$778 Million is the total value of Ulysses Management LLC's 99 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 55.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | S&P DEPput | $358,701,000 | +23.2% | 2,135,000 | +17.6% | 46.11% | -0.8% |
| IWM | Buy | ISHARESRUT2000put | $119,936,000 | +71.7% | 1,125,000 | +56.2% | 15.42% | +38.3% |
| PEP | New | PEPSICO INCcall | $33,708,000 | – | 424,000 | +100.0% | 4.33% | – |
| SFLY | Sell | SHUTTERFLY INC | $26,907,000 | -22.6% | 481,500 | -22.5% | 3.46% | -37.6% |
| AIG | Sell | AMERICAN INTL GROUP | $21,879,000 | -26.4% | 449,900 | -32.3% | 2.81% | -40.7% |
| C | CITIGROUP INC | $20,374,000 | +1.1% | 420,000 | 0.0% | 2.62% | -18.6% | |
| MSFT | Sell | MICROSOFT CORP | $20,001,000 | -18.3% | 601,000 | -15.2% | 2.57% | -34.2% |
| GOOGL | New | GOOGLEcall | $19,708,000 | – | 22,500 | +100.0% | 2.53% | – |
| EXPE | Buy | EXPEDIA INC. | $18,439,000 | +52.6% | 355,900 | +77.2% | 2.37% | +22.9% |
| BUD | ANHEUSER BUSCH CO.sponsored adr | $15,376,000 | +9.9% | 155,000 | 0.0% | 1.98% | -11.5% | |
| MOVE | Sell | MOVE INC | $15,357,000 | +4.3% | 905,432 | -21.2% | 1.97% | -16.0% |
| IAC | Buy | IAC INTERACTIVECORP | $12,764,000 | +19.2% | 233,467 | +3.8% | 1.64% | -4.0% |
| FSGI | FIRST SECURITY GROUP INC | $12,480,000 | -4.1% | 6,000,000 | 0.0% | 1.60% | -22.8% | |
| MOS | New | MOSAICcall | $8,152,000 | – | 189,500 | +100.0% | 1.05% | – |
| IDCC | Buy | INTERDIGITAL INC | $7,169,000 | +5.6% | 192,001 | +26.3% | 0.92% | -14.9% |
| CMAWS | WTS COMERICA EXP 11/14/18*w exp 11/14/2018 | $6,925,000 | +1.1% | 500,000 | 0.0% | 0.89% | -18.6% | |
| OUTR | Buy | OUTERWALL INC | $6,754,000 | +91.8% | 135,000 | +125.0% | 0.87% | +54.4% |
| HVB | HUDSON VALLEY HLDG CO | $6,573,000 | +10.6% | 350,000 | 0.0% | 0.84% | -11.0% | |
| EBIX | Buy | EBIX INCput | $5,715,000 | +393.5% | 575,000 | +360.0% | 0.74% | +297.3% |
| VOD | Sell | VODAFONE GROUP PLCspons adr new | $5,312,000 | -64.2% | 151,000 | -70.7% | 0.68% | -71.2% |
| MSFT | New | MICROSOFT CORPcall | $4,659,000 | – | 140,000 | +100.0% | 0.60% | – |
| NOVB | Buy | NORTH VALLEY BANCORP | $4,347,000 | +19.4% | 230,000 | +4.5% | 0.56% | -3.8% |
| IMCB | Buy | INTERMOUNTAIN COMNTY BANCORP | $3,379,000 | +55.8% | 221,568 | +34.3% | 0.43% | +25.4% |
| TMUS | Sell | T-MOBILE US INC | $2,156,000 | -71.6% | 83,000 | -72.8% | 0.28% | -77.1% |
| ERIC | New | ERICSSONadr b sek 10 | $1,669,000 | – | 125,000 | +100.0% | 0.22% | – |
| XOM | New | EXXON MOBIL CORP. | $1,506,000 | – | 17,500 | +100.0% | 0.19% | – |
| CVC | New | CABLEVISION SYSTEMSput | $1,348,000 | – | 80,000 | +100.0% | 0.17% | – |
| IL | Sell | INTRALINKS HLDG | $1,313,000 | +1.9% | 149,190 | -16.0% | 0.17% | -18.0% |
| EMC | EMC CORP MASS | $1,278,000 | +8.2% | 50,000 | 0.0% | 0.16% | -13.2% | |
| PMT | New | PENNYMAC MORTGAGE | $1,248,000 | – | 55,000 | +100.0% | 0.16% | – |
| ELY | CALLAWAY GOLF CLUB | $1,246,000 | +8.3% | 175,000 | 0.0% | 0.16% | -13.0% | |
| AAPL | New | APPLE COMPUTER INCcall | $1,192,000 | – | 2,500 | +100.0% | 0.15% | – |
| AVHI | Buy | AV HOMES INC | $956,000 | +5.3% | 54,749 | +6.9% | 0.12% | -15.2% |
| PEP | PEPSICO INC | $795,000 | -2.8% | 10,000 | 0.0% | 0.10% | -22.1% | |
| BRCM | Sell | BROADCOM CORPcl a | $780,000 | -61.5% | 30,000 | -50.0% | 0.10% | -69.1% |
| BPFH | Sell | BOSTON PRIVATE FINCL | $777,000 | -47.9% | 70,000 | -50.0% | 0.10% | -58.0% |
| TIVO | Sell | TIVO | $746,000 | -10.0% | 60,000 | -20.0% | 0.10% | -27.3% |
| VRNT | VERINT SYSTEMS | $741,000 | +4.5% | 20,000 | 0.0% | 0.10% | -15.9% | |
| POT | New | POTASH CORP. | $626,000 | – | 20,000 | +100.0% | 0.08% | – |
| CKSW | Sell | CLICKSOFTWARE TECHNOLOGIESord | $609,000 | -43.8% | 100,000 | -23.1% | 0.08% | -54.9% |
| SNDK | New | SANDISK | $595,000 | – | 10,000 | +100.0% | 0.08% | – |
| PG | PROCTOR GAMBLE | $567,000 | -1.7% | 7,500 | 0.0% | 0.07% | -20.7% | |
| AAPL | APPLE COMPUTER INC | $476,000 | +20.2% | 1,000 | 0.0% | 0.06% | -3.2% | |
| UNXLQ | New | UNI-PIXEL INC | $443,000 | – | 25,000 | +100.0% | 0.06% | – |
| CSCO | New | CISCO SYSTEMS INCput | $410,000 | – | 17,500 | +100.0% | 0.05% | – |
| CSCO | CISCO SYSTEMS INC | $410,000 | -3.8% | 17,500 | 0.0% | 0.05% | -22.1% | |
| SYMC | New | SYMANTEC | $371,000 | – | 15,000 | +100.0% | 0.05% | – |
| HAWK | New | BLACKHAWK NETWORK HLDGScl a | $360,000 | – | 15,000 | +100.0% | 0.05% | – |
| ORCL | Buy | ORACLE CORP | $332,000 | +80.4% | 10,000 | +66.7% | 0.04% | +48.3% |
| GUID | GUIDANCE SOFTWARE | $304,000 | +3.4% | 33,576 | 0.0% | 0.04% | -17.0% | |
| VOCS | Exit | VOCUS INC | $0 | – | -10,190 | -100.0% | -0.02% | – |
| LLY | Exit | ELI LILLY | $0 | – | -5,000 | -100.0% | -0.04% | – |
| NLY | Exit | ANNALY CAPITAL MGMT. | $0 | – | -50,000 | -100.0% | -0.10% | – |
| EBIX | Exit | EBIX INC | $0 | – | -95,000 | -100.0% | -0.14% | – |
| EBAY | Exit | EBAYcall | $0 | – | -20,000 | -100.0% | -0.16% | – |
| CMCSA | Exit | COMCAST CORP. CL Acl a | $0 | – | -40,000 | -100.0% | -0.27% | – |
| ROVI | Exit | ROVI CORP | $0 | – | -80,000 | -100.0% | -0.29% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -35,000 | -100.0% | -0.34% | – |
| LLY | Exit | ELI LILLYcall | $0 | – | -50,000 | -100.0% | -0.39% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -175,000 | -100.0% | -2.40% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 12.5% |
| SPDR S&P 500 ETF TR | 39 | Q3 2023 | 52.5% |
| T-MOBILE US INC | 33 | Q3 2023 | 6.9% |
| CITIGROUP INC | 32 | Q3 2021 | 4.6% |
| IAC INTERACTIVECORP | 29 | Q2 2020 | 18.7% |
| ERICSSON | 28 | Q4 2022 | 2.1% |
| ISHARES TR | 25 | Q3 2022 | 34.4% |
| SHUTTERFLY INC | 25 | Q2 2019 | 5.8% |
| EBAY INC | 24 | Q4 2021 | 2.0% |
| JPMORGAN CHASE & CO | 24 | Q3 2023 | 2.4% |
View Ulysses Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Independence Bancshares, Inc.Sold out | January 24, 2018 | 0 | 0.0% |
| FIRST SECURITY GROUP INC/TNSold out | November 02, 2015 | 0 | 0.0% |
| INTERMOUNTAIN COMMUNITY BANCORPSold out | November 05, 2014 | 0 | 0.0% |
| INTERMOUNTAIN COMMUNITY BANCORP | February 02, 2012 | 1,500,000 | 7.2% |
View Ulysses Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
View Ulysses Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.