$458 Million is the total value of Clear Harbor Asset Management, LLC's 253 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 21.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ROP | Sell | ROPER TECHNOLOGIES INC | $53,698,000 | +5.7% | 294,285 | -1.2% | 11.72% | +6.1% |
| AWK | Sell | AMERICAN WTR WKS CO INC NEW | $16,006,000 | -15.5% | 213,872 | -4.6% | 3.49% | -15.2% |
| FLEX | Buy | FLEX LTDord | $15,618,000 | +17.7% | 1,146,672 | +2.0% | 3.41% | +18.2% |
| PXD | Sell | PIONEER NAT RES CO | $13,851,000 | +22.4% | 74,606 | -0.3% | 3.02% | +22.8% |
| AAPL | Sell | APPLE INC | $12,466,000 | +14.5% | 110,268 | -3.2% | 2.72% | +14.9% |
| TRMB | Sell | TRIMBLE NAVIGATION LTD | $9,975,000 | +17.1% | 349,262 | -0.1% | 2.18% | +17.5% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $9,823,000 | +6.7% | 321,128 | -8.5% | 2.14% | +7.0% |
| AXS | Sell | AXIS CAPITAL HOLDINGS LTD | $9,190,000 | -5.0% | 169,144 | -3.8% | 2.01% | -4.7% |
| HIG | Sell | HARTFORD FINL SVCS GROUP INC | $9,153,000 | -7.2% | 213,744 | -3.9% | 2.00% | -6.9% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $8,068,000 | +2.6% | 37,300 | -0.6% | 1.76% | +3.0% |
| PH | Sell | PARKER HANNIFIN CORP | $7,910,000 | +3.0% | 63,016 | -11.4% | 1.73% | +3.4% |
| EGN | Sell | ENERGEN CORP | $7,213,000 | +19.7% | 124,966 | -0.1% | 1.58% | +20.1% |
| JCI | New | JOHNSON CTLS INTL PLC | $6,828,000 | – | 146,742 | +100.0% | 1.49% | – |
| CUI | Buy | CUI GLOBAL INC | $6,571,000 | +19.6% | 1,127,092 | +3.6% | 1.43% | +20.0% |
| HON | Buy | HONEYWELL INTL INC | $6,490,000 | +8.0% | 55,668 | +7.8% | 1.42% | +8.4% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $6,260,000 | -6.2% | 43,331 | -6.0% | 1.37% | -5.9% |
| MIC | Buy | MACQUARIE INFRASTRUCTURE COR | $5,616,000 | +24.0% | 67,467 | +10.3% | 1.23% | +24.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $5,537,000 | -7.0% | 46,876 | -4.5% | 1.21% | -6.6% |
| NWN | Sell | NORTHWEST NAT GAS CO | $5,473,000 | -9.2% | 91,043 | -2.1% | 1.20% | -8.8% |
| CLB | Sell | CORE LABORATORIES N V | $5,445,000 | -11.6% | 48,473 | -2.5% | 1.19% | -11.2% |
| GM | Buy | GENERAL MTRS CO | $5,406,000 | +13.5% | 170,160 | +1.1% | 1.18% | +13.9% |
| CTWS | Sell | CONNECTICUT WTR SVC INC | $5,199,000 | -14.8% | 104,545 | -3.7% | 1.14% | -14.5% |
| SLRC | Sell | SOLAR CAP LTD | $5,142,000 | +4.7% | 250,575 | -2.8% | 1.12% | +5.1% |
| XOM | Sell | EXXON MOBIL CORP | $5,105,000 | -8.9% | 58,489 | -2.1% | 1.11% | -8.5% |
| CBS | Buy | CBS CORP NEWcl b | $4,963,000 | +95.0% | 90,661 | +93.9% | 1.08% | +95.8% |
| CPK | Sell | CHESAPEAKE UTILS CORP | $4,924,000 | -12.9% | 80,642 | -5.6% | 1.08% | -12.5% |
| GPT | Sell | GRAMERCY PPTY TR | $4,903,000 | -9.6% | 508,634 | -13.5% | 1.07% | -9.3% |
| VOYA | Buy | VOYA FINL INC | $4,585,000 | +217.1% | 159,085 | +172.4% | 1.00% | +218.8% |
| NJR | Sell | NEW JERSEY RES | $4,525,000 | -23.3% | 137,719 | -10.0% | 0.99% | -23.0% |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $4,527,000 | +144.7% | 105,492 | +121.1% | 0.99% | +145.8% |
| WDC | Buy | WESTERN DIGITAL CORP | $4,267,000 | +144.1% | 72,970 | +97.2% | 0.93% | +145.3% |
| EQT | Sell | EQT CORP | $4,050,000 | -6.9% | 55,771 | -0.7% | 0.88% | -6.6% |
| STNG | Buy | SCORPIO TANKERS INC | $3,997,000 | +168.1% | 863,244 | +143.1% | 0.87% | +169.4% |
| JPM | Buy | JPMORGAN CHASE & CO | $3,877,000 | +8.1% | 58,228 | +0.9% | 0.85% | +8.5% |
| SJI | Sell | SOUTH JERSEY INDS INC | $3,717,000 | -14.2% | 125,780 | -8.2% | 0.81% | -13.9% |
| CEQP | Buy | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $3,707,000 | +11.1% | 174,470 | +5.4% | 0.81% | +11.6% |
| TWO | Sell | TWO HBRS INVT CORP | $3,666,000 | -5.6% | 429,756 | -5.3% | 0.80% | -5.3% |
| ANH | Sell | ANWORTH MORTGAGE ASSET CP | $3,545,000 | +2.6% | 720,440 | -2.0% | 0.77% | +3.1% |
| AJG | GALLAGHER ARTHUR J & CO | $3,069,000 | +6.9% | 60,326 | 0.0% | 0.67% | +7.2% | |
| AN | Buy | AUTONATION INC | $2,988,000 | +415.2% | 61,350 | +396.8% | 0.65% | +417.5% |
| MTDR | Buy | MATADOR RES CO | $2,952,000 | +24.0% | 121,296 | +0.9% | 0.64% | +24.3% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $2,897,000 | +185.4% | 35,930 | +194.7% | 0.63% | +186.0% |
| CAT | Sell | CATERPILLAR INC DEL | $2,879,000 | +15.2% | 32,430 | -1.6% | 0.63% | +15.8% |
| CWT | CALIFORNIA WTR SVC GROUP | $2,805,000 | -8.2% | 87,422 | 0.0% | 0.61% | -7.8% | |
| TGEN | TECOGEN INC NEW | $2,701,000 | -18.4% | 649,273 | 0.0% | 0.59% | -18.1% | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,700,000 | +12.3% | 3,474 | +0.0% | 0.59% | +12.6% |
| TZA | New | DIREXION SHS ETF TRdaily sm cap bea | $2,607,000 | – | 97,029 | +100.0% | 0.57% | – |
| MRK | Sell | MERCK & CO INC | $2,551,000 | +2.0% | 40,879 | -5.8% | 0.56% | +2.4% |
| ACRE | Sell | ARES COML REAL ESTATE CORP | $2,367,000 | -5.8% | 187,892 | -8.1% | 0.52% | -5.3% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,360,000 | -12.9% | 45,400 | -6.4% | 0.52% | -12.6% |
| CF | Buy | CF INDS HLDGS INC | $2,349,000 | +467.4% | 96,480 | +461.6% | 0.51% | +470.0% |
| HRS | Buy | HARRIS CORP DEL | $2,297,000 | +23.8% | 25,073 | +12.7% | 0.50% | +24.0% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $2,246,000 | +9.4% | 2,793 | -4.3% | 0.49% | +9.9% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $2,213,000 | +4.1% | 24,566 | -5.9% | 0.48% | +4.5% |
| ANTM | New | ANTHEM INC | $2,185,000 | – | 17,440 | +100.0% | 0.48% | – |
| SPXU | Buy | PROSHARES TRultrapro short s | $2,146,000 | +786.8% | 92,721 | +903.4% | 0.47% | +783.0% |
| SUNS | Sell | SOLAR SR CAP LTD | $2,100,000 | -1.3% | 129,531 | -1.9% | 0.46% | -1.1% |
| WRK | Sell | WESTROCK CO | $2,082,000 | +23.9% | 42,942 | -0.7% | 0.46% | +24.3% |
| QEP | Buy | QEP RES INC | $2,084,000 | +11.8% | 106,730 | +0.9% | 0.46% | +12.3% |
| HEDJ | Sell | WISDOMTREE TReurope hedged eq | $2,005,000 | -0.7% | 37,308 | -6.7% | 0.44% | -0.2% |
| FSLR | Buy | FIRST SOLAR INC | $1,971,000 | +535.8% | 49,915 | +681.4% | 0.43% | +541.8% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $1,954,000 | +24.8% | 153,948 | +25.5% | 0.43% | +25.2% |
| QRVO | Buy | QORVO INC | $1,932,000 | +19.4% | 34,660 | +18.4% | 0.42% | +19.9% |
| GE | Sell | GENERAL ELECTRIC CO | $1,922,000 | -8.7% | 64,896 | -3.0% | 0.42% | -8.3% |
| CHMI | Sell | CHERRY HILL MTG INVT CORP | $1,872,000 | +6.5% | 109,416 | -3.0% | 0.41% | +7.1% |
| MSFT | Sell | MICROSOFT CORP | $1,806,000 | -10.5% | 31,354 | -20.5% | 0.39% | -10.3% |
| LIQT | Sell | LIQTECH INTL INC | $1,776,000 | +38.1% | 2,139,401 | -0.2% | 0.39% | +38.6% |
| TWI | Sell | TITAN INTL INC ILL | $1,766,000 | +62.5% | 174,530 | -0.5% | 0.39% | +63.6% |
| AGN | Buy | ALLERGAN PLC | $1,697,000 | +2.3% | 7,369 | +2.7% | 0.37% | +2.5% |
| CAG | Sell | CONAGRA FOODS INC | $1,689,000 | -4.9% | 35,852 | -3.5% | 0.37% | -4.4% |
| COMM | Buy | COMMSCOPE HLDG CO INC | $1,589,000 | +16.5% | 52,780 | +20.1% | 0.35% | +16.8% |
| ECL | Sell | ECOLAB INC | $1,563,000 | -4.6% | 12,839 | -7.1% | 0.34% | -4.2% |
| UNP | Sell | UNION PAC CORP | $1,548,000 | +9.7% | 15,875 | -1.9% | 0.34% | +10.1% |
| HXL | Sell | HEXCEL CORP NEW | $1,541,000 | +4.9% | 34,785 | -1.4% | 0.34% | +5.3% |
| GILD | Sell | GILEAD SCIENCES INC | $1,467,000 | -48.8% | 18,542 | -46.1% | 0.32% | -48.6% |
| PFE | Sell | PFIZER INC | $1,391,000 | -6.0% | 41,079 | -2.3% | 0.30% | -5.6% |
| SJM | Sell | SMUCKER J M CO | $1,339,000 | -13.8% | 9,882 | -3.0% | 0.29% | -13.6% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,292,000 | -7.9% | 14,399 | -13.1% | 0.28% | -7.5% |
| WSTC | Sell | WEST CORP | $1,256,000 | +3.1% | 56,884 | -8.2% | 0.27% | +3.4% |
| VCR | Sell | VANGUARD WORLD FDSconsum dis etf | $1,219,000 | -8.3% | 9,695 | -11.0% | 0.27% | -8.0% |
| ESRX | EXPRESS SCRIPTS HLDG CO | $1,187,000 | -6.9% | 16,827 | 0.0% | 0.26% | -6.5% | |
| ED | Sell | CONSOLIDATED EDISON INC | $1,182,000 | -8.8% | 15,692 | -2.6% | 0.26% | -8.5% |
| ABBV | ABBVIE INC | $1,130,000 | +1.9% | 17,912 | 0.0% | 0.25% | +2.5% | |
| AET | Sell | AETNA INC NEW | $1,100,000 | -12.6% | 9,530 | -7.6% | 0.24% | -12.4% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmortg-back sec | $1,093,000 | +4.0% | 20,250 | +3.7% | 0.24% | +4.4% |
| CVX | Sell | CHEVRON CORP NEW | $1,097,000 | -4.5% | 10,662 | -2.7% | 0.24% | -4.4% |
| VFC | Sell | V F CORP | $1,067,000 | -15.9% | 19,033 | -7.8% | 0.23% | -15.6% |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $1,026,000 | -27.0% | 9,172 | -26.3% | 0.22% | -26.8% |
| YORW | YORK WTR CO | $1,006,000 | -7.5% | 33,925 | 0.0% | 0.22% | -6.8% | |
| ETM | ENTERCOM COMMUNICATIONS CORPcl a | $954,000 | -4.7% | 73,733 | 0.0% | 0.21% | -4.6% | |
| AGNC | Buy | AMERICAN CAPITAL AGENCY CORP | $943,000 | +131.1% | 48,245 | +134.5% | 0.21% | +131.5% |
| AMGN | Sell | AMGEN INC | $938,000 | +6.7% | 5,625 | -2.6% | 0.20% | +7.3% |
| WTR | AQUA AMERICA INC | $895,000 | -14.5% | 29,368 | 0.0% | 0.20% | -14.5% | |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $859,000 | -17.4% | 6,250 | -16.5% | 0.19% | -16.8% |
| LOW | Sell | LOWES COS INC | $858,000 | -9.9% | 11,885 | -1.1% | 0.19% | -9.7% |
| AGO | Sell | ASSURED GUARANTY LTD | $848,000 | +3.9% | 30,545 | -5.0% | 0.18% | +4.5% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $813,000 | -19.3% | 6,600 | -19.6% | 0.18% | -19.2% |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $786,000 | -1.4% | 17,740 | -11.8% | 0.17% | -0.6% |
| C | Buy | CITIGROUP INC | $732,000 | +22.2% | 15,496 | +9.7% | 0.16% | +23.1% |
| BA | BOEING CO | $716,000 | +1.4% | 5,435 | 0.0% | 0.16% | +1.3% | |
| SPNC | SPECTRANETICS CORP | $705,000 | +34.0% | 28,110 | 0.0% | 0.15% | +35.1% | |
| IBDK | New | ISHARES TRibonds dec19 etf | $699,000 | – | 27,815 | +100.0% | 0.15% | – |
| CVS | CVS HEALTH CORP | $703,000 | -7.0% | 7,898 | 0.0% | 0.15% | -6.7% | |
| SLB | Sell | SCHLUMBERGER LTD | $672,000 | -8.9% | 8,543 | -8.5% | 0.15% | -8.1% |
| ILMN | Buy | ILLUMINA INC | $654,000 | +79.2% | 3,599 | +38.5% | 0.14% | +81.0% |
| MMM | Sell | 3M CO | $653,000 | -3.3% | 3,704 | -3.9% | 0.14% | -2.7% |
| HCA | Buy | HCA HOLDINGS INC | $647,000 | +1.9% | 8,555 | +3.7% | 0.14% | +2.2% |
| STRZA | Sell | STARZ | $641,000 | -2.0% | 20,545 | -6.0% | 0.14% | -1.4% |
| MPC | Sell | MARATHON PETE CORP | $642,000 | -1.2% | 15,816 | -7.6% | 0.14% | -0.7% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $625,000 | -6.0% | 46,787 | -8.4% | 0.14% | -6.2% |
| CAR | Sell | AVIS BUDGET GROUP | $614,000 | -2.5% | 17,960 | -8.2% | 0.13% | -2.2% |
| MCK | MCKESSON CORP | $595,000 | -10.7% | 3,566 | 0.0% | 0.13% | -10.3% | |
| PCYO | PURECYCLE CORP | $589,000 | +21.9% | 102,561 | 0.0% | 0.13% | +22.9% | |
| QRTEA | Sell | LIBERTY INTERACTIVE CORP | $581,000 | -52.1% | 29,060 | -39.2% | 0.13% | -51.9% |
| DDS | Sell | DILLARDS INCcl a | $578,000 | -18.8% | 9,180 | -21.9% | 0.13% | -18.7% |
| GLD | SPDR GOLD TRUST | $574,000 | -0.7% | 4,568 | 0.0% | 0.12% | -0.8% | |
| PNY | PIEDMONT NAT GAS INC | $570,000 | -0.2% | 9,500 | 0.0% | 0.12% | 0.0% | |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $559,000 | -73.4% | 7,341 | -77.9% | 0.12% | -73.3% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $555,000 | -0.2% | 31,400 | -3.7% | 0.12% | 0.0% |
| MBB | Sell | ISHARES TRmbs etf | $554,000 | -43.4% | 5,031 | -43.5% | 0.12% | -43.2% |
| SDS | Buy | PROSHARES TR | $539,000 | +17.2% | 32,878 | +27.4% | 0.12% | +18.0% |
| CSCO | Sell | CISCO SYS INC | $540,000 | -1.6% | 17,014 | -11.2% | 0.12% | -0.8% |
| INTC | Sell | INTEL CORP | $531,000 | +14.2% | 14,068 | -0.8% | 0.12% | +14.9% |
| DE | Sell | DEERE & CO | $531,000 | +0.2% | 6,220 | -5.0% | 0.12% | +0.9% |
| PWE | Sell | PENN WEST PETE LTD NEW | $525,000 | -10.3% | 289,800 | -31.1% | 0.12% | -9.4% |
| KMB | KIMBERLY CLARK CORP | $527,000 | -8.3% | 4,181 | 0.0% | 0.12% | -8.0% | |
| SNOW | Sell | INTRAWEST RESORTS HLDGS INC | $522,000 | +20.6% | 32,177 | -3.6% | 0.11% | +21.3% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $522,000 | -1.1% | 33,901 | -3.6% | 0.11% | -0.9% |
| IGSB | Sell | ISHARES TR1-3 yr cr bd etf | $518,000 | -15.5% | 4,901 | -15.1% | 0.11% | -15.0% |
| GT | New | GOODYEAR TIRE & RUBR CO | $515,000 | – | 15,930 | +100.0% | 0.11% | – |
| EQM | EQT MIDSTREAM PARTNERS LPunit ltd partn | $514,000 | -5.2% | 6,750 | 0.0% | 0.11% | -5.1% | |
| GEC | Buy | GREAT ELM CAP GROUP INC | $511,000 | +17.5% | 108,973 | +64.9% | 0.11% | +17.9% |
| WNR | Sell | WESTERN REFNG INC | $502,000 | +19.8% | 18,970 | -6.6% | 0.11% | +20.9% |
| KORS | Sell | MICHAEL KORS HLDGS LTD | $496,000 | -16.1% | 10,600 | -11.3% | 0.11% | -16.3% |
| CL | COLGATE PALMOLIVE CO | $492,000 | +1.2% | 6,634 | 0.0% | 0.11% | +0.9% | |
| KO | Sell | COCA COLA CO | $486,000 | -11.5% | 11,485 | -5.2% | 0.11% | -10.9% |
| HFC | Buy | HOLLYFRONTIER CORP | $480,000 | +44.6% | 19,575 | +40.1% | 0.10% | +45.8% |
| NOA | Buy | NORTH AMERN ENERGY PARTNERS | $470,000 | +13.0% | 188,197 | +27.6% | 0.10% | +14.4% |
| UNH | UNITEDHEALTH GROUP INC | $473,000 | -0.8% | 3,380 | 0.0% | 0.10% | -1.0% | |
| PSGLQ | Sell | PERFORMANCE SPORTS GROUP LTD | $463,000 | -1.7% | 114,269 | -27.5% | 0.10% | -1.0% |
| APC | ANADARKO PETE CORP | $461,000 | +19.1% | 7,268 | 0.0% | 0.10% | +20.2% | |
| UTX | UNITED TECHNOLOGIES CORP | $456,000 | -0.9% | 4,488 | 0.0% | 0.10% | 0.0% | |
| NCS | Sell | NCI BUILDING SYS INC | $457,000 | -21.3% | 31,305 | -13.8% | 0.10% | -20.6% |
| WMIH | Buy | WMIH CORP | $450,000 | +35.1% | 192,500 | +28.3% | 0.10% | +36.1% |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $450,000 | -88.5% | 29,575 | -89.6% | 0.10% | -88.5% |
| PEP | PEPSICO INC | $450,000 | +2.7% | 4,133 | 0.0% | 0.10% | +3.2% | |
| CMBS | Sell | ISHARES TRcmbs etf | $445,000 | -19.2% | 8,375 | -19.2% | 0.10% | -19.2% |
| CSX | CSX CORP | $444,000 | +16.8% | 14,565 | 0.0% | 0.10% | +16.9% | |
| III | Sell | INFORMATION SERVICES GROUP I | $441,000 | +3.5% | 110,540 | -2.7% | 0.10% | +3.2% |
| ADSK | AUTODESK INC | $434,000 | +33.5% | 6,005 | 0.0% | 0.10% | +33.8% | |
| YANG | New | DIREXION SHS ETF TRftse chin bear | $430,000 | – | 30,000 | +100.0% | 0.09% | – |
| IBM | INTERNATIONAL BUSINESS MACHS | $432,000 | +4.6% | 2,721 | 0.0% | 0.09% | +4.4% | |
| SWC | STILLWATER MNG CO | $418,000 | +12.7% | 31,250 | 0.0% | 0.09% | +12.3% | |
| BCRHF | Buy | BLUE CAP REINS HLDGS LTD | $419,000 | +41.6% | 22,852 | +42.8% | 0.09% | +42.2% |
| DBA | New | POWERSHS DB MULTI SECT COMMps db agricul fd | $410,000 | – | 20,520 | +100.0% | 0.09% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $409,000 | -25.8% | 7,587 | +1.3% | 0.09% | -25.8% |
| GPK | GRAPHIC PACKAGING HLDG CO | $408,000 | +11.5% | 29,175 | 0.0% | 0.09% | +11.2% | |
| FB | FACEBOOK INCcl a | $409,000 | +12.4% | 3,186 | 0.0% | 0.09% | +12.7% | |
| AHT | Sell | ASHFORD HOSPITALITY TR INC | $405,000 | +1.2% | 68,700 | -7.8% | 0.09% | +1.1% |
| ACAS | Sell | AMERICAN CAP LTD | $403,000 | 0.0% | 23,819 | -6.5% | 0.09% | 0.0% |
| LBTYK | LIBERTY GLOBAL PLC | $395,000 | +15.2% | 11,958 | 0.0% | 0.09% | +14.7% | |
| OLED | Sell | UNIVERSAL DISPLAY CORP | $395,000 | -47.1% | 7,120 | -35.4% | 0.09% | -46.9% |
| OXY | OCCIDENTAL PETE CORP DEL | $393,000 | -3.4% | 5,387 | 0.0% | 0.09% | -3.4% | |
| HD | HOME DEPOT INC | $381,000 | +0.8% | 2,960 | 0.0% | 0.08% | +1.2% | |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $369,000 | – | 13,975 | +100.0% | 0.08% | – |
| ITW | ILLINOIS TOOL WKS INC | $353,000 | +15.0% | 2,949 | 0.0% | 0.08% | +14.9% | |
| HYXU | Buy | ISHARESintl high yield | $353,000 | +7.3% | 7,357 | +3.8% | 0.08% | +6.9% |
| PM | PHILIP MORRIS INTL INC | $349,000 | -4.4% | 3,590 | 0.0% | 0.08% | -3.8% | |
| ABT | Sell | ABBOTT LABS | $340,000 | -21.7% | 8,045 | -27.2% | 0.07% | -21.3% |
| PGNX | Sell | PROGENICS PHARMACEUTICALS IN | $338,000 | +42.6% | 53,410 | -5.1% | 0.07% | +42.3% |
| TWX | TIME WARNER INC | $336,000 | +8.4% | 4,222 | 0.0% | 0.07% | +9.0% | |
| E103PS | Sell | WESTERN ASSET EMRG MKT INCM | $323,000 | +3.9% | 28,025 | -2.5% | 0.07% | +4.4% |
| BAC | Buy | BANK AMER CORP | $321,000 | +130.9% | 20,480 | +95.4% | 0.07% | +133.3% |
| MO | ALTRIA GROUP INC | $316,000 | -8.4% | 5,000 | 0.0% | 0.07% | -8.0% | |
| DHR | DANAHER CORP DEL | $314,000 | -22.5% | 4,006 | 0.0% | 0.07% | -21.6% | |
| ATHN | Sell | ATHENAHEALTH INC | $312,000 | -10.9% | 2,477 | -2.4% | 0.07% | -10.5% |
| SQBG | SEQUENTIAL BRNDS GROUP INC N | $310,000 | +0.3% | 38,760 | 0.0% | 0.07% | +1.5% | |
| AIG | AMERICAN INTL GROUP INC | $305,000 | +12.1% | 5,139 | 0.0% | 0.07% | +13.6% | |
| DD | DU PONT E I DE NEMOURS & CO | $309,000 | +3.3% | 4,618 | 0.0% | 0.07% | +3.1% | |
| BANX | Buy | STONECASTLE FINL CORP | $304,000 | +65.2% | 16,272 | +62.6% | 0.07% | +65.0% |
| NIQ | Sell | NUVEEN INT DUR QUAL MUN TRM | $296,000 | -7.5% | 21,366 | -8.0% | 0.06% | -7.1% |
| EMR | Sell | EMERSON ELEC CO | $298,000 | -1.7% | 5,463 | -6.1% | 0.06% | -1.5% |
| SYK | STRYKER CORP | $298,000 | -2.9% | 2,564 | 0.0% | 0.06% | -3.0% | |
| ORCL | ORACLE CORP | $295,000 | -4.2% | 7,519 | 0.0% | 0.06% | -4.5% | |
| OLN | Sell | OLIN CORP | $282,000 | -43.9% | 13,750 | -32.1% | 0.06% | -43.1% |
| MDLZ | MONDELEZ INTL INCcl a | $281,000 | -3.8% | 6,412 | 0.0% | 0.06% | -3.2% | |
| FDX | Sell | FEDEX CORP | $279,000 | -12.3% | 1,598 | -23.8% | 0.06% | -11.6% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $278,000 | +18.8% | 3,184 | +15.2% | 0.06% | +19.6% |
| IEI | Sell | ISHARES TR3-7 yr tr bd etf | $269,000 | -26.7% | 2,128 | -26.1% | 0.06% | -26.2% |
| TRV | TRAVELERS COMPANIES INC | $267,000 | -4.0% | 2,335 | 0.0% | 0.06% | -3.3% | |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTDord | $265,000 | – | 20,000 | +100.0% | 0.06% | – |
| ENH | Sell | ENDURANCE SPECIALTY HLDGS LT | $262,000 | -5.8% | 4,009 | -3.1% | 0.06% | -5.0% |
| AMCX | New | AMC NETWORKS INCcl a | $259,000 | – | 5,000 | +100.0% | 0.06% | – |
| MRCC | Buy | MONROE CAP CORP | $262,000 | +12.0% | 16,635 | +5.4% | 0.06% | +11.8% |
| NTC | NUVEEN CONN PREM INCOME MUN | $260,000 | -1.1% | 18,837 | 0.0% | 0.06% | 0.0% | |
| IDN | Buy | INTELLICHECK MOBILISA INC | $258,000 | +821.4% | 150,000 | +650.0% | 0.06% | +833.3% |
| TNA | New | DIREXION SHS ETF TRput | $246,000 | – | 75,000 | +100.0% | 0.05% | – |
| BKT | Buy | BLACKROCK INCOME TR INC | $249,000 | +2.5% | 38,425 | +4.9% | 0.05% | +1.9% |
| EMCI | EMC INS GROUP INC | $242,000 | -2.8% | 9,000 | 0.0% | 0.05% | -1.9% | |
| T | AT&T INC | $242,000 | -5.8% | 5,951 | 0.0% | 0.05% | -5.4% | |
| DCOM | DIME CMNTY BANCSHARES | $244,000 | -1.2% | 14,536 | 0.0% | 0.05% | -1.9% | |
| HSY | Sell | HERSHEY CO | $242,000 | -21.9% | 2,532 | -7.3% | 0.05% | -20.9% |
| ALD | WISDOMTREE TRasia lc dbt fd | $239,000 | +1.3% | 5,250 | 0.0% | 0.05% | +2.0% | |
| MOS | Sell | MOSAIC CO NEW | $239,000 | -13.7% | 9,765 | -7.8% | 0.05% | -13.3% |
| LILAK | New | LIBERTY GLOBAL PLC | $238,000 | – | 8,493 | +100.0% | 0.05% | – |
| PIH | Sell | 1347 PPTY INS HLDGS INC | $238,000 | -6.3% | 38,125 | -4.1% | 0.05% | -5.5% |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $232,000 | +14.3% | 7,400 | 0.0% | 0.05% | +15.9% | |
| FITB | FIFTH THIRD BANCORP | $233,000 | +16.5% | 11,366 | 0.0% | 0.05% | +18.6% | |
| WFC | WELLS FARGO & CO NEW | $219,000 | -6.8% | 4,957 | 0.0% | 0.05% | -5.9% | |
| BBBY | Sell | BED BATH & BEYOND INC | $221,000 | -7.1% | 5,123 | -7.1% | 0.05% | -7.7% |
| ADM | ARCHER DANIELS MIDLAND CO | $219,000 | -1.8% | 5,192 | 0.0% | 0.05% | 0.0% | |
| ALJJ | ALJ REGIONAL HLDGS INC | $220,000 | -6.0% | 46,825 | 0.0% | 0.05% | -5.9% | |
| DIS | Buy | DISNEY WALT CO | $216,000 | -3.1% | 2,330 | +2.2% | 0.05% | -2.1% |
| NSC | New | NORFOLK SOUTHERN CORP | $217,000 | – | 2,236 | +100.0% | 0.05% | – |
| NVS | Sell | NOVARTIS A Gsponsored adr | $207,000 | -43.3% | 2,620 | -40.7% | 0.04% | -43.0% |
| KVHI | Sell | KVH INDS INC | $204,000 | +9.7% | 23,200 | -4.1% | 0.04% | +12.5% |
| GTY | New | GETTY RLTY CORP NEW | $200,000 | – | 8,359 | +100.0% | 0.04% | – |
| NEM | Sell | NEWMONT MINING CORP | $201,000 | -21.2% | 5,120 | -21.6% | 0.04% | -20.0% |
| GTE | Sell | GRAN TIERRA ENERGY INC | $186,000 | -13.1% | 61,800 | -2.3% | 0.04% | -12.8% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $185,000 | -14.4% | 13,475 | -16.2% | 0.04% | -14.9% |
| AA | ALCOA INC | $178,000 | +9.2% | 17,600 | 0.0% | 0.04% | +11.4% | |
| BSM | New | BLACK STONE MINERALS L P | $178,000 | – | 10,000 | +100.0% | 0.04% | – |
| F | Sell | FORD MTR CO DEL | $162,000 | -6.4% | 13,400 | -2.4% | 0.04% | -7.9% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $157,000 | -12.8% | 11,090 | -17.2% | 0.03% | -12.8% |
| PESI | PERMA-FIX ENVIRONMENTAL SVCS | $155,000 | -1.3% | 30,880 | 0.0% | 0.03% | 0.0% | |
| QLTI | Sell | QLT INC | $150,000 | +36.4% | 72,725 | -6.4% | 0.03% | +37.5% |
| NNY | Sell | NUVEEN NY MUN VALUE FD | $148,000 | -2.0% | 14,350 | -1.0% | 0.03% | -3.0% |
| CEF | CENTRAL FD CDA LTDcl a | $142,000 | 0.0% | 10,250 | 0.0% | 0.03% | 0.0% | |
| ABR | ARBOR RLTY TR INC | $128,000 | +3.2% | 17,200 | 0.0% | 0.03% | +3.7% | |
| GT | New | GOODYEAR TIRE & RUBR COcall | $120,000 | – | 25,000 | +100.0% | 0.03% | – |
| FPI | Sell | FARMLAND PARTNERS INC | $120,000 | -1.6% | 10,688 | -0.5% | 0.03% | -3.7% |
| MACK | Sell | MERRIMACK PHARMACEUTICALS IN | $108,000 | +9.1% | 17,000 | -7.1% | 0.02% | +9.1% |
| FCH | FELCOR LODGING TR INC | $106,000 | +3.9% | 16,450 | 0.0% | 0.02% | +4.5% | |
| PCF | PUTMAN HIGH INCOME SEC FUND | $103,000 | +4.0% | 12,900 | 0.0% | 0.02% | 0.0% | |
| EDD | New | MORGAN STANLEY EM MKTS DM DE | $98,000 | – | 12,265 | +100.0% | 0.02% | – |
| ODP | OFFICE DEPOT INC | $89,000 | +7.2% | 25,000 | 0.0% | 0.02% | +5.6% | |
| DRRX | New | DURECT CORP | $70,000 | – | 50,000 | +100.0% | 0.02% | – |
| CAMT | Sell | CAMTEK LTDord | $63,000 | +37.0% | 20,900 | -5.9% | 0.01% | +40.0% |
| SPPI | SPECTRUM PHARMACEUTICALS INC | $47,000 | -28.8% | 10,042 | 0.0% | 0.01% | -28.6% | |
| UNXLQ | UNI PIXEL INC | $35,000 | +12.9% | 21,000 | 0.0% | 0.01% | +14.3% | |
| XRA | Sell | EXETER RES CORP | $36,000 | -16.3% | 28,300 | -15.0% | 0.01% | -11.1% |
| TVIAQ | TERRAVIA HLDGS INC | $34,000 | +3.0% | 12,450 | 0.0% | 0.01% | 0.0% | |
| CELG | New | CELGENE CORPput | $27,000 | – | 10,000 | +100.0% | 0.01% | – |
| CELG | New | CELGENE CORPcall | $27,000 | – | 27,500 | +100.0% | 0.01% | – |
| SPY | Buy | SPDR S&P 500 ETF TRput | $18,000 | -41.9% | 27,500 | +80.9% | 0.00% | -42.9% |
| CELG | New | CELGENE CORP | $18,000 | – | 170 | +100.0% | 0.00% | – |
| AAPL | New | APPLE INCcall | $12,000 | – | 3,000 | +100.0% | 0.00% | – |
| IWM | Sell | ISHARES TRput | $16,000 | -65.2% | 15,000 | -50.8% | 0.00% | -70.0% |
| CYTR | CYTRX CORP | $8,000 | -72.4% | 13,000 | 0.0% | 0.00% | -66.7% | |
| GCVRZ | SANOFIright 12/31/2020 | $9,000 | +12.5% | 33,635 | 0.0% | 0.00% | 0.0% | |
| ADGE | Sell | AMERICAN DG ENERGY INC | $3,000 | -70.0% | 10,423 | -76.0% | 0.00% | -50.0% |
| FTR | New | FRONTIER COMMUNICATIONS CORPcall | $3,000 | – | 25,000 | +100.0% | 0.00% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORP | $1,000 | – | 211 | +100.0% | 0.00% | – |
| IPDN | Exit | PROFESSIONAL DIVERSITY NET I | $0 | – | -25,705 | -100.0% | -0.00% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| AMAT | Exit | APPLIED MATLS INCput | $0 | – | -30,000 | -100.0% | -0.01% | – |
| DAKPQ | Exit | DAKOTA PLAINS HLDGS INC | $0 | – | -346,659 | -100.0% | -0.01% | – |
| CPLP | Exit | CAPITAL PRODUCT PARTNERS L P | $0 | – | -12,000 | -100.0% | -0.01% | – |
| MX | Exit | MAGNACHIP SEMICONDUCTOR CORP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| NVGS | Exit | NAVIGATOR HOLDINGS LTD | $0 | – | -11,000 | -100.0% | -0.03% | – |
| NXJ | Exit | NUVEEN NJ DIV ADVANTAGE MUN | $0 | – | -10,329 | -100.0% | -0.04% | – |
| APO | Exit | APOLLO GLOBAL MGMT LLC | $0 | – | -10,950 | -100.0% | -0.04% | – |
| CSWC | Exit | CAPITAL SOUTHWEST CORP | $0 | – | -13,537 | -100.0% | -0.04% | – |
| SRCL | Exit | STERICYCLE INC | $0 | – | -1,932 | -100.0% | -0.04% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -2,244 | -100.0% | -0.04% | – |
| ASC | Exit | ARDMORE SHIPPING CORP | $0 | – | -39,061 | -100.0% | -0.06% | – |
| ARLZ | Exit | ARALEZ PHARMACEUTICALS INC | $0 | – | -79,094 | -100.0% | -0.06% | – |
| ORBK | Exit | ORBOTECH LTDord | $0 | – | -11,520 | -100.0% | -0.06% | – |
| MITL | Exit | MITEL NETWORKS CORP | $0 | – | -55,000 | -100.0% | -0.08% | – |
| SRAQU | Exit | SILVER RUN ACQUISITION CORPunit 99/99/9999t | $0 | – | -34,700 | -100.0% | -0.08% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -14,510 | -100.0% | -0.09% | – |
| BXC | Exit | BLUELINX HLDGS INC | $0 | – | -64,825 | -100.0% | -0.10% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -20,200 | -100.0% | -0.10% | – |
| PFF | Exit | ISHARES TRu.s. pfd stk etf | $0 | – | -12,919 | -100.0% | -0.11% | – |
| SKX | Exit | SKECHERS U S A INCcl a | $0 | – | -19,955 | -100.0% | -0.13% | – |
| MBI | Exit | MBIA INC | $0 | – | -88,390 | -100.0% | -0.13% | – |
| EOG | Exit | EOG RES INC | $0 | – | -7,800 | -100.0% | -0.14% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -136,020 | -100.0% | -0.14% | – |
| FCEA | Exit | FOREST CITY RLTY TR INC | $0 | – | -31,015 | -100.0% | -0.15% | – |
| WYND | Exit | WYNDHAM WORLDWIDE CORP | $0 | – | -15,150 | -100.0% | -0.24% | – |
| CLNY | Exit | COLONY CAP INCcl a | $0 | – | -143,900 | -100.0% | -0.48% | – |
| STR | Exit | QUESTAR CORP | $0 | – | -165,906 | -100.0% | -0.92% | – |
| JCI | Exit | JOHNSON CTLS INC | $0 | – | -175,425 | -100.0% | -1.69% | – |
| MTGE | Exit | AMERICAN CAP MTG INVT CORP | $0 | – | -1,155,610 | -100.0% | -3.97% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROPER TECHNOLOGIES INC | 42 | Q3 2023 | 17.6% |
| AMERICAN WTR WKS CO INC NEW | 42 | Q3 2023 | 5.4% |
| APPLE INC | 42 | Q3 2023 | 6.7% |
| FLEXTRONICS INTL LTD | 42 | Q3 2023 | 3.8% |
| PIONEER NAT RES CO | 42 | Q3 2023 | 5.7% |
| TRIMBLE NAVIGATION LTD | 42 | Q3 2023 | 3.2% |
| PARKER-HANNIFIN CORP | 42 | Q3 2023 | 2.7% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 2.2% |
| TAIWAN SEMICONDUCTOR MFG LTD | 42 | Q3 2023 | 3.1% |
| HARTFORD FINL SVCS GROUP INC | 42 | Q3 2023 | 2.3% |
View Clear Harbor Asset Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LIQTECH INTERNATIONAL INC | January 12, 2023 | 577,604 | 1.3% |
| CUI Global, Inc. | January 29, 2018 | 10 | 12.0% |
| China Ceramics Co., Ltd | January 29, 2015 | 360,289 | 1.8% |
View Clear Harbor Asset Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-01-30 |
| 13F-HR | 2024-01-18 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-01-20 |
| SC 13G/A | 2023-01-12 |
| SC 13G/A | 2023-01-12 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-20 |
View Clear Harbor Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.