$12.7 Million is the total value of ROCKY MOUNTAIN ADVISERS, LLC's 151 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 5.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TW | TOWERS WATSON & COcl a | $2,342,000 | -8.6% | 22,472 | 0.0% | 18.44% | -10.1% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,325,000 | -0.6% | 10,469 | -1.8% | 10.43% | -2.2% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $570,000 | +1.4% | 3 | 0.0% | 4.49% | -0.2% | |
| IBM | INTERNATIONAL BUSINESS MACHS | $480,000 | -5.9% | 2,650 | 0.0% | 3.78% | -7.4% | |
| WMT | WAL-MART STORES INC | $465,000 | -1.9% | 6,200 | 0.0% | 3.66% | -3.5% | |
| MMM | Buy | 3M CO | $409,000 | +18.2% | 2,854 | +11.7% | 3.22% | +16.3% |
| BIF | BOULDER GROWTH & INCOME FD I | $387,000 | +4.9% | 45,428 | 0.0% | 3.05% | +3.2% | |
| BTF | BOULDER TOTAL RETURN FD INC | $352,000 | +5.7% | 13,705 | 0.0% | 2.77% | +4.0% | |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $350,000 | +37.3% | 4,570 | +32.1% | 2.76% | +35.1% |
| IGSB | ISHARES1-3 yr cr bd etf | $288,000 | +0.3% | 2,725 | 0.0% | 2.27% | -1.2% | |
| MSFT | MICROSOFT CORP | $252,000 | +1.6% | 6,040 | 0.0% | 1.98% | 0.0% | |
| JNJ | JOHNSON & JOHNSON | $243,000 | +6.6% | 2,319 | 0.0% | 1.91% | +4.9% | |
| BND | VANGUARD BD INDEX FD INCtotal bnd mrkt | $230,000 | +1.3% | 2,800 | 0.0% | 1.81% | -0.3% | |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $228,000 | +23.9% | 2,930 | +20.1% | 1.80% | +21.9% |
| YUM | YUM BRANDS INC | $210,000 | +7.7% | 2,590 | 0.0% | 1.65% | +6.0% | |
| SKT | TANGER FACTORY OUTLET CTRS I | $199,000 | -0.5% | 5,700 | 0.0% | 1.57% | -2.1% | |
| BSV | VANGUARD BD INDEX FD INCshort trm bond | $195,000 | 0.0% | 2,430 | 0.0% | 1.54% | -1.6% | |
| KO | COCA COLA CO | $185,000 | +9.5% | 4,362 | 0.0% | 1.46% | +7.8% | |
| DVY | ISHARESselect divid etf | $183,000 | +5.2% | 2,375 | 0.0% | 1.44% | +3.5% | |
| KMB | KIMBERLY CLARK CORP | $167,000 | +1.2% | 1,500 | 0.0% | 1.32% | -0.4% | |
| UNP | Buy | UNION PAC CORP | $160,000 | +6.7% | 1,600 | +100.0% | 1.26% | +5.0% |
| PG | PROCTER & GAMBLE CO | $157,000 | -2.5% | 2,000 | 0.0% | 1.24% | -4.0% | |
| MRK | MERCK & CO INC NEW | $132,000 | +1.5% | 2,286 | 0.0% | 1.04% | -0.1% | |
| XOM | EXXON MOBIL CORP | $127,000 | +3.3% | 1,261 | 0.0% | 1.00% | +1.6% | |
| GXP | GREAT PLAINS ENERGY INC | $126,000 | -0.8% | 4,699 | 0.0% | 0.99% | -2.4% | |
| IYY | ISHARESdow jones us etf | $126,000 | +5.0% | 1,270 | 0.0% | 0.99% | +3.3% | |
| CINF | CINCINNATI FINL CORP | $120,000 | -1.6% | 2,500 | 0.0% | 0.94% | -3.2% | |
| PAYX | PAYCHEX INC | $116,000 | -2.5% | 2,800 | 0.0% | 0.91% | -4.1% | |
| AAPL | Buy | APPLE INC | $98,000 | +21.0% | 1,050 | +600.0% | 0.77% | +19.1% |
| JMF | NUVEEN ENERGY MLP TOTL RTRNF | $96,000 | +15.7% | 4,321 | 0.0% | 0.76% | +13.9% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $93,000 | +4.5% | 910 | 0.0% | 0.73% | +2.8% | |
| COP | CONOCOPHILLIPS | $85,000 | +21.4% | 996 | 0.0% | 0.67% | +19.5% | |
| IWO | ISHARESrus 2000 grw etf | $75,000 | +1.4% | 545 | 0.0% | 0.59% | -0.2% | |
| EXC | EXELON CORP | $74,000 | +8.8% | 2,040 | 0.0% | 0.58% | +7.2% | |
| BDX | BECTON DICKINSON & CO | $71,000 | +1.4% | 600 | 0.0% | 0.56% | -0.2% | |
| EWA | ISHARESmsci aust etf | $69,000 | 0.0% | 2,650 | 0.0% | 0.54% | -1.6% | |
| UTF | COHEN & STEERS INFRASTRUCTUR | $69,000 | +11.3% | 2,800 | 0.0% | 0.54% | +9.5% | |
| GIS | GENERAL MLS INC | $63,000 | +1.6% | 1,200 | 0.0% | 0.50% | 0.0% | |
| A309PS | DIRECTV | $62,000 | +10.7% | 731 | 0.0% | 0.49% | +8.9% | |
| BKH | BLACK HILLS CORP | $61,000 | +5.2% | 1,000 | 0.0% | 0.48% | +3.4% | |
| BACPRL | BANK OF AMERICA CORPORATION7.25%cnv pfd l | $59,000 | +3.5% | 50 | 0.0% | 0.46% | +2.0% | |
| EWC | ISHARESmsci cda etf | $58,000 | +9.4% | 1,800 | 0.0% | 0.46% | +7.8% | |
| NSC | NORFOLK SOUTHERN CORP | $55,000 | +7.8% | 529 | 0.0% | 0.43% | +6.1% | |
| PGX | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $51,000 | +2.0% | 3,500 | 0.0% | 0.40% | +0.5% | |
| JPM | JPMORGAN CHASE & CO | $43,000 | -4.4% | 745 | 0.0% | 0.34% | -5.8% | |
| MTH | MERITAGE HOMES CORP | $42,000 | 0.0% | 1,000 | 0.0% | 0.33% | -1.5% | |
| SHY | ISHARES1-3 yr tr bd etf | $42,000 | 0.0% | 500 | 0.0% | 0.33% | -1.5% | |
| PHM | PULTE GROUP INC | $40,000 | +5.3% | 2,000 | 0.0% | 0.32% | +3.6% | |
| FLC | FLAHERTY & CRUMRINE TOTAL RE | $40,000 | 0.0% | 2,000 | 0.0% | 0.32% | -1.6% | |
| INTC | INTEL CORP | $40,000 | +17.6% | 1,300 | 0.0% | 0.32% | +15.8% | |
| GE | GENERAL ELECTRIC CO | $39,000 | 0.0% | 1,500 | 0.0% | 0.31% | -1.6% | |
| DNY | DENALI FD INC | $37,000 | +5.7% | 1,719 | 0.0% | 0.29% | +3.9% | |
| BAC | BANK OF AMERICA CORPORATION | $37,000 | -11.9% | 2,431 | 0.0% | 0.29% | -13.4% | |
| LLY | LILLY ELI & CO | $37,000 | +5.7% | 600 | 0.0% | 0.29% | +3.9% | |
| CSCO | CISCO SYS INC | $35,000 | +12.9% | 1,400 | 0.0% | 0.28% | +11.3% | |
| LMCA | LIBERTY MEDIA CORP DELAWAREcl a | $34,000 | +6.2% | 247 | 0.0% | 0.27% | +4.7% | |
| MDC | M D C HLDGS INC | $30,000 | +7.1% | 1,000 | 0.0% | 0.24% | +5.4% | |
| TEVA | TEVA PHARMACEUTICAL INDS LTDadr | $29,000 | 0.0% | 550 | 0.0% | 0.23% | -1.7% | |
| C | CITIGROUP INC | $28,000 | -3.4% | 600 | 0.0% | 0.22% | -5.2% | |
| BOND | PIMCO ETF TRtotl retn etf | $27,000 | 0.0% | 250 | 0.0% | 0.21% | -1.4% | |
| QRTEA | LIBERTY INTERACTIVE CORP | $27,000 | +3.8% | 915 | 0.0% | 0.21% | +2.4% | |
| AGG | ISHAREScore totusbd etf | $27,000 | 0.0% | 250 | 0.0% | 0.21% | -1.4% | |
| UL | UNILEVER PLCspon adr new | $27,000 | +3.8% | 600 | 0.0% | 0.21% | +2.4% | |
| APC | ANADARKO PETE CORP | $27,000 | +28.6% | 250 | 0.0% | 0.21% | +26.8% | |
| PUK | PRUDENTIAL PLCadr | $23,000 | +9.5% | 500 | 0.0% | 0.18% | +7.7% | |
| TWX | TIME WARNER INC | $23,000 | +4.5% | 333 | 0.0% | 0.18% | +2.8% | |
| HPF | HANCOCK JOHN PFD INCOME FD I | $21,000 | +5.0% | 1,000 | 0.0% | 0.16% | +3.1% | |
| PSX | PHILLIPS 66 | $20,000 | +5.3% | 248 | 0.0% | 0.16% | +3.3% | |
| GS | GOLDMAN SACHS GROUP INC | $20,000 | 0.0% | 120 | 0.0% | 0.16% | -1.9% | |
| KMI | KINDER MORGAN INC DEL | $19,000 | +11.8% | 534 | 0.0% | 0.15% | +10.3% | |
| FOXA | TWENTY FIRST CENTY FOX INCcl a | $19,000 | +5.6% | 552 | 0.0% | 0.15% | +4.2% | |
| BAX | BAXTER INTL INC | $19,000 | 0.0% | 265 | 0.0% | 0.15% | -1.3% | |
| SLF | SUN LIFE FINL INC | $18,000 | +5.9% | 500 | 0.0% | 0.14% | +4.4% | |
| ADX | ADAMS EXPRESS CO | $18,000 | +5.9% | 1,313 | 0.0% | 0.14% | +4.4% | |
| WIP | SPDR SERIES TRUSTdb int gvt etf | $16,000 | 0.0% | 260 | 0.0% | 0.13% | -1.6% | |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $16,000 | 0.0% | 200 | 0.0% | 0.13% | -1.6% | |
| MYL | MYLAN INC | $15,000 | 0.0% | 300 | 0.0% | 0.12% | -1.7% | |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $15,000 | +15.4% | 244 | 0.0% | 0.12% | +13.5% | |
| LM | LEGG MASON INC | $15,000 | 0.0% | 300 | 0.0% | 0.12% | -1.7% | |
| ALL | ALLSTATE CORP | $15,000 | 0.0% | 260 | 0.0% | 0.12% | -1.7% | |
| BMY | BRISTOL MYERS SQUIBB CO | $15,000 | -6.2% | 300 | 0.0% | 0.12% | -7.8% | |
| VIAB | VIACOM INC NEWcl b | $13,000 | 0.0% | 152 | 0.0% | 0.10% | -1.9% | |
| CAB | CABELAS INC | $13,000 | -7.1% | 211 | 0.0% | 0.10% | -8.9% | |
| EPI | WISDOMTREE TRindia erngs fd | $13,000 | +18.2% | 565 | 0.0% | 0.10% | +15.9% | |
| TWC | TIME WARNER CABLE INC | $12,000 | +9.1% | 83 | 0.0% | 0.09% | +6.8% | |
| PIO | New | POWERSHARES GLOBAL ETF TRUSTgbl wtr port | $12,000 | – | 490 | +100.0% | 0.09% | – |
| EWJ | ISHARESmsci japan etf | $12,000 | +9.1% | 1,007 | 0.0% | 0.09% | +6.8% | |
| OKS | ONEOK PARTNERS LPunit ltd partn | $12,000 | +9.1% | 200 | 0.0% | 0.09% | +6.8% | |
| HON | HONEYWELL INTL INC | $12,000 | 0.0% | 124 | 0.0% | 0.09% | -2.1% | |
| PFG | PRINCIPAL FINL GROUP INC | $11,000 | +10.0% | 211 | 0.0% | 0.09% | +8.8% | |
| HST | HOST HOTELS & RESORTS INC | $11,000 | +10.0% | 511 | 0.0% | 0.09% | +8.8% | |
| WFC | WELLS FARGO & CO NEW | $11,000 | +10.0% | 200 | 0.0% | 0.09% | +8.8% | |
| SYY | SYSCO CORP | $11,000 | 0.0% | 300 | 0.0% | 0.09% | -1.1% | |
| CBS | CBS CORP NEWcl b | $10,000 | 0.0% | 158 | 0.0% | 0.08% | -1.2% | |
| AMSWA | AMERICAN SOFTWARE INCcl a | $10,000 | 0.0% | 1,000 | 0.0% | 0.08% | -1.2% | |
| DBC | POWERSHARES DB CMDTY IDX TRAunit ben int | $10,000 | 0.0% | 395 | 0.0% | 0.08% | -1.2% | |
| ORCL | ORACLE CORP | $10,000 | 0.0% | 252 | 0.0% | 0.08% | -1.2% | |
| IAU | ISHARES GOLD TRUSTishares | $10,000 | 0.0% | 800 | 0.0% | 0.08% | -1.2% | |
| KSU | KANSAS CITY SOUTHERN | $9,000 | +12.5% | 81 | 0.0% | 0.07% | +10.9% | |
| LVNTA | Buy | LIBERTY INTERACTIVE CORP | $9,000 | +12.5% | 124 | +100.0% | 0.07% | +10.9% |
| TYG | TORTOISE ENERGY INFRSTRCTR C | $9,000 | +12.5% | 175 | 0.0% | 0.07% | +10.9% | |
| DIS | DISNEY WALT CO | $9,000 | +12.5% | 100 | 0.0% | 0.07% | +10.9% | |
| CVX | CHEVRON CORP NEW | $8,000 | +14.3% | 58 | 0.0% | 0.06% | +12.5% | |
| PRU | PRUDENTIAL FINL INC | $8,000 | +14.3% | 87 | 0.0% | 0.06% | +12.5% | |
| VVC | VECTREN CORP | $8,000 | +14.3% | 190 | 0.0% | 0.06% | +12.5% | |
| WR | WESTAR ENERGY INC | $8,000 | +14.3% | 200 | 0.0% | 0.06% | +12.5% | |
| EWZ | ISHARESmsci brz cap etf | $7,000 | 0.0% | 150 | 0.0% | 0.06% | -1.8% | |
| DUK | DUKE ENERGY CORP NEW | $7,000 | 0.0% | 100 | 0.0% | 0.06% | -1.8% | |
| CAF | MORGAN STANLEY CHINA A SH FD | $7,000 | 0.0% | 340 | 0.0% | 0.06% | -1.8% | |
| NOV | NATIONAL OILWELL VARCO INC | $7,000 | +16.7% | 82 | 0.0% | 0.06% | +14.6% | |
| NU | NORTHEAST UTILS | $7,000 | 0.0% | 150 | 0.0% | 0.06% | -1.8% | |
| NXR | NUVEEN SELECT TAX FREE INCMsh ben int | $7,000 | 0.0% | 500 | 0.0% | 0.06% | -1.8% | |
| SCG | SCANA CORP NEW | $7,000 | 0.0% | 135 | 0.0% | 0.06% | -1.8% | |
| STRZA | STARZ | $7,000 | -12.5% | 247 | 0.0% | 0.06% | -14.1% | |
| VYM | VANGUARD WHITEHALL FDS INChigh div yld | $7,000 | +16.7% | 100 | 0.0% | 0.06% | +14.6% | |
| STPZ | PIMCO ETF TR1-5 us tip idx | $6,000 | 0.0% | 115 | 0.0% | 0.05% | -2.1% | |
| GOOGL | GOOGLE INCcl a | $6,000 | -45.5% | 10 | 0.0% | 0.05% | -46.6% | |
| MDU | MDU RES GROUP INC | $6,000 | 0.0% | 177 | 0.0% | 0.05% | -2.1% | |
| MCD | MCDONALDS CORP | $6,000 | +20.0% | 55 | 0.0% | 0.05% | +17.5% | |
| GOOG | New | GOOGLE INCcl c | $6,000 | – | 10 | +100.0% | 0.05% | – |
| RYN | RAYONIER INC | $6,000 | -25.0% | 165 | 0.0% | 0.05% | -26.6% | |
| AGO | ASSURED GUARANTY LTD | $6,000 | 0.0% | 230 | 0.0% | 0.05% | -2.1% | |
| ISRG | INTUITIVE SURGICAL INC | $6,000 | -14.3% | 15 | 0.0% | 0.05% | -16.1% | |
| RVT | ROYCE VALUE TR INC | $5,000 | 0.0% | 331 | 0.0% | 0.04% | -2.5% | |
| SAFT | SAFETY INS GROUP INC | $5,000 | 0.0% | 100 | 0.0% | 0.04% | -2.5% | |
| SO | SOUTHERN CO | $5,000 | 0.0% | 118 | 0.0% | 0.04% | -2.5% | |
| PFE | PFIZER INC | $5,000 | -16.7% | 172 | 0.0% | 0.04% | -18.8% | |
| 2101SC | DOW 30 PREMIUM & DIV INC FD | $5,000 | 0.0% | 300 | 0.0% | 0.04% | -2.5% | |
| CPN | CALPINE CORP | $5,000 | +25.0% | 200 | 0.0% | 0.04% | +21.9% | |
| ADM | ARCHER DANIELS MIDLAND CO | $4,000 | 0.0% | 100 | 0.0% | 0.03% | -3.1% | |
| RRC | RANGE RES CORP | $4,000 | 0.0% | 50 | 0.0% | 0.03% | -3.1% | |
| COST | COSTCO WHSL CORP NEW | $3,000 | 0.0% | 28 | 0.0% | 0.02% | 0.0% | |
| RWT | REDWOOD TR INC | $3,000 | 0.0% | 147 | 0.0% | 0.02% | 0.0% | |
| DD | DU PONT E I DE NEMOURS & CO | $3,000 | 0.0% | 44 | 0.0% | 0.02% | 0.0% | |
| NLY | ANNALY CAP MGMT INC | $3,000 | 0.0% | 230 | 0.0% | 0.02% | 0.0% | |
| STO | STATOIL ASAsponsored adr | $3,000 | 0.0% | 100 | 0.0% | 0.02% | 0.0% | |
| SHLDQ | SEARS HLDGS CORP | $2,000 | 0.0% | 43 | 0.0% | 0.02% | 0.0% | |
| NWSA | NEWS CORP NEWcl a | $2,000 | 0.0% | 138 | 0.0% | 0.02% | 0.0% | |
| KMIWS | KINDER MORGAN INC DEL*w exp 05/25/201 | $2,000 | +100.0% | 817 | 0.0% | 0.02% | +100.0% | |
| ALXA | ALEXZA PHARMACEUTICALS INC | $2,000 | 0.0% | 350 | 0.0% | 0.02% | 0.0% | |
| PPL | PPL CORP | $2,000 | +100.0% | 43 | 0.0% | 0.02% | +100.0% | |
| TIME | New | TIME INC NEW | $1,000 | – | 41 | +100.0% | 0.01% | – |
| TEX | TEREX CORP NEW | $1,000 | 0.0% | 29 | 0.0% | 0.01% | 0.0% | |
| AOL | AOL INC | $1,000 | 0.0% | 30 | 0.0% | 0.01% | 0.0% | |
| 4305PS | ALCATEL-LUCENTsponsored adr | $1,000 | -50.0% | 390 | 0.0% | 0.01% | -50.0% | |
| GMWSB | GENERAL MTRS CO*w exp 07/10/201 | $1,000 | – | 27 | 0.0% | 0.01% | – | |
| GMWSA | GENERAL MTRS CO*w exp 07/10/201 | $1,000 | 0.0% | 27 | 0.0% | 0.01% | 0.0% | |
| GM | GENERAL MTRS CO | $1,000 | 0.0% | 29 | 0.0% | 0.01% | 0.0% | |
| DNOW | New | NOW INC | $1,000 | – | 20 | +100.0% | 0.01% | – |
| LE | New | LANDS END INC NEW | $0 | – | 12 | +100.0% | 0.00% | – |
| RGT | ROYCE GLOBAL VALUE TR INC | $0 | – | 47 | 0.0% | 0.00% | – | |
| FITB | Exit | FIFTH THIRD BANCORP | $0 | – | -106 | -100.0% | -0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 40 | Q3 2023 | 9.0% |
| COHEN & STEERS INFRASTRUCTUR | 40 | Q3 2023 | 17.4% |
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 4.8% |
| WAL-MART STORES INC | 40 | Q3 2023 | 5.9% |
| BERKSHIRE HATHAWAY INC DEL | 40 | Q3 2023 | 5.3% |
| JPMORGAN CHASE & CO | 40 | Q3 2023 | 8.0% |
| SPDR SERIES TRUST | 40 | Q3 2023 | 4.0% |
| SOUTHERN CO | 40 | Q3 2023 | 7.3% |
| 3M CO | 40 | Q3 2023 | 3.5% |
| INTERNATIONAL BUSINESS MACHS | 40 | Q3 2023 | 4.9% |
View ROCKY MOUNTAIN ADVISERS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-24 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-07-27 |
| 13F-HR | 2023-04-19 |
| 13F-HR | 2023-02-01 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-02-09 |
View ROCKY MOUNTAIN ADVISERS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.