MIZUHO SECURITIES USA LLC - Q4 2013 holdings

$1.21 Billion is the total value of MIZUHO SECURITIES USA LLC's 141 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 19.9% .

 Value Shares↓ Weighting
TLT BuyISHARES20+ yr tr bd etf$315,576,000
+28.9%
3,100,000
+34.8%
26.03%
+67.2%
AAPL BuyAPPLE INC$60,945,000
+63.1%
108,615
+38.6%
5.03%
+111.6%
DIA SellSPDR DOW JONES INDL AVRG ETFut ser 1$52,760,000
-57.4%
318,986
-61.2%
4.35%
-44.8%
MSFT BuyMICROSOFT CORP$41,913,000
+44.7%
1,119,775
+28.8%
3.46%
+87.7%
GOOGL BuyGOOGLE INCcl a$37,469,000
+81.1%
33,433
+41.5%
3.09%
+134.9%
V SellVISA INC$25,029,000
-13.6%
112,401
-25.8%
2.06%
+12.2%
MDY NewSPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp$24,679,000101,102
+100.0%
2.04%
AMZN BuyAMAZON COM INC$22,054,000
+79.2%
55,302
+40.5%
1.82%
+132.3%
IBM SellINTERNATIONAL BUSINESS MACHS$21,123,000
-24.8%
112,616
-25.8%
1.74%
-2.5%
GS SellGOLDMAN SACHS GROUP INC$19,918,000
-16.9%
112,364
-25.8%
1.64%
+7.8%
NewNEWMONT MINING CORPnote 1.250% 7/1$18,831,00018,850,000
+100.0%
1.55%
INTC BuyINTEL CORP$18,494,000
+38.9%
712,411
+22.6%
1.52%
+80.0%
CSCO BuyCISCO SYS INC$17,012,000
+18.6%
757,771
+23.8%
1.40%
+53.8%
MMM Sell3M CO$15,772,000
-12.9%
112,456
-25.8%
1.30%
+13.0%
BA SellBOEING CO$15,352,000
-13.8%
112,478
-25.8%
1.27%
+11.7%
QCOM BuyQUALCOMM INC$15,147,000
+52.0%
204,004
+37.9%
1.25%
+97.0%
CVX SellCHEVRON CORP NEW$14,114,000
-23.6%
112,997
-25.7%
1.16%
-0.9%
GILD BuyGILEAD SCIENCES INC$13,913,000
+67.7%
185,136
+40.2%
1.15%
+117.4%
CMCSA BuyCOMCAST CORP NEWcl a$13,413,000
+61.2%
258,116
+40.1%
1.11%
+109.1%
UTX SellUNITED TECHNOLOGIES CORP$12,807,000
-21.7%
112,542
-25.8%
1.06%
+1.5%
FB BuyFACEBOOK INCcl a$12,362,000
+57.7%
226,167
+45.0%
1.02%
+104.8%
XOM SellEXXON MOBIL CORP$11,540,000
-12.4%
114,028
-25.6%
0.95%
+13.6%
MCD SellMCDONALDS CORP$10,926,000
-25.2%
112,606
-25.8%
0.90%
-2.9%
AMGN BuyAMGEN INC$10,394,000
+42.9%
91,044
+40.1%
0.86%
+85.5%
JNJ SellJOHNSON & JOHNSON$10,384,000
-21.5%
113,376
-25.7%
0.86%
+1.9%
AXP SellAMERICAN EXPRESS CO$10,214,000
-10.9%
112,575
-25.8%
0.84%
+15.6%
CAT SellCATERPILLAR INC DEL$10,212,000
-19.2%
112,454
-25.8%
0.84%
+4.7%
TRV SellTRAVELERS COMPANIES INC$10,171,000
-20.8%
112,340
-25.8%
0.84%
+2.8%
HD SellHOME DEPOT INC$9,286,000
-19.4%
112,780
-25.8%
0.77%
+4.5%
PG SellPROCTER & GAMBLE CO$9,226,000
-19.9%
113,332
-25.7%
0.76%
+3.8%
WMT SellWAL-MART STORES INC$8,882,000
-21.0%
112,868
-25.8%
0.73%
+2.5%
NKE SellNIKE INCcl b$8,847,000
-19.7%
112,501
-25.8%
0.73%
+4.3%
DIS SellDISNEY WALT CO$8,624,000
-12.0%
112,875
-25.7%
0.71%
+14.1%
EBAY BuyEBAY INC$8,577,000
+37.7%
156,267
+40.0%
0.71%
+78.5%
UNH SellUNITEDHEALTH GROUP INC$8,480,000
-22.0%
112,611
-25.8%
0.70%
+1.2%
CELG BuyCELGENE CORP$8,404,000
+53.9%
49,741
+40.2%
0.69%
+99.7%
BIIB BuyBIOGEN IDEC INC$7,966,000
+61.5%
28,474
+38.9%
0.66%
+109.2%
MDLZ BuyMONDELEZ INTL INCcl a$7,475,000
+54.9%
211,757
+37.9%
0.62%
+101.0%
DD SellDU PONT E I DE NEMOURS & CO$7,314,000
-17.7%
112,577
-25.8%
0.60%
+6.7%
PCLN BuyPRICELINE COM INC$7,205,000
+60.6%
6,198
+39.7%
0.59%
+108.4%
SBUX BuySTARBUCKS CORP$7,132,000
+43.0%
90,980
+40.4%
0.59%
+85.5%
SPY SellSPDR S&P 500 ETF TRtr unit$7,083,000
-98.2%
38,384
-98.4%
0.58%
-97.7%
ESRX BuyEXPRESS SCRIPTS HLDG CO$6,835,000
+57.5%
97,306
+38.5%
0.56%
+104.3%
JPM SellJPMORGAN CHASE & CO$6,653,000
-15.8%
113,771
-25.6%
0.55%
+9.1%
FOXA BuyTWENTY FIRST CENTY FOX INCcl a$6,307,000
+43.6%
179,291
+36.7%
0.52%
+86.4%
COST BuyCOSTCO WHSL CORP NEW$6,276,000
+44.7%
52,733
+40.0%
0.52%
+87.7%
BIDU BuyBAIDU INCspon adr rep a$5,898,000
+61.2%
33,157
+40.6%
0.49%
+108.6%
TXN BuyTEXAS INSTRS INC$5,801,000
+51.7%
132,104
+39.1%
0.48%
+96.7%
MRK SellMERCK & CO INC NEW$5,677,000
-21.8%
113,418
-25.7%
0.47%
+1.3%
VZ SellVERIZON COMMUNICATIONS INC$5,572,000
-21.7%
113,393
-25.7%
0.46%
+1.5%
YHOO BuyYAHOO INC$4,953,000
+69.7%
122,466
+39.2%
0.41%
+119.9%
KO SellCOCA COLA CO$4,701,000
-18.9%
113,788
-25.6%
0.39%
+5.4%
ADP BuyAUTOMATIC DATA PROCESSING IN$4,694,000
+55.7%
58,090
+39.5%
0.39%
+101.6%
VOD BuyVODAFONE GROUP PLC NEWspons adr new$4,671,000
+53.6%
118,827
+37.4%
0.38%
+99.5%
BuyNUANCE COMMUNICATIONS INCnote 2.750%11/0$4,524,000
+65.4%
4,700,000
+74.1%
0.37%
+114.4%
A309PS BuyDIRECTV$4,384,000
+55.0%
63,459
+34.0%
0.36%
+101.1%
VIAB BuyVIACOM INC NEWcl b$4,166,000
+35.7%
47,700
+29.8%
0.34%
+76.4%
T SellAT&T INC$4,023,000
-22.5%
114,408
-25.5%
0.33%
+0.6%
KRFT BuyKRAFT FOODS GROUP INC$3,877,000
+43.9%
71,901
+40.0%
0.32%
+87.1%
CTSH BuyCOGNIZANT TECHNOLOGY SOLUTIOcl a$3,689,000
+72.8%
36,534
+40.6%
0.30%
+123.5%
ADBE BuyADOBE SYS INC$3,615,000
+60.7%
60,378
+39.4%
0.30%
+108.4%
PFE SellPFIZER INC$3,520,000
-20.5%
114,919
-25.4%
0.29%
+3.2%
GE SellGENERAL ELECTRIC CO$3,264,000
-12.2%
116,453
-25.2%
0.27%
+14.0%
REGN BuyREGENERON PHARMACEUTICALS$3,231,000
+24.0%
11,740
+40.9%
0.27%
+60.8%
ALXN BuyALEXION PHARMACEUTICALS INC$3,149,000
+60.7%
23,667
+40.3%
0.26%
+108.0%
NewCADENCE DESIGN SYSTEM INCnote 2.625% 6/0$2,825,0001,500,000
+100.0%
0.23%
MU BuyMICRON TECHNOLOGY INC$2,764,000
+76.6%
127,003
+41.8%
0.23%
+128.0%
NFLX BuyNETFLIX INC$2,639,000
+68.0%
7,169
+41.1%
0.22%
+118.0%
INTU BuyINTUIT$2,624,000
+54.5%
34,381
+34.2%
0.22%
+100.0%
WFM BuyWHOLE FOODS MKT INC$2,597,000
+38.2%
44,916
+39.8%
0.21%
+79.8%
SIRI NewSIRIUS XM HLDGS INC$2,576,000738,237
+100.0%
0.21%
AMAT BuyAPPLIED MATLS INC$2,570,000
+41.2%
145,263
+40.0%
0.21%
+82.8%
VIP NewVIMPELCOM LTDsponsored adr$2,573,000198,804
+100.0%
0.21%
PCAR BuyPACCAR INC$2,528,000
+48.8%
42,724
+39.9%
0.21%
+93.5%
WDC BuyWESTERN DIGITAL CORP$2,392,000
+84.7%
28,509
+39.5%
0.20%
+140.2%
LBTYA BuyLIBERTY GLOBAL PLC$2,376,000
+56.2%
26,699
+39.3%
0.20%
+102.1%
WYNN BuyWYNN RESORTS LTD$2,369,000
+72.0%
12,198
+40.0%
0.20%
+121.6%
CERN BuyCERNER CORP$2,308,000
+48.5%
41,413
+40.0%
0.19%
+91.9%
STX BuySEAGATE TECHNOLOGY PLC$2,214,000
+64.5%
39,416
+28.1%
0.18%
+112.8%
TSLA BuyTESLA MTRS INC$2,221,000
+10.1%
14,766
+41.6%
0.18%
+43.0%
VRTX BuyVERTEX PHARMACEUTICALS INC$2,098,000
+37.8%
28,240
+40.6%
0.17%
+78.4%
BBBY BuyBED BATH & BEYOND INC$2,085,000
+43.5%
25,962
+38.2%
0.17%
+87.0%
 LEAP WIRELESS INTL INCnote 4.500% 7/1$2,033,000
-0.3%
2,000,0000.0%0.17%
+29.2%
PAYX BuyPAYCHEX INC$2,005,000
+56.5%
44,039
+39.7%
0.16%
+103.7%
MYL BuyMYLAN INC$2,006,000
+59.6%
46,223
+40.3%
0.16%
+106.2%
SYMC BuySYMANTEC CORP$1,982,000
+32.8%
84,035
+39.3%
0.16%
+71.6%
ROST BuyROSS STORES INC$1,959,000
+42.6%
26,139
+38.5%
0.16%
+86.2%
MAT BuyMATTEL INC$1,943,000
+56.2%
40,837
+37.4%
0.16%
+102.5%
SNDK BuySANDISK CORP$1,926,000
+56.0%
27,300
+31.6%
0.16%
+101.3%
ADI BuyANALOG DEVICES INC$1,912,000
+51.7%
37,539
+40.1%
0.16%
+97.5%
BRCM BuyBROADCOM CORPcl a$1,855,000
+56.3%
62,547
+37.1%
0.15%
+104.0%
FISV BuyFISERV INC$1,850,000
+63.1%
31,331
+179.3%
0.15%
+112.5%
LMCA BuyLIBERTY MEDIA CORP DELAWAREcl a$1,841,000
+31.7%
12,572
+32.4%
0.15%
+70.8%
CA BuyCA INC$1,831,000
+57.3%
54,411
+38.7%
0.15%
+104.1%
MAR NewMARRIOTT INTL INC NEWcl a$1,778,00036,026
+100.0%
0.15%
ISRG BuyINTUITIVE SURGICAL INC$1,753,000
+36.0%
4,563
+33.2%
0.14%
+76.8%
CHTR BuyCHARTER COMMUNICATIONS INC Dcl a new$1,707,000
+45.5%
12,484
+43.4%
0.14%
+88.0%
FAST BuyFASTENAL CO$1,701,000
+32.3%
35,810
+39.9%
0.14%
+70.7%
QRTEA BuyLIBERTY INTERACTIVE CORP$1,695,000
+71.2%
57,744
+36.9%
0.14%
+122.2%
NTAP BuyNETAPP INC$1,693,000
+35.3%
41,164
+40.3%
0.14%
+75.0%
ILMN NewILLUMINA INC$1,686,00015,245
+100.0%
0.14%
ORLY BuyO REILLY AUTOMOTIVE INC NEW$1,664,000
+39.4%
12,928
+38.1%
0.14%
+80.3%
DISCA BuyDISCOVERY COMMUNICATNS NEW$1,599,000
+48.7%
17,685
+38.8%
0.13%
+94.1%
AVGO BuyAVAGO TECHNOLOGIES LTD$1,574,000
+72.2%
29,766
+40.4%
0.13%
+124.1%
CHKP BuyCHECK POINT SOFTWARE TECH LTord$1,525,000
+59.9%
23,633
+40.2%
0.13%
+106.6%
DISH NewDISH NETWORK CORPcl a$1,529,00026,401
+100.0%
0.13%
ATVI SellACTIVISION BLIZZARD INC$1,488,000
-7.1%
83,468
-13.1%
0.12%
+20.6%
XLNX BuyXILINX INC$1,489,000
+38.4%
32,433
+41.2%
0.12%
+80.9%
SellNAVISTAR INTL CORP NEWnote 3.000%10/1$1,462,000
-13.5%
1,433,000
-14.9%
0.12%
+12.0%
DLTR BuyDOLLAR TREE INC$1,418,000
+28.9%
25,138
+30.6%
0.12%
+67.1%
CTXS BuyCITRIX SYS INC$1,421,000
+24.5%
22,469
+39.0%
0.12%
+60.3%
SBAC BuySBA COMMUNICATIONS CORP$1,390,000
+57.4%
15,467
+41.0%
0.12%
+105.4%
ADSK BuyAUTODESK INC$1,370,000
+73.4%
27,214
+41.7%
0.11%
+126.0%
MNST BuyMONSTER BEVERAGE CORP$1,371,000
+81.8%
20,224
+40.1%
0.11%
+135.4%
SIAL BuySIGMA ALDRICH CORP$1,354,000
+53.0%
14,407
+38.9%
0.11%
+100.0%
GMCR BuyGREEN MTN COFFEE ROASTERS IN$1,354,000
+38.9%
17,909
+38.4%
0.11%
+80.6%
NXPI NewNXP SEMICONDUCTORS N V$1,360,00029,609
+100.0%
0.11%
VRSK BuyVERISK ANALYTICS INCcl a$1,330,000
+42.1%
20,239
+40.4%
0.11%
+83.3%
TRIP NewTRIPADVISOR INC$1,293,00015,606
+100.0%
0.11%
KLAC BuyKLA-TENCOR CORP$1,298,000
+49.2%
20,140
+40.8%
0.11%
+94.5%
TSCO NewTRACTOR SUPPLY CO$1,302,00016,787
+100.0%
0.11%
LLTC BuyLINEAR TECHNOLOGY CORP$1,289,000
+61.5%
28,298
+40.6%
0.11%
+107.8%
ALTR BuyALTERA CORP$1,261,000
+23.1%
38,766
+40.7%
0.10%
+60.0%
SPLS BuySTAPLES INC$1,254,000
+50.2%
78,946
+38.6%
0.10%
+94.3%
SRCL BuySTERICYCLE INC$1,199,000
+40.2%
10,320
+39.3%
0.10%
+83.3%
CTRX BuyCATAMARAN CORP$1,178,000
+44.9%
24,815
+40.2%
0.10%
+86.5%
HSIC BuySCHEIN HENRY INC$1,176,000
+52.9%
10,288
+38.7%
0.10%
+98.0%
NewDEALERTRACK TECHNOLOGIES INCnote 1.500% 3/1$1,120,000809,000
+100.0%
0.09%
NVDA BuyNVIDIA CORP$1,100,000
+41.6%
68,633
+37.5%
0.09%
+85.7%
EXPD BuyEXPEDITORS INTL WASH INC$1,098,000
+39.9%
24,822
+39.4%
0.09%
+82.0%
GRMN BuyGARMIN LTD$1,087,000
+43.0%
23,528
+39.9%
0.09%
+87.5%
CHRW BuyC H ROBINSON WORLDWIDE INC$1,065,000
+30.0%
18,259
+32.8%
0.09%
+69.2%
EQIX BuyEQUINIX INC$1,064,000
+36.6%
5,998
+41.3%
0.09%
+76.0%
AKAM BuyAKAMAI TECHNOLOGIES INC$1,020,000
+28.3%
21,628
+40.7%
0.08%
+64.7%
EXPE BuyEXPEDIA INC DEL$988,000
+80.0%
14,184
+33.7%
0.08%
+131.4%
MXIM BuyMAXIM INTEGRATED PRODS INC$949,000
+30.2%
34,018
+39.1%
0.08%
+69.6%
FFIV BuyF5 NETWORKS INC$850,000
+46.8%
9,354
+38.6%
0.07%
+89.2%
 AFFYMETRIX INCnote 4.000% 7/0$811,000
+36.5%
500,0000.0%0.07%
+76.3%
NewPROSPECT CAPITAL CORPORATIONnote 5.500% 8/1$729,000700,000
+100.0%
0.06%
WYPRA  WEYERHAEUSER COpref conv ser a$557,000
+5.3%
10,0000.0%0.05%
+35.3%
NewBRISTOW GROUP INCnote 3.000% 6/1$535,000435,000
+100.0%
0.04%
ExitALLIANT TECHSYSTEMS INCnote 3.000% 8/1$0-39,000
-100.0%
-0.00%
GOLD ExitRANDGOLD RES LTDadr$0-4,257
-100.0%
-0.02%
NUAN ExitNUANCE COMMUNICATIONS INC$0-26,634
-100.0%
-0.03%
XRAY ExitDENTSPLY INTL INC NEW$0-12,269
-100.0%
-0.03%
SHLDQ ExitSEARS HLDGS CORP$0-9,139
-100.0%
-0.04%
FOSL ExitFOSSIL GROUP INC$0-4,864
-100.0%
-0.04%
MCHP ExitMICROCHIP TECHNOLOGY INC$0-17,012
-100.0%
-0.04%
ExitMGM RESORTS INTERNATIONALnote 4.250% 4/1$0-1,000,000
-100.0%
-0.08%
SIRI ExitSIRIUS XM RADIO INC$0-532,979
-100.0%
-0.13%
DELL ExitDELL INC$0-151,556
-100.0%
-0.13%
ExitVERISIGN INCsdcv 3.250% 8/1$0-2,867,000
-100.0%
-0.28%
ExitHOLOGIC INCfrnt 2.000%12/1$0-4,500,000
-100.0%
-0.29%
ExitGENERAL CABLE CORP DEL NEWnote 0.875%11/1$0-4,825,000
-100.0%
-0.30%
QQQ ExitPOWERSHARES QQQ TRUSTunit ser 1$0-1,483,432
-100.0%
-7.43%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2014-01-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SPDR S&P 500 ETF TR36Q3 202371.4%
SPDR DOW JONES INDL AVRG ETF28Q3 202129.1%
APPLE INC27Q2 202211.2%
JOHNSON & JOHNSON25Q2 20226.7%
MICROSOFT CORP25Q2 20223.5%
CHEVRON CORP NEW25Q2 20222.4%
WAL-MART STORES INC25Q2 20221.6%
PROCTER & GAMBLE CO24Q2 20222.0%
MERCK & CO INC NEW24Q2 20222.4%
INTERNATIONAL BUSINESS MACHS22Q2 20223.9%

View MIZUHO SECURITIES USA LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-02-08
13F-HR2023-11-09
13F-HR2023-08-09
13F-HR2023-05-03
13F-HR2023-02-03
13F-HR2022-10-24
13F-HR2022-07-28
13F-HR2022-04-27
13F-HR2022-01-28
13F-HR2021-10-28

View MIZUHO SECURITIES USA LLC's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (1212343000.0 != 1212341000.0)

Export MIZUHO SECURITIES USA LLC's holdings