$631 Million is the total value of MIZUHO SECURITIES USA LLC's 195 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 161.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $105,086,000 | +2.0% | 501,667 | -0.0% | 16.66% | -27.6% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $55,560,000 | -57.5% | 400,000 | -60.0% | 8.81% | -69.8% |
| DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $52,063,000 | – | 290,761 | +100.0% | 8.25% | – |
| AAPL | Buy | APPLE INC | $34,242,000 | +138.9% | 358,185 | +172.4% | 5.43% | +69.6% |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $24,853,000 | – | 346,600 | +100.0% | 3.94% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $21,954,000 | – | 506,200 | +100.0% | 3.48% | – |
| AGG | Buy | ISHARES TRcore us aggbd et | $16,644,000 | +14.7% | 147,800 | +12.9% | 2.64% | -18.6% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $13,172,000 | +479.8% | 86,785 | +478.6% | 2.09% | +311.0% |
| RAI | New | REYNOLDS AMERICAN INC | $12,566,000 | – | 233,000 | +100.0% | 1.99% | – |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $11,285,000 | -64.3% | 104,903 | -63.7% | 1.79% | -74.6% |
| INTU | New | INTUIT | $10,971,000 | – | 98,300 | +100.0% | 1.74% | – |
| CCI | New | CROWN CASTLE INTL CORP NEW | $10,123,000 | – | 99,800 | +100.0% | 1.60% | – |
| AGNPRA | Buy | ALLERGAN PLCpfd conv ser a | $7,930,000 | +767.6% | 9,568 | +856.8% | 1.26% | +516.2% |
| NWL | New | NEWELL BRANDS INC | $7,431,000 | – | 153,000 | +100.0% | 1.18% | – |
| GLW | New | CORNING INC | $7,135,000 | – | 348,400 | +100.0% | 1.13% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $6,789,000 | – | 92,300 | +100.0% | 1.08% | – |
| EXC | New | EXELON CORP | $6,570,000 | – | 180,700 | +100.0% | 1.04% | – |
| New | WEBMD HEALTH CORPnote 1.500%12/0 | $6,443,000 | – | 5,100,000 | +100.0% | 1.02% | – | |
| DRII | New | DIAMOND RESORTS INTL INC | $5,992,000 | – | 200,000 | +100.0% | 0.95% | – |
| Buy | INTEL CORPsdcv 12/1 | $5,929,000 | +56.0% | 4,600,000 | +53.3% | 0.94% | +10.7% | |
| New | CTRIP COM INTL LTDnote 1.250%10/1 | $5,521,000 | – | 4,511,000 | +100.0% | 0.88% | – | |
| New | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $5,205,000 | – | 3,500,000 | +100.0% | 0.82% | – | |
| MAT | New | MATTEL INC | $5,125,000 | – | 163,800 | +100.0% | 0.81% | – |
| BUD | New | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $4,938,000 | – | 37,500 | +100.0% | 0.78% | – |
| WFC | New | WELLS FARGO & CO NEW | $4,733,000 | – | 100,000 | +100.0% | 0.75% | – |
| GPRO | Sell | GOPRO INCput | $4,539,000 | -41.5% | 192,500 | -36.0% | 0.72% | -58.5% |
| CVX | Sell | CHEVRON CORP NEW | $4,538,000 | +1.9% | 43,285 | -7.3% | 0.72% | -27.7% |
| New | MICRON TECHNOLOGY INCnote 1.625% 2/1 | $4,253,000 | – | 3,040,000 | +100.0% | 0.67% | – | |
| CERN | New | CERNER CORP | $4,131,000 | – | 70,500 | +100.0% | 0.66% | – |
| RLYP | New | RELYPSA INC | $4,063,000 | – | 219,600 | +100.0% | 0.64% | – |
| New | WEATHERFORD INTL LTDnote 5.875% 7/0 | $4,046,000 | – | 3,800,000 | +100.0% | 0.64% | – | |
| UAA | New | UNDER ARMOUR INCcl a | $3,973,000 | – | 99,000 | +100.0% | 0.63% | – |
| New | CEPHEIDdbcv 1.250% 2/0 | $3,918,000 | – | 4,502,000 | +100.0% | 0.62% | – | |
| New | TESLA MTRS INCnote 1.500% 6/0 | $3,819,000 | – | 2,250,000 | +100.0% | 0.60% | – | |
| New | NVIDIA CORPnote 1.000%12/0 | $3,816,000 | – | 1,634,000 | +100.0% | 0.60% | – | |
| TIP | New | ISHARES TRtips bd etf | $3,687,000 | – | 31,600 | +100.0% | 0.58% | – |
| MBBYF | Buy | MOBILEYE N V AMSTELVEEN | $3,553,000 | +957.4% | 77,000 | +755.6% | 0.56% | +650.7% |
| Buy | XILINX INCnote 2.625% 6/1 | $3,545,000 | +762.5% | 2,206,000 | +782.4% | 0.56% | +510.9% | |
| PBCT | New | PEOPLES UNITED FINANCIAL INC | $3,439,000 | – | 234,600 | +100.0% | 0.54% | – |
| AES | New | AES CORP | $3,373,000 | – | 270,300 | +100.0% | 0.54% | – |
| SRPT | New | SAREPTA THERAPEUTICS INC | $3,326,000 | – | 174,400 | +100.0% | 0.53% | – |
| MAS | Sell | MASCO CORP | $3,147,000 | -9.9% | 101,700 | -8.5% | 0.50% | -36.1% |
| FIT | Buy | FITBIT INCput | $2,852,000 | +1178.9% | 184,300 | +407.7% | 0.45% | +804.0% |
| New | ON SEMICONDUCTOR CORPnote 2.625%12/1 | $2,433,000 | – | 2,348,000 | +100.0% | 0.39% | – | |
| New | MEDICINES COnote 2.500% 1/1 | $2,366,000 | – | 2,000,000 | +100.0% | 0.38% | – | |
| LC | New | LENDINGCLUB CORPput | $2,287,000 | – | 427,400 | +100.0% | 0.36% | – |
| NRG | New | NRG ENERGY INC | $2,283,000 | – | 152,300 | +100.0% | 0.36% | – |
| YHOO | Sell | YAHOO INC | $2,265,000 | -59.0% | 60,300 | -59.8% | 0.36% | -70.9% |
| COH | Sell | COACH INC | $2,265,000 | -42.3% | 55,600 | -43.2% | 0.36% | -59.1% |
| FIT | Buy | FITBIT INCcl a | $2,252,000 | +342.4% | 184,300 | +448.5% | 0.36% | +213.2% |
| SWNC | New | SOUTHWESTERN ENERGY CO | $2,246,000 | – | 76,184 | +100.0% | 0.36% | – |
| New | TWITTER INCnote 1.000% 9/1 | $2,205,000 | – | 2,484,000 | +100.0% | 0.35% | – | |
| CSCO | New | CISCO SYS INC | $2,180,000 | – | 75,985 | +100.0% | 0.35% | – |
| HES | New | HESS CORP | $2,104,000 | – | 35,000 | +100.0% | 0.33% | – |
| GPRO | Sell | GOPRO INCcl a | $2,081,000 | -42.2% | 192,500 | -36.0% | 0.33% | -59.0% |
| New | IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $2,072,000 | – | 2,000,000 | +100.0% | 0.33% | – | |
| RLYP | New | RELYPSA INCput | $2,022,000 | – | 219,600 | +100.0% | 0.32% | – |
| New | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $1,978,000 | – | 2,000,000 | +100.0% | 0.31% | – | |
| DDD | Buy | 3-D SYS CORP DELput | $1,962,000 | +5.3% | 140,000 | +15.1% | 0.31% | -25.2% |
| DDD | Buy | 3-D SYS CORP DEL | $1,922,000 | +2.2% | 140,400 | +15.5% | 0.30% | -27.4% |
| YHOO | New | YAHOO INCput | $1,902,000 | – | 60,300 | +100.0% | 0.30% | – |
| GLD | New | SPDR GOLD TRUST | $1,897,000 | – | 15,000 | +100.0% | 0.30% | – |
| SRPT | New | SAREPTA THERAPEUTICS INCput | $1,847,000 | – | 174,400 | +100.0% | 0.29% | – |
| SPWR | New | SUNPOWER CORP | $1,842,000 | – | 118,900 | +100.0% | 0.29% | – |
| LC | New | LENDINGCLUB CORP | $1,838,000 | – | 427,400 | +100.0% | 0.29% | – |
| RH | New | RESTORATION HARDWARE HLDGS I | $1,827,000 | – | 63,700 | +100.0% | 0.29% | – |
| New | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $1,766,000 | – | 1,600,000 | +100.0% | 0.28% | – | |
| KNDI | Buy | KANDI TECHNOLOGIES GROUP INCput | $1,735,000 | +95.4% | 105,400 | +59.2% | 0.28% | +38.9% |
| USO | New | UNITED STATES OIL FUND LPunits | $1,736,000 | – | 150,000 | +100.0% | 0.28% | – |
| AMBA | Buy | AMBARELLA INC | $1,661,000 | +15.0% | 32,700 | +1.2% | 0.26% | -18.6% |
| New | ROYAL GOLD INCnote 2.875% 6/1 | $1,548,000 | – | 1,500,000 | +100.0% | 0.24% | – | |
| New | WEBMD HEALTH CORPnote 2.500% 1/3 | $1,535,000 | – | 1,411,000 | +100.0% | 0.24% | – | |
| ASHR | New | DBX ETF TRdbxtr har cs 300 | $1,525,000 | – | 64,200 | +100.0% | 0.24% | – |
| New | STARWOOD PPTY TR INCnote 4.000% 1/1 | $1,337,000 | – | 1,283,000 | +100.0% | 0.21% | – | |
| XPO | New | XPO LOGISTICS INC | $1,279,000 | – | 48,700 | +100.0% | 0.20% | – |
| RHT | Sell | RED HAT INC | $1,227,000 | -61.4% | 16,900 | -60.4% | 0.20% | -72.6% |
| SBUX | New | STARBUCKS CORP | $1,142,000 | – | 20,000 | +100.0% | 0.18% | – |
| SCTY | Buy | SOLARCITY CORP | $1,129,000 | +56350.0% | 47,200 | +47100.0% | 0.18% | – |
| New | WHITING PETE CORP NEWnote 1.250% 4/0 | $1,125,000 | – | 1,500,000 | +100.0% | 0.18% | – | |
| New | STILLWATER MNG COnote 1.750%10/1 | $1,119,000 | – | 1,000,000 | +100.0% | 0.18% | – | |
| GRUB | New | GRUBHUB INC | $1,103,000 | – | 35,500 | +100.0% | 0.18% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORP | $1,098,000 | – | 222,218 | +100.0% | 0.17% | – |
| MMM | New | 3M CO | $1,048,000 | – | 5,985 | +100.0% | 0.17% | – |
| ANTX | New | ANTHEM INCunit 05/01/20188 | $994,000 | – | 22,450 | +100.0% | 0.16% | – |
| ICPT | New | INTERCEPT PHARMACEUTICALS IN | $984,000 | – | 6,900 | +100.0% | 0.16% | – |
| CELG | New | CELGENE CORP | $986,000 | – | 10,000 | +100.0% | 0.16% | – |
| RIG | Sell | TRANSOCEAN LTDput | $974,000 | -30.9% | 36,000 | -73.9% | 0.15% | -51.1% |
| SPWR | New | SUNPOWER CORPput | $967,000 | – | 118,900 | +100.0% | 0.15% | – |
| SLV | Sell | ISHARES SILVER TRUSTishares | $893,000 | -39.2% | 50,000 | -50.0% | 0.14% | -56.7% |
| SEDG | New | SOLAREDGE TECHNOLOGIES INC | $894,000 | – | 45,600 | +100.0% | 0.14% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $889,000 | – | 5,985 | +100.0% | 0.14% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $845,000 | – | 5,985 | +100.0% | 0.13% | – |
| EPI | New | WISDOMTREE TRindia erngs fd | $842,000 | – | 41,700 | +100.0% | 0.13% | – |
| New | STARWOOD PPTY TR INCnote 4.550% 3/0 | $830,000 | – | 800,000 | +100.0% | 0.13% | – | |
| PCLN | New | PRICELINE GRP INC | $811,000 | – | 650 | +100.0% | 0.13% | – |
| BA | New | BOEING CO | $777,000 | – | 5,985 | +100.0% | 0.12% | – |
| HD | New | HOME DEPOT INC | $764,000 | – | 5,985 | +100.0% | 0.12% | – |
| KNDI | Buy | KANDI TECHNOLOGIES GROUP INC | $754,000 | +58.1% | 105,400 | +59.2% | 0.12% | +12.1% |
| JNJ | New | JOHNSON & JOHNSON | $726,000 | – | 5,985 | +100.0% | 0.12% | – |
| MCD | New | MCDONALDS CORP | $720,000 | – | 5,985 | +100.0% | 0.11% | – |
| WW | Sell | WEIGHT WATCHERS INTL INC NEWput | $711,000 | -59.7% | 7,500 | -81.1% | 0.11% | -71.4% |
| CREE | New | CREE INC | $711,000 | – | 29,100 | +100.0% | 0.11% | – |
| TRV | New | TRAVELERS COMPANIES INC | $712,000 | – | 5,985 | +100.0% | 0.11% | – |
| New | TESLA MTRS INCput | $671,000 | – | 2,250,000 | +100.0% | 0.11% | – | |
| MNKD | Buy | MANNKIND CORPput | $629,000 | -20.3% | 75,800 | +127.6% | 0.10% | -43.2% |
| AMT | New | AMERICAN TOWER CORP NEW | $625,000 | – | 5,500 | +100.0% | 0.10% | – |
| Buy | COBALT INTL ENERGY INCnote 2.625%12/0 | $620,000 | +28.6% | 2,000,000 | +100.0% | 0.10% | -9.3% | |
| UTX | New | UNITED TECHNOLOGIES CORP | $614,000 | – | 5,985 | +100.0% | 0.10% | – |
| SCTY | Buy | SOLARCITY CORPput | $605,000 | +42.7% | 47,200 | +47100.0% | 0.10% | +1.1% |
| DYNPRA | New | DYNEGY INC NEW DELpfd conv ser a | $602,000 | – | 9,770 | +100.0% | 0.10% | – |
| DIS | New | DISNEY WALT CO | $585,000 | – | 5,985 | +100.0% | 0.09% | – |
| SHLDQ | New | SEARS HLDGS CORP | $566,000 | – | 41,600 | +100.0% | 0.09% | – |
| XOM | New | EXXON MOBIL CORP | $561,000 | – | 5,985 | +100.0% | 0.09% | – |
| Buy | SERVICENOW INCnote 11/0 | $558,000 | +3.1% | 501,000 | +0.2% | 0.09% | -27.3% | |
| UAA | New | UNDER ARMOUR INCput | $555,000 | – | 99,000 | +100.0% | 0.09% | – |
| DYNC | New | DYNEGY INC NEW DELunit 07/01/20191 | $539,000 | – | 5,000 | +100.0% | 0.08% | – |
| LGF | New | LIONS GATE ENTMNT CORP | $528,000 | – | 26,100 | +100.0% | 0.08% | – |
| RH | New | RESTORATION HARDWARE HLDGS Iput | $526,000 | – | 63,700 | +100.0% | 0.08% | – |
| XRX | New | XEROX CORP | $520,000 | – | 54,800 | +100.0% | 0.08% | – |
| PG | New | PROCTER & GAMBLE CO | $507,000 | – | 5,985 | +100.0% | 0.08% | – |
| MBBYF | Buy | MOBILEYE N V AMSTELVEENput | $475,000 | +128.4% | 77,000 | +755.6% | 0.08% | +63.0% |
| SDRL | Sell | SEADRILL LIMITEDput | $471,000 | -11.3% | 12,000 | -86.2% | 0.08% | -37.0% |
| CAT | New | CATERPILLAR INC DEL | $454,000 | – | 5,985 | +100.0% | 0.07% | – |
| V | New | VISA INC | $444,000 | – | 5,985 | +100.0% | 0.07% | – |
| WMT | New | WAL-MART STORES INC | $437,000 | – | 5,985 | +100.0% | 0.07% | – |
| RIG | Sell | TRANSOCEAN LTD | $428,000 | -66.0% | 36,000 | -73.9% | 0.07% | -75.8% |
| Sell | PALO ALTO NETWORKS INCnote 7/0 | $422,000 | -91.7% | 332,000 | -89.9% | 0.07% | -94.1% | |
| RIG | New | TRANSOCEAN LTDcall | $417,000 | – | 36,000 | +100.0% | 0.07% | – |
| MFRM | New | MATTRESS FIRM HLDG CORP | $403,000 | – | 12,000 | +100.0% | 0.06% | – |
| SHLDQ | New | SEARS HLDGS CORPput | $397,000 | – | 41,600 | +100.0% | 0.06% | – |
| Sell | NXP SEMICONDUCTORS N Vdbcv 1.000%12/0 | $400,000 | -71.4% | 370,000 | -70.9% | 0.06% | -79.9% | |
| DD | New | DU PONT E I DE NEMOURS & CO | $388,000 | – | 5,985 | +100.0% | 0.06% | – |
| JPM | New | JPMORGAN CHASE & CO | $372,000 | – | 5,985 | +100.0% | 0.06% | – |
| LE | New | LANDS END INC NEW | $363,000 | – | 22,100 | +100.0% | 0.06% | – |
| AXP | New | AMERICAN EXPRESS CO | $364,000 | – | 5,985 | +100.0% | 0.06% | – |
| AAPL | New | APPLE INCput | $358,000 | – | 358,185 | +100.0% | 0.06% | – |
| ANF | New | ABERCROMBIE & FITCH COcl a | $356,000 | – | 20,000 | +100.0% | 0.06% | – |
| New | TESLA MTRS INCcall | $356,000 | – | 2,250,000 | +100.0% | 0.06% | – | |
| MRK | New | MERCK & CO INC | $345,000 | – | 5,985 | +100.0% | 0.06% | – |
| CONN | Buy | CONNS INC | $344,000 | -38.5% | 45,800 | +2.0% | 0.06% | -56.0% |
| VZ | New | VERIZON COMMUNICATIONS INC | $334,000 | – | 5,985 | +100.0% | 0.05% | – |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INCput | $328,000 | +19.7% | 54,600 | -6.2% | 0.05% | -14.8% |
| NKE | New | NIKE INCcl b | $330,000 | – | 5,985 | +100.0% | 0.05% | – |
| QUOT | Sell | QUOTIENT TECHNOLOGY INC | $320,000 | -12.6% | 23,900 | -30.7% | 0.05% | -37.8% |
| CSCO | New | CISCO SYS INCput | $319,000 | – | 75,985 | +100.0% | 0.05% | – |
| CONN | Buy | CONNS INCput | $314,000 | +44.7% | 45,800 | +2.0% | 0.05% | +4.2% |
| MSFT | New | MICROSOFT CORP | $306,000 | – | 5,985 | +100.0% | 0.05% | – |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INC | $300,000 | -30.6% | 54,600 | -6.2% | 0.05% | -50.5% |
| AMBA | Buy | AMBARELLA INCput | $295,000 | -56.2% | 32,700 | +1.2% | 0.05% | -68.9% |
| SEDG | New | SOLAREDGE TECHNOLOGIES INCput | $298,000 | – | 45,600 | +100.0% | 0.05% | – |
| KO | New | COCA COLA CO | $271,000 | – | 5,985 | +100.0% | 0.04% | – |
| XPO | New | XPO LOGISTICS INCput | $270,000 | – | 48,700 | +100.0% | 0.04% | – |
| MTCH | Sell | MATCH GROUP INC | $249,000 | -63.6% | 16,500 | -73.3% | 0.04% | -74.5% |
| TRUP | New | TRUPANION INC | $238,000 | – | 18,000 | +100.0% | 0.04% | – |
| PFE | New | PFIZER INC | $211,000 | – | 5,985 | +100.0% | 0.03% | – |
| KERX | KERYX BIOPHARMACEUTICALS INC | $210,000 | +41.9% | 31,700 | 0.0% | 0.03% | 0.0% | |
| New | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $211,000 | – | 200,000 | +100.0% | 0.03% | – | |
| AA | New | ALCOA INC | $204,000 | – | 22,050 | +100.0% | 0.03% | – |
| YHOO | New | YAHOO INCcall | $186,000 | – | 60,300 | +100.0% | 0.03% | – |
| TRUP | New | TRUPANION INCput | $178,000 | – | 18,000 | +100.0% | 0.03% | – |
| CREE | New | CREE INCput | $162,000 | – | 29,100 | +100.0% | 0.03% | – |
| INSYQ | INSYS THERAPEUTICS INC NEWput | $165,000 | +12.2% | 9,000 | 0.0% | 0.03% | -21.2% | |
| GRUB | New | GRUBHUB INCput | $155,000 | – | 35,500 | +100.0% | 0.02% | – |
| BOX | Sell | BOX INCcl a | $160,000 | -90.9% | 15,500 | -89.2% | 0.02% | -93.6% |
| KERX | KERYX BIOPHARMACEUTICALS INCput | $159,000 | -27.1% | 31,700 | 0.0% | 0.02% | -49.0% | |
| LGF | New | LIONS GATE ENTMNT CORPput | $155,000 | – | 26,100 | +100.0% | 0.02% | – |
| BOX | Sell | BOX INCput | $153,000 | -70.6% | 15,500 | -89.2% | 0.02% | -79.3% |
| ECOM | New | CHANNELADVISOR CORP | $145,000 | – | 10,000 | +100.0% | 0.02% | – |
| ASHR | New | DBX ETF TRput | $146,000 | – | 64,200 | +100.0% | 0.02% | – |
| Sell | COBALT INTL ENERGY INCnote 3.125% 5/1 | $142,000 | -85.9% | 500,000 | -80.0% | 0.02% | -89.8% | |
| New | YAHOO INCnote 12/0 | $131,000 | – | 132,000 | +100.0% | 0.02% | – | |
| GPRO | Sell | GOPRO INCcall | $132,000 | +65.0% | 192,500 | -36.0% | 0.02% | +16.7% |
| CMCM | Sell | CHEETAH MOBILE INCadr | $122,000 | -87.4% | 12,800 | -78.5% | 0.02% | -91.2% |
| INSYQ | INSYS THERAPEUTICS INC NEW | $116,000 | -19.4% | 9,000 | 0.0% | 0.02% | -43.8% | |
| DRII | New | DIAMOND RESORTS INTL INCput | $116,000 | – | 200,000 | +100.0% | 0.02% | – |
| DDD | Buy | 3-D SYS CORP DELcall | $111,000 | -68.3% | 140,000 | +15.1% | 0.02% | -76.9% |
| MBBYF | New | MOBILEYE N V AMSTELVEENcall | $102,000 | – | 77,000 | +100.0% | 0.02% | – |
| PLUG | New | PLUG POWER INC | $93,000 | – | 50,000 | +100.0% | 0.02% | – |
| PLUG | New | PLUG POWER INCput | $91,000 | – | 50,000 | +100.0% | 0.01% | – |
| WW | Sell | WEIGHT WATCHERS INTL INC NEW | $87,000 | -84.9% | 7,500 | -81.1% | 0.01% | -89.1% |
| MNKD | Buy | MANNKIND CORP | $88,000 | +63.0% | 75,800 | +127.6% | 0.01% | +16.7% |
| CMCM | Sell | CHEETAH MOBILE INCput | $80,000 | -68.8% | 12,800 | -78.5% | 0.01% | -77.2% |
| LC | New | LENDINGCLUB CORPcall | $85,000 | – | 427,400 | +100.0% | 0.01% | – |
| New | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $76,000 | – | 85,000 | +100.0% | 0.01% | – | |
| MFRM | New | MATTRESS FIRM HLDG CORPput | $77,000 | – | 12,000 | +100.0% | 0.01% | – |
| QUOT | Sell | QUOTIENT TECHNOLOGY INCput | $58,000 | -63.5% | 23,900 | -30.7% | 0.01% | -75.0% |
| LE | New | LANDS END INC NEWput | $52,000 | – | 22,100 | +100.0% | 0.01% | – |
| UAA | New | UNDER ARMOUR INCcall | $45,000 | – | 99,000 | +100.0% | 0.01% | – |
| SCTY | Buy | SOLARCITY CORPcall | $42,000 | +68.0% | 47,200 | +47100.0% | 0.01% | +16.7% |
| SDRL | Sell | SEADRILL LIMITED | $39,000 | -86.4% | 12,000 | -86.2% | 0.01% | -90.6% |
| New | RTI INTL METALS INCnote 1.625%10/1 | $16,000 | – | 16,000 | +100.0% | 0.00% | – | |
| MTCH | Sell | MATCH GROUP INCput | $21,000 | -84.7% | 16,500 | -73.3% | 0.00% | -90.3% |
| FIT | New | FITBIT INCcall | $14,000 | – | 184,300 | +100.0% | 0.00% | – |
| AMBA | New | AMBARELLA INCcall | $5,000 | – | 32,700 | +100.0% | 0.00% | – |
| SHLDQ | New | SEARS HLDGS CORPcall | $3,000 | – | 41,600 | +100.0% | 0.00% | – |
| X | Exit | UNITED STATES STL CORP NEWput | $0 | – | -5,500 | -100.0% | -0.00% | – |
| MNKD | Exit | MANNKIND CORPcall | $0 | – | -33,300 | -100.0% | -0.00% | – |
| SDRL | Exit | SEADRILL LIMITEDcall | $0 | – | -87,000 | -100.0% | -0.00% | – |
| X | Exit | UNITED STATES STL CORP NEWcall | $0 | – | -5,500 | -100.0% | -0.01% | – |
| XON | Exit | INTREXON CORPput | $0 | – | -40,400 | -100.0% | -0.01% | – |
| SQ | Exit | SQUARE INCput | $0 | – | -27,900 | -100.0% | -0.01% | – |
| X | Exit | UNITED STATES STL CORP NEW | $0 | – | -5,500 | -100.0% | -0.02% | – |
| Exit | LINKEDIN CORPnote 0.500%11/0 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| VHC | Exit | VIRNETX HLDG CORP | $0 | – | -25,200 | -100.0% | -0.03% | – |
| FCX | Exit | FREEPORT-MCMORAN INCput | $0 | – | -53,600 | -100.0% | -0.03% | – |
| VHC | Exit | VIRNETX HLDG CORPput | $0 | – | -25,200 | -100.0% | -0.04% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -6,200 | -100.0% | -0.05% | – |
| JCPNQ | Exit | PENNEY J C INCput | $0 | – | -112,300 | -100.0% | -0.05% | – |
| IRWD | Exit | IRONWOOD PHARMACEUTICALS INC | $0 | – | -23,500 | -100.0% | -0.06% | – |
| TYFDL | Exit | TYSON FOODS INCunit 99/99/9999 | $0 | – | -3,636 | -100.0% | -0.06% | – |
| SQ | Exit | SQUARE INCcl a | $0 | – | -27,900 | -100.0% | -0.10% | – |
| HMC | Exit | HONDA MOTOR LTD | $0 | – | -16,000 | -100.0% | -0.10% | – |
| SONY | Exit | SONY CORPadr new | $0 | – | -17,453 | -100.0% | -0.10% | – |
| RMTI | Exit | ROCKWELL MED INC | $0 | – | -63,400 | -100.0% | -0.11% | – |
| DEPO | Exit | DEPOMED INC | $0 | – | -34,500 | -100.0% | -0.11% | – |
| RMTI | Exit | ROCKWELL MED INCput | $0 | – | -63,400 | -100.0% | -0.11% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -16,500 | -100.0% | -0.11% | – |
| EXCU | Exit | EXELON CORPunit 99/99/9999 | $0 | – | -9,800 | -100.0% | -0.11% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -4,195 | -100.0% | -0.11% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS INC | $0 | – | -26,800 | -100.0% | -0.11% | – |
| OPK | Exit | OPKO HEALTH INCput | $0 | – | -102,000 | -100.0% | -0.12% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -53,600 | -100.0% | -0.12% | – |
| ENDP | Exit | ENDO INTL PLC | $0 | – | -20,000 | -100.0% | -0.13% | – |
| Exit | PRICELINE GRP INCnote 0.350% 6/1 | $0 | – | -500,000 | -100.0% | -0.13% | – | |
| CRZO | Exit | CARRIZO OIL & GAS INC | $0 | – | -20,000 | -100.0% | -0.14% | – |
| CVX | Exit | CHEVRON CORP NEWput | $0 | – | -46,700 | -100.0% | -0.15% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -7,500 | -100.0% | -0.19% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -20,000 | -100.0% | -0.21% | – |
| Exit | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $0 | – | -999,000 | -100.0% | -0.22% | – | |
| NUVA | Exit | NUVASIVE INC | $0 | – | -21,700 | -100.0% | -0.24% | – |
| OPK | Exit | OPKO HEALTH INC | $0 | – | -102,000 | -100.0% | -0.24% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -9,615 | -100.0% | -0.24% | – |
| EOG | Exit | EOG RES INC | $0 | – | -15,000 | -100.0% | -0.24% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -40,000 | -100.0% | -0.24% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -112,300 | -100.0% | -0.28% | – |
| XON | Exit | INTREXON CORP | $0 | – | -40,400 | -100.0% | -0.31% | – |
| Exit | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $0 | – | -1,000,000 | -100.0% | -0.37% | – | |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -75,000 | -100.0% | -0.38% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -5,000 | -100.0% | -0.40% | – |
| Exit | NEWMONT MINING CORPnote 1.625% 7/1 | $0 | – | -1,974,000 | -100.0% | -0.45% | – | |
| YUM | Exit | YUM BRANDS INC | $0 | – | -25,000 | -100.0% | -0.46% | – |
| VYM | Exit | VANGUARD WHITEHALL FDS INChigh div yld | $0 | – | -30,200 | -100.0% | -0.47% | – |
| PPL | Exit | PPL CORP | $0 | – | -58,200 | -100.0% | -0.50% | – |
| MON | Exit | MONSANTO CO NEW | $0 | – | -30,000 | -100.0% | -0.59% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -30,000 | -100.0% | -0.62% | – |
| Exit | INTEL CORPsdcv 3.250% 8/0 | $0 | – | -2,000,000 | -100.0% | -0.71% | – | |
| GDXJ | Exit | MARKET VECTORS ETF TRjr gold miners e | $0 | – | -117,000 | -100.0% | -0.73% | – |
| Exit | PRICELINE GRP INCnote 1.000% 3/1 | $0 | – | -2,775,000 | -100.0% | -0.89% | – | |
| Exit | VERISIGN INCsdcv 3.250% 8/1 | $0 | – | -1,725,000 | -100.0% | -1.00% | – | |
| FXY | Exit | CURRENCYSHS JAPANESE YEN TRjapanese yen | $0 | – | -60,000 | -100.0% | -1.15% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GROUP | $0 | – | -170,600 | -100.0% | -1.80% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -1,000,000 | -100.0% | -3.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-07-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
| SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
| APPLE INC | 27 | Q2 2022 | 11.2% |
| JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
| MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
| CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
| WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
| PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
| MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
| INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-28 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.