$1.21 Billion is the total value of MIZUHO SECURITIES USA LLC's 141 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 19.9% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
TLT | Buy | ISHARES20+ yr tr bd etf | $315,576,000 | +28.9% | 3,100,000 | +34.8% | 26.03% | +67.2% |
AAPL | Buy | APPLE INC | $60,945,000 | +63.1% | 108,615 | +38.6% | 5.03% | +111.6% |
DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $52,760,000 | -57.4% | 318,986 | -61.2% | 4.35% | -44.8% |
MSFT | Buy | MICROSOFT CORP | $41,913,000 | +44.7% | 1,119,775 | +28.8% | 3.46% | +87.7% |
GOOGL | Buy | GOOGLE INCcl a | $37,469,000 | +81.1% | 33,433 | +41.5% | 3.09% | +134.9% |
V | Sell | VISA INC | $25,029,000 | -13.6% | 112,401 | -25.8% | 2.06% | +12.2% |
MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $24,679,000 | – | 101,102 | +100.0% | 2.04% | – |
AMZN | Buy | AMAZON COM INC | $22,054,000 | +79.2% | 55,302 | +40.5% | 1.82% | +132.3% |
IBM | Sell | INTERNATIONAL BUSINESS MACHS | $21,123,000 | -24.8% | 112,616 | -25.8% | 1.74% | -2.5% |
GS | Sell | GOLDMAN SACHS GROUP INC | $19,918,000 | -16.9% | 112,364 | -25.8% | 1.64% | +7.8% |
New | NEWMONT MINING CORPnote 1.250% 7/1 | $18,831,000 | – | 18,850,000 | +100.0% | 1.55% | – | |
INTC | Buy | INTEL CORP | $18,494,000 | +38.9% | 712,411 | +22.6% | 1.52% | +80.0% |
CSCO | Buy | CISCO SYS INC | $17,012,000 | +18.6% | 757,771 | +23.8% | 1.40% | +53.8% |
MMM | Sell | 3M CO | $15,772,000 | -12.9% | 112,456 | -25.8% | 1.30% | +13.0% |
BA | Sell | BOEING CO | $15,352,000 | -13.8% | 112,478 | -25.8% | 1.27% | +11.7% |
QCOM | Buy | QUALCOMM INC | $15,147,000 | +52.0% | 204,004 | +37.9% | 1.25% | +97.0% |
CVX | Sell | CHEVRON CORP NEW | $14,114,000 | -23.6% | 112,997 | -25.7% | 1.16% | -0.9% |
GILD | Buy | GILEAD SCIENCES INC | $13,913,000 | +67.7% | 185,136 | +40.2% | 1.15% | +117.4% |
CMCSA | Buy | COMCAST CORP NEWcl a | $13,413,000 | +61.2% | 258,116 | +40.1% | 1.11% | +109.1% |
UTX | Sell | UNITED TECHNOLOGIES CORP | $12,807,000 | -21.7% | 112,542 | -25.8% | 1.06% | +1.5% |
FB | Buy | FACEBOOK INCcl a | $12,362,000 | +57.7% | 226,167 | +45.0% | 1.02% | +104.8% |
XOM | Sell | EXXON MOBIL CORP | $11,540,000 | -12.4% | 114,028 | -25.6% | 0.95% | +13.6% |
MCD | Sell | MCDONALDS CORP | $10,926,000 | -25.2% | 112,606 | -25.8% | 0.90% | -2.9% |
AMGN | Buy | AMGEN INC | $10,394,000 | +42.9% | 91,044 | +40.1% | 0.86% | +85.5% |
JNJ | Sell | JOHNSON & JOHNSON | $10,384,000 | -21.5% | 113,376 | -25.7% | 0.86% | +1.9% |
AXP | Sell | AMERICAN EXPRESS CO | $10,214,000 | -10.9% | 112,575 | -25.8% | 0.84% | +15.6% |
CAT | Sell | CATERPILLAR INC DEL | $10,212,000 | -19.2% | 112,454 | -25.8% | 0.84% | +4.7% |
TRV | Sell | TRAVELERS COMPANIES INC | $10,171,000 | -20.8% | 112,340 | -25.8% | 0.84% | +2.8% |
HD | Sell | HOME DEPOT INC | $9,286,000 | -19.4% | 112,780 | -25.8% | 0.77% | +4.5% |
PG | Sell | PROCTER & GAMBLE CO | $9,226,000 | -19.9% | 113,332 | -25.7% | 0.76% | +3.8% |
WMT | Sell | WAL-MART STORES INC | $8,882,000 | -21.0% | 112,868 | -25.8% | 0.73% | +2.5% |
NKE | Sell | NIKE INCcl b | $8,847,000 | -19.7% | 112,501 | -25.8% | 0.73% | +4.3% |
DIS | Sell | DISNEY WALT CO | $8,624,000 | -12.0% | 112,875 | -25.7% | 0.71% | +14.1% |
EBAY | Buy | EBAY INC | $8,577,000 | +37.7% | 156,267 | +40.0% | 0.71% | +78.5% |
UNH | Sell | UNITEDHEALTH GROUP INC | $8,480,000 | -22.0% | 112,611 | -25.8% | 0.70% | +1.2% |
CELG | Buy | CELGENE CORP | $8,404,000 | +53.9% | 49,741 | +40.2% | 0.69% | +99.7% |
BIIB | Buy | BIOGEN IDEC INC | $7,966,000 | +61.5% | 28,474 | +38.9% | 0.66% | +109.2% |
MDLZ | Buy | MONDELEZ INTL INCcl a | $7,475,000 | +54.9% | 211,757 | +37.9% | 0.62% | +101.0% |
DD | Sell | DU PONT E I DE NEMOURS & CO | $7,314,000 | -17.7% | 112,577 | -25.8% | 0.60% | +6.7% |
PCLN | Buy | PRICELINE COM INC | $7,205,000 | +60.6% | 6,198 | +39.7% | 0.59% | +108.4% |
SBUX | Buy | STARBUCKS CORP | $7,132,000 | +43.0% | 90,980 | +40.4% | 0.59% | +85.5% |
SPY | Sell | SPDR S&P 500 ETF TRtr unit | $7,083,000 | -98.2% | 38,384 | -98.4% | 0.58% | -97.7% |
ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $6,835,000 | +57.5% | 97,306 | +38.5% | 0.56% | +104.3% |
JPM | Sell | JPMORGAN CHASE & CO | $6,653,000 | -15.8% | 113,771 | -25.6% | 0.55% | +9.1% |
FOXA | Buy | TWENTY FIRST CENTY FOX INCcl a | $6,307,000 | +43.6% | 179,291 | +36.7% | 0.52% | +86.4% |
COST | Buy | COSTCO WHSL CORP NEW | $6,276,000 | +44.7% | 52,733 | +40.0% | 0.52% | +87.7% |
BIDU | Buy | BAIDU INCspon adr rep a | $5,898,000 | +61.2% | 33,157 | +40.6% | 0.49% | +108.6% |
TXN | Buy | TEXAS INSTRS INC | $5,801,000 | +51.7% | 132,104 | +39.1% | 0.48% | +96.7% |
MRK | Sell | MERCK & CO INC NEW | $5,677,000 | -21.8% | 113,418 | -25.7% | 0.47% | +1.3% |
VZ | Sell | VERIZON COMMUNICATIONS INC | $5,572,000 | -21.7% | 113,393 | -25.7% | 0.46% | +1.5% |
YHOO | Buy | YAHOO INC | $4,953,000 | +69.7% | 122,466 | +39.2% | 0.41% | +119.9% |
KO | Sell | COCA COLA CO | $4,701,000 | -18.9% | 113,788 | -25.6% | 0.39% | +5.4% |
ADP | Buy | AUTOMATIC DATA PROCESSING IN | $4,694,000 | +55.7% | 58,090 | +39.5% | 0.39% | +101.6% |
VOD | Buy | VODAFONE GROUP PLC NEWspons adr new | $4,671,000 | +53.6% | 118,827 | +37.4% | 0.38% | +99.5% |
Buy | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $4,524,000 | +65.4% | 4,700,000 | +74.1% | 0.37% | +114.4% | |
A309PS | Buy | DIRECTV | $4,384,000 | +55.0% | 63,459 | +34.0% | 0.36% | +101.1% |
VIAB | Buy | VIACOM INC NEWcl b | $4,166,000 | +35.7% | 47,700 | +29.8% | 0.34% | +76.4% |
T | Sell | AT&T INC | $4,023,000 | -22.5% | 114,408 | -25.5% | 0.33% | +0.6% |
KRFT | Buy | KRAFT FOODS GROUP INC | $3,877,000 | +43.9% | 71,901 | +40.0% | 0.32% | +87.1% |
CTSH | Buy | COGNIZANT TECHNOLOGY SOLUTIOcl a | $3,689,000 | +72.8% | 36,534 | +40.6% | 0.30% | +123.5% |
ADBE | Buy | ADOBE SYS INC | $3,615,000 | +60.7% | 60,378 | +39.4% | 0.30% | +108.4% |
PFE | Sell | PFIZER INC | $3,520,000 | -20.5% | 114,919 | -25.4% | 0.29% | +3.2% |
GE | Sell | GENERAL ELECTRIC CO | $3,264,000 | -12.2% | 116,453 | -25.2% | 0.27% | +14.0% |
REGN | Buy | REGENERON PHARMACEUTICALS | $3,231,000 | +24.0% | 11,740 | +40.9% | 0.27% | +60.8% |
ALXN | Buy | ALEXION PHARMACEUTICALS INC | $3,149,000 | +60.7% | 23,667 | +40.3% | 0.26% | +108.0% |
New | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $2,825,000 | – | 1,500,000 | +100.0% | 0.23% | – | |
MU | Buy | MICRON TECHNOLOGY INC | $2,764,000 | +76.6% | 127,003 | +41.8% | 0.23% | +128.0% |
NFLX | Buy | NETFLIX INC | $2,639,000 | +68.0% | 7,169 | +41.1% | 0.22% | +118.0% |
INTU | Buy | INTUIT | $2,624,000 | +54.5% | 34,381 | +34.2% | 0.22% | +100.0% |
WFM | Buy | WHOLE FOODS MKT INC | $2,597,000 | +38.2% | 44,916 | +39.8% | 0.21% | +79.8% |
SIRI | New | SIRIUS XM HLDGS INC | $2,576,000 | – | 738,237 | +100.0% | 0.21% | – |
AMAT | Buy | APPLIED MATLS INC | $2,570,000 | +41.2% | 145,263 | +40.0% | 0.21% | +82.8% |
VIP | New | VIMPELCOM LTDsponsored adr | $2,573,000 | – | 198,804 | +100.0% | 0.21% | – |
PCAR | Buy | PACCAR INC | $2,528,000 | +48.8% | 42,724 | +39.9% | 0.21% | +93.5% |
WDC | Buy | WESTERN DIGITAL CORP | $2,392,000 | +84.7% | 28,509 | +39.5% | 0.20% | +140.2% |
LBTYA | Buy | LIBERTY GLOBAL PLC | $2,376,000 | +56.2% | 26,699 | +39.3% | 0.20% | +102.1% |
WYNN | Buy | WYNN RESORTS LTD | $2,369,000 | +72.0% | 12,198 | +40.0% | 0.20% | +121.6% |
CERN | Buy | CERNER CORP | $2,308,000 | +48.5% | 41,413 | +40.0% | 0.19% | +91.9% |
STX | Buy | SEAGATE TECHNOLOGY PLC | $2,214,000 | +64.5% | 39,416 | +28.1% | 0.18% | +112.8% |
TSLA | Buy | TESLA MTRS INC | $2,221,000 | +10.1% | 14,766 | +41.6% | 0.18% | +43.0% |
VRTX | Buy | VERTEX PHARMACEUTICALS INC | $2,098,000 | +37.8% | 28,240 | +40.6% | 0.17% | +78.4% |
BBBY | Buy | BED BATH & BEYOND INC | $2,085,000 | +43.5% | 25,962 | +38.2% | 0.17% | +87.0% |
LEAP WIRELESS INTL INCnote 4.500% 7/1 | $2,033,000 | -0.3% | 2,000,000 | 0.0% | 0.17% | +29.2% | ||
PAYX | Buy | PAYCHEX INC | $2,005,000 | +56.5% | 44,039 | +39.7% | 0.16% | +103.7% |
MYL | Buy | MYLAN INC | $2,006,000 | +59.6% | 46,223 | +40.3% | 0.16% | +106.2% |
SYMC | Buy | SYMANTEC CORP | $1,982,000 | +32.8% | 84,035 | +39.3% | 0.16% | +71.6% |
ROST | Buy | ROSS STORES INC | $1,959,000 | +42.6% | 26,139 | +38.5% | 0.16% | +86.2% |
MAT | Buy | MATTEL INC | $1,943,000 | +56.2% | 40,837 | +37.4% | 0.16% | +102.5% |
SNDK | Buy | SANDISK CORP | $1,926,000 | +56.0% | 27,300 | +31.6% | 0.16% | +101.3% |
ADI | Buy | ANALOG DEVICES INC | $1,912,000 | +51.7% | 37,539 | +40.1% | 0.16% | +97.5% |
BRCM | Buy | BROADCOM CORPcl a | $1,855,000 | +56.3% | 62,547 | +37.1% | 0.15% | +104.0% |
FISV | Buy | FISERV INC | $1,850,000 | +63.1% | 31,331 | +179.3% | 0.15% | +112.5% |
LMCA | Buy | LIBERTY MEDIA CORP DELAWAREcl a | $1,841,000 | +31.7% | 12,572 | +32.4% | 0.15% | +70.8% |
CA | Buy | CA INC | $1,831,000 | +57.3% | 54,411 | +38.7% | 0.15% | +104.1% |
MAR | New | MARRIOTT INTL INC NEWcl a | $1,778,000 | – | 36,026 | +100.0% | 0.15% | – |
ISRG | Buy | INTUITIVE SURGICAL INC | $1,753,000 | +36.0% | 4,563 | +33.2% | 0.14% | +76.8% |
CHTR | Buy | CHARTER COMMUNICATIONS INC Dcl a new | $1,707,000 | +45.5% | 12,484 | +43.4% | 0.14% | +88.0% |
FAST | Buy | FASTENAL CO | $1,701,000 | +32.3% | 35,810 | +39.9% | 0.14% | +70.7% |
QRTEA | Buy | LIBERTY INTERACTIVE CORP | $1,695,000 | +71.2% | 57,744 | +36.9% | 0.14% | +122.2% |
NTAP | Buy | NETAPP INC | $1,693,000 | +35.3% | 41,164 | +40.3% | 0.14% | +75.0% |
ILMN | New | ILLUMINA INC | $1,686,000 | – | 15,245 | +100.0% | 0.14% | – |
ORLY | Buy | O REILLY AUTOMOTIVE INC NEW | $1,664,000 | +39.4% | 12,928 | +38.1% | 0.14% | +80.3% |
DISCA | Buy | DISCOVERY COMMUNICATNS NEW | $1,599,000 | +48.7% | 17,685 | +38.8% | 0.13% | +94.1% |
AVGO | Buy | AVAGO TECHNOLOGIES LTD | $1,574,000 | +72.2% | 29,766 | +40.4% | 0.13% | +124.1% |
CHKP | Buy | CHECK POINT SOFTWARE TECH LTord | $1,525,000 | +59.9% | 23,633 | +40.2% | 0.13% | +106.6% |
DISH | New | DISH NETWORK CORPcl a | $1,529,000 | – | 26,401 | +100.0% | 0.13% | – |
ATVI | Sell | ACTIVISION BLIZZARD INC | $1,488,000 | -7.1% | 83,468 | -13.1% | 0.12% | +20.6% |
XLNX | Buy | XILINX INC | $1,489,000 | +38.4% | 32,433 | +41.2% | 0.12% | +80.9% |
Sell | NAVISTAR INTL CORP NEWnote 3.000%10/1 | $1,462,000 | -13.5% | 1,433,000 | -14.9% | 0.12% | +12.0% | |
DLTR | Buy | DOLLAR TREE INC | $1,418,000 | +28.9% | 25,138 | +30.6% | 0.12% | +67.1% |
CTXS | Buy | CITRIX SYS INC | $1,421,000 | +24.5% | 22,469 | +39.0% | 0.12% | +60.3% |
SBAC | Buy | SBA COMMUNICATIONS CORP | $1,390,000 | +57.4% | 15,467 | +41.0% | 0.12% | +105.4% |
ADSK | Buy | AUTODESK INC | $1,370,000 | +73.4% | 27,214 | +41.7% | 0.11% | +126.0% |
MNST | Buy | MONSTER BEVERAGE CORP | $1,371,000 | +81.8% | 20,224 | +40.1% | 0.11% | +135.4% |
SIAL | Buy | SIGMA ALDRICH CORP | $1,354,000 | +53.0% | 14,407 | +38.9% | 0.11% | +100.0% |
GMCR | Buy | GREEN MTN COFFEE ROASTERS IN | $1,354,000 | +38.9% | 17,909 | +38.4% | 0.11% | +80.6% |
NXPI | New | NXP SEMICONDUCTORS N V | $1,360,000 | – | 29,609 | +100.0% | 0.11% | – |
VRSK | Buy | VERISK ANALYTICS INCcl a | $1,330,000 | +42.1% | 20,239 | +40.4% | 0.11% | +83.3% |
TRIP | New | TRIPADVISOR INC | $1,293,000 | – | 15,606 | +100.0% | 0.11% | – |
KLAC | Buy | KLA-TENCOR CORP | $1,298,000 | +49.2% | 20,140 | +40.8% | 0.11% | +94.5% |
TSCO | New | TRACTOR SUPPLY CO | $1,302,000 | – | 16,787 | +100.0% | 0.11% | – |
LLTC | Buy | LINEAR TECHNOLOGY CORP | $1,289,000 | +61.5% | 28,298 | +40.6% | 0.11% | +107.8% |
ALTR | Buy | ALTERA CORP | $1,261,000 | +23.1% | 38,766 | +40.7% | 0.10% | +60.0% |
SPLS | Buy | STAPLES INC | $1,254,000 | +50.2% | 78,946 | +38.6% | 0.10% | +94.3% |
SRCL | Buy | STERICYCLE INC | $1,199,000 | +40.2% | 10,320 | +39.3% | 0.10% | +83.3% |
CTRX | Buy | CATAMARAN CORP | $1,178,000 | +44.9% | 24,815 | +40.2% | 0.10% | +86.5% |
HSIC | Buy | SCHEIN HENRY INC | $1,176,000 | +52.9% | 10,288 | +38.7% | 0.10% | +98.0% |
New | DEALERTRACK TECHNOLOGIES INCnote 1.500% 3/1 | $1,120,000 | – | 809,000 | +100.0% | 0.09% | – | |
NVDA | Buy | NVIDIA CORP | $1,100,000 | +41.6% | 68,633 | +37.5% | 0.09% | +85.7% |
EXPD | Buy | EXPEDITORS INTL WASH INC | $1,098,000 | +39.9% | 24,822 | +39.4% | 0.09% | +82.0% |
GRMN | Buy | GARMIN LTD | $1,087,000 | +43.0% | 23,528 | +39.9% | 0.09% | +87.5% |
CHRW | Buy | C H ROBINSON WORLDWIDE INC | $1,065,000 | +30.0% | 18,259 | +32.8% | 0.09% | +69.2% |
EQIX | Buy | EQUINIX INC | $1,064,000 | +36.6% | 5,998 | +41.3% | 0.09% | +76.0% |
AKAM | Buy | AKAMAI TECHNOLOGIES INC | $1,020,000 | +28.3% | 21,628 | +40.7% | 0.08% | +64.7% |
EXPE | Buy | EXPEDIA INC DEL | $988,000 | +80.0% | 14,184 | +33.7% | 0.08% | +131.4% |
MXIM | Buy | MAXIM INTEGRATED PRODS INC | $949,000 | +30.2% | 34,018 | +39.1% | 0.08% | +69.6% |
FFIV | Buy | F5 NETWORKS INC | $850,000 | +46.8% | 9,354 | +38.6% | 0.07% | +89.2% |
AFFYMETRIX INCnote 4.000% 7/0 | $811,000 | +36.5% | 500,000 | 0.0% | 0.07% | +76.3% | ||
New | PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $729,000 | – | 700,000 | +100.0% | 0.06% | – | |
WYPRA | WEYERHAEUSER COpref conv ser a | $557,000 | +5.3% | 10,000 | 0.0% | 0.05% | +35.3% | |
New | BRISTOW GROUP INCnote 3.000% 6/1 | $535,000 | – | 435,000 | +100.0% | 0.04% | – | |
Exit | ALLIANT TECHSYSTEMS INCnote 3.000% 8/1 | $0 | – | -39,000 | -100.0% | -0.00% | – | |
GOLD | Exit | RANDGOLD RES LTDadr | $0 | – | -4,257 | -100.0% | -0.02% | – |
NUAN | Exit | NUANCE COMMUNICATIONS INC | $0 | – | -26,634 | -100.0% | -0.03% | – |
XRAY | Exit | DENTSPLY INTL INC NEW | $0 | – | -12,269 | -100.0% | -0.03% | – |
SHLDQ | Exit | SEARS HLDGS CORP | $0 | – | -9,139 | -100.0% | -0.04% | – |
FOSL | Exit | FOSSIL GROUP INC | $0 | – | -4,864 | -100.0% | -0.04% | – |
MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -17,012 | -100.0% | -0.04% | – |
Exit | MGM RESORTS INTERNATIONALnote 4.250% 4/1 | $0 | – | -1,000,000 | -100.0% | -0.08% | – | |
SIRI | Exit | SIRIUS XM RADIO INC | $0 | – | -532,979 | -100.0% | -0.13% | – |
DELL | Exit | DELL INC | $0 | – | -151,556 | -100.0% | -0.13% | – |
Exit | VERISIGN INCsdcv 3.250% 8/1 | $0 | – | -2,867,000 | -100.0% | -0.28% | – | |
Exit | HOLOGIC INCfrnt 2.000%12/1 | $0 | – | -4,500,000 | -100.0% | -0.29% | – | |
Exit | GENERAL CABLE CORP DEL NEWnote 0.875%11/1 | $0 | – | -4,825,000 | -100.0% | -0.30% | – | |
QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -1,483,432 | -100.0% | -7.43% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-01-15
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
APPLE INC | 27 | Q2 2022 | 11.2% |
JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-08 |
13F-HR | 2023-11-09 |
13F-HR | 2023-08-09 |
13F-HR | 2023-05-03 |
13F-HR | 2023-02-03 |
13F-HR | 2022-10-24 |
13F-HR | 2022-07-28 |
13F-HR | 2022-04-27 |
13F-HR | 2022-01-28 |
13F-HR | 2021-10-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.