$189 Million is the total value of Shaker Financial Services, LLC's 98 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 49.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CET | Buy | CENTRAL SECS CORP | $9,687,000 | +43.9% | 374,738 | +38.8% | 5.13% | +35.6% |
| GDV | Buy | GABELLI DIVD & INCOME TR | $8,961,000 | +95.4% | 400,222 | +90.4% | 4.75% | +84.1% |
| GAM | Buy | GENERAL AMERN INVS INC | $8,931,000 | +44.9% | 247,950 | +38.2% | 4.73% | +36.5% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $6,137,000 | +41.8% | 386,999 | +36.0% | 3.25% | +33.6% |
| SOR | Buy | SOURCE CAP INC | $5,999,000 | +16.8% | 149,152 | +12.2% | 3.18% | +10.0% |
| DDF | Buy | DELAWARE INVTS DIV & INCOME | $5,978,000 | +69.5% | 555,617 | +64.6% | 3.17% | +59.7% |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRITE | $5,959,000 | – | 351,357 | +100.0% | 3.16% | – |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $5,099,000 | +24.0% | 543,598 | +14.3% | 2.70% | +16.8% |
| ISD | Sell | PRUDENTIAL SHT DURATION HG Y | $4,719,000 | -3.2% | 309,232 | -3.1% | 2.50% | -8.8% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $4,331,000 | +1.1% | 424,642 | -3.7% | 2.29% | -4.8% |
| JTA | Sell | NUVEEN TX ADV TOTAL RET STRG | $4,184,000 | +1.0% | 304,972 | -5.0% | 2.22% | -4.9% |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $3,937,000 | +0.1% | 236,998 | +1.1% | 2.08% | -5.7% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $3,869,000 | +9.4% | 536,678 | +9.1% | 2.05% | +3.0% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $3,741,000 | -0.6% | 313,842 | +0.1% | 1.98% | -6.4% |
| GF | Buy | NEW GERMANY FD INC | $3,560,000 | +13.3% | 191,709 | +1.4% | 1.89% | +6.7% |
| MCN | Buy | MADISON CVRED CALL & EQ STR | $3,538,000 | +195.3% | 450,717 | +194.7% | 1.87% | +178.0% |
| LGI | Buy | LAZARD GLB TTL RET&INCM FD I | $3,401,000 | +161.0% | 202,894 | +154.6% | 1.80% | +145.8% |
| EHI | Sell | WESTERN ASSET GLB HI INCOME | $3,295,000 | -3.0% | 320,178 | -5.2% | 1.74% | -8.7% |
| ETJ | Buy | EATON VANCE RISK MNGD DIV EQ | $2,925,000 | +86.8% | 310,151 | +85.5% | 1.55% | +75.8% |
| PHT | Sell | PIONEER HIGH INCOME TR | $2,842,000 | -9.8% | 283,621 | -11.0% | 1.50% | -15.1% |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $2,817,000 | +663.4% | 173,808 | +666.3% | 1.49% | +617.3% |
| EEA | Sell | EUROPEAN EQUITY FUND | $2,579,000 | +1.7% | 266,442 | -3.7% | 1.37% | -4.2% |
| MCR | Buy | MFS CHARTER INCOME TRsh ben int | $2,576,000 | +55.4% | 297,142 | +54.9% | 1.36% | +46.5% |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE INC | $2,558,000 | – | 182,963 | +100.0% | 1.36% | – |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $2,540,000 | – | 280,032 | +100.0% | 1.34% | – |
| JTD | Buy | NUVEEN TAX ADVANTAGED DIV GR | $2,520,000 | +251.5% | 149,621 | +235.7% | 1.34% | +231.3% |
| BGX | Sell | BLACKSTONE GSO LNG SHRT CR I | $2,411,000 | -24.8% | 149,967 | -24.5% | 1.28% | -29.1% |
| FUND | Buy | SPROTT FOCUS TR INC | $2,397,000 | +70.8% | 310,029 | +62.9% | 1.27% | +61.0% |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $2,286,000 | +131.1% | 193,915 | +128.4% | 1.21% | +117.8% |
| INB | New | COHEN & STEERS GLOBAL INC BL | $2,282,000 | – | 234,987 | +100.0% | 1.21% | – |
| EGIF | Buy | EAGLE GRWTH & INCOME OPPTY F | $2,184,000 | +18.2% | 129,178 | +20.5% | 1.16% | +11.4% |
| KMM | DEUTSCHE MULTI-MKT INCOME TR | $2,054,000 | +1.8% | 229,285 | 0.0% | 1.09% | -4.1% | |
| FSD | New | FIRST TR HIGH INCOME L/S FD | $2,038,000 | – | 119,740 | +100.0% | 1.08% | – |
| ETG | New | EATON VANCE TX ADV GLBL DIV | $1,886,000 | – | 109,661 | +100.0% | 1.00% | – |
| DUC | Sell | DUFF & PHELPS UTIL CORP BD T | $1,872,000 | -22.9% | 202,619 | -23.3% | 0.99% | -27.3% |
| JCE | Sell | NUVEEN CORE EQUITY ALPHA FUN | $1,813,000 | -73.7% | 116,641 | -75.2% | 0.96% | -75.2% |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $1,797,000 | +50.0% | 529,962 | +49.1% | 0.95% | +41.2% |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $1,788,000 | +279.6% | 133,250 | +277.9% | 0.95% | +257.4% |
| HYI | Buy | WESTERN ASSET HGH YLD DFNDFD | $1,732,000 | +42.1% | 111,369 | +39.6% | 0.92% | +33.7% |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $1,630,000 | +18.8% | 246,160 | +19.3% | 0.86% | +11.8% |
| EAD | Sell | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $1,593,000 | -25.2% | 182,026 | -26.9% | 0.84% | -29.5% |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $1,580,000 | +33.2% | 94,346 | +34.2% | 0.84% | +25.5% |
| LCM | New | ADVENT CLAYMORE ENH GRW & IN | $1,552,000 | – | 180,259 | +100.0% | 0.82% | – |
| PCI | New | PIMCO DYNMIC CREDIT AND MRT | $1,414,000 | – | 61,328 | +100.0% | 0.75% | – |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $1,385,000 | +41.5% | 92,788 | +40.8% | 0.73% | +33.2% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,361,000 | -9.6% | 121,936 | -14.2% | 0.72% | -14.9% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $1,307,000 | -28.1% | 100,162 | -28.8% | 0.69% | -32.4% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $1,290,000 | -29.9% | 91,981 | -29.5% | 0.68% | -34.0% |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $1,255,000 | +100.5% | 201,174 | +100.2% | 0.66% | +88.9% |
| IRL | Buy | NEW IRELAND FUND INC | $1,223,000 | +485.2% | 89,138 | +490.3% | 0.65% | +449.2% |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC | $1,197,000 | +418.2% | 115,611 | +381.1% | 0.63% | +387.7% |
| LOR | Buy | LAZARD WORLD DIVID & INCOME | $1,194,000 | +171.4% | 105,484 | +164.1% | 0.63% | +155.9% |
| HNW | Sell | PIONEER DIV HIGH INCOME TRUS | $1,145,000 | -59.3% | 69,075 | -59.7% | 0.61% | -61.7% |
| TY | New | TRI CONTL CORP | $1,134,000 | – | 44,369 | +100.0% | 0.60% | – |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $1,098,000 | +520.3% | 94,129 | +513.2% | 0.58% | +482.0% |
| GGZ | Buy | GABELLI GLB SML & MD CP VAL | $1,066,000 | +38.4% | 80,650 | +29.5% | 0.56% | +30.5% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $1,039,000 | – | 64,182 | +100.0% | 0.55% | – |
| CAF | Buy | MORGAN STANLEY CHINA A SH FD | $1,015,000 | +200.3% | 42,544 | +181.5% | 0.54% | +183.2% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $970,000 | -33.1% | 114,212 | -32.2% | 0.51% | -36.9% |
| SPEPRB | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $934,000 | +0.3% | 36,515 | 0.0% | 0.50% | -5.5% | |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $915,000 | +54.3% | 77,172 | +48.4% | 0.48% | +45.6% |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $901,000 | – | 133,717 | +100.0% | 0.48% | – |
| TSLF | Buy | THL CR SR LN FD | $880,000 | +137.8% | 50,250 | +141.1% | 0.47% | +124.0% |
| SPXX | Sell | NUVEEN S&P 500 DYN OVERWRITE | $874,000 | -20.8% | 55,880 | -22.3% | 0.46% | -25.4% |
| ACV | New | ALLIANZGI DIVERS INC & CNV F | $874,000 | – | 40,692 | +100.0% | 0.46% | – |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $865,000 | +377.9% | 54,940 | +373.6% | 0.46% | +349.0% |
| VVR | Buy | INVESCO SR INCOME TR | $838,000 | +32.6% | 186,644 | +34.6% | 0.44% | +25.1% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $819,000 | +50.3% | 156,581 | +54.7% | 0.43% | +41.8% |
| KST | DEUTSCHE STRATEGIC INCOME TR | $806,000 | +0.6% | 64,685 | 0.0% | 0.43% | -5.1% | |
| CUBA | Buy | HERZFELD CARIBBEAN BASIN FD | $763,000 | +7.2% | 105,296 | +6.5% | 0.40% | +1.0% |
| PHD | Sell | PIONEER FLOATING RATE TR | $740,000 | -44.8% | 61,895 | -45.1% | 0.39% | -48.0% |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $683,000 | – | 32,118 | +100.0% | 0.36% | – |
| FFA | Buy | FIRST TR ENHANCED EQTY INC F | $650,000 | +39.5% | 43,210 | +35.8% | 0.34% | +31.3% |
| BCV | Buy | BANCROFT FUND LTD | $602,000 | +6.0% | 27,481 | +4.8% | 0.32% | 0.0% |
| BWG | New | LEGG MASON BW GLB INC OPP FD | $584,000 | – | 43,484 | +100.0% | 0.31% | – |
| HPS | New | HANCOCK JOHN PFD INCOME FD I | $573,000 | – | 30,472 | +100.0% | 0.30% | – |
| RMRM | New | RMR REAL ESTATE INCOME FUND | $546,000 | – | 28,273 | +100.0% | 0.29% | – |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $542,000 | +143.0% | 74,516 | +139.2% | 0.29% | +129.6% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $507,000 | -90.6% | 33,351 | -91.2% | 0.27% | -91.1% |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $484,000 | -81.3% | 30,264 | -81.3% | 0.26% | -82.4% |
| JPI | Sell | NUVEEN PFD & INCOME TERM FD | $474,000 | -51.3% | 18,839 | -52.4% | 0.25% | -54.1% |
| BGY | Sell | BLACKROCK ENHANCED INTL DIV | $410,000 | -65.8% | 62,559 | -67.3% | 0.22% | -67.9% |
| INF | New | BROOKFIELD GLOBL LISTED INFR | $387,000 | – | 28,612 | +100.0% | 0.20% | – |
| PCF | Buy | PUTMAN HIGH INCOME SEC FUND | $365,000 | +33.2% | 40,894 | +31.0% | 0.19% | +25.3% |
| GPM | Sell | GUGGENHEIM ENHNCD EQTY INCM | $336,000 | -94.8% | 39,263 | -95.0% | 0.18% | -95.1% |
| SWZ | New | SWISS HELVETIA FD INC | $335,000 | – | 26,211 | +100.0% | 0.18% | – |
| GLU | New | GABELLI GLOBL UTIL & INCOME | $287,000 | – | 13,968 | +100.0% | 0.15% | – |
| RA | Sell | BROOKFIELD REAL ASSETS INCOM | $285,000 | -37.2% | 12,000 | -38.8% | 0.15% | -40.8% |
| CII | Sell | BLACKROCK ENH CAP & INC FD I | $256,000 | -61.6% | 16,390 | -63.4% | 0.14% | -63.7% |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $246,000 | -57.3% | 47,915 | -57.8% | 0.13% | -59.9% |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $233,000 | – | 14,200 | +100.0% | 0.12% | – |
| TDF | Sell | TEMPLETON DRAGON FD INC | $225,000 | -12.5% | 10,841 | -14.9% | 0.12% | -17.9% |
| GCH | Buy | ABERDEEN GTR CHINA FD INC | $225,000 | +53.1% | 19,212 | +50.0% | 0.12% | +43.4% |
| VLT | New | INVESCO HIGH INCOME TR II | $162,000 | – | 10,715 | +100.0% | 0.09% | – |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $146,000 | -78.8% | 12,928 | -79.4% | 0.08% | -80.1% |
| CSQ | Sell | CALAMOS STRATEGIC TOTL RETN | $136,000 | -93.1% | 11,199 | -93.4% | 0.07% | -93.5% |
| MMT | New | MFS MULTIMARKET INCOME TRsh ben int | $120,000 | – | 19,160 | +100.0% | 0.06% | – |
| DHF | New | DREYFUS HIGH YIELD STRATEGIEsh ben int | $102,000 | – | 29,000 | +100.0% | 0.05% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -11,462 | -100.0% | -0.09% | – |
| JMM | Exit | NUVEEN MULTI MKT INCOME FD | $0 | – | -21,300 | -100.0% | -0.09% | – |
| RVT | Exit | ROYCE VALUE TR INC | $0 | – | -13,437 | -100.0% | -0.11% | – |
| GFY | Exit | WESTERN ASSET VAR RT STRG FD | $0 | – | -13,257 | -100.0% | -0.13% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -16,560 | -100.0% | -0.13% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC T | $0 | – | -13,965 | -100.0% | -0.14% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -23,936 | -100.0% | -0.17% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -24,792 | -100.0% | -0.19% | – |
| TEI | Exit | TEMPLETON EMERG MKTS INCOME | $0 | – | -33,570 | -100.0% | -0.21% | – |
| KIO | Exit | KKR INCOME OPPORTUNITIES FD | $0 | – | -22,447 | -100.0% | -0.22% | – |
| BOE | Exit | BLACKROCK ENHANCED GBL DIV T | $0 | – | -29,890 | -100.0% | -0.22% | – |
| ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -31,572 | -100.0% | -0.25% | – |
| CCD | Exit | CALAMOS DYNAMIC CONV & INCOM | $0 | – | -24,581 | -100.0% | -0.28% | – |
| AGD | Exit | ALPINE GLOBAL DYNAMIC DIVD F | $0 | – | -58,913 | -100.0% | -0.34% | – |
| IVH | Exit | IVY HIGH INC OPPORTUNITIES F | $0 | – | -39,876 | -100.0% | -0.35% | – |
| GLV | Exit | CLOUGH GLOBAL DIVND AND INC | $0 | – | -46,947 | -100.0% | -0.35% | – |
| GDO | Exit | WESTERN ASSET GLOBAL CP DEFI | $0 | – | -35,422 | -100.0% | -0.36% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FD | $0 | – | -58,516 | -100.0% | -0.42% | – |
| RIV | Exit | RIVERNORTH OPPRTUNITIES FD I | $0 | – | -46,535 | -100.0% | -0.52% | – |
| FCO | Exit | ABERDEEN GLOBAL INCOME FD IN | $0 | – | -136,270 | -100.0% | -0.66% | – |
| JGH | Exit | NUVEEN GLOBAL HIGH INCOME FD | $0 | – | -75,973 | -100.0% | -0.72% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -82,844 | -100.0% | -0.74% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONV INCO | $0 | – | -69,765 | -100.0% | -0.78% | – |
| IGA | Exit | VOYA GLBL ADV & PREM OPP FD | $0 | – | -147,675 | -100.0% | -0.90% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -195,056 | -100.0% | -1.30% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVID INT & PR | $0 | – | -238,234 | -100.0% | -1.75% | – |
| ASG | Exit | LIBERTY ALL-STAR GROWTH FD I | $0 | – | -805,014 | -100.0% | -2.23% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -1,011,382 | -100.0% | -3.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-09
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.