Ulysses Management LLC filings

This page lists the SEC filings reported by Ulysses Management LLC.

SEC filings by Ulysses Management LLC (ownership)
TypeFiledFilerSubjectShares OwnedPercent Owned
SC 13D/A2018-01-24Ulysses Management LLCIndependence Bancshares, Inc.00.0%EDGAR
SC 13D/A2015-11-02Ulysses Management LLCFIRST SECURITY GROUP INC/TN00.0%EDGAR
SC 13D2015-05-20Ulysses Management LLCIndependence Bancshares, Inc.3,062,50013.0%EDGAR
SC 13G/A2014-11-05Ulysses Management LLCINTERMOUNTAIN COMMUNITY BANCORP00.0%EDGAR
SC 13G2014-01-08Ulysses Management LLCINTERMOUNTAIN COMMUNITY BANCORP235,0009.0%EDGAR
SC 13D2013-04-18Ulysses ManagementLLCFIRST SECURITY GROUP INC/TN6,000,0009.6%EDGAR
SC 13G/A2013-02-14Ulysses ManagementLLCINTERMOUNTAIN COMMUNITY BANCORP160,0006.1%EDGAR
SC 13G2012-02-02Ulysses ManagementLLCINTERMOUNTAIN COMMUNITY BANCORP1,500,0007.2%EDGAR
Form 13F-HR
The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
Form SC 13D/G
Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
Form 3, 4, and 5
Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.