MIZUHO SECURITIES USA LLC - Q3 2013 holdings

$1.57 Billion is the total value of MIZUHO SECURITIES USA LLC's 141 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 17.9% .

 Value Shares↓ Weighting
SPY SellSPDR S&P 500 ETF TRtr unit$395,315,000
-47.3%
2,353,681
-49.7%
25.14%
-32.3%
TLT  ISHARES20+ yr tr bd etf$244,775,000
-3.4%
2,300,0000.0%15.56%
+24.1%
DIA SellSPDR DOW JONES INDL AVRG ETFut ser 1$123,958,000
-54.3%
821,102
-55.0%
7.88%
-41.3%
QQQ BuyPOWERSHARES QQQ TRUSTunit ser 1$116,899,000
+64.1%
1,483,432
+48.3%
7.43%
+110.8%
AAPL SellAPPLE INC$37,367,000
-0.7%
78,378
-17.5%
2.38%
+27.6%
MSFT SellMICROSOFT CORP$28,964,000
-15.3%
869,523
-12.2%
1.84%
+8.9%
V NewVISA INC$28,955,000151,519
+100.0%
1.84%
IBM BuyINTERNATIONAL BUSINESS MACHS$28,101,000
+0.9%
151,752
+4.1%
1.79%
+29.7%
GS NewGOLDMAN SACHS GROUP INC$23,968,000151,494
+100.0%
1.52%
GOOGL SellGOOGLE INCcl a$20,692,000
-14.4%
23,623
-13.9%
1.32%
+10.0%
CVX BuyCHEVRON CORP NEW$18,485,000
+6.9%
152,137
+4.1%
1.18%
+37.3%
MMM Buy3M CO$18,100,000
+13.7%
151,581
+4.1%
1.15%
+46.1%
BA BuyBOEING CO$17,813,000
+19.4%
151,603
+4.1%
1.13%
+53.5%
UTX BuyUNITED TECHNOLOGIES CORP$16,353,000
+20.8%
151,668
+4.1%
1.04%
+55.2%
MCD BuyMCDONALDS CORP$14,598,000
+1.2%
151,732
+4.1%
0.93%
+30.0%
CSCO SellCISCO SYS INC$14,340,000
-14.1%
612,302
-10.8%
0.91%
+10.4%
INTC SellINTEL CORP$13,317,000
-15.2%
581,037
-10.4%
0.85%
+9.0%
JNJ BuyJOHNSON & JOHNSON$13,220,000
+5.1%
152,496
+4.1%
0.84%
+35.2%
XOM BuyEXXON MOBIL CORP$13,179,000
-0.9%
153,172
+4.0%
0.84%
+27.4%
TRV BuyTRAVELERS COMPANIES INC$12,840,000
+10.5%
151,463
+4.1%
0.82%
+41.9%
CAT BuyCATERPILLAR INC DEL$12,638,000
+5.2%
151,587
+4.1%
0.80%
+35.4%
AMZN SellAMAZON COM INC$12,307,000
-3.7%
39,364
-14.5%
0.78%
+23.7%
HD BuyHOME DEPOT INC$11,523,000
+1.9%
151,914
+4.1%
0.73%
+31.1%
PG BuyPROCTER & GAMBLE CO$11,525,000
+2.2%
152,472
+4.1%
0.73%
+31.4%
AXP BuyAMERICAN EXPRESS CO$11,458,000
+5.2%
151,718
+4.1%
0.73%
+35.3%
WMT BuyWAL-MART STORES INC$11,243,000
+3.4%
152,021
+4.1%
0.72%
+32.9%
NKE NewNIKE INCcl b$11,014,000151,623
+100.0%
0.70%
UNH BuyUNITEDHEALTH GROUP INC$10,866,000
+13.9%
151,736
+4.1%
0.69%
+46.4%
QCOM SellQUALCOMM INC$9,967,000
-6.7%
147,968
-15.4%
0.63%
+19.8%
DIS BuyDISNEY WALT CO$9,803,000
+6.3%
152,011
+4.1%
0.62%
+36.6%
DD BuyDU PONT E I DE NEMOURS & CO$8,884,000
+16.1%
151,710
+4.1%
0.56%
+49.1%
CMCSA SellCOMCAST CORP NEWcl a$8,319,000
-8.0%
184,261
-14.6%
0.53%
+18.3%
GILD SellGILEAD SCIENCES INC$8,297,000
+4.9%
132,029
-14.5%
0.53%
+35.0%
JPM BuyJPMORGAN CHASE & CO$7,904,000
+1.9%
152,902
+4.1%
0.50%
+31.0%
FB SellFACEBOOK INCcl a$7,838,000
+78.7%
156,005
-11.6%
0.50%
+129.5%
AMGN SellAMGEN INC$7,273,000
-2.9%
64,976
-14.4%
0.46%
+24.5%
MRK BuyMERCK & CO INC NEW$7,263,000
+6.7%
152,547
+4.1%
0.46%
+37.1%
VZ BuyVERIZON COMMUNICATIONS INC$7,117,000
-3.5%
152,519
+4.1%
0.45%
+24.1%
EBAY SellEBAY INC$6,227,000
-8.3%
111,614
-15.0%
0.40%
+17.9%
KO BuyCOCA COLA CO$5,793,000
-1.7%
152,941
+4.1%
0.37%
+26.0%
CELG SellCELGENE CORP$5,460,000
+10.6%
35,473
-16.0%
0.35%
+42.2%
T BuyAT&T INC$5,193,000
-0.6%
153,557
+4.0%
0.33%
+27.4%
SBUX SellSTARBUCKS CORP$4,989,000
+0.5%
64,812
-14.5%
0.32%
+28.9%
BIIB SellBIOGEN IDEC INC$4,934,000
-4.5%
20,493
-14.7%
0.31%
+22.7%
MDLZ SellMONDELEZ INTL INCcl a$4,826,000
-6.4%
153,603
-15.0%
0.31%
+20.4%
SellGENERAL CABLE CORP DEL NEWnote 0.875%11/1$4,802,000
-20.7%
4,825,000
-20.7%
0.30%
+1.7%
 HOLOGIC INCfrnt 2.000%12/1$4,500,000
-0.0%
4,500,0000.0%0.29%
+28.3%
BuyVERISIGN INCsdcv 3.250% 8/1$4,476,000
+192.2%
2,867,000
+162.5%
0.28%
+275.0%
PCLN SellPRICELINE COM INC$4,485,000
+6.7%
4,436
-12.7%
0.28%
+37.0%
PFE BuyPFIZER INC$4,425,000
+6.5%
154,112
+3.9%
0.28%
+36.4%
FOXA NewTWENTY FIRST CENTY FOX INCcl a$4,393,000131,139
+100.0%
0.28%
COST SellCOSTCO WHSL CORP NEW$4,337,000
-11.2%
37,670
-14.7%
0.28%
+14.0%
ESRX SellEXPRESS SCRIPTS HLDG CO$4,339,000
-15.0%
70,236
-15.2%
0.28%
+9.1%
TXN SellTEXAS INSTRS INC$3,825,000
-2.3%
94,987
-15.4%
0.24%
+25.3%
GE BuyGENERAL ELECTRIC CO$3,718,000
+7.1%
155,622
+3.9%
0.24%
+37.2%
BIDU SellBAIDU INCspon adr rep a$3,659,000
+39.7%
23,580
-14.9%
0.23%
+79.2%
VIAB SellVIACOM INC NEWcl b$3,070,000
+2.7%
36,736
-16.4%
0.20%
+31.8%
VOD SellVODAFONE GROUP PLC NEWspons adr new$3,042,000
+5.1%
86,463
-14.2%
0.19%
+35.0%
ADP SellAUTOMATIC DATA PROCESSING IN$3,014,000
-10.9%
41,643
-15.2%
0.19%
+15.0%
YHOO SellYAHOO INC$2,918,000
+6.1%
87,987
-19.7%
0.19%
+36.8%
A309PS SellDIRECTV$2,829,000
-18.8%
47,340
-16.3%
0.18%
+4.7%
BuyNUANCE COMMUNICATIONS INCnote 2.750%11/0$2,736,000
+40.7%
2,700,000
+42.1%
0.17%
+81.2%
KRFT SellKRAFT FOODS GROUP INC$2,694,000
-19.8%
51,364
-14.6%
0.17%
+3.0%
REGN SellREGENERON PHARMACEUTICALS$2,606,000
+19.3%
8,330
-14.2%
0.17%
+53.7%
ADBE SellADOBE SYS INC$2,250,000
-2.8%
43,326
-14.7%
0.14%
+24.3%
CTSH SellCOGNIZANT TECHNOLOGY SOLUTIOcl a$2,135,000
+11.7%
25,993
-14.9%
0.14%
+43.2%
DELL SellDELL INC$2,087,000
-11.6%
151,556
-14.3%
0.13%
+13.7%
SIRI SellSIRIUS XM RADIO INC$2,063,000
-4.3%
532,979
-17.2%
0.13%
+22.4%
NewLEAP WIRELESS INTL INCnote 4.500% 7/1$2,040,0002,000,000
+100.0%
0.13%
TSLA NewTESLA MTRS INC$2,017,00010,428
+100.0%
0.13%
ALXN SellALEXION PHARMACEUTICALS INC$1,959,000
+7.5%
16,865
-14.6%
0.12%
+38.9%
WFM SellWHOLE FOODS MKT INC$1,879,000
-2.8%
32,122
-14.5%
0.12%
+24.0%
AMAT SellAPPLIED MATLS INC$1,820,000
+0.3%
103,761
-14.7%
0.12%
+28.9%
PCAR SellPACCAR INC$1,699,000
-11.6%
30,529
-14.8%
0.11%
+13.7%
BuyNAVISTAR INTL CORP NEWnote 3.000%10/1$1,691,000
+217.9%
1,683,000
+206.0%
0.11%
+315.4%
INTU SellINTUIT$1,698,000
-7.5%
25,611
-14.8%
0.11%
+18.7%
ATVI SellACTIVISION BLIZZARD INC$1,602,000
-0.3%
96,092
-14.7%
0.10%
+27.5%
NFLX SellNETFLIX INC$1,571,000
+31.0%
5,082
-10.5%
0.10%
+69.5%
MU SellMICRON TECHNOLOGY INC$1,565,000
+4.8%
89,571
-14.1%
0.10%
+35.1%
CERN BuyCERNER CORP$1,554,000
-7.1%
29,577
+69.9%
0.10%
+19.3%
VRTX SellVERTEX PHARMACEUTICALS INC$1,523,000
-14.6%
20,087
-10.1%
0.10%
+10.2%
LBTYA BuyLIBERTY GLOBAL PLC$1,521,000
+44.4%
19,168
+34.8%
0.10%
+86.5%
SYMC SellSYMANTEC CORP$1,493,000
-5.8%
60,329
-14.5%
0.10%
+21.8%
BBBY SellBED BATH & BEYOND INC$1,453,000
-7.5%
18,784
-15.2%
0.09%
+17.9%
LMCA SellLIBERTY MEDIA CORP DELAWAREcl a$1,398,000
-1.0%
9,499
-14.8%
0.09%
+27.1%
WYNN SellWYNN RESORTS LTD$1,377,000
+5.3%
8,715
-14.7%
0.09%
+35.4%
ROST SellROSS STORES INC$1,374,000
-4.8%
18,867
-15.2%
0.09%
+22.5%
STX SellSEAGATE TECHNOLOGY PLC$1,346,000
-17.3%
30,765
-15.2%
0.09%
+6.2%
WDC SellWESTERN DIGITAL CORP$1,295,000
-12.8%
20,433
-14.5%
0.08%
+12.3%
ISRG SellINTUITIVE SURGICAL INC$1,289,000
-37.3%
3,426
-15.6%
0.08%
-19.6%
FAST SellFASTENAL CO$1,286,000
-6.6%
25,600
-14.8%
0.08%
+20.6%
NewMGM RESORTS INTERNATIONALnote 4.250% 4/1$1,274,0001,000,000
+100.0%
0.08%
PAYX SellPAYCHEX INC$1,281,000
-4.8%
31,519
-14.4%
0.08%
+20.9%
MYL SellMYLAN INC$1,257,000
+5.0%
32,941
-14.6%
0.08%
+35.6%
NTAP SellNETAPP INC$1,251,000
-9.3%
29,349
-19.6%
0.08%
+17.6%
ADI SellANALOG DEVICES INC$1,260,000
-10.4%
26,790
-14.2%
0.08%
+14.3%
SNDK SellSANDISK CORP$1,235,000
-18.0%
20,745
-15.9%
0.08%
+5.3%
MAT SellMATTEL INC$1,244,000
-21.5%
29,720
-15.0%
0.08%
+1.3%
ORLY SellO REILLY AUTOMOTIVE INC NEW$1,194,000
-5.2%
9,362
-16.3%
0.08%
+22.6%
CHTR NewCHARTER COMMUNICATIONS INC Dcl a new$1,173,0008,707
+100.0%
0.08%
BRCM SellBROADCOM CORPcl a$1,187,000
-33.3%
45,629
-13.5%
0.08%
-14.8%
CA SellCA INC$1,164,000
-11.3%
39,241
-14.4%
0.07%
+13.8%
CTXS SellCITRIX SYS INC$1,141,000
-0.3%
16,162
-14.8%
0.07%
+28.1%
FISV SellFISERV INC$1,134,000
-3.8%
11,219
-16.8%
0.07%
+24.1%
DLTR SellDOLLAR TREE INC$1,100,000
-4.5%
19,243
-15.1%
0.07%
+22.8%
DISCA SellDISCOVERY COMMUNICATNS NEW$1,075,000
-5.9%
12,737
-14.0%
0.07%
+19.3%
XLNX SellXILINX INC$1,076,000
+1.7%
22,968
-14.0%
0.07%
+30.8%
ALTR SellALTERA CORP$1,024,000
-4.2%
27,556
-14.9%
0.06%
+22.6%
QRTEA SellLIBERTY INTERACTIVE CORP$990,000
-14.8%
42,193
-16.4%
0.06%
+10.5%
GMCR NewGREEN MTN COFFEE ROASTERS IN$975,00012,939
+100.0%
0.06%
CHKP SellCHECK POINT SOFTWARE TECH LTord$954,000
-3.0%
16,861
-14.8%
0.06%
+24.5%
VRSK SellVERISK ANALYTICS INCcl a$936,000
-7.7%
14,414
-15.1%
0.06%
+20.0%
AVGO SellAVAGO TECHNOLOGIES LTD$914,000
-1.6%
21,194
-14.7%
0.06%
+26.1%
SBAC SellSBA COMMUNICATIONS CORP$883,000
-7.3%
10,971
-14.7%
0.06%
+19.1%
SIAL SellSIGMA ALDRICH CORP$885,000
-9.5%
10,371
-14.8%
0.06%
+16.7%
KLAC SellKLA-TENCOR CORP$870,000
-7.1%
14,305
-14.8%
0.06%
+19.6%
SRCL SellSTERICYCLE INC$855,000
-11.6%
7,408
-15.4%
0.05%
+12.5%
SPLS SellSTAPLES INC$835,000
-21.7%
56,979
-15.2%
0.05%0.0%
CTRX SellCATAMARAN CORP$813,000
-19.6%
17,696
-14.7%
0.05%
+4.0%
CHRW SellC H ROBINSON WORLDWIDE INC$819,000
-10.6%
13,745
-15.5%
0.05%
+15.6%
LLTC SellLINEAR TECHNOLOGY CORP$798,000
-8.3%
20,122
-14.8%
0.05%
+18.6%
AKAM SellAKAMAI TECHNOLOGIES INC$795,000
+3.8%
15,369
-14.6%
0.05%
+34.2%
EQIX SellEQUINIX INC$779,000
-15.3%
4,244
-14.8%
0.05%
+8.7%
ADSK SellAUTODESK INC$790,000
+2.3%
19,199
-15.5%
0.05%
+31.6%
EXPD SellEXPEDITORS INTL WASH INC$785,000
-1.3%
17,812
-14.9%
0.05%
+28.2%
HSIC SellSCHEIN HENRY INC$769,000
-8.8%
7,420
-15.7%
0.05%
+16.7%
NVDA SellNVIDIA CORP$777,000
-5.4%
49,907
-14.7%
0.05%
+19.5%
GRMN SellGARMIN LTD$760,000
+6.0%
16,815
-15.2%
0.05%
+37.1%
MNST SellMONSTER BEVERAGE CORP$754,000
-26.1%
14,432
-14.0%
0.05%
-4.0%
MXIM SellMAXIM INTEGRATED PRODS INC$729,000
-10.6%
24,455
-16.7%
0.05%
+15.0%
MCHP SellMICROCHIP TECHNOLOGY INC$685,000
-7.8%
17,012
-14.7%
0.04%
+18.9%
 AFFYMETRIX INCnote 4.000% 7/0$594,000
+25.8%
500,0000.0%0.04%
+65.2%
FFIV SellF5 NETWORKS INC$579,000
+5.5%
6,748
-15.4%
0.04%
+37.0%
FOSL SellFOSSIL GROUP INC$565,000
-8.1%
4,864
-18.2%
0.04%
+20.0%
EXPE SellEXPEDIA INC DEL$549,000
-26.3%
10,610
-14.4%
0.04%
-5.4%
SHLDQ SellSEARS HLDGS CORP$545,000
+20.6%
9,139
-14.9%
0.04%
+59.1%
WYPRA NewWEYERHAEUSER COpref conv ser a$529,00010,000
+100.0%
0.03%
XRAY SellDENTSPLY INTL INC NEW$533,000
-10.4%
12,269
-15.5%
0.03%
+17.2%
NUAN SellNUANCE COMMUNICATIONS INC$498,000
-15.4%
26,634
-16.9%
0.03%
+10.3%
GOLD SellRANDGOLD RES LTDadr$305,000
-4.4%
4,257
-14.4%
0.02%
+18.8%
NewALLIANT TECHSYSTEMS INCnote 3.000% 8/1$51,00039,000
+100.0%
0.00%
ExitBRISTOW GROUP INCnote 3.000% 6/1$0-75,000
-100.0%
-0.00%
ExitAUXILIUM PHARMACEUTICALS INCnote 1.500% 7/1$0-80,000
-100.0%
-0.00%
IRWD ExitIRONWOOD PHARMACEUTICALS INC$0-10,000
-100.0%
-0.01%
ExitINTEL CORPsdcv 2.950%12/1$0-161,000
-100.0%
-0.01%
ExitNASDAQ OMX GROUP INCnote 2.500% 8/1$0-331,000
-100.0%
-0.02%
BMC ExitBMC SOFTWARE INC$0-14,565
-100.0%
-0.03%
ExitARCHER DANIELS MIDLAND COnote 0.875% 2/1$0-1,000,000
-100.0%
-0.05%
AA ExitALCOA INC$0-145,761
-100.0%
-0.06%
LIFE ExitLIFE TECHNOLOGIES CORP$0-17,444
-100.0%
-0.06%
BAC ExitBANK OF AMERICA CORPORATION$0-149,902
-100.0%
-0.10%
HPQ ExitHEWLETT PACKARD CO$0-146,141
-100.0%
-0.18%
NWSA ExitNEWS CORPcl a$0-153,709
-100.0%
-0.25%
ORCL ExitORACLE CORP$0-475,208
-100.0%
-0.72%
ExitICAHN ENTERPRISES LP/CORPfrnt 8/1$0-15,223,000
-100.0%
-0.75%
RSP ExitRYDEX ETF TRUSTgug s&p500 eq wt$0-250,000
-100.0%
-0.76%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2013-11-12
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SPDR S&P 500 ETF TR36Q3 202371.4%
SPDR DOW JONES INDL AVRG ETF28Q3 202129.1%
APPLE INC27Q2 202211.2%
JOHNSON & JOHNSON25Q2 20226.7%
MICROSOFT CORP25Q2 20223.5%
CHEVRON CORP NEW25Q2 20222.4%
WAL-MART STORES INC25Q2 20221.6%
PROCTER & GAMBLE CO24Q2 20222.0%
MERCK & CO INC NEW24Q2 20222.4%
INTERNATIONAL BUSINESS MACHS22Q2 20223.9%

View MIZUHO SECURITIES USA LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-10
13F-HR2024-02-08
13F-HR2023-11-09
13F-HR2023-08-09
13F-HR2023-05-03
13F-HR2023-02-03
13F-HR2022-10-24
13F-HR2022-07-28
13F-HR2022-04-27
13F-HR2022-01-28

View MIZUHO SECURITIES USA LLC's complete filings history.

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