$419 Million is the total value of DG Capital Management, LLC's 127 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 5150.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | INVACARE CORPnote 5.000%11/1 | $22,920,000 | +47.1% | 23,300,000 | +45.9% | 5.48% | +66.2% | |
| AZN | Buy | ASTRAZENECA PLCcall | $12,032,000 | +9.4% | 242,000 | +10.0% | 2.87% | +23.6% |
| DIN | New | DINE BRANDS GLOBAL INC | $11,598,000 | – | 128,824 | +100.0% | 2.77% | – |
| FLL | New | FULL HSE RESORTS INC | $9,548,000 | – | 1,121,928 | +100.0% | 2.28% | – |
| ATEX | New | ANTERIX INC | $9,223,000 | – | 195,569 | +100.0% | 2.20% | – |
| TVAC | New | THAYER VENTURES ACQU CORP | $7,898,000 | – | 797,800 | +100.0% | 1.89% | – |
| AUPH | New | AURINIA PHARMACEUTICALS INC | $7,676,000 | – | 591,154 | +100.0% | 1.83% | – |
| EPWR | New | EMPOWERMENT & INCLUSION CAPI | $4,835,000 | – | 500,000 | +100.0% | 1.16% | – |
| GSAQ | New | GLOBAL SYNERGY ACQUISIT CORP | $4,559,000 | – | 470,000 | +100.0% | 1.09% | – |
| BIOTU | New | BIOTECH ACQUISITION COMPANYunit 11/30/2027 | $4,451,000 | – | 450,000 | +100.0% | 1.06% | – |
| FLAC | New | FRAZIER LIFESCIENCES ACQU CO | $4,378,000 | – | 440,000 | +100.0% | 1.05% | – |
| NRAC | New | NOBLE ROCK ACQUISITION CORP | $4,186,000 | – | 411,571 | +100.0% | 1.00% | – |
| SSAAU | New | SCIENCE STRATEGIC ACQ ALPHAunit 01/20/2026 | $4,055,000 | – | 407,944 | +100.0% | 0.97% | – |
| HCAQ | New | HEALTHCOR CATALIO ACQU CORP | $3,992,000 | – | 399,200 | +100.0% | 0.95% | – |
| FSSIU | New | FORTISTAR SUSTAINABLE SOL COunit 01/14/2026 | $3,960,000 | – | 400,000 | +100.0% | 0.95% | – |
| SCOA | New | SCION TECH GROWTH I | $3,720,000 | – | 380,000 | +100.0% | 0.89% | – |
| FINM | New | MARLIN TECHNOLOGY CORP | $3,249,000 | – | 338,481 | +100.0% | 0.78% | – |
| PTOCU | New | PINE TECHNOLOGY ACQUISITN COunit 03/31/2028 | $2,976,000 | – | 300,000 | +100.0% | 0.71% | – |
| GLBLU | New | CARTESIAN GROWTH CORPunit 02/26/2028 | $2,587,000 | – | 260,000 | +100.0% | 0.62% | – |
| TWNIU | New | TAILWIND INTERNATNAL ACQ CORunit 99/99/9999 | $2,473,000 | – | 250,000 | +100.0% | 0.59% | – |
| AAC | New | ARES ACQUISITION CORPORATION | $2,426,000 | – | 245,000 | +100.0% | 0.58% | – |
| CLRM | New | CLARIM ACQUISITION CORP | $2,415,000 | – | 250,000 | +100.0% | 0.58% | – |
| RCLFU | New | ROSECLIFF ACQUISITION CORP Iunit 99/99/9999 | $2,232,000 | – | 225,000 | +100.0% | 0.53% | – |
| FSNBU | New | FUSION ACQUISITION CORP IIunit 02/29/2028 | $2,199,000 | – | 221,400 | +100.0% | 0.52% | – |
| SPTKU | New | SPORTSTEK ACQUISITION CORPunit 02/16/2028 | $1,988,000 | – | 200,000 | +100.0% | 0.48% | – |
| AGGRU | New | AGILE GROWTH CORPunit 03/09/2026 | $1,984,000 | – | 200,000 | +100.0% | 0.47% | – |
| MBACU | New | M3 BRIGADE ACQUISITION II COunit 99/99/9999 | $1,984,000 | – | 200,000 | +100.0% | 0.47% | – |
| KURIU | New | ALKURI GLOBAL ACQUISITION COunit 01/01/2028 | $1,976,000 | – | 200,000 | +100.0% | 0.47% | – |
| SWET | New | ATHLON ACQUISITION CORP | $1,933,000 | – | 200,500 | +100.0% | 0.46% | – |
| ESMU | New | ESM ACQUISITION CORPORATIONunit 99/99/9999 | $1,512,000 | – | 152,103 | +100.0% | 0.36% | – |
| LGACU | New | LAZARD GROWTH ACQUISITION COunit 99/99/9999 | $1,502,000 | – | 150,201 | +100.0% | 0.36% | – |
| FMIVU | New | FORUM MERGER IV CORPunit 03/15/2028 | $1,485,000 | – | 150,000 | +100.0% | 0.36% | – |
| GIGGU | New | GIGCAPITAL4 INCunit 99/99/9999 | $1,481,000 | – | 150,000 | +100.0% | 0.35% | – |
| TWNTU | New | TAILWIND TWO ACQUISITION CORunit 03/01/2028 | $1,482,000 | – | 150,000 | +100.0% | 0.35% | – |
| COOL | New | CORNER GROWTH ACQUISITION CO | $1,469,000 | – | 150,000 | +100.0% | 0.35% | – |
| MIT | New | MASON INDUSTRIAL TECHNOLGY I | $1,457,000 | – | 150,000 | +100.0% | 0.35% | – |
| MNKD | New | MANNKIND CORP | $1,427,000 | – | 364,143 | +100.0% | 0.34% | – |
| PDOTU | New | PERIDOT ACQUISITION CORP IIunit 99/99/9999 | $1,262,000 | – | 127,000 | +100.0% | 0.30% | – |
| CLAS | New | CLASS ACCELERATION CORP | $1,208,000 | – | 125,000 | +100.0% | 0.29% | – |
| SPAQU | New | SPARTAN ACQUISITION CORP IIIunit 99/99/9999 | $1,204,000 | – | 120,000 | +100.0% | 0.29% | – |
| COVAU | New | COVA ACQUISITION CORPunit 04/01/2021 | $1,194,000 | – | 120,000 | +100.0% | 0.28% | – |
| FTEVU | New | FINTECH EVOLUTION ACQUIS GROunit 99/99/9999 | $1,184,000 | – | 120,000 | +100.0% | 0.28% | – |
| AMPIU | New | ADVANCED MERGER PARTNERS INCunit 99/99/9999 | $1,054,000 | – | 105,400 | +100.0% | 0.25% | – |
| SPKBU | New | SILVER SPIKE ACQUISITN CORPunit 02/26/2026 | $1,050,000 | – | 105,594 | +100.0% | 0.25% | – |
| OMEG | New | OMEGA ALPHA SPACcl a | $1,044,000 | – | 105,466 | +100.0% | 0.25% | – |
| ASZU | New | AUSTERLITZ ACQUISITION CORPunit 99/99/9999 | $1,003,000 | – | 100,000 | +100.0% | 0.24% | – |
| AUSU | New | AUSTERLITZ ACQUISITION CORPunit 99/99/9999 | $1,004,000 | – | 100,000 | +100.0% | 0.24% | – |
| MACCU | New | MISSION ADVANCEMENT CORPunit 99/99/9999 | $995,000 | – | 100,000 | +100.0% | 0.24% | – |
| MDHU | New | MDH ACQUISITION CORPunit 99/99/9999 | $994,000 | – | 100,000 | +100.0% | 0.24% | – |
| FOREU | New | FORESIGHT ACQUISITION CORPunit 01/29/2026 | $979,000 | – | 98,494 | +100.0% | 0.23% | – |
| ZWRK | New | Z-WORK ACQUISITION CORP | $980,000 | – | 100,000 | +100.0% | 0.23% | – |
| EPHY | New | EPIPHANY TECHNOLOGY ACQUISIT | $975,000 | – | 99,987 | +100.0% | 0.23% | – |
| GSQDU | New | G SQUARED ASCEND I INCunit 99/99/9999 | $900,000 | – | 90,000 | +100.0% | 0.22% | – |
| PPGHU | New | POEMA GLOBAL HOLDINGS CORPunit 99/99/9999 | $848,000 | – | 84,669 | +100.0% | 0.20% | – |
| PNTMU | New | PONTEM CORPORATIONunit 99/99/9999 | $818,000 | – | 82,653 | +100.0% | 0.20% | – |
| DCRNU | New | DECARBONIZATION PLUS ACQU IIunit 01/19/2026 | $790,000 | – | 78,523 | +100.0% | 0.19% | – |
| APGBU | New | APOLLO STRATEGIC GRWT CPTL Iunit 99/99/9999 | $786,000 | – | 78,784 | +100.0% | 0.19% | – |
| WPCBU | New | WARBURG PINCUS CAPTAL CORP Iunit 99/99/9999 | $749,000 | – | 75,000 | +100.0% | 0.18% | – |
| LCAAU | New | L CATTERTON ASIA ACQUISITIONunit 03/11/2026 | $746,000 | – | 75,000 | +100.0% | 0.18% | – |
| ENFA | New | 890 5TH AVE PARTNERS INC | $731,000 | – | 75,460 | +100.0% | 0.18% | – |
| FRONU | New | FRONTIER ACQUISITION CORPunit 03/01/2026 | $719,000 | – | 72,431 | +100.0% | 0.17% | – |
| JWSMU | New | JAWS MUSTANG ACQUISITION CORunit 99/99/9999 | $609,000 | – | 60,000 | +100.0% | 0.14% | – |
| ACIIU | New | ATLAS CREST INVESTMENT CORPunit 99/99/9999 | $598,000 | – | 59,796 | +100.0% | 0.14% | – |
| SNIIU | New | SUPERNOVA PARTNERS ACQUISTNunit 99/99/9999 | $502,000 | – | 50,000 | +100.0% | 0.12% | – |
| OHPAU | New | ORION ACQUISITION CORPunit 02/19/2026 | $500,000 | – | 50,000 | +100.0% | 0.12% | – |
| ARRWU | New | ARROWROOT ACQUISITION CORPunit 01/29/2026 | $497,000 | – | 50,000 | +100.0% | 0.12% | – |
| PLMIU | New | PLUM ACQUISITION CORP Iunit 03/15/2026 | $498,000 | – | 50,000 | +100.0% | 0.12% | – |
| PSAGU | New | PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026 | $493,000 | – | 50,000 | +100.0% | 0.12% | – |
| ITHXU | New | ITHAX ACQUISITION CORPunit 12/31/2027 | $411,000 | – | 41,000 | +100.0% | 0.10% | – |
| CFFEU | New | CF ACQUISITION CORP VIIIunit 03/31/2028 | $397,000 | – | 40,000 | +100.0% | 0.10% | – |
| FRSGU | New | FIRST RESERVE SUSTAINABLE GWunit 03/05/2026 | $356,000 | – | 35,500 | +100.0% | 0.08% | – |
| VGIIU | New | VIRGIN GROUP ACQUISIT CORP Iunit 99/99/9999 | $298,000 | – | 30,000 | +100.0% | 0.07% | – |
| RSVA | New | RODGERS SILICON VALLEY AQ CO | $263,000 | – | 19,776 | +100.0% | 0.06% | – |
| ROCRU | New | ROTH CH ACQUISITION III COunit 02/26/2026 | $250,000 | – | 25,000 | +100.0% | 0.06% | – |
| CFVIU | New | CF ACQUISITION CORP VIunit 99/99/9999 | $248,000 | – | 25,000 | +100.0% | 0.06% | – |
| PFDRU | New | PATHFINDER ACQUISITION CORPunit 02/17/2026 | $248,000 | – | 25,000 | +100.0% | 0.06% | – |
| BOASU | New | BOA ACQUISITION CORPunit 99/99/9999 | $248,000 | – | 25,000 | +100.0% | 0.06% | – |
| CFV | New | CF ACQUISITION CORP Vcl a | $244,000 | – | 25,000 | +100.0% | 0.06% | – |
| THMA | New | THIMBLE POINT ACQUISITION CO | $240,000 | – | 25,000 | +100.0% | 0.06% | – |
| TVACW | New | THAYER VENTURES ACQU CORP*w exp 01/01/203 | $240,000 | – | 400,000 | +100.0% | 0.06% | – |
| SPGSU | New | SIMON PROPERTY GRP ACQ HOLDIunit 99/99/9999 | $195,000 | – | 19,400 | +100.0% | 0.05% | – |
| LOKMU | New | LIVE OAK MOBILITY ACQUISI COunit 03/01/2028 | $148,000 | – | 14,800 | +100.0% | 0.04% | – |
| FLACW | New | FRAZIER LIFESCIENCES ACQU CO*w exp 11/30/202 | $135,000 | – | 149,999 | +100.0% | 0.03% | – |
| EPWRWS | New | EMPOWERMENT & INCLUSION CAPI*w exp 01/12/202 | $125,000 | – | 249,999 | +100.0% | 0.03% | – |
| GSAQW | New | GLOBAL SYNERGY ACQUISIT CORP*w exp 99/99/999 | $122,000 | – | 234,999 | +100.0% | 0.03% | – |
| SLAMU | New | SLAM CORPunit 99/99/9999 | $99,000 | – | 10,000 | +100.0% | 0.02% | – |
| NRACW | New | NOBLE ROCK ACQUISITION CORP*w exp 01/31/202 | $84,000 | – | 137,189 | +100.0% | 0.02% | – |
| FINMW | New | MARLIN TECHNOLOGY CORP*w exp 01/12/202 | $80,000 | – | 112,825 | +100.0% | 0.02% | – |
| SCOAW | New | SCION TECH GROWTH I*w exp 11/01/202 | $64,000 | – | 73,333 | +100.0% | 0.02% | – |
| OEPWU | New | ONE EQUITY PARTNERS OPEN WTRunit 01/14/2026 | $60,000 | – | 5,974 | +100.0% | 0.01% | – |
| SWETW | New | ATHLON ACQUISITION CORP*w exp 01/12/202 | $54,000 | – | 100,249 | +100.0% | 0.01% | – |
| COOLW | New | CORNER GROWTH ACQUISITION CO*w exp 99/99/999 | $50,000 | – | 49,998 | +100.0% | 0.01% | – |
| CLRMW | New | CLARIM ACQUISITION CORP*w exp 01/05/202 | $44,000 | – | 83,332 | +100.0% | 0.01% | – |
| AACWS | New | ARES ACQUISITION CORPORATION*w exp 99/99/999 | $43,000 | – | 48,999 | +100.0% | 0.01% | – |
| CLASWS | New | CLASS ACCELERATION CORP*w exp 03/31/202 | $39,000 | – | 62,499 | +100.0% | 0.01% | – |
| RTPYU | New | REINVENT TECHNOLOGY PARTNERSunit 03/12/2026 | $38,000 | – | 3,800 | +100.0% | 0.01% | – |
| EPHYW | New | EPIPHANY TECHNOLOGY ACQUISIT*w exp 01/12/202 | $28,000 | – | 33,328 | +100.0% | 0.01% | – |
| MITWS | New | MASON INDUSTRIAL TECHNOLGY I*w exp 99/99/999 | $31,000 | – | 49,998 | +100.0% | 0.01% | – |
| ZWRKW | New | Z-WORK ACQUISITION CORP*w exp 01/04/202 | $24,000 | – | 33,333 | +100.0% | 0.01% | – |
| ENFAW | New | 890 5TH AVE PARTNERS INC*w exp 01/12/202 | $20,000 | – | 25,152 | +100.0% | 0.01% | – |
| MSDAU | New | MSD ACQUISITION CORPunit 03/25/2026 | $16,000 | – | 1,600 | +100.0% | 0.00% | – |
| THMAW | New | THIMBLE POINT ACQUISITION CO*w exp 02/04/202 | $8,000 | – | 8,333 | +100.0% | 0.00% | – |
| PICCU | New | PIVOTAL INVESTMENT CORP IIIunit 01/28/2028 | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| TZPSU | New | TZP STRATEGIES ACQUISTN CORPunit 01/06/2026 | $10,000 | – | 1,037 | +100.0% | 0.00% | – |
| CFFVW | New | CF ACQUISITION CORP V*w exp 01/25/202 | $6,000 | – | 8,332 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AWARE INC/MASS | 24 | Q3 2023 | 19.7% |
| BLUEKNIGHT ENERGY PARTNERS LLC | 19 | Q2 2022 | 34.3% |
| EVERI HOLDINGS INC | 15 | Q3 2023 | 12.7% |
| TURNING PT BRANDS INC | 14 | Q2 2023 | 7.1% |
| CAESARS ENTERTAINMENT INC NE | 13 | Q3 2023 | 10.6% |
| AMARIN CORP PLC -ADR | 12 | Q3 2023 | 4.7% |
| SUMMIT MATLS INC | 11 | Q2 2023 | 7.8% |
| NORTHERN REVIVAL ACQUISITION | 11 | Q3 2023 | 0.0% |
| CORNER GROWTH ACQUISITION CO | 11 | Q3 2023 | 0.0% |
| INSPIRED ENTMT INC | 10 | Q3 2023 | 7.9% |
View DG Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blueknight Energy Partners, L.P. | July 15, 2022 | 2,952,323 | 6.9% |
| AWARE INC /MA/ | February 11, 2022 | 907,047 | 4.2% |
| ICTV Brands Inc.Sold out | February 11, 2021 | 0 | 0.0% |
| RiceBran Technologies | February 11, 2021 | 1,279,319 | 3.0% |
| INNOVATIVE INDUSTRIAL PROPERTIES INCSold out | January 25, 2018 | 0 | 0.0% |
| Community Healthcare Trust Inc | February 10, 2017 | 142,484 | 1.1% |
| WESTMORELAND COAL CoSold out | February 10, 2017 | 0 | 0.0% |
| KCAP Financial, Inc. | April 04, 2016 | 1,253,258 | 3.4% |
| HC2 Holdings, Inc. | December 29, 2015 | 1,462,534 | 4.1% |
| SALEM COMMUNICATIONS CORP /DE/ | February 12, 2014 | 229,420 | 1.2% |
View DG Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-10 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-12 |
| SC 13D/A | 2024-02-02 |
| SC 13G/A | 2024-01-29 |
| 13F-HR | 2023-11-14 |
| SC 13D/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
View DG Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.