$13 Million is the total value of ROCKY MOUNTAIN ADVISERS, LLC's 255 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 80.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TW | TOWERS WATSON & COcl a | $2,236,000 | -4.5% | 22,472 | 0.0% | 17.23% | -6.5% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,642,000 | +23.9% | 11,884 | +13.5% | 12.65% | +21.3% |
| IBM | INTERNATIONAL BUSINESS MACHS | $503,000 | +4.8% | 2,650 | 0.0% | 3.88% | +2.6% | |
| WMT | WAL-MART STORES INC | $474,000 | +1.9% | 6,200 | 0.0% | 3.65% | -0.2% | |
| BRKA | Sell | BERKSHIRE HATHAWAY INC DELcl a | $414,000 | -27.4% | 2 | -33.3% | 3.19% | -28.9% |
| MMM | 3M CO | $404,000 | -1.2% | 2,854 | 0.0% | 3.11% | -3.3% | |
| BIF | BOULDER GROWTH & INCOME FD I | $402,000 | +3.9% | 45,428 | 0.0% | 3.10% | +1.7% | |
| BTF | BOULDER TOTAL RETURN FD INC | $361,000 | +2.6% | 13,705 | 0.0% | 2.78% | +0.4% | |
| SDY | SPDR SERIES TRUSTs&p divid etf | $342,000 | -2.3% | 4,570 | 0.0% | 2.64% | -4.4% | |
| IGSB | ISHARES1-3 yr cr bd etf | $287,000 | -0.3% | 2,725 | 0.0% | 2.21% | -2.5% | |
| MSFT | MICROSOFT CORP | $280,000 | +11.1% | 6,040 | 0.0% | 2.16% | +8.8% | |
| JNJ | Buy | JOHNSON & JOHNSON | $249,000 | +2.5% | 2,334 | +0.6% | 1.92% | +0.3% |
| BND | VANGUARD BD INDEX FD INCtotal bnd mrkt | $229,000 | -0.4% | 2,800 | 0.0% | 1.76% | -2.5% | |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $229,000 | +0.4% | 2,980 | +1.7% | 1.76% | -1.7% |
| BSV | VANGUARD BD INDEX FD INCshort trm bond | $195,000 | 0.0% | 2,430 | 0.0% | 1.50% | -2.1% | |
| SKT | TANGER FACTORY OUTLET CTRS I | $187,000 | -6.0% | 5,700 | 0.0% | 1.44% | -8.0% | |
| KO | COCA COLA CO | $186,000 | +0.5% | 4,362 | 0.0% | 1.43% | -1.6% | |
| YUM | YUM BRANDS INC | $186,000 | -11.4% | 2,590 | 0.0% | 1.43% | -13.3% | |
| DVY | ISHARES TRselect divid etf | $175,000 | -4.4% | 2,375 | 0.0% | 1.35% | -6.4% | |
| UNP | UNION PAC CORP | $173,000 | +8.1% | 1,600 | 0.0% | 1.33% | +5.8% | |
| PG | PROCTER & GAMBLE CO | $167,000 | +6.4% | 2,000 | 0.0% | 1.29% | +4.1% | |
| KMB | KIMBERLY CLARK CORP | $161,000 | -3.6% | 1,500 | 0.0% | 1.24% | -5.6% | |
| MRK | MERCK & CO INC NEW | $136,000 | +3.0% | 2,286 | 0.0% | 1.05% | +0.9% | |
| IYY | ISHARES TRdow jones us etf | $126,000 | 0.0% | 1,270 | 0.0% | 0.97% | -2.1% | |
| PAYX | PAYCHEX INC | $124,000 | +6.9% | 2,800 | 0.0% | 0.96% | +4.7% | |
| XOM | EXXON MOBIL CORP | $119,000 | -6.3% | 1,261 | 0.0% | 0.92% | -8.3% | |
| CINF | CINCINNATI FINL CORP | $118,000 | -1.7% | 2,500 | 0.0% | 0.91% | -3.8% | |
| GXP | GREAT PLAINS ENERGY INC | $114,000 | -9.5% | 4,699 | 0.0% | 0.88% | -11.4% | |
| AAPL | Buy | APPLE INC | $109,000 | +11.2% | 1,078 | +2.7% | 0.84% | +8.8% |
| JMF | NUVEEN ENERGY MLP TOTL RTRNF | $96,000 | 0.0% | 4,321 | 0.0% | 0.74% | -2.1% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $92,000 | -1.1% | 910 | 0.0% | 0.71% | -3.1% | |
| SCHF | New | SCHWAB STRATEGIC TRintl eqty etf | $76,000 | – | 2,450 | +100.0% | 0.59% | – |
| COP | CONOCOPHILLIPS | $76,000 | -10.6% | 996 | 0.0% | 0.59% | -12.4% | |
| IWO | ISHARES TRrus 2000 grw etf | $71,000 | -5.3% | 545 | 0.0% | 0.55% | -7.4% | |
| EXC | EXELON CORP | $70,000 | -5.4% | 2,040 | 0.0% | 0.54% | -7.5% | |
| BDX | BECTON DICKINSON & CO | $68,000 | -4.2% | 600 | 0.0% | 0.52% | -6.3% | |
| UTF | COHEN & STEERS INFRASTRUCTUR | $65,000 | -5.8% | 2,800 | 0.0% | 0.50% | -7.7% | |
| EWA | ISHARESmsci aust etf | $63,000 | -8.7% | 2,650 | 0.0% | 0.49% | -10.5% | |
| A309PS | DIRECTV | $63,000 | +1.6% | 731 | 0.0% | 0.49% | -0.4% | |
| GIS | GENERAL MLS INC | $61,000 | -3.2% | 1,200 | 0.0% | 0.47% | -5.2% | |
| NSC | NORFOLK SOUTHERN CORP | $59,000 | +7.3% | 529 | 0.0% | 0.46% | +5.1% | |
| BACPRL | BANK AMER CORP7.25%cnv pfd l | $57,000 | -3.4% | 50 | 0.0% | 0.44% | -5.6% | |
| EWC | ISHARESmsci cda etf | $55,000 | -5.2% | 1,800 | 0.0% | 0.42% | -7.2% | |
| PGX | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $51,000 | 0.0% | 3,500 | 0.0% | 0.39% | -2.2% | |
| BKH | BLACK HILLS CORP | $48,000 | -21.3% | 1,000 | 0.0% | 0.37% | -22.9% | |
| JPM | JPMORGAN CHASE & CO | $45,000 | +4.7% | 745 | 0.0% | 0.35% | +2.4% | |
| INTC | INTEL CORP | $45,000 | +12.5% | 1,300 | 0.0% | 0.35% | +10.2% | |
| SHY | ISHARES TR1-3 yr tr bd etf | $42,000 | 0.0% | 500 | 0.0% | 0.32% | -2.1% | |
| BAC | BANK AMER CORP | $41,000 | +10.8% | 2,431 | 0.0% | 0.32% | +8.6% | |
| FLC | FLAHERTY & CRUMRINE TOTAL RE | $39,000 | -2.5% | 2,000 | 0.0% | 0.30% | -4.4% | |
| LLY | LILLY ELI & CO | $39,000 | +5.4% | 600 | 0.0% | 0.30% | +3.4% | |
| GE | GENERAL ELECTRIC CO | $38,000 | -2.6% | 1,500 | 0.0% | 0.29% | -4.6% | |
| DNY | DENALI FD INC | $37,000 | 0.0% | 1,719 | 0.0% | 0.28% | -2.1% | |
| MTH | MERITAGE HOMES CORP | $36,000 | -14.3% | 1,000 | 0.0% | 0.28% | -16.3% | |
| PHM | PULTE GROUP INC | $35,000 | -12.5% | 2,000 | 0.0% | 0.27% | -14.3% | |
| CSCO | CISCO SYS INC | $35,000 | 0.0% | 1,400 | 0.0% | 0.27% | -2.2% | |
| C | CITIGROUP INC | $31,000 | +10.7% | 600 | 0.0% | 0.24% | +8.6% | |
| TEVA | TEVA PHARMACEUTICAL INDS LTDadr | $30,000 | +3.4% | 550 | 0.0% | 0.23% | +1.3% | |
| AGG | ISHARES TRcore us aggbd et | $27,000 | 0.0% | 250 | 0.0% | 0.21% | -2.3% | |
| BOND | PIMCO ETF TRtotl retn etf | $27,000 | 0.0% | 250 | 0.0% | 0.21% | -2.3% | |
| QRTEA | LIBERTY INTERACTIVE CORP | $26,000 | -3.7% | 915 | 0.0% | 0.20% | -6.1% | |
| TWX | TIME WARNER INC | $25,000 | +8.7% | 333 | 0.0% | 0.19% | +6.6% | |
| MDC | M D C HLDGS INC | $25,000 | -16.7% | 1,000 | 0.0% | 0.19% | -18.2% | |
| UL | UNILEVER PLCspon adr new | $25,000 | -7.4% | 600 | 0.0% | 0.19% | -9.4% | |
| APC | ANADARKO PETE CORP | $25,000 | -7.4% | 250 | 0.0% | 0.19% | -9.4% | |
| CFFN | New | CAPITOL FED FINL INC | $24,000 | – | 2,000 | +100.0% | 0.18% | – |
| PUK | Buy | PRUDENTIAL PLCadr | $23,000 | 0.0% | 527 | +5.4% | 0.18% | -2.2% |
| LMCK | New | LIBERTY MEDIA CORP DELAWARE | $23,000 | – | 494 | +100.0% | 0.18% | – |
| GS | GOLDMAN SACHS GROUP INC | $22,000 | +10.0% | 120 | 0.0% | 0.17% | +8.3% | |
| KMI | KINDER MORGAN INC DEL | $20,000 | +5.3% | 534 | 0.0% | 0.15% | +2.7% | |
| PSX | PHILLIPS 66 | $20,000 | 0.0% | 248 | 0.0% | 0.15% | -1.9% | |
| HPF | HANCOCK JOHN PFD INCOME FD I | $20,000 | -4.8% | 1,000 | 0.0% | 0.15% | -6.7% | |
| FOXA | TWENTY FIRST CENTY FOX INCcl a | $19,000 | 0.0% | 552 | 0.0% | 0.15% | -2.7% | |
| BAX | BAXTER INTL INC | $19,000 | 0.0% | 265 | 0.0% | 0.15% | -2.7% | |
| ADX | ADAMS EXPRESS CO | $18,000 | 0.0% | 1,313 | 0.0% | 0.14% | -2.1% | |
| SLF | SUN LIFE FINL INC | $18,000 | 0.0% | 500 | 0.0% | 0.14% | -2.1% | |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $16,000 | 0.0% | 200 | 0.0% | 0.12% | -2.4% | |
| BMY | BRISTOL MYERS SQUIBB CO | $15,000 | 0.0% | 300 | 0.0% | 0.12% | -1.7% | |
| LM | LEGG MASON INC | $15,000 | 0.0% | 300 | 0.0% | 0.12% | -1.7% | |
| WIP | SPDR SERIES TRUSTdb int gvt etf | $15,000 | -6.2% | 260 | 0.0% | 0.12% | -7.9% | |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $14,000 | -6.7% | 244 | 0.0% | 0.11% | -8.5% | |
| MYL | MYLAN INC | $14,000 | -6.7% | 300 | 0.0% | 0.11% | -8.5% | |
| EPI | WISDOMTREE TRindia erngs fd | $12,000 | -7.7% | 565 | 0.0% | 0.09% | -9.8% | |
| TWC | TIME WARNER CABLE INC | $12,000 | 0.0% | 83 | 0.0% | 0.09% | -2.1% | |
| LMCA | LIBERTY MEDIA CORP DELAWAREcl a | $12,000 | -64.7% | 247 | 0.0% | 0.09% | -65.7% | |
| HON | HONEYWELL INTL INC | $12,000 | 0.0% | 124 | 0.0% | 0.09% | -2.1% | |
| EWJ | ISHARESmsci japan etf | $12,000 | 0.0% | 1,007 | 0.0% | 0.09% | -2.1% | |
| VIAB | VIACOM INC NEWcl b | $12,000 | -7.7% | 152 | 0.0% | 0.09% | -9.8% | |
| DIS | Buy | DISNEY WALT CO | $11,000 | +22.2% | 118 | +18.0% | 0.08% | +19.7% |
| PFG | PRINCIPAL FINL GROUP INC | $11,000 | 0.0% | 211 | 0.0% | 0.08% | -2.3% | |
| PIO | POWERSHARES GLOBAL ETF TRUSTgbl wtr port | $11,000 | -8.3% | 490 | 0.0% | 0.08% | -9.6% | |
| SYY | SYSCO CORP | $11,000 | 0.0% | 300 | 0.0% | 0.08% | -2.3% | |
| HST | HOST HOTELS & RESORTS INC | $11,000 | 0.0% | 511 | 0.0% | 0.08% | -2.3% | |
| OKS | ONEOK PARTNERS LPunit ltd partn | $11,000 | -8.3% | 200 | 0.0% | 0.08% | -9.6% | |
| ORCL | ORACLE CORP | $10,000 | 0.0% | 252 | 0.0% | 0.08% | -2.5% | |
| WFC | WELLS FARGO & CO NEW | $10,000 | -9.1% | 200 | 0.0% | 0.08% | -11.5% | |
| ALL | Sell | ALLSTATE CORP | $10,000 | -33.3% | 160 | -38.5% | 0.08% | -34.7% |
| DBC | POWERSHARES DB CMDTY IDX TRAunit ben int | $9,000 | -10.0% | 395 | 0.0% | 0.07% | -12.7% | |
| AMSWA | AMERICAN SOFTWARE INCcl a | $9,000 | -10.0% | 1,000 | 0.0% | 0.07% | -12.7% | |
| IAU | ISHARES GOLD TRUSTishares | $9,000 | -10.0% | 800 | 0.0% | 0.07% | -12.7% | |
| PRU | PRUDENTIAL FINL INC | $8,000 | 0.0% | 87 | 0.0% | 0.06% | -1.6% | |
| CAF | MORGAN STANLEY CHINA A SH FD | $8,000 | +14.3% | 340 | 0.0% | 0.06% | +12.7% | |
| TYG | TORTOISE ENERGY INFRSTRCTR C | $8,000 | -11.1% | 175 | 0.0% | 0.06% | -12.7% | |
| STRZA | STARZ | $8,000 | +14.3% | 247 | 0.0% | 0.06% | +12.7% | |
| CBS | CBS CORP NEWcl b | $8,000 | -20.0% | 158 | 0.0% | 0.06% | -21.5% | |
| VVC | VECTREN CORP | $8,000 | 0.0% | 190 | 0.0% | 0.06% | -1.6% | |
| SCG | SCANA CORP NEW | $7,000 | 0.0% | 135 | 0.0% | 0.05% | -1.8% | |
| ISRG | INTUITIVE SURGICAL INC | $7,000 | +16.7% | 15 | 0.0% | 0.05% | +14.9% | |
| DUK | DUKE ENERGY CORP NEW | $7,000 | 0.0% | 100 | 0.0% | 0.05% | -1.8% | |
| VYM | VANGUARD WHITEHALL FDS INChigh div yld | $7,000 | 0.0% | 100 | 0.0% | 0.05% | -1.8% | |
| EWZ | ISHARESmsci brz cap etf | $7,000 | 0.0% | 150 | 0.0% | 0.05% | -1.8% | |
| NU | NORTHEAST UTILS | $7,000 | 0.0% | 150 | 0.0% | 0.05% | -1.8% | |
| GOOGL | Buy | GOOGLE INCcl a | $7,000 | +16.7% | 12 | +20.0% | 0.05% | +14.9% |
| CVX | CHEVRON CORP NEW | $7,000 | -12.5% | 58 | 0.0% | 0.05% | -14.3% | |
| WR | WESTAR ENERGY INC | $7,000 | -12.5% | 200 | 0.0% | 0.05% | -14.3% | |
| NXR | NUVEEN SELECT TAX FREE INCMsh ben int | $7,000 | 0.0% | 500 | 0.0% | 0.05% | -1.8% | |
| GOOG | GOOGLE INCcl c | $6,000 | 0.0% | 10 | 0.0% | 0.05% | -2.1% | |
| STPZ | PIMCO ETF TR1-5 us tip idx | $6,000 | 0.0% | 115 | 0.0% | 0.05% | -2.1% | |
| NOV | NATIONAL OILWELL VARCO INC | $6,000 | -14.3% | 82 | 0.0% | 0.05% | -16.4% | |
| RYN | RAYONIER INC | $5,000 | -16.7% | 165 | 0.0% | 0.04% | -17.0% | |
| 2101SC | DOW 30 PREMIUM & DIV INC FD | $5,000 | 0.0% | 300 | 0.0% | 0.04% | 0.0% | |
| PFE | PFIZER INC | $5,000 | 0.0% | 172 | 0.0% | 0.04% | 0.0% | |
| SO | SOUTHERN CO | $5,000 | 0.0% | 118 | 0.0% | 0.04% | 0.0% | |
| SAFT | SAFETY INS GROUP INC | $5,000 | 0.0% | 100 | 0.0% | 0.04% | 0.0% | |
| AGO | ASSURED GUARANTY LTD | $5,000 | -16.7% | 230 | 0.0% | 0.04% | -17.0% | |
| LVNTA | LIBERTY INTERACTIVE CORP | $5,000 | -44.4% | 124 | 0.0% | 0.04% | -45.1% | |
| ADM | ARCHER DANIELS MIDLAND CO | $5,000 | +25.0% | 100 | 0.0% | 0.04% | +25.8% | |
| MCD | MCDONALDS CORP | $5,000 | -16.7% | 55 | 0.0% | 0.04% | -17.0% | |
| COST | Buy | COSTCO WHSL CORP NEW | $5,000 | +66.7% | 40 | +42.9% | 0.04% | +62.5% |
| RVT | ROYCE VALUE TR INC | $5,000 | 0.0% | 331 | 0.0% | 0.04% | 0.0% | |
| LSTR | New | LANDSTAR SYS INC | $4,000 | – | 54 | +100.0% | 0.03% | – |
| LTRPA | New | LIBERTY TRIPADVISOR HLDGS IN | $4,000 | – | 124 | +100.0% | 0.03% | – |
| MKL | New | MARKEL CORP | $3,000 | – | 5 | +100.0% | 0.02% | – |
| KMIWS | KINDER MORGAN INC DEL*w exp 05/25/201 | $3,000 | +50.0% | 817 | 0.0% | 0.02% | +43.8% | |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $3,000 | – | 57 | +100.0% | 0.02% | – |
| STO | STATOIL ASAsponsored adr | $3,000 | 0.0% | 100 | 0.0% | 0.02% | -4.2% | |
| EFX | New | EQUIFAX INC | $3,000 | – | 42 | +100.0% | 0.02% | – |
| RLI | New | RLI CORP | $3,000 | – | 66 | +100.0% | 0.02% | – |
| DD | DU PONT E I DE NEMOURS & CO | $3,000 | 0.0% | 44 | 0.0% | 0.02% | -4.2% | |
| CHKP | New | CHECK POINT SOFTWARE TECH LTord | $3,000 | – | 38 | +100.0% | 0.02% | – |
| DISCK | New | DISCOVERY COMMUNICATNS NEW | $2,000 | – | 48 | +100.0% | 0.02% | – |
| ADBE | New | ADOBE SYS INC | $2,000 | – | 25 | +100.0% | 0.02% | – |
| AAP | New | ADVANCE AUTO PARTS INC | $2,000 | – | 16 | +100.0% | 0.02% | – |
| AXP | New | AMERICAN EXPRESS CO | $2,000 | – | 18 | +100.0% | 0.02% | – |
| ABC | New | AMERISOURCEBERGEN CORP | $2,000 | – | 23 | +100.0% | 0.02% | – |
| NLY | ANNALY CAP MGMT INC | $2,000 | -33.3% | 230 | 0.0% | 0.02% | -37.5% | |
| BMI | New | BADGER METER INC | $2,000 | – | 36 | +100.0% | 0.02% | – |
| WRB | New | BERKLEY W R CORP | $2,000 | – | 49 | +100.0% | 0.02% | – |
| BRO | New | BROWN & BROWN INC | $2,000 | – | 68 | +100.0% | 0.02% | – |
| BFB | New | BROWN FORMAN CORPcl b | $2,000 | – | 22 | +100.0% | 0.02% | – |
| CCMP | New | CABOT MICROELECTRONICS CORP | $2,000 | – | 43 | +100.0% | 0.02% | – |
| CNI | New | CANADIAN NATL RY CO | $2,000 | – | 34 | +100.0% | 0.02% | – |
| KMX | New | CARMAX INC | $2,000 | – | 34 | +100.0% | 0.02% | – |
| CELG | New | CELGENE CORP | $2,000 | – | 20 | +100.0% | 0.02% | – |
| CNK | New | CINEMARK HOLDINGS INC | $2,000 | – | 57 | +100.0% | 0.02% | – |
| CLC | New | CLARCOR INC | $2,000 | – | 33 | +100.0% | 0.02% | – |
| CL | New | COLGATE PALMOLIVE CO | $2,000 | – | 26 | +100.0% | 0.02% | – |
| CPRT | New | COPART INC | $2,000 | – | 62 | +100.0% | 0.02% | – |
| CEB | New | CORPORATE EXECUTIVE BRD CO | $2,000 | – | 38 | +100.0% | 0.02% | – |
| CCK | New | CROWN HOLDINGS INC | $2,000 | – | 45 | +100.0% | 0.02% | – |
| DVA | New | DAVITA HEALTHCARE PARTNERS I | $2,000 | – | 24 | +100.0% | 0.02% | – |
| XRAY | New | DENTSPLY INTL INC NEW | $2,000 | – | 40 | +100.0% | 0.02% | – |
| EOG | New | EOG RES INC | $2,000 | – | 16 | +100.0% | 0.02% | – |
| EV | New | EATON VANCE CORP | $2,000 | – | 58 | +100.0% | 0.02% | – |
| FCFS | New | FIRST CASH FINL SVCS INC | $2,000 | – | 36 | +100.0% | 0.02% | – |
| New | AMPHENOL CORP NEWcl a | $2,000 | – | 16 | +100.0% | 0.02% | – | |
| FTNT | New | FORTINET INC | $2,000 | – | 61 | +100.0% | 0.02% | – |
| GGG | New | GRACO INC | $2,000 | – | 33 | +100.0% | 0.02% | – |
| JKHY | New | HENRY JACK & ASSOC INC | $2,000 | – | 39 | +100.0% | 0.02% | – |
| LH | New | LABORATORY CORP AMER HLDGS | $2,000 | – | 17 | +100.0% | 0.02% | – |
| MTB | New | M & T BK CORP | $2,000 | – | 13 | +100.0% | 0.02% | – |
| MON | New | MONSANTO CO NEW | $2,000 | – | 14 | +100.0% | 0.02% | – |
| NWSA | NEWS CORP NEWcl a | $2,000 | 0.0% | 138 | 0.0% | 0.02% | -6.2% | |
| NBL | New | NOBLE ENERGY INC | $2,000 | – | 22 | +100.0% | 0.02% | – |
| NVS | New | NOVARTIS A Gsponsored adr | $2,000 | – | 23 | +100.0% | 0.02% | – |
| OMC | New | OMNICOM GROUP INC | $2,000 | – | 24 | +100.0% | 0.02% | – |
| OMI | New | OWENS & MINOR INC NEW | $2,000 | – | 47 | +100.0% | 0.02% | – |
| PCP | New | PRECISION CASTPARTS CORP | $2,000 | – | 7 | +100.0% | 0.02% | – |
| PRI | New | PRIMERICA INC | $2,000 | – | 38 | +100.0% | 0.02% | – |
| QCOM | New | QUALCOMM INC | $2,000 | – | 25 | +100.0% | 0.02% | – |
| STR | New | QUESTAR CORP | $2,000 | – | 83 | +100.0% | 0.02% | – |
| RYAM | New | RAYONIER ADVANCED MATLS INC | $2,000 | – | 55 | +100.0% | 0.02% | – |
| RUK | New | REED ELSEVIER P L Cspons adr new | $2,000 | – | 36 | +100.0% | 0.02% | – |
| ROST | New | ROSS STORES INC | $2,000 | – | 29 | +100.0% | 0.02% | – |
| SBH | New | SALLY BEAUTY HLDGS INC | $2,000 | – | 62 | +100.0% | 0.02% | – |
| SNY | New | SANOFIsponsored adr | $2,000 | – | 42 | +100.0% | 0.02% | – |
| SCHW | New | SCHWAB CHARLES CORP NEW | $2,000 | – | 71 | +100.0% | 0.02% | – |
| SYNT | New | SYNTEL INC | $2,000 | – | 26 | +100.0% | 0.02% | – |
| TM | New | TOYOTA MOTOR CORP | $2,000 | – | 17 | +100.0% | 0.02% | – |
| TDG | New | TRANSDIGM GROUP INC | $2,000 | – | 9 | +100.0% | 0.02% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $2,000 | – | 16 | +100.0% | 0.02% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $2,000 | – | 18 | +100.0% | 0.02% | – |
| WDFC | New | WD-40 CO | $2,000 | – | 34 | +100.0% | 0.02% | – |
| WABC | New | WESTAMERICA BANCORPORATION | $2,000 | – | 34 | +100.0% | 0.02% | – |
| WWW | New | WOLVERINE WORLD WIDE INC | $2,000 | – | 95 | +100.0% | 0.02% | – |
| ACGL | New | ARCH CAP GROUP LTDord | $2,000 | – | 33 | +100.0% | 0.02% | – |
| LBTYK | New | LIBERTY GLOBAL PLC | $2,000 | – | 50 | +100.0% | 0.02% | – |
| ASML | New | ASML HOLDING N V | $2,000 | – | 20 | +100.0% | 0.02% | – |
| NLSN | New | NIELSEN N V | $2,000 | – | 38 | +100.0% | 0.02% | – |
| ALXA | ALEXZA PHARMACEUTICALS INC | $1,000 | -50.0% | 350 | 0.0% | 0.01% | -50.0% | |
| SHLDQ | SEARS HLDGS CORP | $1,000 | -50.0% | 43 | 0.0% | 0.01% | -50.0% | |
| ICE | New | INTERCONTINENTAL EXCHANGE IN | $1,000 | – | 7 | +100.0% | 0.01% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $1,000 | – | 17 | +100.0% | 0.01% | – |
| HD | New | HOME DEPOT INC | $1,000 | – | 16 | +100.0% | 0.01% | – |
| GBCI | New | GLACIER BANCORP INC NEW | $1,000 | – | 35 | +100.0% | 0.01% | – |
| SNHY | New | SUN HYDRAULICS CORP | $1,000 | – | 14 | +100.0% | 0.01% | – |
| SU | New | SUNCOR ENERGY INC NEW | $1,000 | – | 25 | +100.0% | 0.01% | – |
| INT | New | WORLD FUEL SVCS CORP | $1,000 | – | 32 | +100.0% | 0.01% | – |
| ADI | New | ANALOG DEVICES INC | $1,000 | – | 27 | +100.0% | 0.01% | – |
| PNC | New | PNC FINL SVCS GROUP INC | $1,000 | – | 17 | +100.0% | 0.01% | – |
| DNOW | NOW INC | $1,000 | 0.0% | 20 | 0.0% | 0.01% | 0.0% | |
| TYPE | New | MONOTYPE IMAGING HOLDINGS IN | $1,000 | – | 38 | +100.0% | 0.01% | – |
| EL | New | LAUDER ESTEE COS INCcl a | $1,000 | – | 16 | +100.0% | 0.01% | – |
| AON | New | AON PLC | $1,000 | – | 16 | +100.0% | 0.01% | – |
| SAP | New | SAP AGspon adr | $1,000 | – | 15 | +100.0% | 0.01% | – |
| SLB | New | SCHLUMBERGER LTD | $1,000 | – | 14 | +100.0% | 0.01% | – |
| J | New | JACOBS ENGR GROUP INC DEL | $1,000 | – | 30 | +100.0% | 0.01% | – |
| TJX | New | TJX COS INC NEW | $1,000 | – | 23 | +100.0% | 0.01% | – |
| GMWSA | GENERAL MTRS CO*w exp 07/10/201 | $1,000 | 0.0% | 27 | 0.0% | 0.01% | 0.0% | |
| TECH | New | TECHNE CORP | $1,000 | – | 13 | +100.0% | 0.01% | – |
| GM | GENERAL MTRS CO | $1,000 | 0.0% | 29 | 0.0% | 0.01% | 0.0% | |
| FAST | New | FASTENAL CO | $1,000 | – | 26 | +100.0% | 0.01% | – |
| TIME | TIME INC NEW | $1,000 | 0.0% | 41 | 0.0% | 0.01% | 0.0% | |
| FMC | New | F M C CORP | $1,000 | – | 18 | +100.0% | 0.01% | – |
| EXPD | New | EXPEDITORS INTL WASH INC | $1,000 | – | 36 | +100.0% | 0.01% | – |
| ERIC | New | ERICSSONadr b sek 10 | $1,000 | – | 119 | +100.0% | 0.01% | – |
| ENB | New | ENBRIDGE INC | $1,000 | – | 20 | +100.0% | 0.01% | – |
| 4305PS | ALCATEL-LUCENTsponsored adr | $1,000 | 0.0% | 390 | 0.0% | 0.01% | 0.0% | |
| EMR | New | EMERSON ELEC CO | $1,000 | – | 21 | +100.0% | 0.01% | – |
| UAA | New | UNDER ARMOUR INCcl a | $1,000 | – | 13 | +100.0% | 0.01% | – |
| ECL | New | ECOLAB INC | $1,000 | – | 11 | +100.0% | 0.01% | – |
| UN | New | UNILEVER N V | $1,000 | – | 37 | +100.0% | 0.01% | – |
| EBAY | New | EBAY INC | $1,000 | – | 24 | +100.0% | 0.01% | – |
| ST | New | SENSATA TECHNOLOGIES HLDG NV | $1,000 | – | 33 | +100.0% | 0.01% | – |
| DLTR | New | DOLLAR TREE INC | $1,000 | – | 22 | +100.0% | 0.01% | – |
| AOL | AOL INC | $1,000 | 0.0% | 30 | 0.0% | 0.01% | 0.0% | |
| CGNX | New | COGNEX CORP | $1,000 | – | 30 | +100.0% | 0.01% | – |
| CHL | New | CHINA MOBILE LIMITEDsponsored adr | $1,000 | – | 15 | +100.0% | 0.01% | – |
| CAKE | New | CHEESECAKE FACTORY INC | $1,000 | – | 19 | +100.0% | 0.01% | – |
| CVE | New | CENOVUS ENERGY INC | $1,000 | – | 33 | +100.0% | 0.01% | – |
| CRRTQ | New | CARBO CERAMICS INC | $1,000 | – | 22 | +100.0% | 0.01% | – |
| CAM | New | CAMERON INTERNATIONAL CORP | $1,000 | – | 16 | +100.0% | 0.01% | – |
| V | New | VISA INC | $1,000 | – | 7 | +100.0% | 0.01% | – |
| WAB | New | WABTEC CORP | $1,000 | – | 18 | +100.0% | 0.01% | – |
| CDW | New | CDW CORP | $1,000 | – | 34 | +100.0% | 0.01% | – |
| BNS | New | BANK N S HALIFAX | $1,000 | – | 13 | +100.0% | 0.01% | – |
| PCLN | New | PRICELINE GRP INC | $1,000 | – | 1 | +100.0% | 0.01% | – |
| PX | New | PRAXAIR INC | $1,000 | – | 10 | +100.0% | 0.01% | – |
| BOH | New | BANK HAWAII CORP | $1,000 | – | 15 | +100.0% | 0.01% | – |
| BCPC | New | BALCHEM CORP | $1,000 | – | 20 | +100.0% | 0.01% | – |
| PTNR | New | PARTNER COMMUNICATIONS CO LTadr | $1,000 | – | 122 | +100.0% | 0.01% | – |
| PPL | PPL CORP | $1,000 | -50.0% | 43 | 0.0% | 0.01% | -50.0% | |
| GMWSB | GENERAL MTRS CO*w exp 07/10/201 | $0 | -100.0% | 27 | 0.0% | 0.00% | -100.0% | |
| RGT | ROYCE GLOBAL VALUE TR INC | $0 | – | 47 | 0.0% | 0.00% | – | |
| LE | LANDS END INC NEW | $0 | – | 12 | 0.0% | 0.00% | – | |
| TEX | Exit | TEREX CORP NEW | $0 | – | -29 | -100.0% | -0.01% | – |
| RWT | Exit | REDWOOD TR INC | $0 | – | -147 | -100.0% | -0.02% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -50 | -100.0% | -0.03% | – |
| CPN | Exit | CALPINE CORP | $0 | – | -200 | -100.0% | -0.04% | – |
| MDU | Exit | MDU RES GROUP INC | $0 | – | -177 | -100.0% | -0.05% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -81 | -100.0% | -0.07% | – |
| CAB | Exit | CABELAS INC | $0 | – | -211 | -100.0% | -0.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 40 | Q3 2023 | 9.0% |
| COHEN & STEERS INFRASTRUCTUR | 40 | Q3 2023 | 17.4% |
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 4.8% |
| WAL-MART STORES INC | 40 | Q3 2023 | 5.9% |
| BERKSHIRE HATHAWAY INC DEL | 40 | Q3 2023 | 5.3% |
| JPMORGAN CHASE & CO | 40 | Q3 2023 | 8.0% |
| SPDR SERIES TRUST | 40 | Q3 2023 | 4.0% |
| SOUTHERN CO | 40 | Q3 2023 | 7.3% |
| 3M CO | 40 | Q3 2023 | 3.5% |
| INTERNATIONAL BUSINESS MACHS | 40 | Q3 2023 | 4.9% |
View ROCKY MOUNTAIN ADVISERS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-24 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-07-27 |
| 13F-HR | 2023-04-19 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-02-09 |
View ROCKY MOUNTAIN ADVISERS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.