$475 Million is the total value of Clear Harbor Asset Management, LLC's 255 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 26.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ROP | Sell | ROPER TECHNOLOGIES INC | $52,903,000 | -1.5% | 288,962 | -1.8% | 11.14% | -5.0% |
| FLEX | Sell | FLEX LTDord | $16,196,000 | +3.7% | 1,127,105 | -1.7% | 3.41% | +0.0% |
| AWK | Sell | AMERICAN WTR WKS CO INC NEW | $15,387,000 | -3.9% | 212,642 | -0.6% | 3.24% | -7.2% |
| AAPL | Buy | APPLE INC | $14,791,000 | +18.7% | 127,707 | +15.8% | 3.12% | +14.5% |
| PXD | Sell | PIONEER NAT RES CO | $13,332,000 | -3.7% | 74,038 | -0.8% | 2.81% | -7.1% |
| GM | Buy | GENERAL MTRS CO | $10,905,000 | +101.7% | 313,005 | +83.9% | 2.30% | +94.7% |
| TRMB | Buy | TRIMBLE INC | $10,562,000 | +5.9% | 350,307 | +0.3% | 2.22% | +2.2% |
| AXS | Sell | AXIS CAPITAL HOLDINGS LTD | $10,410,000 | +13.3% | 159,498 | -5.7% | 2.19% | +9.3% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $9,988,000 | +23.8% | 44,685 | +19.8% | 2.10% | +19.5% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $9,087,000 | -7.5% | 316,068 | -1.6% | 1.91% | -10.7% |
| PH | Sell | PARKER HANNIFIN CORP | $8,757,000 | +10.7% | 62,551 | -0.7% | 1.84% | +6.8% |
| HIG | Sell | HARTFORD FINL SVCS GROUP INC | $8,367,000 | -8.6% | 175,590 | -17.9% | 1.76% | -11.8% |
| CUI | Buy | CUI GLOBAL INC | $7,973,000 | +21.3% | 1,150,492 | +2.1% | 1.68% | +17.1% |
| EGN | Sell | ENERGEN CORP | $7,166,000 | -0.7% | 124,256 | -0.6% | 1.51% | -4.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $6,917,000 | +10.5% | 42,441 | -2.1% | 1.46% | +6.6% |
| HON | Buy | HONEYWELL INTL INC | $6,632,000 | +2.2% | 57,244 | +2.8% | 1.40% | -1.4% |
| JCI | Buy | JOHNSON CTLS INTL PLC | $6,280,000 | -8.0% | 152,475 | +3.9% | 1.32% | -11.3% |
| QRVO | Buy | QORVO INC | $6,225,000 | +222.2% | 118,050 | +240.6% | 1.31% | +210.7% |
| CEQP | Buy | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $6,017,000 | +62.3% | 235,501 | +35.0% | 1.27% | +56.6% |
| CTWS | Buy | CONNECTICUT WTR SVC INC | $5,846,000 | +12.4% | 104,680 | +0.1% | 1.23% | +8.5% |
| CLB | Sell | CORE LABORATORIES N V | $5,803,000 | +6.6% | 48,341 | -0.3% | 1.22% | +2.8% |
| MIC | Buy | MACQUARIE INFRASTRUCTURE COR | $5,598,000 | -0.3% | 68,522 | +1.6% | 1.18% | -3.8% |
| STNG | Buy | SCORPIO TANKERS INC | $5,576,000 | +39.5% | 1,230,885 | +42.6% | 1.17% | +34.5% |
| NWN | Sell | NORTHWEST NAT GAS CO | $5,429,000 | -0.8% | 90,793 | -0.3% | 1.14% | -4.4% |
| XOM | Buy | EXXON MOBIL CORP | $5,416,000 | +6.1% | 60,000 | +2.6% | 1.14% | +2.4% |
| CPK | Sell | CHESAPEAKE UTILS CORP | $5,347,000 | +8.6% | 79,865 | -1.0% | 1.13% | +4.7% |
| JNJ | Sell | JOHNSON & JOHNSON | $5,313,000 | -4.0% | 46,120 | -1.6% | 1.12% | -7.4% |
| GPT | Buy | GRAMERCY PPTY TR | $5,302,000 | +8.1% | 577,536 | +13.5% | 1.12% | +4.4% |
| SLRC | Buy | SOLAR CAP LTD | $5,275,000 | +2.6% | 253,340 | +1.1% | 1.11% | -1.1% |
| NJR | Sell | NEW JERSEY RES | $4,794,000 | +5.9% | 135,029 | -2.0% | 1.01% | +2.2% |
| JPM | Sell | JPMORGAN CHASE & CO | $4,511,000 | +16.4% | 52,277 | -10.2% | 0.95% | +12.3% |
| SJI | Sell | SOUTH JERSEY INDS INC | $4,058,000 | +9.2% | 120,455 | -4.2% | 0.86% | +5.4% |
| TWO | Buy | TWO HBRS INVT CORP | $4,025,000 | +9.8% | 461,576 | +7.4% | 0.85% | +6.0% |
| AGN | Buy | ALLERGAN PLC | $3,666,000 | +116.0% | 17,458 | +136.9% | 0.77% | +108.6% |
| EQT | Sell | EQT CORP | $3,639,000 | -10.1% | 55,646 | -0.2% | 0.77% | -13.3% |
| CBS | Sell | CBS CORP NEWcl b | $3,620,000 | -27.1% | 56,901 | -37.2% | 0.76% | -29.6% |
| WDC | Sell | WESTERN DIGITAL CORP | $3,187,000 | -25.3% | 46,900 | -35.7% | 0.67% | -28.0% |
| TOL | New | TOLL BROTHERS INC | $3,152,000 | – | 101,670 | +100.0% | 0.66% | – |
| MTDR | Buy | MATADOR RES CO | $3,154,000 | +6.8% | 122,426 | +0.9% | 0.66% | +3.1% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $3,083,000 | +14.2% | 3,994 | +15.0% | 0.65% | +10.2% |
| CAT | Buy | CATERPILLAR INC DEL | $3,048,000 | +5.9% | 32,863 | +1.3% | 0.64% | +2.1% |
| CWT | Sell | CALIFORNIA WTR SVC GROUP | $2,947,000 | +5.1% | 86,922 | -0.6% | 0.62% | +1.5% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,877,000 | +21.9% | 53,890 | +18.7% | 0.61% | +17.7% |
| TNA | New | DIREXION SHS ETF TRdly smcap bull3x | $2,873,000 | – | 28,400 | +100.0% | 0.60% | – |
| TGEN | Buy | TECOGEN INC NEW | $2,772,000 | +2.6% | 659,913 | +1.6% | 0.58% | -1.0% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $2,729,000 | +23.3% | 23,330 | -5.0% | 0.58% | +19.0% |
| AJG | Sell | GALLAGHER ARTHUR J & CO | $2,599,000 | -15.3% | 50,024 | -17.1% | 0.55% | -18.4% |
| HRS | Buy | HARRIS CORP DEL | $2,573,000 | +12.0% | 25,107 | +0.1% | 0.54% | +8.2% |
| ACRE | Sell | ARES COML REAL ESTATE CORP | $2,482,000 | +4.9% | 180,757 | -3.8% | 0.52% | +1.2% |
| MRK | Sell | MERCK & CO INC | $2,358,000 | -7.6% | 40,052 | -2.0% | 0.50% | -10.8% |
| WRK | Buy | WESTROCK CO | $2,342,000 | +12.5% | 46,132 | +7.4% | 0.49% | +8.4% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $2,285,000 | +1.7% | 2,883 | +3.2% | 0.48% | -1.8% |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $2,244,000 | -50.4% | 45,302 | -57.1% | 0.47% | -52.1% |
| QEP | Buy | QEP RES INC | $2,202,000 | +5.7% | 119,590 | +12.0% | 0.46% | +2.0% |
| COMM | Buy | COMMSCOPE HLDG CO INC | $2,073,000 | +30.5% | 55,723 | +5.6% | 0.44% | +25.9% |
| SUNS | Sell | SOLAR SR CAP LTD | $2,073,000 | -1.3% | 126,116 | -2.6% | 0.44% | -4.6% |
| HEDJ | Sell | WISDOMTREE TReurope hedged eq | $2,065,000 | +3.0% | 35,983 | -3.6% | 0.44% | -0.7% |
| CELG | Buy | CELGENE CORP | $2,049,000 | +11283.3% | 17,703 | +10313.5% | 0.43% | +10700.0% |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $2,011,000 | – | 24,895 | +100.0% | 0.42% | – |
| IAU | Buy | ISHARES GOLD TRUSTishares | $2,007,000 | +2.7% | 181,153 | +17.7% | 0.42% | -0.9% |
| GE | Sell | GENERAL ELECTRIC CO | $1,988,000 | +3.4% | 62,906 | -3.1% | 0.42% | -0.2% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $1,963,000 | -32.2% | 23,725 | -34.0% | 0.41% | -34.7% |
| MSFT | Buy | MICROSOFT CORP | $1,953,000 | +8.1% | 31,435 | +0.3% | 0.41% | +4.3% |
| TWI | Sell | TITAN INTL INC ILL | $1,928,000 | +9.2% | 172,005 | -1.4% | 0.41% | +5.2% |
| HXL | Sell | HEXCEL CORP NEW | $1,771,000 | +14.9% | 34,435 | -1.0% | 0.37% | +11.0% |
| CHMI | Sell | CHERRY HILL MTG INVT CORP | $1,757,000 | -6.1% | 96,591 | -11.7% | 0.37% | -9.5% |
| IDN | Buy | INTELLICHECK MOBILISA INC | $1,710,000 | +562.8% | 621,712 | +314.5% | 0.36% | +542.9% |
| UNP | Sell | UNION PAC CORP | $1,620,000 | +4.7% | 15,625 | -1.6% | 0.34% | +0.9% |
| GT | Buy | GOODYEAR TIRE & RUBR CO | $1,603,000 | +211.3% | 51,920 | +225.9% | 0.34% | +201.8% |
| GILD | Buy | GILEAD SCIENCES INC | $1,601,000 | +9.1% | 22,362 | +20.6% | 0.34% | +5.3% |
| AMCX | Buy | AMC NETWORKS INCcl a | $1,558,000 | +501.5% | 29,775 | +495.5% | 0.33% | +475.4% |
| ECL | Sell | ECOLAB INC | $1,439,000 | -7.9% | 12,274 | -4.4% | 0.30% | -11.1% |
| PFE | Buy | PFIZER INC | $1,407,000 | +1.2% | 43,314 | +5.4% | 0.30% | -2.6% |
| WSTC | Sell | WEST CORP | $1,405,000 | +11.9% | 56,734 | -0.3% | 0.30% | +8.0% |
| CAG | Sell | CONAGRA BRANDS INC | $1,396,000 | -17.3% | 35,292 | -1.6% | 0.29% | -20.3% |
| SJM | Buy | SMUCKER J M CO | $1,379,000 | +3.0% | 10,768 | +9.0% | 0.29% | -0.7% |
| LIQT | Sell | LIQTECH INTL INC | $1,363,000 | -23.3% | 2,130,026 | -0.4% | 0.29% | -26.0% |
| SGYPQ | New | SYNERGY PHARMACEUTICALS DEL | $1,357,000 | – | 222,760 | +100.0% | 0.29% | – |
| YORW | Sell | YORK WTR CO | $1,279,000 | +27.1% | 33,475 | -1.3% | 0.27% | +22.3% |
| CVX | Buy | CHEVRON CORP NEW | $1,259,000 | +14.8% | 10,699 | +0.3% | 0.26% | +10.9% |
| AET | Buy | AETNA INC NEW | $1,202,000 | +9.3% | 9,695 | +1.7% | 0.25% | +5.4% |
| ED | CONSOLIDATED EDISON INC | $1,156,000 | -2.2% | 15,692 | 0.0% | 0.24% | -5.8% | |
| PG | Sell | PROCTER AND GAMBLE CO | $1,138,000 | -11.9% | 13,530 | -6.0% | 0.24% | -14.9% |
| VCR | Sell | VANGUARD WORLD FDSconsum dis etf | $1,079,000 | -11.5% | 8,385 | -13.5% | 0.23% | -14.7% |
| ETM | Sell | ENTERCOM COMMUNICATIONS CORPcl a | $1,041,000 | +9.1% | 68,039 | -7.7% | 0.22% | +5.3% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmortg-back sec | $1,027,000 | -6.0% | 19,635 | -3.0% | 0.22% | -9.6% |
| VFC | Buy | V F CORP | $1,023,000 | -4.1% | 19,166 | +0.7% | 0.22% | -7.7% |
| AN | Sell | AUTONATION INC | $1,011,000 | -66.2% | 20,775 | -66.1% | 0.21% | -67.3% |
| LOW | Buy | LOWES COS INC | $973,000 | +13.4% | 13,685 | +15.1% | 0.20% | +9.6% |
| AMGN | Buy | AMGEN INC | $919,000 | -2.0% | 6,285 | +11.7% | 0.19% | -5.4% |
| TZA | Sell | DIREXION SHS ETF TRdaily sm cap bea | $904,000 | -65.3% | 45,559 | -53.0% | 0.19% | -66.6% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $896,000 | -24.5% | 13,027 | -22.6% | 0.19% | -27.0% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $865,000 | +6.4% | 7,383 | +11.9% | 0.18% | +2.8% |
| HCA | Buy | HCA HOLDINGS INC | $838,000 | +29.5% | 11,325 | +32.4% | 0.18% | +25.5% |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $831,000 | -19.0% | 7,929 | -13.6% | 0.18% | -21.9% |
| MPC | MARATHON PETE CORP | $796,000 | +24.0% | 15,816 | 0.0% | 0.17% | +20.0% | |
| TWX | Buy | TIME WARNER INC | $794,000 | +136.3% | 8,222 | +94.7% | 0.17% | +128.8% |
| WTR | Sell | AQUA AMERICA INC | $785,000 | -12.3% | 26,118 | -11.1% | 0.16% | -15.4% |
| VEU | New | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $757,000 | – | 17,125 | +100.0% | 0.16% | – |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $727,000 | -15.4% | 6,105 | -2.3% | 0.15% | -18.6% |
| HFC | Buy | HOLLYFRONTIER CORP | $717,000 | +49.4% | 21,875 | +11.7% | 0.15% | +43.8% |
| SLB | SCHLUMBERGER LTD | $717,000 | +6.7% | 8,543 | 0.0% | 0.15% | +2.7% | |
| ADNT | New | ADIENT PLC | $694,000 | – | 11,844 | +100.0% | 0.15% | – |
| IWM | Buy | ISHARES TRput | $685,000 | +4181.2% | 215,000 | +1333.3% | 0.14% | +4700.0% |
| SPNC | Sell | SPECTRANETICS CORP | $681,000 | -3.4% | 27,810 | -1.1% | 0.14% | -7.1% |
| IBDK | Sell | ISHARES TRibonds dec19 etf | $665,000 | -4.9% | 26,710 | -4.0% | 0.14% | -8.5% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $660,000 | +18.1% | 8,841 | +20.4% | 0.14% | +13.9% |
| AGO | Sell | ASSURED GUARANTY LTD | $655,000 | -22.8% | 17,335 | -43.2% | 0.14% | -25.4% |
| CAR | Sell | AVIS BUDGET GROUP | $648,000 | +5.5% | 17,660 | -1.7% | 0.14% | +1.5% |
| VOYA | Sell | VOYA FINL INC | $647,000 | -85.9% | 16,505 | -89.6% | 0.14% | -86.4% |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $643,000 | -18.2% | 17,810 | +0.4% | 0.14% | -21.5% |
| NOA | Sell | NORTH AMERN ENERGY PARTNERS | $630,000 | +34.0% | 163,540 | -13.1% | 0.13% | +29.1% |
| TRCO | New | TRIBUNE MEDIA COcl a | $631,000 | – | 18,026 | +100.0% | 0.13% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $622,000 | – | 10,000 | +100.0% | 0.13% | – |
| MMM | Sell | 3M CO | $609,000 | -6.7% | 3,409 | -8.0% | 0.13% | -10.5% |
| WNR | Sell | WESTERN REFNG INC | $597,000 | +18.9% | 15,770 | -16.9% | 0.13% | +14.5% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $595,000 | +114.0% | 6,879 | +116.0% | 0.12% | +104.9% |
| PCYO | Sell | PURECYCLE CORP | $559,000 | -5.1% | 101,561 | -1.0% | 0.12% | -8.5% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $559,000 | -10.6% | 43,100 | -7.9% | 0.12% | -13.2% |
| CVS | Sell | CVS HEALTH CORP | $544,000 | -22.6% | 6,898 | -12.7% | 0.12% | -24.8% |
| FSLR | Sell | FIRST SOLAR INC | $544,000 | -72.4% | 16,955 | -66.0% | 0.12% | -73.3% |
| SNOW | Sell | INTRAWEST RESORTS HLDGS INC | $541,000 | +3.6% | 30,306 | -5.8% | 0.11% | 0.0% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $531,000 | -4.3% | 31,010 | -1.2% | 0.11% | -7.4% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $523,000 | +10.6% | 3,265 | -3.4% | 0.11% | +6.8% |
| INTC | Buy | INTEL CORP | $519,000 | -2.3% | 14,301 | +1.7% | 0.11% | -6.0% |
| AHT | Sell | ASHFORD HOSPITALITY TR INC | $518,000 | +27.9% | 66,733 | -2.9% | 0.11% | +23.9% |
| EQM | EQT MIDSTREAM PARTNERS LPunit ltd partn | $518,000 | +0.8% | 6,750 | 0.0% | 0.11% | -2.7% | |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $508,000 | – | 18,800 | +100.0% | 0.11% | – |
| CSX | Sell | CSX CORP | $505,000 | +13.7% | 14,065 | -3.4% | 0.11% | +9.3% |
| SWC | STILLWATER MNG CO | $503,000 | +20.3% | 31,250 | 0.0% | 0.11% | +16.5% | |
| ABBV | Sell | ABBVIE INC | $503,000 | -55.5% | 8,040 | -55.1% | 0.11% | -57.1% |
| CSCO | Sell | CISCO SYS INC | $503,000 | -6.9% | 16,652 | -2.1% | 0.11% | -10.2% |
| MCK | MCKESSON CORP | $501,000 | -15.8% | 3,566 | 0.0% | 0.11% | -18.5% | |
| GLD | Sell | SPDR GOLD TRUST | $500,000 | -12.9% | 4,558 | -0.2% | 0.10% | -16.0% |
| PWE | Sell | PENN WEST PETE LTD NEW | $500,000 | -4.8% | 282,600 | -2.5% | 0.10% | -8.7% |
| APC | Sell | ANADARKO PETE CORP | $493,000 | +6.9% | 7,072 | -2.7% | 0.10% | +3.0% |
| BCRHF | Buy | BLUE CAP REINS HLDGS LTD | $494,000 | +17.9% | 26,777 | +17.2% | 0.10% | +14.3% |
| ILMN | Buy | ILLUMINA INC | $495,000 | -24.3% | 3,864 | +7.4% | 0.10% | -27.3% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $480,000 | -8.0% | 31,901 | -5.9% | 0.10% | -11.4% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $481,000 | +11.3% | 2,896 | +6.4% | 0.10% | +7.4% |
| KMB | KIMBERLY CLARK CORP | $477,000 | -9.5% | 4,181 | 0.0% | 0.10% | -13.0% | |
| KO | Sell | COCA COLA CO | $461,000 | -5.1% | 11,112 | -3.2% | 0.10% | -8.5% |
| PGNX | Sell | PROGENICS PHARMACEUTICALS IN | $454,000 | +34.3% | 52,600 | -1.5% | 0.10% | +29.7% |
| DDS | Sell | DILLARDS INCcl a | $449,000 | -22.3% | 7,170 | -21.9% | 0.10% | -24.6% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $453,000 | +28.3% | 3,699 | +25.4% | 0.10% | +23.4% |
| ADSK | AUTODESK INC | $444,000 | +2.3% | 6,005 | 0.0% | 0.09% | -1.1% | |
| BMY | BRISTOL MYERS SQUIBB CO | $443,000 | +8.3% | 7,587 | 0.0% | 0.09% | +4.5% | |
| MRCC | Buy | MONROE CAP CORP | $440,000 | +67.9% | 28,627 | +72.1% | 0.09% | +63.2% |
| IGSB | Sell | ISHARES TR1-3 yr cr bd etf | $437,000 | -15.6% | 4,168 | -15.0% | 0.09% | -18.6% |
| CL | Buy | COLGATE PALMOLIVE CO | $437,000 | -11.2% | 6,684 | +0.8% | 0.09% | -14.0% |
| LW | New | LAMB WESTON HLDGS INC | $439,000 | – | 11,607 | +100.0% | 0.09% | – |
| PEP | PEPSICO INC | $432,000 | -4.0% | 4,133 | 0.0% | 0.09% | -7.1% | |
| ACAS | AMERICAN CAP LTD | $427,000 | +6.0% | 23,819 | 0.0% | 0.09% | +2.3% | |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $422,000 | -7.5% | 3,850 | -14.2% | 0.09% | -11.0% |
| HD | Buy | HOME DEPOT INC | $410,000 | +7.6% | 3,056 | +3.2% | 0.09% | +3.6% |
| ANTM | Sell | ANTHEM INC | $402,000 | -81.6% | 2,795 | -84.0% | 0.08% | -82.2% |
| III | INFORMATION SERVICES GROUP I | $402,000 | -8.8% | 110,540 | 0.0% | 0.08% | -11.5% | |
| OLED | UNIVERSAL DISPLAY CORP | $401,000 | +1.5% | 7,120 | 0.0% | 0.08% | -2.3% | |
| CMBS | Sell | ISHARES TRcmbs etf | $390,000 | -12.4% | 7,635 | -8.8% | 0.08% | -15.5% |
| IBKR | New | INTERACTIVE BROKERS GROUP IN | $386,000 | – | 10,580 | +100.0% | 0.08% | – |
| FB | Buy | FACEBOOK INCcl a | $378,000 | -7.6% | 3,286 | +3.1% | 0.08% | -10.1% |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $373,000 | -5.1% | 5,237 | -2.8% | 0.08% | -8.1% |
| MPW | New | MEDICAL PPTYS TRUST INC | $369,000 | – | 30,000 | +100.0% | 0.08% | – |
| CLX | New | CLOROX CO DEL | $372,000 | – | 3,100 | +100.0% | 0.08% | – |
| LBTYK | Buy | LIBERTY GLOBAL PLC | $370,000 | -6.3% | 12,458 | +4.2% | 0.08% | -9.3% |
| GPK | GRAPHIC PACKAGING HLDG CO | $364,000 | -10.8% | 29,175 | 0.0% | 0.08% | -13.5% | |
| MBB | Sell | ISHARES TRmbs etf | $362,000 | -34.7% | 3,404 | -32.3% | 0.08% | -37.2% |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $350,000 | – | 23,823 | +100.0% | 0.07% | – |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $351,000 | +24.9% | 7,912 | +23.4% | 0.07% | +21.3% |
| AIG | AMERICAN INTL GROUP INC | $336,000 | +10.2% | 5,139 | 0.0% | 0.07% | +6.0% | |
| MO | ALTRIA GROUP INC | $338,000 | +7.0% | 5,000 | 0.0% | 0.07% | +2.9% | |
| PM | PHILIP MORRIS INTL INC | $328,000 | -6.0% | 3,590 | 0.0% | 0.07% | -9.2% | |
| SPXU | Sell | PROSHARES TRultrapro short s | $314,000 | -85.4% | 15,361 | -83.4% | 0.07% | -85.9% |
| FITB | FIFTH THIRD BANCORP | $307,000 | +31.8% | 11,366 | 0.0% | 0.06% | +27.5% | |
| LH | New | LABORATORY CORP AMER HLDGS | $307,000 | – | 2,395 | +100.0% | 0.06% | – |
| UIHC | New | UNITED INS HLDGS CORP | $308,000 | – | 20,339 | +100.0% | 0.06% | – |
| SYK | STRYKER CORP | $307,000 | +3.0% | 2,564 | 0.0% | 0.06% | 0.0% | |
| ABT | ABBOTT LABS | $309,000 | -9.1% | 8,045 | 0.0% | 0.06% | -12.2% | |
| NYRT | New | NEW YORK REIT INC | $304,000 | – | 30,000 | +100.0% | 0.06% | – |
| ORCL | Buy | ORACLE CORP | $302,000 | +2.4% | 7,844 | +4.3% | 0.06% | 0.0% |
| EMR | EMERSON ELEC CO | $305,000 | +2.3% | 5,463 | 0.0% | 0.06% | -1.5% | |
| DIS | Buy | DISNEY WALT CO | $305,000 | +41.2% | 2,930 | +25.8% | 0.06% | +36.2% |
| BANX | STONECASTLE FINL CORP | $304,000 | 0.0% | 16,272 | 0.0% | 0.06% | -3.0% | |
| FDX | FEDEX CORP | $298,000 | +6.8% | 1,598 | 0.0% | 0.06% | +3.3% | |
| QRTEA | Sell | LIBERTY INTERACTIVE CORP | $300,000 | -48.4% | 15,000 | -48.4% | 0.06% | -50.4% |
| MRVL | Buy | MARVELL TECHNOLOGY GROUP LTDord | $295,000 | +11.3% | 21,300 | +6.5% | 0.06% | +6.9% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $294,000 | -4.9% | 4,008 | -13.2% | 0.06% | -7.5% |
| DCOM | DIME CMNTY BANCSHARES | $292,000 | +19.7% | 14,536 | 0.0% | 0.06% | +17.0% | |
| C | Sell | CITIGROUP INC | $294,000 | -59.8% | 4,953 | -68.0% | 0.06% | -61.2% |
| GDX | Sell | VANECK VECTORS ETF TRgold miners etf | $291,000 | -21.1% | 13,925 | -0.4% | 0.06% | -24.7% |
| MORT | New | VANECK VECTORS ETF TR | $287,000 | – | 13,120 | +100.0% | 0.06% | – |
| WFC | Buy | WELLS FARGO & CO NEW | $284,000 | +29.7% | 5,153 | +4.0% | 0.06% | +25.0% |
| DHR | Sell | DANAHER CORP DEL | $287,000 | -8.6% | 3,686 | -8.0% | 0.06% | -13.0% |
| TRV | TRAVELERS COMPANIES INC | $286,000 | +7.1% | 2,335 | 0.0% | 0.06% | +3.4% | |
| HYXU | Sell | ISHARESintl high yield | $282,000 | -20.1% | 6,157 | -16.3% | 0.06% | -23.4% |
| T | Buy | AT&T INC | $280,000 | +15.7% | 6,591 | +10.8% | 0.06% | +11.3% |
| NVDA | New | NVIDIA CORP | $272,000 | – | 2,550 | +100.0% | 0.06% | – |
| EMCI | EMC INS GROUP INC | $270,000 | +11.6% | 9,000 | 0.0% | 0.06% | +7.5% | |
| MOS | Sell | MOSAIC CO NEW | $269,000 | +12.6% | 9,175 | -6.0% | 0.06% | +9.6% |
| KVHI | Sell | KVH INDS INC | $268,000 | +31.4% | 22,670 | -2.3% | 0.06% | +24.4% |
| HSY | HERSHEY CO | $262,000 | +8.3% | 2,532 | 0.0% | 0.06% | +3.8% | |
| NIQ | NUVEEN INT DUR QUAL MUN TRM | $263,000 | -11.1% | 21,366 | 0.0% | 0.06% | -15.4% | |
| ATHN | ATHENAHEALTH INC | $261,000 | -16.3% | 2,477 | 0.0% | 0.06% | -19.1% | |
| ANH | Sell | ANWORTH MORTGAGE ASSET CP | $260,000 | -92.7% | 50,290 | -93.0% | 0.06% | -92.9% |
| TGT | New | TARGET CORP | $253,000 | – | 3,500 | +100.0% | 0.05% | – |
| CNOB | New | CONNECTONE BANCORP INC NEW | $247,000 | – | 9,508 | +100.0% | 0.05% | – |
| CF | Sell | CF INDS HLDGS INC | $246,000 | -89.5% | 7,805 | -91.9% | 0.05% | -89.9% |
| DE | Sell | DEERE & CO | $245,000 | -53.9% | 2,380 | -61.7% | 0.05% | -55.2% |
| BKT | Sell | BLACKROCK INCOME TR INC | $242,000 | -2.8% | 38,275 | -0.4% | 0.05% | -5.6% |
| NSC | NORFOLK SOUTHERN CORP | $242,000 | +11.5% | 2,236 | 0.0% | 0.05% | +8.5% | |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $239,000 | +3.0% | 7,400 | 0.0% | 0.05% | -2.0% | |
| ADM | ARCHER DANIELS MIDLAND CO | $237,000 | +8.2% | 5,192 | 0.0% | 0.05% | +4.2% | |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $231,000 | – | 2,244 | +100.0% | 0.05% | – |
| NTC | Buy | NUVEEN CONNECTICUT QLTY MUN | $235,000 | -9.6% | 19,137 | +1.6% | 0.05% | -14.0% |
| BAC | Sell | BANK AMER CORP | $225,000 | -29.9% | 10,200 | -50.2% | 0.05% | -32.9% |
| CAA | New | CALATLANTIC GROUP INC | $221,000 | – | 6,500 | +100.0% | 0.05% | – |
| WMIH | Sell | WMIH CORP | $218,000 | -51.6% | 140,700 | -26.9% | 0.05% | -53.1% |
| GTY | Buy | GETTY RLTY CORP NEW | $213,000 | +6.5% | 8,365 | +0.1% | 0.04% | +2.3% |
| IEI | Sell | ISHARES TR3-7 yr tr bd etf | $215,000 | -20.1% | 1,759 | -17.3% | 0.04% | -23.7% |
| ALD | Sell | WISDOMTREE TRasia lc dbt fd | $209,000 | -12.6% | 4,900 | -6.7% | 0.04% | -15.4% |
| BBBY | Sell | BED BATH & BEYOND INC | $207,000 | -6.3% | 5,093 | -0.6% | 0.04% | -8.3% |
| BSM | BLACK STONE MINERALS L P | $188,000 | +5.6% | 10,000 | 0.0% | 0.04% | +2.6% | |
| EDD | Buy | MORGAN STANLEY EM MKTS DM DE | $187,000 | +90.8% | 26,065 | +112.5% | 0.04% | +85.7% |
| GTE | GRAN TIERRA ENERGY INC | $187,000 | +0.5% | 61,800 | 0.0% | 0.04% | -4.9% | |
| EVV | EATON VANCE LTD DUR INCOME F | $185,000 | 0.0% | 13,475 | 0.0% | 0.04% | -2.5% | |
| NXJ | New | NUVEEN NEW JERSEY QULT MUN F | $179,000 | – | 13,583 | +100.0% | 0.04% | – |
| CSWC | New | CAPITAL SOUTHWEST CORP | $176,000 | – | 10,895 | +100.0% | 0.04% | – |
| ALJJ | Sell | ALJ REGIONAL HLDGS INC | $169,000 | -23.2% | 38,599 | -17.6% | 0.04% | -25.0% |
| EFT | EATON VANCE FLTING RATE INC | $165,000 | +5.1% | 11,090 | 0.0% | 0.04% | +2.9% | |
| FPI | Buy | FARMLAND PARTNERS INC | $157,000 | +30.8% | 14,088 | +31.8% | 0.03% | +26.9% |
| NNY | NUVEEN NY MUN VALUE FD | $136,000 | -8.1% | 14,350 | 0.0% | 0.03% | -9.4% | |
| FCH | FELCOR LODGING TR INC | $132,000 | +24.5% | 16,450 | 0.0% | 0.03% | +21.7% | |
| ABR | ARBOR RLTY TR INC | $128,000 | 0.0% | 17,200 | 0.0% | 0.03% | -3.6% | |
| NRK | New | NUVEEN NEW YORK AMT QLT MUNI | $130,000 | – | 10,150 | +100.0% | 0.03% | – |
| CEF | CENTRAL FD CDA LTDcl a | $117,000 | -17.6% | 10,250 | 0.0% | 0.02% | -19.4% | |
| PESI | Sell | PERMA-FIX ENVIRONMENTAL SVCS | $113,000 | -27.1% | 28,940 | -6.3% | 0.02% | -29.4% |
| PCF | Sell | PUTMAN HIGH INCOME SEC FUND | $99,000 | -3.9% | 12,013 | -6.9% | 0.02% | -4.5% |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $82,000 | – | 16,400 | +100.0% | 0.02% | – |
| RAD | New | RITE AID CORPcall | $83,000 | – | 67,500 | +100.0% | 0.02% | – |
| MACK | Sell | MERRIMACK PHARMACEUTICALS IN | $69,000 | -36.1% | 16,800 | -1.2% | 0.02% | -37.5% |
| AGNC | New | AGNC INVT CORPput | $62,000 | – | 35,000 | +100.0% | 0.01% | – |
| DRRX | Sell | DURECT CORP | $54,000 | -22.9% | 40,000 | -20.0% | 0.01% | -26.7% |
| SPPI | SPECTRUM PHARMACEUTICALS INC | $44,000 | -6.4% | 10,042 | 0.0% | 0.01% | -10.0% | |
| RAD | New | RITE AID CORPput | $38,000 | – | 118,000 | +100.0% | 0.01% | – |
| XRA | Sell | EXETER RES CORP | $19,000 | -47.2% | 24,800 | -12.4% | 0.00% | -50.0% |
| UNXLQ | UNI PIXEL INC | $21,000 | -40.0% | 21,000 | 0.0% | 0.00% | -50.0% | |
| GCVRZ | SANOFIright 12/31/2020 | $13,000 | +44.4% | 33,635 | 0.0% | 0.00% | +50.0% | |
| SPY | Sell | SPDR S&P 500 ETF TRput | $14,000 | -22.2% | 10,000 | -63.6% | 0.00% | -25.0% |
| CBS | New | CBS CORP NEWcall | $16,000 | – | 15,200 | +100.0% | 0.00% | – |
| AN | New | AUTONATION INCcall | $8,000 | – | 12,000 | +100.0% | 0.00% | – |
| ADGE | AMERICAN DG ENERGY INC | $3,000 | 0.0% | 10,423 | 0.0% | 0.00% | 0.0% | |
| WFC | New | WELLS FARGO & CO NEWput | $3,000 | – | 2,500 | +100.0% | 0.00% | – |
| CYTR | CYTRX CORP | $5,000 | -37.5% | 13,000 | 0.0% | 0.00% | -50.0% | |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -211 | -100.0% | 0.00% | – |
| BAC | New | BANK AMER CORPput | $0 | – | 5,000 | +100.0% | 0.00% | – |
| AAPL | Buy | APPLE INCcall | $2,000 | -83.3% | 4,000 | +33.3% | 0.00% | -100.0% |
| FTR | Exit | FRONTIER COMMUNICATIONS CORPcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| CELG | Exit | CELGENE CORPcall | $0 | – | -27,500 | -100.0% | -0.01% | – |
| CELG | Exit | CELGENE CORPput | $0 | – | -10,000 | -100.0% | -0.01% | – |
| TVIAQ | Exit | TERRAVIA HLDGS INC | $0 | – | -12,450 | -100.0% | -0.01% | – |
| CAMT | Exit | CAMTEK LTDord | $0 | – | -20,900 | -100.0% | -0.01% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -25,000 | -100.0% | -0.02% | – |
| GT | Exit | GOODYEAR TIRE & RUBR COcall | $0 | – | -25,000 | -100.0% | -0.03% | – |
| QLTI | Exit | QLT INC | $0 | – | -72,725 | -100.0% | -0.03% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -13,400 | -100.0% | -0.04% | – |
| AA | Exit | ALCOA INC | $0 | – | -17,600 | -100.0% | -0.04% | – |
| NEM | Exit | NEWMONT MINING CORP | $0 | – | -5,120 | -100.0% | -0.04% | – |
| NVS | Exit | NOVARTIS A Gsponsored adr | $0 | – | -2,620 | -100.0% | -0.04% | – |
| LILAK | Exit | LIBERTY GLOBAL PLC | $0 | – | -8,493 | -100.0% | -0.05% | – |
| PIH | Exit | 1347 PPTY INS HLDGS INC | $0 | – | -38,125 | -100.0% | -0.05% | – |
| TNA | Exit | DIREXION SHS ETF TRput | $0 | – | -75,000 | -100.0% | -0.05% | – |
| ENH | Exit | ENDURANCE SPECIALTY HLDGS LT | $0 | – | -4,009 | -100.0% | -0.06% | – |
| OLN | Exit | OLIN CORP | $0 | – | -13,750 | -100.0% | -0.06% | – |
| SQBG | Exit | SEQUENTIAL BRNDS GROUP INC N | $0 | – | -38,760 | -100.0% | -0.07% | – |
| E103PS | Exit | WESTERN ASSET EMRG MKT INCM | $0 | – | -28,025 | -100.0% | -0.07% | – |
| DBA | Exit | POWERSHS DB MULTI SECT COMMps db agricul fd | $0 | – | -20,520 | -100.0% | -0.09% | – |
| YANG | Exit | DIREXION SHS ETF TRftse chin bear | $0 | – | -30,000 | -100.0% | -0.09% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INC | $0 | – | -29,575 | -100.0% | -0.10% | – |
| NCS | Exit | NCI BUILDING SYS INC | $0 | – | -31,305 | -100.0% | -0.10% | – |
| PSGLQ | Exit | PERFORMANCE SPORTS GROUP LTD | $0 | – | -114,269 | -100.0% | -0.10% | – |
| KORS | Exit | MICHAEL KORS HLDGS LTD | $0 | – | -10,600 | -100.0% | -0.11% | – |
| GEC | Exit | GREAT ELM CAP GROUP INC | $0 | – | -108,973 | -100.0% | -0.11% | – |
| SDS | Exit | PROSHARES TR | $0 | – | -32,878 | -100.0% | -0.12% | – |
| PNY | Exit | PIEDMONT NAT GAS INC | $0 | – | -9,500 | -100.0% | -0.12% | – |
| STRZA | Exit | STARZ | $0 | – | -20,545 | -100.0% | -0.14% | – |
| BA | Exit | BOEING CO | $0 | – | -5,435 | -100.0% | -0.16% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORP | $0 | – | -48,245 | -100.0% | -0.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROPER TECHNOLOGIES INC | 42 | Q3 2023 | 17.6% |
| AMERICAN WTR WKS CO INC NEW | 42 | Q3 2023 | 5.4% |
| APPLE INC | 42 | Q3 2023 | 6.7% |
| FLEXTRONICS INTL LTD | 42 | Q3 2023 | 3.8% |
| PIONEER NAT RES CO | 42 | Q3 2023 | 5.7% |
| TRIMBLE NAVIGATION LTD | 42 | Q3 2023 | 3.2% |
| PARKER-HANNIFIN CORP | 42 | Q3 2023 | 2.7% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 2.2% |
| TAIWAN SEMICONDUCTOR MFG LTD | 42 | Q3 2023 | 3.1% |
| HARTFORD FINL SVCS GROUP INC | 42 | Q3 2023 | 2.3% |
View Clear Harbor Asset Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIQTECH INTERNATIONAL INC | January 12, 2023 | 577,604 | 1.3% |
| CUI Global, Inc. | January 29, 2018 | 10 | 12.0% |
| China Ceramics Co., Ltd | January 29, 2015 | 360,289 | 1.8% |
View Clear Harbor Asset Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-01-30 |
| 13F-HR | 2024-01-18 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-01-20 |
| SC 13G/A | 2023-01-12 |
| SC 13G/A | 2023-01-12 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-20 |
View Clear Harbor Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.