
| FIZZ | New | NATIONAL BEVERAGE CORPput | $241,000 | – | 14,300 | +100.0% | 0.02% | – |
| New | TRINITY INDS INCnote 3.875% 6/0 | $214,000 | – | 179,000 | +100.0% | 0.02% | – | |
| BDN | New | BRANDYWINE RLTY TRsh ben int new | $219,000 | – | 14,000 | +100.0% | 0.02% | – |
| ELEC | New | ELECTRUM SPL ACQUISITION COR | $211,000 | – | 21,429 | +100.0% | 0.02% | – |
| LC | LENDINGCLUB CORPcall | $219,000 | +157.6% | 427,400 | 0.0% | 0.02% | +38.5% | |
| CMG | New | CHIPOTLE MEXICAN GRILL INCput | $191,000 | – | 12,000 | +100.0% | 0.02% | – |
| AACH | New | AAC HLDGS INC | $174,000 | – | 10,000 | +100.0% | 0.01% | – |
| PG | New | PROCTER AND GAMBLE COcall | $163,000 | – | 30,814 | +100.0% | 0.01% | – |
| AUMAU | New | AR CAP ACQUISITION CORPunit 10/06/2019 | $161,000 | – | 17,300 | +100.0% | 0.01% | – |
| DDD | Sell | 3-D SYS CORP DELcall | $160,000 | +44.1% | 120,500 | -13.9% | 0.01% | -27.8% |
| GPRO | Sell | GOPRO INCcall | $129,000 | -2.3% | 42,400 | -78.0% | 0.01% | -47.6% |
| NYRT | New | NEW YORK REIT INC | $118,000 | – | 12,898 | +100.0% | 0.01% | – |
| SHLDQ | Sell | SEARS HLDGS CORP | $112,000 | -80.2% | 9,800 | -76.4% | 0.01% | -90.0% |
| CSCO | Sell | CISCO SYS INCput | $113,000 | -64.6% | 70,000 | -7.9% | 0.01% | -82.4% |
| PLUG | PLUG POWER INCput | $96,000 | +5.5% | 50,000 | 0.0% | 0.01% | -42.9% | |
| Sell | STARWOOD PPTY TR INCnote 4.000% 1/1 | $90,000 | -93.3% | 83,000 | -93.5% | 0.01% | -96.7% | |
| PLUG | PLUG POWER INC | $86,000 | -7.5% | 50,000 | 0.0% | 0.01% | -53.3% | |
| MNKD | Buy | MANNKIND CORP | $74,000 | -15.9% | 119,800 | +58.0% | 0.01% | -57.1% |
| New | MGIC INVT CORP WISnote 5.000% 5/0 | $55,000 | – | 55,000 | +100.0% | 0.01% | – | |
| XPO | Sell | XPO LOGISTICS INCput | $48,000 | -82.2% | 17,600 | -63.9% | 0.00% | -90.7% |
| FIT | Sell | FITBIT INCcall | $51,000 | +264.3% | 176,200 | -4.4% | 0.00% | +100.0% |
| TWLO | New | TWILIO INCput | $54,000 | – | 13,800 | +100.0% | 0.00% | – |
| SHLDQ | Sell | SEARS HLDGS CORPput | $44,000 | -88.9% | 9,800 | -76.4% | 0.00% | -93.7% |
| XPO | New | XPO LOGISTICS INCcall | $37,000 | – | 17,600 | +100.0% | 0.00% | – |
| GRUB | Sell | GRUBHUB INCput | $31,000 | -80.0% | 33,000 | -7.0% | 0.00% | -88.0% |
| SPY | New | SPDR S&P 500 ETF TRcall | $26,000 | – | 501,806 | +100.0% | 0.00% | – |
| MBBYF | Buy | MOBILEYE N V AMSTELVEENcall | $22,000 | -78.4% | 85,900 | +11.6% | 0.00% | -87.5% |
| AMBA | Sell | AMBARELLA INCput | $9,000 | -96.9% | 11,100 | -66.1% | 0.00% | -97.9% |
| RH | New | RESTORATION HARDWARE HLDGS Icall | $15,000 | – | 98,300 | +100.0% | 0.00% | – |
| RIG | Buy | TRANSOCEAN LTDcall | $8,000 | -98.1% | 147,200 | +308.9% | 0.00% | -98.5% |
| TSLA | New | TESLA MTRS INCcall | $3,000 | – | 2,275,420 | +100.0% | 0.00% | – |
| PACEW | New | PACE HLDGS CORP*w exp 99/99/999 | $4,000 | – | 10,000 | +100.0% | 0.00% | – |
| UAA | Buy | UNDER ARMOUR INCcall | $2,000 | -95.6% | 149,500 | +51.0% | 0.00% | -100.0% |
| SHLDQ | Exit | SEARS HLDGS CORPcall | $0 | – | -41,600 | -100.0% | 0.00% | – |
| SCTY | Buy | SOLARCITY CORPcall | $1,000 | -97.6% | 78,200 | +65.7% | 0.00% | -100.0% |
| HLF | New | HERBALIFE LTDcall | $3,000 | – | 145,300 | +100.0% | 0.00% | – |
| AMBA | Exit | AMBARELLA INCcall | $0 | – | -32,700 | -100.0% | -0.00% | – |
| MTCH | Exit | MATCH GROUP INCput | $0 | – | -16,500 | -100.0% | -0.00% | – |
| Exit | RTI INTL METALS INCnote 1.625%10/1 | $0 | – | -16,000 | -100.0% | -0.00% | – | |
| SDRL | Exit | SEADRILL LIMITED | $0 | – | -12,000 | -100.0% | -0.01% | – |
| LE | Exit | LANDS END INC NEWput | $0 | – | -22,100 | -100.0% | -0.01% | – |
| QUOT | Exit | QUOTIENT TECHNOLOGY INCput | $0 | – | -23,900 | -100.0% | -0.01% | – |
| MFRM | Exit | MATTRESS FIRM HLDG CORPput | $0 | – | -12,000 | -100.0% | -0.01% | – |
| Exit | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $0 | – | -85,000 | -100.0% | -0.01% | – | |
| CMCM | Exit | CHEETAH MOBILE INCput | $0 | – | -12,800 | -100.0% | -0.01% | – |
| INSYQ | Exit | INSYS THERAPEUTICS INC NEW | $0 | – | -9,000 | -100.0% | -0.02% | – |
| DRII | Exit | DIAMOND RESORTS INTL INCput | $0 | – | -200,000 | -100.0% | -0.02% | – |
| CMCM | Exit | CHEETAH MOBILE INCadr | $0 | – | -12,800 | -100.0% | -0.02% | – |
| Exit | YAHOO INCnote 12/0 | $0 | – | -132,000 | -100.0% | -0.02% | – | |
| Exit | COBALT INTL ENERGY INCnote 3.125% 5/1 | $0 | – | -500,000 | -100.0% | -0.02% | – | |
| ASHR | Exit | DBX ETF TRput | $0 | – | -64,200 | -100.0% | -0.02% | – |
| ECOM | Exit | CHANNELADVISOR CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| BOX | Exit | BOX INCput | $0 | – | -15,500 | -100.0% | -0.02% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INCput | $0 | – | -31,700 | -100.0% | -0.02% | – |
| BOX | Exit | BOX INCcl a | $0 | – | -15,500 | -100.0% | -0.02% | – |
| CREE | Exit | CREE INCput | $0 | – | -29,100 | -100.0% | -0.03% | – |
| INSYQ | Exit | INSYS THERAPEUTICS INC NEWput | $0 | – | -9,000 | -100.0% | -0.03% | – |
| TRUP | Exit | TRUPANION INCput | $0 | – | -18,000 | -100.0% | -0.03% | – |
| AA | Exit | ALCOA INC | $0 | – | -22,050 | -100.0% | -0.03% | – |
| Exit | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $0 | – | -200,000 | -100.0% | -0.03% | – | |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INC | $0 | – | -31,700 | -100.0% | -0.03% | – |
| TRUP | Exit | TRUPANION INC | $0 | – | -18,000 | -100.0% | -0.04% | – |
| MTCH | Exit | MATCH GROUP INC | $0 | – | -16,500 | -100.0% | -0.04% | – |
| ZIOP | Exit | ZIOPHARM ONCOLOGY INC | $0 | – | -54,600 | -100.0% | -0.05% | – |
| CONN | Exit | CONNS INCput | $0 | – | -45,800 | -100.0% | -0.05% | – |
| QUOT | Exit | QUOTIENT TECHNOLOGY INC | $0 | – | -23,900 | -100.0% | -0.05% | – |
| ZIOP | Exit | ZIOPHARM ONCOLOGY INCput | $0 | – | -54,600 | -100.0% | -0.05% | – |
| CONN | Exit | CONNS INC | $0 | – | -45,800 | -100.0% | -0.06% | – |
| ANF | Exit | ABERCROMBIE & FITCH COcl a | $0 | – | -20,000 | -100.0% | -0.06% | – |
| Exit | TESLA MTRS INCcall | $0 | – | -2,250,000 | -100.0% | -0.06% | – | |
| AAPL | Exit | APPLE INCput | $0 | – | -358,185 | -100.0% | -0.06% | – |
| LE | Exit | LANDS END INC NEW | $0 | – | -22,100 | -100.0% | -0.06% | – |
| Exit | NXP SEMICONDUCTORS N Vdbcv 1.000%12/0 | $0 | – | -370,000 | -100.0% | -0.06% | – | |
| MFRM | Exit | MATTRESS FIRM HLDG CORP | $0 | – | -12,000 | -100.0% | -0.06% | – |
| SDRL | Exit | SEADRILL LIMITEDput | $0 | – | -12,000 | -100.0% | -0.08% | – |
| DYNC | Exit | DYNEGY INC NEW DELunit 07/01/20191 | $0 | – | -5,000 | -100.0% | -0.08% | – |
| Exit | SERVICENOW INCnote 11/0 | $0 | – | -501,000 | -100.0% | -0.09% | – | |
| AMT | Exit | AMERICAN TOWER CORP NEW | $0 | – | -5,500 | -100.0% | -0.10% | – |
| Exit | TESLA MTRS INCput | $0 | – | -2,250,000 | -100.0% | -0.11% | – | |
| CREE | Exit | CREE INC | $0 | – | -29,100 | -100.0% | -0.11% | – |
| EPI | Exit | WISDOMTREE TRindia erngs fd | $0 | – | -41,700 | -100.0% | -0.13% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS IN | $0 | – | -6,900 | -100.0% | -0.16% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -222,218 | -100.0% | -0.17% | – |
| Exit | WHITING PETE CORP NEWnote 1.250% 4/0 | $0 | – | -1,500,000 | -100.0% | -0.18% | – | |
| ASHR | Exit | DBX ETF TRdbxtr har cs 300 | $0 | – | -64,200 | -100.0% | -0.24% | – |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -150,000 | -100.0% | -0.28% | – |
| Exit | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $0 | – | -1,600,000 | -100.0% | -0.28% | – | |
| SRPT | Exit | SAREPTA THERAPEUTICS INCput | $0 | – | -174,400 | -100.0% | -0.29% | – |
| Exit | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $0 | – | -2,000,000 | -100.0% | -0.31% | – | |
| RLYP | Exit | RELYPSA INCput | $0 | – | -219,600 | -100.0% | -0.32% | – |
| Exit | IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $0 | – | -2,000,000 | -100.0% | -0.33% | – | |
| HES | Exit | HESS CORP | $0 | – | -35,000 | -100.0% | -0.33% | – |
| Exit | TWITTER INCnote 1.000% 9/1 | $0 | – | -2,484,000 | -100.0% | -0.35% | – | |
| COH | Exit | COACH INC | $0 | – | -55,600 | -100.0% | -0.36% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -152,300 | -100.0% | -0.36% | – |
| MAS | Exit | MASCO CORP | $0 | – | -101,700 | -100.0% | -0.50% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INC | $0 | – | -174,400 | -100.0% | -0.53% | – |
| AES | Exit | AES CORP | $0 | – | -270,300 | -100.0% | -0.54% | – |
| TIP | Exit | ISHARES TRtips bd etf | $0 | – | -31,600 | -100.0% | -0.58% | – |
| Exit | NVIDIA CORPnote 1.000%12/0 | $0 | – | -1,634,000 | -100.0% | -0.60% | – | |
| Exit | CEPHEIDdbcv 1.250% 2/0 | $0 | – | -4,502,000 | -100.0% | -0.62% | – | |
| Exit | WEATHERFORD INTL LTDnote 5.875% 7/0 | $0 | – | -3,800,000 | -100.0% | -0.64% | – | |
| RLYP | Exit | RELYPSA INC | $0 | – | -219,600 | -100.0% | -0.64% | – |
| CERN | Exit | CERNER CORP | $0 | – | -70,500 | -100.0% | -0.66% | – |
| Exit | MICRON TECHNOLOGY INCnote 1.625% 2/1 | $0 | – | -3,040,000 | -100.0% | -0.67% | – | |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $0 | – | -37,500 | -100.0% | -0.78% | – |
| DRII | Exit | DIAMOND RESORTS INTL INC | $0 | – | -200,000 | -100.0% | -0.95% | – |
| EXC | Exit | EXELON CORP | $0 | – | -180,700 | -100.0% | -1.04% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -92,300 | -100.0% | -1.08% | – |
| NWL | Exit | NEWELL BRANDS INC | $0 | – | -153,000 | -100.0% | -1.18% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -99,800 | -100.0% | -1.60% | – |
| INTU | Exit | INTUIT | $0 | – | -98,300 | -100.0% | -1.74% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -233,000 | -100.0% | -1.99% | – |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -147,800 | -100.0% | -2.64% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -506,200 | -100.0% | -3.48% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -346,600 | -100.0% | -3.94% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.