$178 Million is the total value of Shaker Financial Services, LLC's 103 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 60.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JCE | Sell | NUVEEN CORE EQUITY ALPHA FUN | $6,896,000 | -9.2% | 470,378 | -13.7% | 3.88% | -10.0% |
| CET | Sell | CENTRAL SECS CORP | $6,731,000 | -11.2% | 269,991 | -14.7% | 3.78% | -12.0% |
| GPM | Buy | GUGGENHEIM ENHNCD EQTY INCM | $6,489,000 | +103.0% | 784,604 | +98.3% | 3.65% | +101.2% |
| GAM | Buy | GENERAL AMERN INVS INC | $6,164,000 | +26.5% | 179,456 | +23.4% | 3.47% | +25.4% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $5,724,000 | +17.7% | 1,011,382 | +13.6% | 3.22% | +16.7% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $5,387,000 | -26.5% | 376,993 | -29.3% | 3.03% | -27.2% |
| SOR | Buy | SOURCE CAP INC | $5,136,000 | +18.4% | 132,887 | +15.0% | 2.89% | +17.3% |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $4,875,000 | +12.8% | 319,221 | +13.6% | 2.74% | +11.8% |
| GDV | Buy | GABELLI DIVD & INCOME TR | $4,586,000 | +1082.0% | 210,196 | +1029.1% | 2.58% | +1072.3% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $4,327,000 | +161.8% | 284,652 | +151.5% | 2.43% | +159.4% |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $4,283,000 | +171.9% | 441,062 | +160.4% | 2.41% | +169.5% |
| JTA | Buy | NUVEEN TX ADV TOTAL RET STRG | $4,143,000 | +25.3% | 321,182 | +18.9% | 2.33% | +24.2% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $4,113,000 | +114.6% | 475,462 | +108.1% | 2.31% | +112.6% |
| ASG | Sell | LIBERTY ALL-STAR GROWTH FD I | $3,961,000 | -30.3% | 805,014 | -35.7% | 2.23% | -30.9% |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $3,933,000 | +26.6% | 234,396 | +27.2% | 2.21% | +25.5% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $3,764,000 | +16.7% | 313,404 | +18.9% | 2.12% | +15.7% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $3,538,000 | +32.2% | 492,095 | +32.8% | 1.99% | +31.1% |
| DDF | Buy | DELAWARE INVTS DIV & INCOME | $3,527,000 | +92.2% | 337,465 | +89.8% | 1.98% | +90.5% |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $3,398,000 | +29.5% | 337,778 | +30.1% | 1.91% | +28.4% |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $3,205,000 | +18.4% | 198,589 | +18.0% | 1.80% | +17.3% |
| PHT | Buy | PIONEER HIGH INCOME TR | $3,152,000 | +9.1% | 318,690 | +8.9% | 1.77% | +8.2% |
| GF | Sell | NEW GERMANY FD INC | $3,143,000 | +3.2% | 188,992 | -8.3% | 1.77% | +2.3% |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $3,118,000 | – | 238,234 | +100.0% | 1.75% | – |
| HNW | Sell | PIONEER DIV HIGH INCOME TRUS | $2,815,000 | -25.8% | 171,564 | -26.9% | 1.58% | -26.5% |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $2,582,000 | -33.6% | 162,181 | -33.9% | 1.45% | -34.2% |
| EEA | Sell | EUROPEAN EQUITY FUND | $2,536,000 | -4.6% | 276,557 | -13.4% | 1.43% | -5.4% |
| DUC | Buy | DUFF & PHELPS UTIL CORP BD T | $2,428,000 | +102.5% | 264,167 | +102.9% | 1.36% | +100.7% |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $2,319,000 | +68.3% | 195,056 | +68.2% | 1.30% | +66.8% |
| EAD | Sell | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $2,131,000 | -19.6% | 248,986 | -21.1% | 1.20% | -20.4% |
| KMM | Buy | DEUTSCHE MULTI-MKT INCOME TR | $2,018,000 | +22.9% | 229,285 | +21.5% | 1.14% | +21.8% |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $1,983,000 | – | 168,909 | +100.0% | 1.12% | – |
| EGIF | Buy | EAGLE GRWTH & INCOME OPPTY F | $1,848,000 | +66.2% | 107,238 | +63.5% | 1.04% | +64.7% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $1,841,000 | +154.3% | 130,540 | +149.2% | 1.04% | +151.8% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $1,819,000 | +2.4% | 140,603 | -0.5% | 1.02% | +1.5% |
| MCR | Buy | MFS CHARTER INCOME TRsh ben int | $1,658,000 | +45.4% | 191,849 | +44.9% | 0.93% | +44.0% |
| IGA | Sell | VOYA GLBL ADV & PREM OPP FD | $1,596,000 | -43.2% | 147,675 | -44.9% | 0.90% | -43.7% |
| ETJ | Sell | EATON VANCE RISK MNGD DIV EQ | $1,566,000 | -2.7% | 167,176 | -5.7% | 0.88% | -3.5% |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $1,506,000 | – | 142,116 | +100.0% | 0.85% | – |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $1,450,000 | -34.3% | 168,398 | -33.7% | 0.82% | -35.0% |
| FUND | Buy | SPROTT FOCUS TR INC | $1,403,000 | +740.1% | 190,370 | +747.2% | 0.79% | +730.5% |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $1,378,000 | +5.8% | 69,765 | +3.4% | 0.78% | +4.9% |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $1,372,000 | +188.8% | 206,363 | +194.5% | 0.77% | +185.9% |
| PHD | New | PIONEER FLOATING RATE TR | $1,340,000 | – | 112,645 | +100.0% | 0.75% | – |
| BLW | Buy | BLACKROCK LTD DURATION INC T | $1,307,000 | +115.3% | 82,844 | +112.5% | 0.74% | +113.7% |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $1,303,000 | -45.9% | 79,680 | -50.4% | 0.73% | -46.4% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD | $1,282,000 | +142.8% | 75,973 | +137.1% | 0.72% | +140.3% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $1,219,000 | -43.5% | 79,783 | -43.2% | 0.69% | -44.0% |
| BGY | Sell | BLACKROCK ENHANCED INTL DIV | $1,200,000 | -45.9% | 191,023 | -50.1% | 0.68% | -46.3% |
| MCN | New | MADISON CVRED CALL & EQ STR | $1,198,000 | – | 152,947 | +100.0% | 0.67% | – |
| CIK | Buy | CREDIT SUISSE ASSET MGMT INC | $1,198,000 | +277.9% | 355,362 | +270.3% | 0.67% | +274.4% |
| AFT | New | APOLLO SR FLOATING RATE FD I | $1,186,000 | – | 70,327 | +100.0% | 0.67% | – |
| FCO | Sell | ABERDEEN GLOBAL INCOME FD IN | $1,171,000 | -40.3% | 136,270 | -41.6% | 0.66% | -40.8% |
| SPXX | Buy | NUVEEN S&P 500 DYN OVERWRITE | $1,104,000 | +52.7% | 71,907 | +47.3% | 0.62% | +51.5% |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $989,000 | +577.4% | 84,919 | +574.0% | 0.56% | +569.9% |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $979,000 | +176.6% | 65,904 | +177.6% | 0.55% | +174.1% |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $973,000 | – | 39,584 | +100.0% | 0.55% | – |
| SPEPRB | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $931,000 | +0.2% | 36,515 | 0.0% | 0.52% | -0.6% | |
| RIV | Sell | RIVERNORTH OPPRTUNITIES FD I | $929,000 | -5.9% | 46,535 | -7.5% | 0.52% | -6.8% |
| KST | Buy | DEUTSCHE STRATEGIC INCOME TR | $801,000 | +420.1% | 64,685 | +413.5% | 0.45% | +417.2% |
| GGZ | Buy | GABELLI GLB SML & MD CP VAL | $770,000 | +462.0% | 62,279 | +419.0% | 0.43% | +455.1% |
| GLQ | New | CLOUGH GLOBAL EQUITY FD | $738,000 | – | 58,516 | +100.0% | 0.42% | – |
| JTD | Sell | NUVEEN TAX ADVANTAGED DIV GR | $717,000 | -84.6% | 44,573 | -85.7% | 0.40% | -84.7% |
| CUBA | Buy | HERZFELD CARIBBEAN BASIN FD | $712,000 | +245.6% | 98,856 | +239.4% | 0.40% | +241.9% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $688,000 | -32.9% | 62,737 | -33.1% | 0.39% | -33.5% |
| CII | Sell | BLACKROCK ENH CAP & INC FD I | $667,000 | -78.0% | 44,789 | -78.9% | 0.38% | -78.2% |
| VVR | Sell | INVESCO SR INCOME TR | $632,000 | -13.4% | 138,644 | -12.1% | 0.36% | -14.3% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $631,000 | -35.7% | 35,422 | -37.1% | 0.36% | -36.3% |
| GLV | New | CLOUGH GLOBAL DIVND AND INC | $628,000 | – | 46,947 | +100.0% | 0.35% | – |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $626,000 | +426.1% | 100,474 | +415.9% | 0.35% | +417.6% |
| IVH | New | IVY HIGH INC OPPORTUNITIES F | $616,000 | – | 39,876 | +100.0% | 0.35% | – |
| AGD | New | ALPINE GLOBAL DYNAMIC DIVD F | $603,000 | – | 58,913 | +100.0% | 0.34% | – |
| DEX | New | DELAWARE ENHANCED GBL DIV & | $593,000 | – | 52,011 | +100.0% | 0.33% | – |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $576,000 | -30.2% | 113,547 | -30.6% | 0.32% | -30.8% |
| BCV | Sell | BANCROFT FUND LTD | $568,000 | -3.9% | 26,215 | -6.7% | 0.32% | -4.8% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $545,000 | +71.4% | 101,224 | +72.1% | 0.31% | +70.0% |
| CCD | New | CALAMOS DYNAMIC CONV & INCOM | $492,000 | – | 24,581 | +100.0% | 0.28% | – |
| ERC | New | WELLS FARGO MULTI SECTOR INC | $471,000 | – | 35,257 | +100.0% | 0.26% | – |
| FFA | Sell | FIRST TR ENHANCED EQTY INC F | $466,000 | -68.9% | 31,824 | -69.3% | 0.26% | -69.2% |
| RA | Sell | BROOKFIELD REAL ASSETS INCOM | $454,000 | -45.1% | 19,594 | -46.0% | 0.26% | -45.6% |
| LOR | New | LAZARD WORLD DIVID & INCOME | $440,000 | – | 39,937 | +100.0% | 0.25% | – |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $439,000 | -57.3% | 31,572 | -57.1% | 0.25% | -57.6% |
| BOE | Sell | BLACKROCK ENHANCED GBL DIV T | $396,000 | -11.0% | 29,890 | -16.6% | 0.22% | -11.9% |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $393,000 | -52.8% | 22,447 | -54.1% | 0.22% | -53.2% |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $377,000 | – | 33,570 | +100.0% | 0.21% | – |
| TSLF | Sell | THL CR SR LN FD | $370,000 | -11.9% | 20,844 | -10.7% | 0.21% | -12.6% |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $369,000 | – | 22,682 | +100.0% | 0.21% | – |
| CAF | New | MORGAN STANLEY CHINA A SH FD | $338,000 | – | 15,111 | +100.0% | 0.19% | – |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $333,000 | -47.3% | 24,792 | -48.4% | 0.19% | -47.9% |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $301,000 | -56.7% | 23,936 | -57.6% | 0.17% | -57.1% |
| PCF | New | PUTMAN HIGH INCOME SEC FUND | $274,000 | – | 31,206 | +100.0% | 0.15% | – |
| TDF | New | TEMPLETON DRAGON FD INC | $257,000 | – | 12,743 | +100.0% | 0.14% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $253,000 | – | 13,965 | +100.0% | 0.14% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $233,000 | – | 16,560 | +100.0% | 0.13% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $231,000 | – | 24,029 | +100.0% | 0.13% | – |
| GFY | New | WESTERN ASSET VAR RT STRG FD | $226,000 | – | 13,257 | +100.0% | 0.13% | – |
| FT | Sell | FRANKLIN UNVL TRsh ben int | $223,000 | -65.3% | 31,153 | -66.1% | 0.12% | -65.7% |
| IRL | New | NEW IRELAND FUND INC | $209,000 | – | 15,101 | +100.0% | 0.12% | – |
| RVT | Sell | ROYCE VALUE TR INC | $196,000 | -81.5% | 13,437 | -82.2% | 0.11% | -81.7% |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $181,000 | – | 11,600 | +100.0% | 0.10% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $177,000 | – | 15,350 | +100.0% | 0.10% | – |
| JMM | New | NUVEEN MULTI MKT INCOME FD | $160,000 | – | 21,300 | +100.0% | 0.09% | – |
| FCT | New | FIRST TR SR FLG RTE INCM FD | $153,000 | – | 11,462 | +100.0% | 0.09% | – |
| GCH | New | ABERDEEN GTR CHINA FD INC | $147,000 | – | 12,812 | +100.0% | 0.08% | – |
| CHW | Exit | CALAMOS GBL DYN INCOME FUND | $0 | – | -10,000 | -100.0% | -0.04% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | -10,027 | -100.0% | -0.09% | – |
| AVK | Exit | ADVENT CLAYMORE CV SECS & IN | $0 | – | -10,570 | -100.0% | -0.09% | – |
| LCM | Exit | ADVENT CLAYMORE ENH GRW & IN | $0 | – | -21,626 | -100.0% | -0.10% | – |
| ETG | Exit | EATON VANCE TX ADV GLBL DIV | $0 | – | -12,464 | -100.0% | -0.11% | – |
| EXG | Exit | EATON VANCE TAX MNGD GBL DV | $0 | – | -36,500 | -100.0% | -0.18% | – |
| RFI | Exit | COHEN & STEERS TOTAL RETURN | $0 | – | -25,354 | -100.0% | -0.18% | – |
| ACV | Exit | ALLIANZGI DIVERS INC & CNV F | $0 | – | -16,439 | -100.0% | -0.19% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -13,798 | -100.0% | -0.19% | – |
| MIN | Exit | MFS INTER INCOME TRsh ben int | $0 | – | -78,980 | -100.0% | -0.19% | – |
| JDD | Exit | NUVEEN DIVERSIFIED DIV INCM | $0 | – | -30,108 | -100.0% | -0.20% | – |
| IGR | Exit | CBRE CLARION GLOBAL REAL EST | $0 | – | -53,602 | -100.0% | -0.23% | – |
| MSD | Exit | MORGAN STANLEY EMER MKTS DEB | $0 | – | -44,334 | -100.0% | -0.24% | – |
| ECF | Exit | ELLSWORTH GROWTH & INCOME FD | $0 | – | -50,816 | -100.0% | -0.25% | – |
| DHY | Exit | CREDIT SUISSE HIGH YLD BND Fsh ben int | $0 | – | -202,995 | -100.0% | -0.31% | – |
| FSD | Exit | FIRST TR HIGH INCOME L/S FD | $0 | – | -33,102 | -100.0% | -0.31% | – |
| VLT | Exit | INVESCO HIGH INCOME TR II | $0 | – | -38,840 | -100.0% | -0.32% | – |
| GGT | Exit | GABELLI MULTIMEDIA TR INC | $0 | – | -70,584 | -100.0% | -0.32% | – |
| EXD | Exit | EATON VANCE TAX-ADV BD & OPT | $0 | – | -51,903 | -100.0% | -0.33% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -30,653 | -100.0% | -0.35% | – |
| HPS | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -34,853 | -100.0% | -0.36% | – |
| IID | Exit | VOYA INTL HIGH DIVID EQTY IN | $0 | – | -104,974 | -100.0% | -0.41% | – |
| INF | Exit | BROOKFIELD GLOBL LISTED INFR | $0 | – | -55,340 | -100.0% | -0.41% | – |
| INB | Exit | COHEN & STEERS GLOBAL INC BL | $0 | – | -80,620 | -100.0% | -0.42% | – |
| TY | Exit | TRI CONTL CORP | $0 | – | -35,098 | -100.0% | -0.46% | – |
| DCA | Exit | VIRTUS TOTAL RETURN FD | $0 | – | -252,711 | -100.0% | -0.63% | – |
| MFV | Exit | MFS SPL VALUE TRsh ben int | $0 | – | -196,610 | -100.0% | -0.65% | – |
| DIAX | Exit | NUVEEN DOW 30 DYN OVERWRITE | $0 | – | -77,027 | -100.0% | -0.68% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID F | $0 | – | -164,255 | -100.0% | -0.77% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -140,644 | -100.0% | -0.78% | – |
| FOF | Exit | COHEN & STEERS CLOSED END OP | $0 | – | -135,915 | -100.0% | -0.96% | – |
| EOI | Exit | EATON VANCE ENHANCED EQ INC | $0 | – | -143,591 | -100.0% | -1.07% | – |
| DHF | Exit | DREYFUS HIGH YIELD STRATEGIEsh ben int | $0 | – | -573,510 | -100.0% | -1.10% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -320,499 | -100.0% | -1.21% | – |
| ZF | Exit | ZWEIG FD | $0 | – | -247,221 | -100.0% | -1.56% | – |
| EOS | Exit | EATON VANCE ENH EQTY INC FD | $0 | – | -230,750 | -100.0% | -1.77% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-08-02
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL SECS CORP | 42 | Q3 2023 | 5.1% |
| EUROPEAN EQUITY FUND | 42 | Q3 2023 | 2.1% |
| SPECIAL OPPORTUNITIES FD INC | 39 | Q3 2023 | 3.3% |
| ROYCE MICRO-CAP TR INC | 39 | Q3 2023 | 2.7% |
| GENERAL AMERN INVS INC | 38 | Q3 2023 | 4.8% |
| TRI CONTL CORP | 38 | Q3 2023 | 4.6% |
| APOLLO TACTICAL INCOME FD IN | 38 | Q2 2023 | 2.5% |
| NEW GERMANY FD INC | 38 | Q3 2023 | 2.1% |
| EATON VANCE TX ADV GLBL DIV | 37 | Q3 2023 | 4.2% |
| ARES DYNAMIC CR ALLOCATION F | 37 | Q2 2023 | 2.6% |
View Shaker Financial Services, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | February 07, 2020 | 196,730 | 2.3% |
| DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCSold out | February 13, 2019 | 0 | 0.0% |
| MFS SPECIAL VALUE TRUSTSold out | February 05, 2018 | 0 | 0.0% |
| GABELLI EQUITY TRUST INC | February 13, 2017 | 119,135 | 4.3% |
View Shaker Financial Services, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
| 13F-HR | 2021-11-02 |
View Shaker Financial Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.