$1.57 Billion is the total value of MIZUHO SECURITIES USA LLC's 141 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 17.9% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
SPY | Sell | SPDR S&P 500 ETF TRtr unit | $395,315,000 | -47.3% | 2,353,681 | -49.7% | 25.14% | -32.3% |
TLT | ISHARES20+ yr tr bd etf | $244,775,000 | -3.4% | 2,300,000 | 0.0% | 15.56% | +24.1% | |
DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $123,958,000 | -54.3% | 821,102 | -55.0% | 7.88% | -41.3% |
QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $116,899,000 | +64.1% | 1,483,432 | +48.3% | 7.43% | +110.8% |
AAPL | Sell | APPLE INC | $37,367,000 | -0.7% | 78,378 | -17.5% | 2.38% | +27.6% |
MSFT | Sell | MICROSOFT CORP | $28,964,000 | -15.3% | 869,523 | -12.2% | 1.84% | +8.9% |
V | New | VISA INC | $28,955,000 | – | 151,519 | +100.0% | 1.84% | – |
IBM | Buy | INTERNATIONAL BUSINESS MACHS | $28,101,000 | +0.9% | 151,752 | +4.1% | 1.79% | +29.7% |
GS | New | GOLDMAN SACHS GROUP INC | $23,968,000 | – | 151,494 | +100.0% | 1.52% | – |
GOOGL | Sell | GOOGLE INCcl a | $20,692,000 | -14.4% | 23,623 | -13.9% | 1.32% | +10.0% |
CVX | Buy | CHEVRON CORP NEW | $18,485,000 | +6.9% | 152,137 | +4.1% | 1.18% | +37.3% |
MMM | Buy | 3M CO | $18,100,000 | +13.7% | 151,581 | +4.1% | 1.15% | +46.1% |
BA | Buy | BOEING CO | $17,813,000 | +19.4% | 151,603 | +4.1% | 1.13% | +53.5% |
UTX | Buy | UNITED TECHNOLOGIES CORP | $16,353,000 | +20.8% | 151,668 | +4.1% | 1.04% | +55.2% |
MCD | Buy | MCDONALDS CORP | $14,598,000 | +1.2% | 151,732 | +4.1% | 0.93% | +30.0% |
CSCO | Sell | CISCO SYS INC | $14,340,000 | -14.1% | 612,302 | -10.8% | 0.91% | +10.4% |
INTC | Sell | INTEL CORP | $13,317,000 | -15.2% | 581,037 | -10.4% | 0.85% | +9.0% |
JNJ | Buy | JOHNSON & JOHNSON | $13,220,000 | +5.1% | 152,496 | +4.1% | 0.84% | +35.2% |
XOM | Buy | EXXON MOBIL CORP | $13,179,000 | -0.9% | 153,172 | +4.0% | 0.84% | +27.4% |
TRV | Buy | TRAVELERS COMPANIES INC | $12,840,000 | +10.5% | 151,463 | +4.1% | 0.82% | +41.9% |
CAT | Buy | CATERPILLAR INC DEL | $12,638,000 | +5.2% | 151,587 | +4.1% | 0.80% | +35.4% |
AMZN | Sell | AMAZON COM INC | $12,307,000 | -3.7% | 39,364 | -14.5% | 0.78% | +23.7% |
HD | Buy | HOME DEPOT INC | $11,523,000 | +1.9% | 151,914 | +4.1% | 0.73% | +31.1% |
PG | Buy | PROCTER & GAMBLE CO | $11,525,000 | +2.2% | 152,472 | +4.1% | 0.73% | +31.4% |
AXP | Buy | AMERICAN EXPRESS CO | $11,458,000 | +5.2% | 151,718 | +4.1% | 0.73% | +35.3% |
WMT | Buy | WAL-MART STORES INC | $11,243,000 | +3.4% | 152,021 | +4.1% | 0.72% | +32.9% |
NKE | New | NIKE INCcl b | $11,014,000 | – | 151,623 | +100.0% | 0.70% | – |
UNH | Buy | UNITEDHEALTH GROUP INC | $10,866,000 | +13.9% | 151,736 | +4.1% | 0.69% | +46.4% |
QCOM | Sell | QUALCOMM INC | $9,967,000 | -6.7% | 147,968 | -15.4% | 0.63% | +19.8% |
DIS | Buy | DISNEY WALT CO | $9,803,000 | +6.3% | 152,011 | +4.1% | 0.62% | +36.6% |
DD | Buy | DU PONT E I DE NEMOURS & CO | $8,884,000 | +16.1% | 151,710 | +4.1% | 0.56% | +49.1% |
CMCSA | Sell | COMCAST CORP NEWcl a | $8,319,000 | -8.0% | 184,261 | -14.6% | 0.53% | +18.3% |
GILD | Sell | GILEAD SCIENCES INC | $8,297,000 | +4.9% | 132,029 | -14.5% | 0.53% | +35.0% |
JPM | Buy | JPMORGAN CHASE & CO | $7,904,000 | +1.9% | 152,902 | +4.1% | 0.50% | +31.0% |
FB | Sell | FACEBOOK INCcl a | $7,838,000 | +78.7% | 156,005 | -11.6% | 0.50% | +129.5% |
AMGN | Sell | AMGEN INC | $7,273,000 | -2.9% | 64,976 | -14.4% | 0.46% | +24.5% |
MRK | Buy | MERCK & CO INC NEW | $7,263,000 | +6.7% | 152,547 | +4.1% | 0.46% | +37.1% |
VZ | Buy | VERIZON COMMUNICATIONS INC | $7,117,000 | -3.5% | 152,519 | +4.1% | 0.45% | +24.1% |
EBAY | Sell | EBAY INC | $6,227,000 | -8.3% | 111,614 | -15.0% | 0.40% | +17.9% |
KO | Buy | COCA COLA CO | $5,793,000 | -1.7% | 152,941 | +4.1% | 0.37% | +26.0% |
CELG | Sell | CELGENE CORP | $5,460,000 | +10.6% | 35,473 | -16.0% | 0.35% | +42.2% |
T | Buy | AT&T INC | $5,193,000 | -0.6% | 153,557 | +4.0% | 0.33% | +27.4% |
SBUX | Sell | STARBUCKS CORP | $4,989,000 | +0.5% | 64,812 | -14.5% | 0.32% | +28.9% |
BIIB | Sell | BIOGEN IDEC INC | $4,934,000 | -4.5% | 20,493 | -14.7% | 0.31% | +22.7% |
MDLZ | Sell | MONDELEZ INTL INCcl a | $4,826,000 | -6.4% | 153,603 | -15.0% | 0.31% | +20.4% |
Sell | GENERAL CABLE CORP DEL NEWnote 0.875%11/1 | $4,802,000 | -20.7% | 4,825,000 | -20.7% | 0.30% | +1.7% | |
HOLOGIC INCfrnt 2.000%12/1 | $4,500,000 | -0.0% | 4,500,000 | 0.0% | 0.29% | +28.3% | ||
Buy | VERISIGN INCsdcv 3.250% 8/1 | $4,476,000 | +192.2% | 2,867,000 | +162.5% | 0.28% | +275.0% | |
PCLN | Sell | PRICELINE COM INC | $4,485,000 | +6.7% | 4,436 | -12.7% | 0.28% | +37.0% |
PFE | Buy | PFIZER INC | $4,425,000 | +6.5% | 154,112 | +3.9% | 0.28% | +36.4% |
FOXA | New | TWENTY FIRST CENTY FOX INCcl a | $4,393,000 | – | 131,139 | +100.0% | 0.28% | – |
COST | Sell | COSTCO WHSL CORP NEW | $4,337,000 | -11.2% | 37,670 | -14.7% | 0.28% | +14.0% |
ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $4,339,000 | -15.0% | 70,236 | -15.2% | 0.28% | +9.1% |
TXN | Sell | TEXAS INSTRS INC | $3,825,000 | -2.3% | 94,987 | -15.4% | 0.24% | +25.3% |
GE | Buy | GENERAL ELECTRIC CO | $3,718,000 | +7.1% | 155,622 | +3.9% | 0.24% | +37.2% |
BIDU | Sell | BAIDU INCspon adr rep a | $3,659,000 | +39.7% | 23,580 | -14.9% | 0.23% | +79.2% |
VIAB | Sell | VIACOM INC NEWcl b | $3,070,000 | +2.7% | 36,736 | -16.4% | 0.20% | +31.8% |
VOD | Sell | VODAFONE GROUP PLC NEWspons adr new | $3,042,000 | +5.1% | 86,463 | -14.2% | 0.19% | +35.0% |
ADP | Sell | AUTOMATIC DATA PROCESSING IN | $3,014,000 | -10.9% | 41,643 | -15.2% | 0.19% | +15.0% |
YHOO | Sell | YAHOO INC | $2,918,000 | +6.1% | 87,987 | -19.7% | 0.19% | +36.8% |
A309PS | Sell | DIRECTV | $2,829,000 | -18.8% | 47,340 | -16.3% | 0.18% | +4.7% |
Buy | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $2,736,000 | +40.7% | 2,700,000 | +42.1% | 0.17% | +81.2% | |
KRFT | Sell | KRAFT FOODS GROUP INC | $2,694,000 | -19.8% | 51,364 | -14.6% | 0.17% | +3.0% |
REGN | Sell | REGENERON PHARMACEUTICALS | $2,606,000 | +19.3% | 8,330 | -14.2% | 0.17% | +53.7% |
ADBE | Sell | ADOBE SYS INC | $2,250,000 | -2.8% | 43,326 | -14.7% | 0.14% | +24.3% |
CTSH | Sell | COGNIZANT TECHNOLOGY SOLUTIOcl a | $2,135,000 | +11.7% | 25,993 | -14.9% | 0.14% | +43.2% |
DELL | Sell | DELL INC | $2,087,000 | -11.6% | 151,556 | -14.3% | 0.13% | +13.7% |
SIRI | Sell | SIRIUS XM RADIO INC | $2,063,000 | -4.3% | 532,979 | -17.2% | 0.13% | +22.4% |
New | LEAP WIRELESS INTL INCnote 4.500% 7/1 | $2,040,000 | – | 2,000,000 | +100.0% | 0.13% | – | |
TSLA | New | TESLA MTRS INC | $2,017,000 | – | 10,428 | +100.0% | 0.13% | – |
ALXN | Sell | ALEXION PHARMACEUTICALS INC | $1,959,000 | +7.5% | 16,865 | -14.6% | 0.12% | +38.9% |
WFM | Sell | WHOLE FOODS MKT INC | $1,879,000 | -2.8% | 32,122 | -14.5% | 0.12% | +24.0% |
AMAT | Sell | APPLIED MATLS INC | $1,820,000 | +0.3% | 103,761 | -14.7% | 0.12% | +28.9% |
PCAR | Sell | PACCAR INC | $1,699,000 | -11.6% | 30,529 | -14.8% | 0.11% | +13.7% |
Buy | NAVISTAR INTL CORP NEWnote 3.000%10/1 | $1,691,000 | +217.9% | 1,683,000 | +206.0% | 0.11% | +315.4% | |
INTU | Sell | INTUIT | $1,698,000 | -7.5% | 25,611 | -14.8% | 0.11% | +18.7% |
ATVI | Sell | ACTIVISION BLIZZARD INC | $1,602,000 | -0.3% | 96,092 | -14.7% | 0.10% | +27.5% |
NFLX | Sell | NETFLIX INC | $1,571,000 | +31.0% | 5,082 | -10.5% | 0.10% | +69.5% |
MU | Sell | MICRON TECHNOLOGY INC | $1,565,000 | +4.8% | 89,571 | -14.1% | 0.10% | +35.1% |
CERN | Buy | CERNER CORP | $1,554,000 | -7.1% | 29,577 | +69.9% | 0.10% | +19.3% |
VRTX | Sell | VERTEX PHARMACEUTICALS INC | $1,523,000 | -14.6% | 20,087 | -10.1% | 0.10% | +10.2% |
LBTYA | Buy | LIBERTY GLOBAL PLC | $1,521,000 | +44.4% | 19,168 | +34.8% | 0.10% | +86.5% |
SYMC | Sell | SYMANTEC CORP | $1,493,000 | -5.8% | 60,329 | -14.5% | 0.10% | +21.8% |
BBBY | Sell | BED BATH & BEYOND INC | $1,453,000 | -7.5% | 18,784 | -15.2% | 0.09% | +17.9% |
LMCA | Sell | LIBERTY MEDIA CORP DELAWAREcl a | $1,398,000 | -1.0% | 9,499 | -14.8% | 0.09% | +27.1% |
WYNN | Sell | WYNN RESORTS LTD | $1,377,000 | +5.3% | 8,715 | -14.7% | 0.09% | +35.4% |
ROST | Sell | ROSS STORES INC | $1,374,000 | -4.8% | 18,867 | -15.2% | 0.09% | +22.5% |
STX | Sell | SEAGATE TECHNOLOGY PLC | $1,346,000 | -17.3% | 30,765 | -15.2% | 0.09% | +6.2% |
WDC | Sell | WESTERN DIGITAL CORP | $1,295,000 | -12.8% | 20,433 | -14.5% | 0.08% | +12.3% |
ISRG | Sell | INTUITIVE SURGICAL INC | $1,289,000 | -37.3% | 3,426 | -15.6% | 0.08% | -19.6% |
FAST | Sell | FASTENAL CO | $1,286,000 | -6.6% | 25,600 | -14.8% | 0.08% | +20.6% |
New | MGM RESORTS INTERNATIONALnote 4.250% 4/1 | $1,274,000 | – | 1,000,000 | +100.0% | 0.08% | – | |
PAYX | Sell | PAYCHEX INC | $1,281,000 | -4.8% | 31,519 | -14.4% | 0.08% | +20.9% |
MYL | Sell | MYLAN INC | $1,257,000 | +5.0% | 32,941 | -14.6% | 0.08% | +35.6% |
NTAP | Sell | NETAPP INC | $1,251,000 | -9.3% | 29,349 | -19.6% | 0.08% | +17.6% |
ADI | Sell | ANALOG DEVICES INC | $1,260,000 | -10.4% | 26,790 | -14.2% | 0.08% | +14.3% |
SNDK | Sell | SANDISK CORP | $1,235,000 | -18.0% | 20,745 | -15.9% | 0.08% | +5.3% |
MAT | Sell | MATTEL INC | $1,244,000 | -21.5% | 29,720 | -15.0% | 0.08% | +1.3% |
ORLY | Sell | O REILLY AUTOMOTIVE INC NEW | $1,194,000 | -5.2% | 9,362 | -16.3% | 0.08% | +22.6% |
CHTR | New | CHARTER COMMUNICATIONS INC Dcl a new | $1,173,000 | – | 8,707 | +100.0% | 0.08% | – |
BRCM | Sell | BROADCOM CORPcl a | $1,187,000 | -33.3% | 45,629 | -13.5% | 0.08% | -14.8% |
CA | Sell | CA INC | $1,164,000 | -11.3% | 39,241 | -14.4% | 0.07% | +13.8% |
CTXS | Sell | CITRIX SYS INC | $1,141,000 | -0.3% | 16,162 | -14.8% | 0.07% | +28.1% |
FISV | Sell | FISERV INC | $1,134,000 | -3.8% | 11,219 | -16.8% | 0.07% | +24.1% |
DLTR | Sell | DOLLAR TREE INC | $1,100,000 | -4.5% | 19,243 | -15.1% | 0.07% | +22.8% |
DISCA | Sell | DISCOVERY COMMUNICATNS NEW | $1,075,000 | -5.9% | 12,737 | -14.0% | 0.07% | +19.3% |
XLNX | Sell | XILINX INC | $1,076,000 | +1.7% | 22,968 | -14.0% | 0.07% | +30.8% |
ALTR | Sell | ALTERA CORP | $1,024,000 | -4.2% | 27,556 | -14.9% | 0.06% | +22.6% |
QRTEA | Sell | LIBERTY INTERACTIVE CORP | $990,000 | -14.8% | 42,193 | -16.4% | 0.06% | +10.5% |
GMCR | New | GREEN MTN COFFEE ROASTERS IN | $975,000 | – | 12,939 | +100.0% | 0.06% | – |
CHKP | Sell | CHECK POINT SOFTWARE TECH LTord | $954,000 | -3.0% | 16,861 | -14.8% | 0.06% | +24.5% |
VRSK | Sell | VERISK ANALYTICS INCcl a | $936,000 | -7.7% | 14,414 | -15.1% | 0.06% | +20.0% |
AVGO | Sell | AVAGO TECHNOLOGIES LTD | $914,000 | -1.6% | 21,194 | -14.7% | 0.06% | +26.1% |
SBAC | Sell | SBA COMMUNICATIONS CORP | $883,000 | -7.3% | 10,971 | -14.7% | 0.06% | +19.1% |
SIAL | Sell | SIGMA ALDRICH CORP | $885,000 | -9.5% | 10,371 | -14.8% | 0.06% | +16.7% |
KLAC | Sell | KLA-TENCOR CORP | $870,000 | -7.1% | 14,305 | -14.8% | 0.06% | +19.6% |
SRCL | Sell | STERICYCLE INC | $855,000 | -11.6% | 7,408 | -15.4% | 0.05% | +12.5% |
SPLS | Sell | STAPLES INC | $835,000 | -21.7% | 56,979 | -15.2% | 0.05% | 0.0% |
CTRX | Sell | CATAMARAN CORP | $813,000 | -19.6% | 17,696 | -14.7% | 0.05% | +4.0% |
CHRW | Sell | C H ROBINSON WORLDWIDE INC | $819,000 | -10.6% | 13,745 | -15.5% | 0.05% | +15.6% |
LLTC | Sell | LINEAR TECHNOLOGY CORP | $798,000 | -8.3% | 20,122 | -14.8% | 0.05% | +18.6% |
AKAM | Sell | AKAMAI TECHNOLOGIES INC | $795,000 | +3.8% | 15,369 | -14.6% | 0.05% | +34.2% |
EQIX | Sell | EQUINIX INC | $779,000 | -15.3% | 4,244 | -14.8% | 0.05% | +8.7% |
ADSK | Sell | AUTODESK INC | $790,000 | +2.3% | 19,199 | -15.5% | 0.05% | +31.6% |
EXPD | Sell | EXPEDITORS INTL WASH INC | $785,000 | -1.3% | 17,812 | -14.9% | 0.05% | +28.2% |
HSIC | Sell | SCHEIN HENRY INC | $769,000 | -8.8% | 7,420 | -15.7% | 0.05% | +16.7% |
NVDA | Sell | NVIDIA CORP | $777,000 | -5.4% | 49,907 | -14.7% | 0.05% | +19.5% |
GRMN | Sell | GARMIN LTD | $760,000 | +6.0% | 16,815 | -15.2% | 0.05% | +37.1% |
MNST | Sell | MONSTER BEVERAGE CORP | $754,000 | -26.1% | 14,432 | -14.0% | 0.05% | -4.0% |
MXIM | Sell | MAXIM INTEGRATED PRODS INC | $729,000 | -10.6% | 24,455 | -16.7% | 0.05% | +15.0% |
MCHP | Sell | MICROCHIP TECHNOLOGY INC | $685,000 | -7.8% | 17,012 | -14.7% | 0.04% | +18.9% |
AFFYMETRIX INCnote 4.000% 7/0 | $594,000 | +25.8% | 500,000 | 0.0% | 0.04% | +65.2% | ||
FFIV | Sell | F5 NETWORKS INC | $579,000 | +5.5% | 6,748 | -15.4% | 0.04% | +37.0% |
FOSL | Sell | FOSSIL GROUP INC | $565,000 | -8.1% | 4,864 | -18.2% | 0.04% | +20.0% |
EXPE | Sell | EXPEDIA INC DEL | $549,000 | -26.3% | 10,610 | -14.4% | 0.04% | -5.4% |
SHLDQ | Sell | SEARS HLDGS CORP | $545,000 | +20.6% | 9,139 | -14.9% | 0.04% | +59.1% |
WYPRA | New | WEYERHAEUSER COpref conv ser a | $529,000 | – | 10,000 | +100.0% | 0.03% | – |
XRAY | Sell | DENTSPLY INTL INC NEW | $533,000 | -10.4% | 12,269 | -15.5% | 0.03% | +17.2% |
NUAN | Sell | NUANCE COMMUNICATIONS INC | $498,000 | -15.4% | 26,634 | -16.9% | 0.03% | +10.3% |
GOLD | Sell | RANDGOLD RES LTDadr | $305,000 | -4.4% | 4,257 | -14.4% | 0.02% | +18.8% |
New | ALLIANT TECHSYSTEMS INCnote 3.000% 8/1 | $51,000 | – | 39,000 | +100.0% | 0.00% | – | |
Exit | BRISTOW GROUP INCnote 3.000% 6/1 | $0 | – | -75,000 | -100.0% | -0.00% | – | |
Exit | AUXILIUM PHARMACEUTICALS INCnote 1.500% 7/1 | $0 | – | -80,000 | -100.0% | -0.00% | – | |
IRWD | Exit | IRONWOOD PHARMACEUTICALS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
Exit | INTEL CORPsdcv 2.950%12/1 | $0 | – | -161,000 | -100.0% | -0.01% | – | |
Exit | NASDAQ OMX GROUP INCnote 2.500% 8/1 | $0 | – | -331,000 | -100.0% | -0.02% | – | |
BMC | Exit | BMC SOFTWARE INC | $0 | – | -14,565 | -100.0% | -0.03% | – |
Exit | ARCHER DANIELS MIDLAND COnote 0.875% 2/1 | $0 | – | -1,000,000 | -100.0% | -0.05% | – | |
AA | Exit | ALCOA INC | $0 | – | -145,761 | -100.0% | -0.06% | – |
LIFE | Exit | LIFE TECHNOLOGIES CORP | $0 | – | -17,444 | -100.0% | -0.06% | – |
BAC | Exit | BANK OF AMERICA CORPORATION | $0 | – | -149,902 | -100.0% | -0.10% | – |
HPQ | Exit | HEWLETT PACKARD CO | $0 | – | -146,141 | -100.0% | -0.18% | – |
NWSA | Exit | NEWS CORPcl a | $0 | – | -153,709 | -100.0% | -0.25% | – |
ORCL | Exit | ORACLE CORP | $0 | – | -475,208 | -100.0% | -0.72% | – |
Exit | ICAHN ENTERPRISES LP/CORPfrnt 8/1 | $0 | – | -15,223,000 | -100.0% | -0.75% | – | |
RSP | Exit | RYDEX ETF TRUSTgug s&p500 eq wt | $0 | – | -250,000 | -100.0% | -0.76% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-12
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPDR S&P 500 ETF TR | 36 | Q3 2023 | 71.4% |
SPDR DOW JONES INDL AVRG ETF | 28 | Q3 2021 | 29.1% |
APPLE INC | 27 | Q2 2022 | 11.2% |
JOHNSON & JOHNSON | 25 | Q2 2022 | 6.7% |
MICROSOFT CORP | 25 | Q2 2022 | 3.5% |
CHEVRON CORP NEW | 25 | Q2 2022 | 2.4% |
WAL-MART STORES INC | 25 | Q2 2022 | 1.6% |
PROCTER & GAMBLE CO | 24 | Q2 2022 | 2.0% |
MERCK & CO INC NEW | 24 | Q2 2022 | 2.4% |
INTERNATIONAL BUSINESS MACHS | 22 | Q2 2022 | 3.9% |
View MIZUHO SECURITIES USA LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-05-10 |
13F-HR | 2024-02-08 |
13F-HR | 2023-11-09 |
13F-HR | 2023-08-09 |
13F-HR | 2023-05-03 |
13F-HR | 2023-02-03 |
13F-HR | 2022-10-24 |
13F-HR | 2022-07-28 |
13F-HR | 2022-04-27 |
13F-HR | 2022-01-28 |
View MIZUHO SECURITIES USA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.