This page lists the SEC filings reported by Ulysses Management LLC.
Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
---|---|---|---|---|---|---|
SC 13D/A | 2018-01-24 | Ulysses Management LLC | Independence Bancshares, Inc. | 0 | 0.0% | EDGAR |
SC 13D/A | 2015-11-02 | Ulysses Management LLC | FIRST SECURITY GROUP INC/TN | 0 | 0.0% | EDGAR |
SC 13D | 2015-05-20 | Ulysses Management LLC | Independence Bancshares, Inc. | 3,062,500 | 13.0% | EDGAR |
SC 13G/A | 2014-11-05 | Ulysses Management LLC | INTERMOUNTAIN COMMUNITY BANCORP | 0 | 0.0% | EDGAR |
SC 13G | 2014-01-08 | Ulysses Management LLC | INTERMOUNTAIN COMMUNITY BANCORP | 235,000 | 9.0% | EDGAR |
SC 13D | 2013-04-18 | Ulysses ManagementLLC | FIRST SECURITY GROUP INC/TN | 6,000,000 | 9.6% | EDGAR |
SC 13G/A | 2013-02-14 | Ulysses ManagementLLC | INTERMOUNTAIN COMMUNITY BANCORP | 160,000 | 6.1% | EDGAR |
SC 13G | 2012-02-02 | Ulysses ManagementLLC | INTERMOUNTAIN COMMUNITY BANCORP | 1,500,000 | 7.2% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.