$203 Million is the total value of Shaker Financial Services, LLC's 106 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 70.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GAM | Buy | GENERAL AMERN INVS INC | $9,788,000 | +44.3% | 285,206 | +40.7% | 4.82% | +47.2% |
| TY | Buy | TRI CONTL CORP | $9,081,000 | +69.3% | 342,551 | +68.0% | 4.48% | +72.8% |
| SOR | Buy | SOURCE CAP INC | $8,951,000 | +30.8% | 225,177 | +31.3% | 4.41% | +33.5% |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $8,938,000 | +214.8% | 869,426 | +230.1% | 4.41% | +221.4% |
| CET | Buy | CENTRAL SECS CORP | $8,489,000 | +9.6% | 304,716 | +4.9% | 4.18% | +11.8% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $6,846,000 | -2.7% | 443,946 | -6.8% | 3.38% | -0.6% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $6,701,000 | +2.6% | 446,144 | +0.7% | 3.30% | +4.7% |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $5,346,000 | -3.2% | 535,168 | -9.3% | 2.64% | -1.2% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $5,194,000 | +11.1% | 412,867 | +14.9% | 2.56% | +13.3% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $4,949,000 | +37.5% | 392,171 | +38.4% | 2.44% | +40.3% |
| AGD | New | ABERDEEN GLOBAL DYNAMIC DIVI | $4,789,000 | – | 467,184 | +100.0% | 2.36% | – |
| BOE | Buy | BLACKROCK ENHANCED GBL DIV T | $4,044,000 | +165.0% | 363,689 | +175.7% | 1.99% | +170.6% |
| DCF | New | DREYFUS ALCENTRA GBL CR INCO | $3,816,000 | – | 416,120 | +100.0% | 1.88% | – |
| IVH | Sell | IVY HIGH INC OPPORTUNITIES F | $3,805,000 | -10.2% | 265,559 | -11.1% | 1.88% | -8.4% |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $3,772,000 | +557.1% | 256,050 | +571.2% | 1.86% | +571.1% |
| GF | Buy | NEW GERMANY FD INC | $3,682,000 | +1.7% | 201,872 | +8.9% | 1.82% | +3.8% |
| PHD | Buy | PIONEER FLOATING RATE TR | $3,313,000 | +24.4% | 296,292 | +29.6% | 1.63% | +26.9% |
| HNW | Sell | PIONEER DIV HIGH INCOME TRUS | $3,185,000 | -34.2% | 218,627 | -31.9% | 1.57% | -32.9% |
| FDEU | New | FIRST TR DYNAMIC EUROPE EQT | $3,123,000 | – | 193,516 | +100.0% | 1.54% | – |
| GDV | Sell | GABELLI DIVD & INCOME TR | $2,967,000 | -24.8% | 131,502 | -26.4% | 1.46% | -23.3% |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $2,867,000 | +61.5% | 264,998 | +66.4% | 1.41% | +64.9% |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVD | $2,862,000 | – | 327,086 | +100.0% | 1.41% | – |
| JTD | Buy | NUVEEN TAX ADVANTAGED DIV GR | $2,841,000 | +27.4% | 172,301 | +26.5% | 1.40% | +30.1% |
| CBH | Buy | ALLIANZGI CON INCM 2024 TARG | $2,808,000 | +55.4% | 303,525 | +54.8% | 1.38% | +58.5% |
| MCN | Buy | MADISON CVRED CALL & EQ STR | $2,795,000 | +20.1% | 375,171 | +17.0% | 1.38% | +22.5% |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $2,764,000 | – | 433,194 | +100.0% | 1.36% | – |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $2,663,000 | +3.9% | 170,728 | +4.6% | 1.31% | +6.1% |
| BGY | Buy | BLACKROCK ENHANCED INTL DIV | $2,655,000 | +227.8% | 462,617 | +247.8% | 1.31% | +234.8% |
| EHI | Sell | WESTERN ASSET GLB HI INCOME | $2,625,000 | -36.9% | 287,805 | -34.9% | 1.29% | -35.6% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $2,618,000 | +97.0% | 605,933 | +116.2% | 1.29% | +101.1% |
| BLW | Buy | BLACKROCK LTD DURATION INC T | $2,600,000 | +5.1% | 174,881 | +6.6% | 1.28% | +7.3% |
| JTA | Sell | NUVEEN TX ADV TOTAL RET STRG | $2,518,000 | -66.3% | 195,638 | -65.9% | 1.24% | -65.6% |
| NSL | Buy | NUVEEN SR INCOME FD | $2,364,000 | +151.5% | 379,466 | +164.5% | 1.16% | +156.6% |
| DHF | Buy | DREYFUS HIGH YIELD STRATEGIEsh ben int | $2,320,000 | +5.4% | 736,452 | +6.7% | 1.14% | +7.5% |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $2,315,000 | +4.7% | 289,756 | +5.4% | 1.14% | +6.8% |
| EEA | Buy | EUROPEAN EQUITY FUND | $2,210,000 | +3.1% | 235,311 | +6.2% | 1.09% | +5.2% |
| EGIF | Sell | EAGLE GRWTH & INCOME OPPTY F | $2,126,000 | -25.9% | 138,203 | -27.6% | 1.05% | -24.3% |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $2,019,000 | +64.3% | 201,319 | +86.6% | 1.00% | +67.5% |
| GGZ | Buy | GABELLI GLB SML & MD CP VAL | $1,922,000 | +25.6% | 158,603 | +24.0% | 0.95% | +28.1% |
| AGC | Sell | ADVENT CLAY CONV SEC INC FD | $1,893,000 | -29.8% | 338,705 | -29.7% | 0.93% | -28.4% |
| HIX | Sell | WESTERN ASSET HIGH INCM FD I | $1,780,000 | -34.5% | 276,432 | -33.3% | 0.88% | -33.2% |
| VGI | New | VIRTUS GLOBAL MULTI-SEC INC | $1,743,000 | – | 130,383 | +100.0% | 0.86% | – |
| XFLT | Buy | XAI OCTAGON FLOATNG RATE ALT | $1,702,000 | +1490.7% | 186,233 | +1548.1% | 0.84% | +1513.5% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $1,614,000 | +7.0% | 123,967 | +12.1% | 0.80% | +9.2% |
| ACP | New | ABERDEEN INCOME CR STRATEGIE | $1,591,000 | – | 115,241 | +100.0% | 0.78% | – |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD | $1,584,000 | +0.6% | 102,612 | +5.1% | 0.78% | +2.8% |
| KMM | Sell | DEUTSCHE MULTI-MKT INCOME TR | $1,480,000 | -4.8% | 168,037 | -5.0% | 0.73% | -2.8% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $1,443,000 | -45.9% | 124,178 | -45.4% | 0.71% | -44.8% |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $1,370,000 | – | 130,310 | +100.0% | 0.68% | – |
| HTD | Sell | HANCOCK JOHN TAX-ADV DIV INC | $1,237,000 | +1.2% | 52,911 | -6.1% | 0.61% | +3.4% |
| JHI | Buy | HANCOCK JOHN INVS TR | $1,227,000 | +139.2% | 76,905 | +149.0% | 0.60% | +144.0% |
| FCO | Buy | ABERDEEN GLOBAL INCOME FD IN | $999,000 | +879.4% | 126,163 | +956.6% | 0.49% | +904.1% |
| IRL | Buy | NEW IRELAND FUND INC | $986,000 | +5.8% | 84,416 | +9.1% | 0.49% | +8.0% |
| BGIO | Buy | BLACKROCK 2022 GBL INCM OPP | $958,000 | +56.0% | 107,033 | +65.4% | 0.47% | +58.9% |
| PHT | Sell | PIONEER HIGH INCOME TR | $947,000 | -65.9% | 101,977 | -65.5% | 0.47% | -65.2% |
| SPEPRB | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $931,000 | -0.4% | 36,515 | 0.0% | 0.46% | +1.5% | |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $926,000 | +646.8% | 138,616 | +653.7% | 0.46% | +660.0% |
| CHN | CHINA FD INC | $895,000 | -5.6% | 42,811 | 0.0% | 0.44% | -3.7% | |
| EXD | New | EATON VANCE TAX ADV BD OPT S | $770,000 | – | 84,207 | +100.0% | 0.38% | – |
| OPP | Sell | RIVERNORTH DOUBLELINE STRATE | $745,000 | -20.8% | 42,117 | -20.3% | 0.37% | -19.3% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $714,000 | +142.9% | 68,354 | +153.2% | 0.35% | +147.9% |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $689,000 | +381.8% | 53,649 | +395.7% | 0.34% | +392.8% |
| BCV | Sell | BANCROFT FUND LTD | $686,000 | -14.2% | 31,365 | -17.7% | 0.34% | -12.4% |
| CUBA | Buy | HERZFELD CARIBBEAN BASIN FD | $683,000 | +6.7% | 103,532 | +16.3% | 0.34% | +9.1% |
| FUND | New | SPROTT FOCUS TR INC | $682,000 | – | 87,227 | +100.0% | 0.34% | – |
| CAF | New | MORGAN STANLEY CHINA A SH FD | $681,000 | – | 29,500 | +100.0% | 0.34% | – |
| SCD | Sell | LMP CAP & INCOME FD INC | $675,000 | -33.9% | 52,495 | -35.1% | 0.33% | -32.5% |
| FIV | Buy | FIRST TR SR FLOATING RATE 20 | $665,000 | +21.4% | 71,707 | +22.5% | 0.33% | +23.8% |
| TDF | TEMPLETON DRAGON FD INC | $636,000 | -4.2% | 29,854 | 0.0% | 0.31% | -2.2% | |
| PIM | New | PUTNAM MASTER INTER INCOME Tsh ben int | $614,000 | – | 131,399 | +100.0% | 0.30% | – |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $571,000 | +39.6% | 180,576 | +40.9% | 0.28% | +41.9% |
| HQH | TEKLA HEALTHCARE INVSsh ben int | $556,000 | -0.2% | 25,870 | 0.0% | 0.27% | +1.9% | |
| LOR | New | LAZARD WORLD DIVID & INCOME | $545,000 | – | 52,630 | +100.0% | 0.27% | – |
| KST | Sell | DEUTSCHE STRATEGIC INCOME TR | $497,000 | -5.9% | 40,615 | -5.7% | 0.24% | -3.9% |
| JPS | New | NUVEEN PFD & INCM SECURTIES | $467,000 | – | 53,004 | +100.0% | 0.23% | – |
| CII | New | BLACKROCK ENH CAP & INC FD I | $466,000 | – | 28,758 | +100.0% | 0.23% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $462,000 | – | 42,040 | +100.0% | 0.23% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $448,000 | – | 32,254 | +100.0% | 0.22% | – |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $435,000 | – | 27,036 | +100.0% | 0.21% | – |
| IHD | Buy | VOYA EMERGING MKTS HIGH DIVI | $402,000 | +11.0% | 49,936 | +32.6% | 0.20% | +13.1% |
| IAE | Sell | VOYA ASIA PAC DIVID EQUITY I | $402,000 | -15.7% | 40,193 | -9.6% | 0.20% | -13.9% |
| HYI | New | WESTERN ASSET HGH YLD DFNDFD | $369,000 | – | 25,313 | +100.0% | 0.18% | – |
| VVR | Buy | INVESCO SR INCOME TR | $342,000 | +43.7% | 79,854 | +47.9% | 0.17% | +47.0% |
| GLV | New | CLOUGH GLOBAL DIVND AND INC | $308,000 | – | 24,766 | +100.0% | 0.15% | – |
| SWZ | Sell | SWISS HELVETIA FD INC | $303,000 | -20.3% | 24,511 | -21.0% | 0.15% | -19.0% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $299,000 | +19.1% | 37,641 | +19.0% | 0.15% | +21.5% |
| MSF | MORGAN STANLEY EMER MKTS FD | $291,000 | -11.8% | 17,892 | 0.0% | 0.14% | -10.1% | |
| JDD | New | NUVEEN DIVERSIFIED DIV INCM | $279,000 | – | 23,900 | +100.0% | 0.14% | – |
| LCM | Sell | ADVENT CLAYMORE ENH GRW & IN | $255,000 | -68.0% | 32,972 | -67.3% | 0.13% | -67.3% |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $234,000 | – | 22,520 | +100.0% | 0.12% | – |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $230,000 | – | 47,626 | +100.0% | 0.11% | – |
| EOD | New | WELLS FARGO GLOBAL DIVIDEND | $226,000 | – | 40,496 | +100.0% | 0.11% | – |
| MCR | New | MFS CHARTER INCOME TRsh ben int | $224,000 | – | 28,200 | +100.0% | 0.11% | – |
| CIF | New | MFS INTERMEDIATE HIGH INC FDsh ben int | $219,000 | – | 86,777 | +100.0% | 0.11% | – |
| ERC | New | WELLS FARGO MULTI SECTOR INC | $193,000 | – | 15,500 | +100.0% | 0.10% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $188,000 | – | 18,000 | +100.0% | 0.09% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $187,000 | – | 18,679 | +100.0% | 0.09% | – |
| VLT | New | INVESCO HIGH INCOME TR II | $178,000 | – | 13,230 | +100.0% | 0.09% | – |
| JPC | New | NUVEEN PFD & INCM OPPORTNYS | $168,000 | – | 18,000 | +100.0% | 0.08% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $160,000 | – | 21,200 | +100.0% | 0.08% | – |
| RQI | New | COHEN & STEERS QUALITY RLTY | $144,000 | – | 12,000 | +100.0% | 0.07% | – |
| MFD | New | MACQUARIE FT TR GB INF UT DI | $141,000 | – | 13,063 | +100.0% | 0.07% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $129,000 | – | 20,957 | +100.0% | 0.06% | – |
| JCO | New | NUVEEN CR OPPORTUNITIES 2022 | $122,000 | – | 12,897 | +100.0% | 0.06% | – |
| MSD | Sell | MORGAN STANLEY EMER MKTS DEB | $116,000 | -80.0% | 13,220 | -78.6% | 0.06% | -79.7% |
| MIN | New | MFS INTER INCOME TRsh ben int | $80,000 | – | 20,629 | +100.0% | 0.04% | – |
| DEX | Exit | DELAWARE ENHANCED GBL DIV & | $0 | – | -16,200 | -100.0% | -0.09% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -16,000 | -100.0% | -0.09% | – |
| MMT | Exit | MFS MULTIMARKET INCOME TRsh ben int | $0 | – | -33,021 | -100.0% | -0.09% | – |
| EOI | Exit | EATON VANCE ENHANCED EQ INC | $0 | – | -17,862 | -100.0% | -0.12% | – |
| GDO | Exit | WESTERN ASSET GLOBAL CP DEFI | $0 | – | -14,964 | -100.0% | -0.12% | – |
| JEMD | Exit | NUVEEN EMERGING MKTS DEBT 20 | $0 | – | -28,509 | -100.0% | -0.12% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FD | $0 | – | -10,970 | -100.0% | -0.13% | – |
| INB | Exit | COHEN & STEERS GLOBAL INC BL | $0 | – | -35,044 | -100.0% | -0.16% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -23,106 | -100.0% | -0.16% | – |
| MSP | Exit | MADISON STRTG SECTOR PREM FD | $0 | – | -31,815 | -100.0% | -0.17% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONV INCO | $0 | – | -22,490 | -100.0% | -0.22% | – |
| JCE | Exit | NUVEEN CORE EQUITY ALPHA FUN | $0 | – | -46,154 | -100.0% | -0.33% | – |
| AVK | Exit | ADVENT CLAYMORE CV SECS & IN | $0 | – | -49,083 | -100.0% | -0.36% | – |
| BGX | Exit | BLACKSTONE GSO LNG SHRT CR I | $0 | – | -49,073 | -100.0% | -0.38% | – |
| PGZ | Exit | PRINCIPAL REAL ESTATE INCOME | $0 | – | -51,623 | -100.0% | -0.42% | – |
| EVT | Exit | EATON VANCE TAX ADVT DIV INC | $0 | – | -47,117 | -100.0% | -0.50% | – |
| GHY | Exit | PRUDENTIAL GLB SHT DUR HG YL | $0 | – | -81,529 | -100.0% | -0.55% | – |
| ETJ | Exit | EATON VANCE RISK MNGD DIV EQ | $0 | – | -127,177 | -100.0% | -0.55% | – |
| LGI | Exit | LAZARD GLB TTL RET&INCM FD I | $0 | – | -67,664 | -100.0% | -0.58% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -205,981 | -100.0% | -0.61% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID F | $0 | – | -151,650 | -100.0% | -0.66% | – |
| DUC | Exit | DUFF & PHELPS UTIL CORP BD T | $0 | – | -177,852 | -100.0% | -0.74% | – |
| IGA | Exit | VOYA GLBL ADV & PREM OPP FD | $0 | – | -141,848 | -100.0% | -0.75% | – |
| TSLF | Exit | THL CR SR LN FD | $0 | – | -90,615 | -100.0% | -0.75% | – |
| GPM | Exit | GUGGENHEIM ENHNCD EQTY INCM | $0 | – | -192,853 | -100.0% | -0.78% | – |
| ISD | Exit | PRUDENTIAL SHT DURATION HG Y | $0 | – | -115,917 | -100.0% | -0.79% | – |
| HEQ | Exit | JOHN HANCOCK HDG EQ & INC FD | $0 | – | -107,614 | -100.0% | -0.86% | – |
| RA | Exit | BROOKFIELD REAL ASSETS INCOM | $0 | – | -88,966 | -100.0% | -0.94% | – |
| FFA | Exit | FIRST TR ENHANCED EQTY INC F | $0 | – | -138,053 | -100.0% | -0.98% | – |
| IGD | Exit | VOYA GLBL EQTY DIV & PREM OP | $0 | – | -310,999 | -100.0% | -1.10% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T | $0 | – | -266,111 | -100.0% | -1.12% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -125,333 | -100.0% | -1.22% | – |
| ETG | Exit | EATON VANCE TX ADV GLBL DIV | $0 | – | -161,781 | -100.0% | -1.31% | – |
| KIO | Exit | KKR INCOME OPPORTUNITIES FD | $0 | – | -180,740 | -100.0% | -1.39% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -266,359 | -100.0% | -1.52% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FD | $0 | – | -286,114 | -100.0% | -1.55% | – |
| AGD | Exit | ALPINE GLOBAL DYNAMIC DIVD F | $0 | – | -348,274 | -100.0% | -1.77% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC T | $0 | – | -234,454 | -100.0% | -1.90% | – |
| FHY | Exit | FIRST TR STRATEGIC HIGH INC | $0 | – | -336,619 | -100.0% | -1.98% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-08-06
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.