$47.4 Million is the total value of DG Capital Management, LLC's 9 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 62.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BKEP | Buy | BLUEKNIGHT ENERGY PARTNERS LLCltdp | $16,276,000 | +15.9% | 2,672,577 | +0.3% | 34.30% | +7.8% |
| AEGR | New | AEGERION PHARMACEUTICALS INCconv | $10,020,000 | – | 15,044,000 | +100.0% | 21.12% | – |
| AWRE | Sell | AWARE INC/MASS | $7,773,000 | -10.8% | 1,466,668 | -26.9% | 16.38% | -17.0% |
| CHCT | Buy | COMMUNITY HEALTHCARE TRUST Ireit | $6,315,000 | +4.3% | 288,110 | +0.6% | 13.31% | -3.0% |
| KCAP | Sell | KOHLBERG CAPITAL CORP | $3,800,000 | -22.7% | 820,757 | -34.5% | 8.01% | -28.1% |
| TPCA | New | TROPICANA ENTERTAINMENT INC | $2,131,000 | – | 89,744 | +100.0% | 4.49% | – |
| ZIXI | New | ZIX CORP | $721,000 | – | 175,746 | +100.0% | 1.52% | – |
| HCHC | Sell | HC2 HOLDINGS INC | $387,000 | -80.9% | 70,984 | -84.9% | 0.82% | -82.2% |
| CBIO | Sell | CATALYST BIOSCIENCES INC | $22,000 | -68.1% | 17,960 | -60.3% | 0.05% | -70.5% |
| MIFI | Exit | NOVATEL WIRELESS INC | $0 | – | -5,000 | -100.0% | -0.02% | – |
| Exit | NOVATEL WIRELESS INCnote | $0 | – | -11,814,000 | -100.0% | -18.83% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AWARE INC/MASS | 24 | Q3 2023 | 19.7% |
| BLUEKNIGHT ENERGY PARTNERS LLC | 19 | Q2 2022 | 34.3% |
| EVERI HOLDINGS INC | 15 | Q3 2023 | 12.7% |
| TURNING PT BRANDS INC | 14 | Q2 2023 | 7.1% |
| CAESARS ENTERTAINMENT INC NE | 13 | Q3 2023 | 10.6% |
| AMARIN CORP PLC -ADR | 12 | Q3 2023 | 4.7% |
| SUMMIT MATLS INC | 11 | Q2 2023 | 7.8% |
| NORTHERN REVIVAL ACQUISITION | 11 | Q3 2023 | 0.0% |
| CORNER GROWTH ACQUISITION CO | 11 | Q3 2023 | 0.0% |
| INSPIRED ENTMT INC | 10 | Q3 2023 | 7.9% |
View DG Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blueknight Energy Partners, L.P. | July 15, 2022 | 2,952,323 | 6.9% |
| AWARE INC /MA/ | February 11, 2022 | 907,047 | 4.2% |
| ICTV Brands Inc.Sold out | February 11, 2021 | 0 | 0.0% |
| RiceBran Technologies | February 11, 2021 | 1,279,319 | 3.0% |
| INNOVATIVE INDUSTRIAL PROPERTIES INCSold out | January 25, 2018 | 0 | 0.0% |
| Community Healthcare Trust Inc | February 10, 2017 | 142,484 | 1.1% |
| WESTMORELAND COAL CoSold out | February 10, 2017 | 0 | 0.0% |
| KCAP Financial, Inc. | April 04, 2016 | 1,253,258 | 3.4% |
| HC2 Holdings, Inc. | December 29, 2015 | 1,462,534 | 4.1% |
| SALEM COMMUNICATIONS CORP /DE/ | February 12, 2014 | 229,420 | 1.2% |
View DG Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-10 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-12 |
| SC 13D/A | 2024-02-02 |
| SC 13G/A | 2024-01-29 |
| 13F-HR | 2023-11-14 |
| SC 13D/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
View DG Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.