$419 Million is the total value of DG Capital Management, LLC's 127 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NEBCU | Exit | NEBULA CARAVEL ACQUISITION Cunit 12/09/2023 | $0 | – | -50,000 | -100.0% | -0.11% | – |
| LCUT | Exit | LIFETIME BRANDS INC | $0 | – | -39,150 | -100.0% | -0.13% | – |
| Exit | TURNING PT BRANDS INCnote 2.500% 7/1 | $0 | – | -640,000 | -100.0% | -0.15% | – | |
| TPB | Exit | TURNING POINT BRANDS INCconv | $0 | – | -640,000 | -100.0% | -0.15% | – |
| TMTSU | Exit | SPARTACUS ACQUISITION CORPunit 10/31/2027 | $0 | – | -100,000 | -100.0% | -0.22% | – |
| AGRX | Exit | AGILE THERAPEUTICS INC | $0 | – | -441,704 | -100.0% | -0.27% | – |
| CRHC | Exit | COHN ROBBINS HOLDINGS CORP | $0 | – | -201,098 | -100.0% | -0.44% | – |
| COOLU | Exit | CORNER GROWTH ACQUISITION COunit 01/01/2027 | $0 | – | -300,000 | -100.0% | -0.66% | – |
| OSMT | Exit | OSMOTICA PHARMACEUTICALS PLC | $0 | – | -1,022,126 | -100.0% | -0.89% | – |
| FE | Exit | FIRSTENERGY CORPcall | $0 | – | -184,900 | -100.0% | -1.20% | – |
| Exit | FIRSTENERGY CORPcall | $0 | – | -184,900 | -100.0% | -1.20% | – | |
| NH | Exit | NANTHEALTH INCconv | $0 | – | -6,815,000 | -100.0% | -1.38% | – |
| SCOAU | Exit | SCION TECH GROWTH Iunit 12/17/2025 | $0 | – | -800,000 | -100.0% | -1.75% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORP | $0 | – | -231,240 | -100.0% | -1.76% | – |
| FLACU | Exit | FRAZIER LIFESCIENCES ACQUISunit 12/09/2025 | $0 | – | -900,000 | -100.0% | -1.98% | – |
| Exit | DARDEN RESTAURANTS INCcall | $0 | – | -80,000 | -100.0% | -2.02% | – | |
| Exit | ASTRAZENECA PLC-SPONS ADRcall | $0 | – | -220,000 | -100.0% | -2.33% | – | |
| PRVB | Exit | PROVENTION BIO INC | $0 | – | -886,662 | -100.0% | -3.18% | – |
| IVC | Exit | INVACARE CORPconv | $0 | – | -15,975,000 | -100.0% | -3.30% | – |
| TVACU | Exit | THAYER VENTURES ACQUISITIONunit 01/01/2030 | $0 | – | -1,600,000 | -100.0% | -3.54% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AWARE INC/MASS | 24 | Q3 2023 | 19.7% |
| BLUEKNIGHT ENERGY PARTNERS LLC | 19 | Q2 2022 | 34.3% |
| EVERI HOLDINGS INC | 15 | Q3 2023 | 12.7% |
| TURNING PT BRANDS INC | 14 | Q2 2023 | 7.1% |
| CAESARS ENTERTAINMENT INC NE | 13 | Q3 2023 | 10.6% |
| AMARIN CORP PLC -ADR | 12 | Q3 2023 | 4.7% |
| SUMMIT MATLS INC | 11 | Q2 2023 | 7.8% |
| NORTHERN REVIVAL ACQUISITION | 11 | Q3 2023 | 0.0% |
| CORNER GROWTH ACQUISITION CO | 11 | Q3 2023 | 0.0% |
| INSPIRED ENTMT INC | 10 | Q3 2023 | 7.9% |
View DG Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blueknight Energy Partners, L.P. | July 15, 2022 | 2,952,323 | 6.9% |
| AWARE INC /MA/ | February 11, 2022 | 907,047 | 4.2% |
| ICTV Brands Inc.Sold out | February 11, 2021 | 0 | 0.0% |
| RiceBran Technologies | February 11, 2021 | 1,279,319 | 3.0% |
| INNOVATIVE INDUSTRIAL PROPERTIES INCSold out | January 25, 2018 | 0 | 0.0% |
| Community Healthcare Trust Inc | February 10, 2017 | 142,484 | 1.1% |
| WESTMORELAND COAL CoSold out | February 10, 2017 | 0 | 0.0% |
| KCAP Financial, Inc. | April 04, 2016 | 1,253,258 | 3.4% |
| HC2 Holdings, Inc. | December 29, 2015 | 1,462,534 | 4.1% |
| SALEM COMMUNICATIONS CORP /DE/ | February 12, 2014 | 229,420 | 1.2% |
View DG Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-10 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-12 |
| SC 13D/A | 2024-02-02 |
| SC 13G/A | 2024-01-29 |
| 13F-HR | 2023-11-14 |
| SC 13D/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
View DG Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.