$208 Million is the total value of Shaker Financial Services, LLC's 122 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 56.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SOR | Buy | SOURCE CAP INC | $10,286,000 | +14.9% | 255,882 | +13.6% | 4.94% | +11.8% |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $9,777,000 | +9.4% | 872,190 | +0.3% | 4.69% | +6.4% |
| TY | Buy | TRI CONTL CORP | $9,553,000 | +5.2% | 342,780 | +0.1% | 4.58% | +2.4% |
| CET | Sell | CENTRAL SECS CORP | $8,910,000 | +5.0% | 302,050 | -0.9% | 4.27% | +2.1% |
| GAM | Sell | GENERAL AMERN INVS INC | $6,551,000 | -33.1% | 177,205 | -37.9% | 3.14% | -34.9% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $6,514,000 | -2.8% | 433,433 | -2.8% | 3.12% | -5.4% |
| FUND | Buy | SPROTT FOCUS TR INC | $6,162,000 | +803.5% | 834,958 | +857.2% | 2.96% | +779.8% |
| GDV | Buy | GABELLI DIVD & INCOME TR | $5,548,000 | +87.0% | 232,115 | +76.5% | 2.66% | +82.0% |
| AGD | Sell | ABERDEEN GLOBAL DYNAMIC DIVI | $4,439,000 | -7.3% | 429,278 | -8.1% | 2.13% | -9.8% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $4,320,000 | -16.8% | 340,662 | -17.5% | 2.07% | -19.1% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $4,155,000 | -39.3% | 249,246 | -43.9% | 1.99% | -40.9% |
| IVH | Buy | IVY HIGH INC OPPORTUNITIES F | $4,061,000 | +6.7% | 284,771 | +7.2% | 1.95% | +3.8% |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OV | $4,037,000 | – | 167,978 | +100.0% | 1.94% | – |
| DCF | Buy | DREYFUS ALCENTRA GBL CR INCO | $3,864,000 | +1.3% | 429,330 | +3.2% | 1.85% | -1.4% |
| CBH | Buy | ALLIANZGI CON INCM 2024 TARG | $3,265,000 | +16.3% | 354,898 | +16.9% | 1.57% | +13.2% |
| PHD | Sell | PIONEER FLOATING RATE TR | $3,240,000 | -2.2% | 293,758 | -0.9% | 1.55% | -4.8% |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $3,191,000 | +11.3% | 291,387 | +10.0% | 1.53% | +8.4% |
| GF | Sell | NEW GERMANY FD INC | $3,117,000 | -15.3% | 171,244 | -15.2% | 1.50% | -17.6% |
| NSL | Buy | NUVEEN SR INCOME FD | $2,994,000 | +26.6% | 485,994 | +28.1% | 1.44% | +23.3% |
| BLW | Buy | BLACKROCK LTD DURATION INC T | $2,969,000 | +14.2% | 199,368 | +14.0% | 1.42% | +11.1% |
| BOE | Sell | BLACKROCK ENHANCED GBL DIV T | $2,773,000 | -31.4% | 252,346 | -30.6% | 1.33% | -33.3% |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $2,631,000 | +13.7% | 332,210 | +14.7% | 1.26% | +10.6% |
| EHI | Sell | WESTERN ASSET GLB HI INCOME | $2,514,000 | -4.2% | 276,012 | -4.1% | 1.21% | -6.8% |
| GLV | Buy | CLOUGH GLOBAL DIVND AND INC | $2,414,000 | +683.8% | 199,864 | +707.0% | 1.16% | +661.8% |
| EEA | Buy | EUROPEAN EQUITY FUND | $2,399,000 | +8.6% | 255,475 | +8.6% | 1.15% | +5.7% |
| FFA | New | FIRST TR ENHANCED EQTY INC F | $2,369,000 | – | 148,032 | +100.0% | 1.14% | – |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $2,365,000 | +443.7% | 152,259 | +463.2% | 1.14% | +430.4% |
| GAB | New | GABELLI EQUITY TR INC | $2,285,000 | – | 352,700 | +100.0% | 1.10% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $2,272,000 | – | 134,259 | +100.0% | 1.09% | – |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $2,258,000 | -18.3% | 350,069 | -19.2% | 1.08% | -20.5% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $2,211,000 | +24.2% | 348,715 | +26.1% | 1.06% | +21.0% |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $2,044,000 | – | 279,221 | +100.0% | 0.98% | – |
| AIF | Sell | APOLLO TACTICAL INCOME FD IN | $2,002,000 | -24.8% | 128,910 | -24.5% | 0.96% | -26.9% |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $1,996,000 | – | 179,151 | +100.0% | 0.96% | – |
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $1,967,000 | -47.9% | 133,339 | -47.9% | 0.94% | -49.2% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $1,941,000 | – | 123,848 | +100.0% | 0.93% | – |
| HNW | Sell | PIONEER DIV HIGH INCOME TRUS | $1,889,000 | -40.7% | 129,202 | -40.9% | 0.91% | -42.3% |
| VGI | Buy | VIRTUS GLOBAL MULTI-SEC INC | $1,878,000 | +7.7% | 142,068 | +9.0% | 0.90% | +4.9% |
| FDEU | Sell | FIRST TR DYNAMIC EUROPE EQT | $1,871,000 | -40.1% | 118,573 | -38.7% | 0.90% | -41.7% |
| CII | Buy | BLACKROCK ENH CAP & INC FD I | $1,797,000 | +285.6% | 104,498 | +263.4% | 0.86% | +274.8% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $1,664,000 | -17.6% | 173,141 | -14.0% | 0.80% | -19.8% |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC | $1,643,000 | +19.9% | 156,313 | +20.0% | 0.79% | +16.7% |
| BGIO | Buy | BLACKROCK 2022 GBL INCM OPP | $1,637,000 | +70.9% | 182,891 | +70.9% | 0.78% | +66.3% |
| EGIF | Sell | EAGLE GRWTH & INCOME OPPTY F | $1,637,000 | -23.0% | 107,779 | -22.0% | 0.78% | -25.1% |
| LGI | New | LAZARD GLB TTL RET&INCM FD I | $1,612,000 | – | 90,792 | +100.0% | 0.77% | – |
| INB | New | COHEN & STEERS GLOBAL INC BL | $1,574,000 | – | 168,884 | +100.0% | 0.76% | – |
| KIO | New | KKR INCOME OPPORTUNITIES FD | $1,518,000 | – | 92,480 | +100.0% | 0.73% | – |
| KMM | Sell | DEUTSCHE MULTI-MKT INCOME TR | $1,492,000 | +0.8% | 166,193 | -1.1% | 0.72% | -1.9% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $1,493,000 | +61.2% | 224,442 | +61.9% | 0.72% | +57.0% |
| GGZ | Sell | GABELLI GLB SML & MD CP VAL | $1,393,000 | -27.5% | 114,243 | -28.0% | 0.67% | -29.5% |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $1,369,000 | -15.2% | 106,078 | -14.4% | 0.66% | -17.5% |
| HEQ | New | JOHN HANCOCK HDG EQ & INC FD | $1,317,000 | – | 83,555 | +100.0% | 0.63% | – |
| IRL | Buy | NEW IRELAND FUND INC | $1,311,000 | +33.0% | 124,137 | +47.1% | 0.63% | +29.4% |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $1,189,000 | – | 74,332 | +100.0% | 0.57% | – |
| JHI | Sell | HANCOCK JOHN INVS TR | $1,127,000 | -8.1% | 70,034 | -8.9% | 0.54% | -10.6% |
| ISD | New | PGIM SHORT DURATION HIGH YIE | $1,110,000 | – | 78,523 | +100.0% | 0.53% | – |
| AOD | Sell | ABERDEEN TOTAL DYNAMIC DIVD | $1,104,000 | -61.4% | 125,764 | -61.6% | 0.53% | -62.4% |
| IGA | New | VOYA GLBL ADV & PREM OPP FD | $1,095,000 | – | 95,685 | +100.0% | 0.52% | – |
| HTY | New | HANCOCK JOHN INV TRUSTtax adv glb sh | $1,014,000 | – | 136,657 | +100.0% | 0.49% | – |
| EFF | New | EATON VANCE FLTG RATE INCOM | $1,006,000 | – | 63,608 | +100.0% | 0.48% | – |
| JTD | Sell | NUVEEN TAX ADVANTAGED DIV GR | $988,000 | -65.2% | 55,744 | -67.6% | 0.47% | -66.2% |
| GHY | New | PGIM GLOBAL SHORT DURATION H | $962,000 | – | 69,394 | +100.0% | 0.46% | – |
| SPXX | New | NUVEEN S&P 500 DYN OVERWRITE | $953,000 | – | 56,366 | +100.0% | 0.46% | – |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $941,000 | -34.8% | 82,045 | -33.9% | 0.45% | -36.6% |
| SPEPRB | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $931,000 | 0.0% | 36,515 | 0.0% | 0.45% | -2.6% | |
| PHT | Sell | PIONEER HIGH INCOME TR | $927,000 | -2.1% | 100,131 | -1.8% | 0.44% | -4.7% |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $906,000 | +31.5% | 71,243 | +32.8% | 0.44% | +27.9% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $896,000 | +100.0% | 64,975 | +101.4% | 0.43% | +94.6% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $850,000 | +269.6% | 178,591 | +275.0% | 0.41% | +261.1% |
| CHN | Sell | CHINA FD INC | $826,000 | -7.7% | 42,145 | -1.6% | 0.40% | -10.2% |
| EXD | Buy | EATON VANCE TAX ADV BD OPT S | $793,000 | +3.0% | 90,207 | +7.1% | 0.38% | 0.0% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $778,000 | -50.9% | 49,896 | -51.4% | 0.37% | -52.2% |
| CUBA | Buy | HERZFELD CARIBBEAN BASIN FD | $757,000 | +10.8% | 117,835 | +13.8% | 0.36% | +7.7% |
| MSP | New | MADISON STRTG SECTOR PREM FD | $732,000 | – | 61,545 | +100.0% | 0.35% | – |
| TSLF | New | THL CR SR LN FD | $708,000 | – | 42,566 | +100.0% | 0.34% | – |
| HTD | Sell | HANCOCK JOHN TAX-ADV DIV INC | $705,000 | -43.0% | 30,231 | -42.9% | 0.34% | -44.6% |
| ETG | New | EATON VANCE TX ADV GLBL DIV | $705,000 | – | 39,384 | +100.0% | 0.34% | – |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $666,000 | -6.7% | 64,109 | -6.2% | 0.32% | -9.1% |
| AFT | New | APOLLO SR FLOATING RATE FD I | $645,000 | – | 40,389 | +100.0% | 0.31% | – |
| FIV | Sell | FIRST TR SR FLOATING RATE 20 | $633,000 | -4.8% | 68,098 | -5.0% | 0.30% | -7.3% |
| DUC | New | DUFF & PHELPS UTIL CORP BD T | $633,000 | – | 75,390 | +100.0% | 0.30% | – |
| CAF | Sell | MORGAN STANLEY CHINA A SH FD | $614,000 | -9.8% | 28,584 | -3.1% | 0.30% | -12.2% |
| HQH | TEKLA HEALTHCARE INVSsh ben int | $599,000 | +7.7% | 25,870 | 0.0% | 0.29% | +4.7% | |
| TDF | TEMPLETON DRAGON FD INC | $595,000 | -6.4% | 29,854 | 0.0% | 0.28% | -9.2% | |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $586,000 | +203.6% | 48,169 | +210.8% | 0.28% | +195.8% |
| NFJ | Sell | ALLIANZGI NFJ DIVID INT & PR | $564,000 | -88.6% | 43,073 | -89.0% | 0.27% | -88.9% |
| LOR | Buy | LAZARD WORLD DIVID & INCOME | $554,000 | +1.7% | 53,096 | +0.9% | 0.27% | -1.1% |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $536,000 | -12.7% | 118,487 | -9.8% | 0.26% | -15.2% |
| GDO | New | WESTERN ASSET GLOBAL CP DEFI | $520,000 | – | 32,127 | +100.0% | 0.25% | – |
| IHD | VOYA EMERGING MKTS HIGH DIVI | $403,000 | +0.2% | 49,936 | 0.0% | 0.19% | -2.5% | |
| JDD | Buy | NUVEEN DIVERSIFIED DIV INCM | $380,000 | +36.2% | 34,841 | +45.8% | 0.18% | +31.9% |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $373,000 | +98.4% | 35,502 | +97.2% | 0.18% | +92.5% |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM | $370,000 | – | 42,100 | +100.0% | 0.18% | – |
| IAE | Sell | VOYA ASIA PAC DIVID EQUITY I | $369,000 | -8.2% | 38,661 | -3.8% | 0.18% | -10.6% |
| EOD | Buy | WELLS FARGO GLOBAL DIVIDEND | $367,000 | +62.4% | 69,286 | +71.1% | 0.18% | +58.6% |
| LDP | New | COHEN & STEERS LTD DUR PFD I | $357,000 | – | 15,000 | +100.0% | 0.17% | – |
| EFR | New | EATON VANCE SR FLTNG RTE TR | $346,000 | – | 24,611 | +100.0% | 0.17% | – |
| CIK | Sell | CREDIT SUISSE ASSET MGMT INC | $342,000 | -40.1% | 107,859 | -40.3% | 0.16% | -41.6% |
| VVR | Sell | INVESCO SR INCOME TR | $340,000 | -0.6% | 79,179 | -0.8% | 0.16% | -3.6% |
| PGZ | New | PRINCIPAL REAL ESTATE INCOME | $339,000 | – | 19,645 | +100.0% | 0.16% | – |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $328,000 | -93.9% | 32,104 | -94.0% | 0.16% | -94.0% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $291,000 | -2.7% | 36,563 | -2.9% | 0.14% | -4.8% |
| KST | Sell | DEUTSCHE STRATEGIC INCOME TR | $289,000 | -41.9% | 22,973 | -43.4% | 0.14% | -43.3% |
| MSF | MORGAN STANLEY EMER MKTS FD | $279,000 | -4.1% | 17,892 | 0.0% | 0.13% | -6.3% | |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $269,000 | – | 28,314 | +100.0% | 0.13% | – |
| OPP | Sell | RIVERNORTH DOUBLELINE STRATE | $268,000 | -64.0% | 15,837 | -62.4% | 0.13% | -64.9% |
| RMRM | New | RMR REAL ESTATE INCOME FUND | $255,000 | – | 14,156 | +100.0% | 0.12% | – |
| JPT | New | NUVEEN PFD & INCOME 2022 TER | $233,000 | – | 10,200 | +100.0% | 0.11% | – |
| RIV | New | RIVERNORTH OPPRTUNITIES FD I | $230,000 | – | 12,263 | +100.0% | 0.11% | – |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $229,000 | – | 10,104 | +100.0% | 0.11% | – |
| SWZ | Buy | SWISS HELVETIA FD INC | $226,000 | -25.4% | 26,511 | +8.2% | 0.11% | -27.5% |
| IID | New | VOYA INTL HIGH DIVID EQTY IN | $221,000 | – | 34,658 | +100.0% | 0.11% | – |
| FPF | New | FIRST TR INTER DUR PFD & IN | $212,000 | – | 9,842 | +100.0% | 0.10% | – |
| BGY | Sell | BLACKROCK ENHANCED INTL DIV | $207,000 | -92.2% | 36,210 | -92.2% | 0.10% | -92.4% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $199,000 | +24.4% | 27,300 | +28.8% | 0.10% | +20.3% |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $194,000 | – | 15,147 | +100.0% | 0.09% | – |
| JCE | New | NUVEEN CORE EQUITY ALPHA FUN | $187,000 | – | 11,965 | +100.0% | 0.09% | – |
| MCN | Sell | MADISON CVRED CALL & EQ STR | $184,000 | -93.4% | 23,944 | -93.6% | 0.09% | -93.6% |
| JPC | Sell | NUVEEN PFD & INCM OPPORTNYS | $159,000 | -5.4% | 17,100 | -5.0% | 0.08% | -8.4% |
| MCR | Sell | MFS CHARTER INCOME TRsh ben int | $146,000 | -34.8% | 18,850 | -33.2% | 0.07% | -36.4% |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I | $113,000 | – | 17,781 | +100.0% | 0.05% | – |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $108,000 | -76.6% | 10,000 | -76.2% | 0.05% | -77.2% |
| MIN | Exit | MFS INTER INCOME TRsh ben int | $0 | – | -20,629 | -100.0% | -0.04% | – |
| MSD | Exit | MORGAN STANLEY EMER MKTS DEB | $0 | – | -13,220 | -100.0% | -0.06% | – |
| JCO | Exit | NUVEEN CR OPPORTUNITIES 2022 | $0 | – | -12,897 | -100.0% | -0.06% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -20,957 | -100.0% | -0.06% | – |
| MFD | Exit | MACQUARIE FT TR GB INF UT DI | $0 | – | -13,063 | -100.0% | -0.07% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -12,000 | -100.0% | -0.07% | – |
| VLT | Exit | INVESCO HIGH INCOME TR II | $0 | – | -13,230 | -100.0% | -0.09% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -18,679 | -100.0% | -0.09% | – |
| CIF | Exit | MFS INTERMEDIATE HIGH INC FDsh ben int | $0 | – | -86,777 | -100.0% | -0.11% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -22,520 | -100.0% | -0.12% | – |
| LCM | Exit | ADVENT CLAYMORE ENH GRW & IN | $0 | – | -32,972 | -100.0% | -0.13% | – |
| HYI | Exit | WESTERN ASSET HGH YLD DFNDFD | $0 | – | -25,313 | -100.0% | -0.18% | – |
| JPS | Exit | NUVEEN PFD & INCM SECURTIES | $0 | – | -53,004 | -100.0% | -0.23% | – |
| SCD | Exit | LMP CAP & INCOME FD INC | $0 | – | -52,495 | -100.0% | -0.33% | – |
| BCV | Exit | BANCROFT FUND LTD | $0 | – | -31,365 | -100.0% | -0.34% | – |
| FCO | Exit | ABERDEEN GLOBAL INCOME FD IN | $0 | – | -126,163 | -100.0% | -0.49% | – |
| ACP | Exit | ABERDEEN INCOME CR STRATEGIE | $0 | – | -115,241 | -100.0% | -0.78% | – |
| XFLT | Exit | XAI OCTAGON FLOATNG RATE ALT | $0 | – | -186,233 | -100.0% | -0.84% | – |
| AGC | Exit | ADVENT CLAY CONV SEC INC FD | $0 | – | -338,705 | -100.0% | -0.93% | – |
| DHF | Exit | DREYFUS HIGH YIELD STRATEGIEsh ben int | $0 | – | -736,452 | -100.0% | -1.14% | – |
| JTA | Exit | NUVEEN TX ADV TOTAL RET STRG | $0 | – | -195,638 | -100.0% | -1.24% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -605,933 | -100.0% | -1.29% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-09
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.