Empirical Financial Services, LLC d.b.a. Empirical Wealth Management - Q3 2017 holdings

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$433 Million is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 139 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 10.0% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
VCSH BuyVANGUARD SCOTTSDALE FDSshrt trm corp bd$89,461,000
+2.5%
1,116,452
+2.4%
20.64%
-2.8%
VCIT BuyVANGUARD SCOTTSDALE FDSint-term corp$56,389,000
+2.5%
640,715
+1.9%
13.01%
-2.8%
VTIP BuyVANGUARD MALVERN FDSstrm infproidx$38,428,000
+4.2%
777,101
+3.7%
8.87%
-1.2%
SHY BuyISHARES TR1 3 yr treas bd$30,310,000
+0.4%
358,914
+0.5%
6.99%
-4.8%
IEMG BuyISHARES INCcore msci emkt$23,032,000
+10.0%
426,368
+1.9%
5.32%
+4.2%
SJNK BuySPDR SER TRbloomberg srt tr$18,523,000
+2.7%
662,233
+2.7%
4.27%
-2.6%
VNQ BuyVANGUARD INDEX FDSreit etf$11,097,000
+3.4%
133,553
+3.6%
2.56%
-2.0%
VV SellVANGUARD INDEX FDSlarge cap etf$9,870,000
+2.1%
85,530
-1.8%
2.28%
-3.2%
SCHX SellSCHWAB STRATEGIC TRus lrg cap etf$9,100,000
+3.1%
151,570
-0.8%
2.10%
-2.2%
SHM BuySPDR SER TRnuveen blmbrg sr$8,218,000
+0.6%
169,095
+0.4%
1.90%
-4.6%
HYMB BuySPDR SERIES TRUSTnuv hghyld mun$6,848,000
+15.0%
119,937
+14.5%
1.58%
+9.0%
EMB BuyISHARES TRjpmorgan usd emg$5,787,000
+26.9%
49,708
+24.6%
1.34%
+20.3%
MUB BuyISHARES TRnational mun etf$5,041,000
+1.7%
45,471
+1.0%
1.16%
-3.6%
VTI SellVANGUARD INDEX FDStotal stk mkt$4,890,000
+2.8%
37,756
-1.2%
1.13%
-2.5%
SCHZ BuySCHWAB STRATEGIC TRus aggregate b$4,649,000
+0.4%
88,790
+0.2%
1.07%
-4.9%
AAPL BuyAPPLE INC$4,046,000
+30.3%
26,250
+21.8%
0.93%
+23.5%
MSFT SellMICROSOFT CORP$3,513,000
+7.2%
47,160
-0.8%
0.81%
+1.8%
VEA SellVANGUARD TAX MANAGED INTL FDftse dev mkt etf$3,283,000
+4.8%
75,617
-0.2%
0.76%
-0.5%
TIP SellISHARES TRtips bd etf$3,148,000
-3.3%
27,713
-3.5%
0.73%
-8.4%
FPE BuyFIRST TR EXCHANGE-TRADED FDpfd secs inc etf$3,099,000
+43.1%
154,349
+42.7%
0.72%
+35.7%
VYM BuyVANGUARD WHITEHALL FDS INChigh div yld$2,945,000
+14.8%
36,326
+10.7%
0.68%
+9.0%
FM SellISHARES INCmsci frntr100etf$2,738,000
+7.1%
87,377
-2.3%
0.63%
+1.6%
HYD SellVANECK VECTORS ETF TRhigh yld mun etf$2,634,000
+1.2%
84,139
-0.1%
0.61%
-4.1%
SCHE SellSCHWAB STRATEGIC TRemrg mkteq etf$2,236,000
+7.0%
83,074
-1.2%
0.52%
+1.4%
BSV BuyVANGUARD BD INDEX FD INCshort trm bond$2,150,000
+232.3%
26,937
+232.4%
0.50%
+215.9%
BSCI BuyCLAYMORE EXCHANGE TRD FD TRgug bull2018 e$2,088,000
+6.8%
98,536
+7.1%
0.48%
+1.3%
CAC  CAMDEN NATL CORP$2,052,000
+1.7%
47,0190.0%0.47%
-3.5%
BSCK BuyCLAYMORE EXCHANGE TRD FD TRgug bull2020 e$2,017,000
+9.0%
93,770
+8.9%
0.46%
+3.3%
BSCJ BuyCLAYMORE EXCHANGE TRD FD TRgug bull2019 e$1,947,000
+2.1%
91,617
+2.1%
0.45%
-3.2%
BSCH BuyCLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017$1,932,000
+2.0%
85,417
+1.9%
0.45%
-3.3%
CVX BuyCHEVRON CORP NEW$1,865,000
+67.0%
15,873
+48.2%
0.43%
+58.1%
DWX BuySPDR INDEX SHS FDSs&p intl etf$1,830,000
+14.2%
45,317
+10.6%
0.42%
+8.2%
SCHP BuySCHWAB STRATEGIC TRus tips etf$1,778,000
+0.5%
32,173
+0.1%
0.41%
-4.9%
COMT  ISHARES U S ETF TR$1,769,000
+7.0%
50,7620.0%0.41%
+1.2%
VNQI SellVANGUARD INTL EQUITY INDEX Fglb ex us etf$1,751,000
+2.5%
29,472
-2.9%
0.40%
-2.9%
BSCL BuyCLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021$1,724,000
+2.7%
80,723
+2.4%
0.40%
-2.7%
VTV BuyVANGUARD INDEX FDSvalue etf$1,707,000
+4.6%
17,105
+1.2%
0.39%
-0.8%
SCZ SellISHARES TReafe sml cp etf$1,633,000
+2.1%
26,342
-4.7%
0.38%
-3.1%
INTC SellINTEL CORP$1,494,000
+12.6%
39,230
-0.3%
0.34%
+6.8%
SBUX BuySTARBUCKS CORP$1,417,000
+43.9%
26,375
+56.1%
0.33%
+36.2%
DES BuyWISDOMTREE TRus smallcap divd$1,407,000
+13.3%
16,743
+8.5%
0.32%
+7.6%
BSCM BuyCLAYMORE EXCHANGE TRD FD TRgugg bulsh 2022$1,401,000
+3.3%
65,452
+2.9%
0.32%
-2.1%
MCHP NewMICROCHIP TECHNOLOGY INC$1,384,000–15,415
+100.0%
0.32%–
BSCN BuyCLAYMORE EXCHANGE TRD FD TR2023 corp bond$1,309,000
+4.1%
62,037
+3.5%
0.30%
-1.3%
SPY SellSPDR S&P 500 ETF TRtr unit$1,298,000
+1.8%
5,167
-2.0%
0.30%
-3.2%
IVV SellISHARES TRcore s&p500 etf$1,298,000
+1.3%
5,132
-2.5%
0.30%
-3.8%
VT SellVANGUARD INTL EQUITY INDEX Ftt wrld st etf$1,291,000
+4.5%
18,261
-0.2%
0.30%
-1.0%
RWR SellSPDR SERIES TRUSTdj reit etf$1,274,000
-3.9%
13,770
-3.5%
0.29%
-9.0%
AMZN SellAMAZON COM INC$1,201,000
-10.6%
1,249
-10.0%
0.28%
-15.3%
AGG SellISHARES TRcore us aggbd et$1,088,000
-6.8%
9,932
-6.9%
0.25%
-11.6%
ITM  VANECK VECTORS ETF TRamt free int etf$1,017,000
+0.5%
42,3060.0%0.24%
-4.5%
BSJJ BuyCLAYMORE EXCHANGE TRD FD TRgug bul 2019 hy$986,000
+14.0%
39,895
+13.7%
0.23%
+8.1%
BSJK BuyCLAYMORE EXCHANGE TRD FD TRgug bul 2020 hy$948,000
+15.5%
37,987
+14.9%
0.22%
+9.5%
BSJI BuyCLAYMORE EXCHANGE TRD FD TRgug blt2018 hy$950,000
+14.5%
37,498
+14.7%
0.22%
+8.4%
PG BuyPROCTER AND GAMBLE CO$918,000
+19.1%
10,090
+14.0%
0.21%
+12.8%
BSJL BuyCLAYMORE EXCHANGE TRD FD TR2021 hg yld cb$914,000
+16.1%
36,164
+15.7%
0.21%
+9.9%
BSJM BuyCLAYMORE EXCHANGE TRD FD TR2022 hg yld cb$907,000
+17.3%
35,691
+17.1%
0.21%
+11.2%
DLS BuyWISDOMTREE TRintl smcap div$888,000
+13.7%
12,010
+6.9%
0.20%
+7.9%
IGSB SellISHARES TR1 3 yr cr bd etf$872,000
-19.9%
8,281
-19.9%
0.20%
-24.2%
MATW  MATTHEWS INTL CORPcl a$859,000
+1.5%
13,8060.0%0.20%
-3.9%
VUG BuyVANGUARD INDEX FDSgrowth etf$834,000
+20.2%
6,285
+15.0%
0.19%
+13.6%
BSJH BuyCLAYMORE EXCHANGE TRD FD TRgug blt2017 hy$816,000
+16.9%
31,718
+16.9%
0.19%
+10.6%
GE BuyGENERAL ELECTRIC CO$790,000
-6.0%
32,682
+5.1%
0.18%
-10.8%
BA BuyBOEING CO$787,000
+28.6%
3,097
+0.1%
0.18%
+22.1%
SPSB BuySPDR SERIES TRUSTblomberg brc srt$769,000
+1.6%
25,076
+1.5%
0.18%
-3.8%
SPIB  SPDR SERIES TRUSTblombrg brc intr$761,000
+0.3%
22,0500.0%0.18%
-4.9%
VIG BuyVANGUARD SPECIALIZED PORTFOLdiv app etf$748,000
+15.4%
7,890
+12.8%
0.17%
+9.5%
QQQ BuyPOWERSHARES QQQ TRUSTunit ser 1$747,000
+9.4%
5,138
+3.5%
0.17%
+3.6%
IWC  ISHARES TRmicro-cap etf$736,000
+6.2%
7,7950.0%0.17%
+0.6%
DEM BuyWISDOMTREE TRemer mkt high fd$728,000
+16.7%
16,931
+11.3%
0.17%
+10.5%
SLYG  SPDR SERIES TRUSTs&p 600 smcp grw$684,000
+5.4%
3,0000.0%0.16%0.0%
IEFA SellISHARES TRcore msci eafe$674,000
+4.3%
10,502
-0.9%
0.16%
-0.6%
IVE  ISHARES TRs&p 500 val etf$666,000
+2.8%
6,1750.0%0.15%
-2.5%
JNJ SellJOHNSON & JOHNSON$654,000
-10.8%
5,030
-9.2%
0.15%
-15.2%
USB BuyUS BANCORP DEL$607,000
+3.2%
11,319
+0.0%
0.14%
-2.1%
EFA SellISHARES TRmsci eafe etf$597,000
+1.4%
8,723
-3.4%
0.14%
-3.5%
SCHC  SCHWAB STRATEGIC TRintl sceqt etf$589,000
+6.5%
16,4350.0%0.14%
+0.7%
NKE BuyNIKE INCcl b$572,000
+75.5%
11,024
+99.7%
0.13%
+67.1%
T SellAT&T INC$573,000
-11.2%
14,633
-14.3%
0.13%
-15.9%
AMGN BuyAMGEN INC$567,000
+8.2%
3,043
+0.0%
0.13%
+2.3%
COST BuyCOSTCO WHSL CORP NEW$569,000
+9.6%
3,466
+6.9%
0.13%
+4.0%
VB BuyVANGUARD INDEX FDSsmall cp etf$563,000
+4.8%
3,983
+0.5%
0.13%
-0.8%
GOOG BuyALPHABET INCcap stk cl c$533,000
+12.2%
556
+6.3%
0.12%
+6.0%
XOM BuyEXXON MOBIL CORP$516,000
+7.7%
6,296
+6.2%
0.12%
+1.7%
GOOGL BuyALPHABET INCcap stk cl a$497,000
+13.2%
510
+8.1%
0.12%
+7.5%
HYS SellPIMCO ETF TR0-5 high yield$479,000
-6.4%
4,717
-6.6%
0.11%
-11.2%
FEM SellFIRST TR EXCH TRD ALPHA FD Iemerg mkt alph$477,000
+15.8%
17,421
-1.0%
0.11%
+10.0%
FB SellFACEBOOK INCcl a$474,000
-13.0%
2,773
-23.2%
0.11%
-18.0%
EWX SellSPDR INDEX SHS FDSs&p emktsc etf$450,000
+3.9%
9,089
-1.9%
0.10%
-1.0%
DIS BuyDISNEY WALT CO$442,000
-7.1%
4,481
+0.0%
0.10%
-12.1%
SPLK NewSPLUNK INC$433,000–6,519
+100.0%
0.10%–
BAC SellBANK AMER CORP$430,000
+1.2%
16,957
-3.2%
0.10%
-3.9%
FTSL SellFIRST TR EXCHANGE TRADED FDsenior ln fd$414,000
-1.4%
8,597
-1.0%
0.10%
-5.9%
WPS SellISHARES TRintl devppty etf$401,000
-1.0%
10,530
-3.9%
0.09%
-6.1%
ORCL BuyORACLE CORP$403,000
-1.5%
8,343
+2.3%
0.09%
-7.0%
SCHF SellSCHWAB STRATEGIC TRintl eqty etf$384,000
+0.5%
11,473
-4.6%
0.09%
-4.3%
IWM SellISHARES TRrussell 2000 etf$382,000
-2.3%
2,575
-7.2%
0.09%
-7.4%
SLV  ISHARES SILVER TRUSTishares$370,000
+0.3%
23,4850.0%0.08%
-5.6%
IEI SellISHARES TR3 7 yr treas bd$366,000
-9.4%
2,962
-9.4%
0.08%
-14.3%
JPM BuyJPMORGAN CHASE & CO$346,000
+8.5%
3,621
+3.9%
0.08%
+2.6%
GILD  GILEAD SCIENCES INC$344,000
+14.3%
4,2480.0%0.08%
+8.2%
IVW BuyISHARES TRs&p 500 grwt etf$341,000
+20.1%
2,375
+14.5%
0.08%
+14.5%
IBM SellINTERNATIONAL BUSINESS MACHS$319,000
-9.6%
2,195
-4.3%
0.07%
-14.0%
IJR  ISHARES TRcore s&p scp etf$307,000
+5.9%
4,1430.0%0.07%0.0%
RWO SellSPDR INDEX SHS FDSdj glb rl es etf$309,000
-6.6%
6,471
-6.7%
0.07%
-12.3%
EBND SellSPDR SERIES TRUSTblombrg brc emrg$304,000
+2.4%
10,166
-0.7%
0.07%
-2.8%
SDY SellSPDR SERIES TRUSTs&p divid etf$298,000
-9.1%
3,264
-11.4%
0.07%
-13.8%
DHR  DANAHER CORP DEL$299,000
+1.4%
3,4900.0%0.07%
-4.2%
DGS BuyWISDOMTREE TRemg mkts smcap$287,000
+15.7%
5,848
+8.0%
0.07%
+10.0%
LUV  SOUTHWEST AIRLS CO$282,000
-9.9%
5,0330.0%0.06%
-14.5%
PEP BuyPEPSICO INC$282,000
-1.7%
2,534
+1.8%
0.06%
-7.1%
MRK BuyMERCK & CO INC$277,000
+2.2%
4,320
+2.3%
0.06%
-3.0%
MCD BuyMCDONALDS CORP$267,000
+5.1%
1,706
+3.0%
0.06%0.0%
PDCO SellPATTERSON COMPANIES INC$270,000
-61.6%
6,998
-53.3%
0.06%
-63.7%
PFE BuyPFIZER INC$264,000
+10.0%
7,408
+3.8%
0.06%
+5.2%
FDM NewFIRST TR DJS MICROCAP INDEX$265,000–5,730
+100.0%
0.06%–
V BuyVISA INC$259,000
+20.5%
2,458
+7.2%
0.06%
+15.4%
LQD BuyISHARES TRiboxx inv cp etf$255,000
+20.3%
2,100
+19.3%
0.06%
+13.5%
KO SellCOCA COLA CO$257,000
-25.5%
5,716
-25.7%
0.06%
-29.8%
BMY NewBRISTOL MYERS SQUIBB CO$251,000–3,940
+100.0%
0.06%–
SCHD BuySCHWAB STRATEGIC TRus dividend eq$249,000
+9.2%
5,321
+5.4%
0.06%
+3.6%
ADP  AUTOMATIC DATA PROCESSING IN$241,000
+7.1%
2,2000.0%0.06%
+1.8%
VPU NewVANGUARD WORLD FDSutilities etf$233,000–1,996
+100.0%
0.05%–
XEL  XCEL ENERGY INC$235,000
+3.5%
4,9570.0%0.05%
-1.8%
MO BuyALTRIA GROUP INC$234,000
-10.0%
3,693
+5.7%
0.05%
-14.3%
VDC NewVANGUARD WORLD FDSconsum stp etf$230,000–1,658
+100.0%
0.05%–
SCHV  SCHWAB STRATEGIC TRus lcap va etf$227,000
+3.2%
4,3770.0%0.05%
-3.7%
EMLP NewFIRST TR EXCHANGE TRADED FDno amer energy$224,000–9,030
+100.0%
0.05%–
VBR SellVANGUARD INDEX FDSsm cp val etf$219,000
-25.3%
1,716
-27.9%
0.05%
-28.2%
PM BuyPHILIP MORRIS INTL INC$221,000
+0.5%
1,992
+6.4%
0.05%
-5.6%
DTH  WISDOMTREE TRitl high div fd$222,000
+4.7%
5,0700.0%0.05%
-1.9%
VZ NewVERIZON COMMUNICATIONS INC$218,000–4,412
+100.0%
0.05%–
IJH SellISHARES TRcore s&p mcp etf$207,000
+1.0%
1,156
-2.0%
0.05%
-4.0%
UNH NewUNITEDHEALTH GROUP INC$210,000–1,071
+100.0%
0.05%–
BRKB SellBERKSHIRE HATHAWAY INC DELcl b new$206,000
+1.5%
1,121
-6.5%
0.05%
-2.0%
CSX  CSX CORP$202,000
-0.5%
3,7240.0%0.05%
-4.1%
PSX NewPHILLIPS 66$204,000–2,229
+100.0%
0.05%–
SCHB NewSCHWAB STRATEGIC TRus brd mkt etf$203,000–3,334
+100.0%
0.05%–
OPK  OPKO HEALTH INC$152,000
+4.1%
22,2000.0%0.04%
-2.8%
ALK ExitALASKA AIR GROUP INC$0–-2,550
-100.0%
-0.06%–
PI ExitIMPINJ INC$0–-8,249
-100.0%
-0.10%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-11-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
VANGUARD SCOTTSDALE FDS42Q3 202322.3%
VANGUARD SCOTTSDALE FDS42Q3 202313.8%
ISHARES INC42Q3 20235.3%
ISHARES TR42Q3 20238.3%
SPDR SER TR42Q3 20235.3%
SCHWAB STRATEGIC TR42Q3 20238.4%
VANGUARD INDEX FDS42Q3 20234.5%
VANGUARD INDEX FDS42Q3 20233.8%
SCHWAB STRATEGIC TR42Q3 20237.1%
MICROSOFT CORP42Q3 20232.3%

View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.

Latest filings
TypeFiled
SC 13G/A2024-02-08
SC 13G2024-02-08
13F-HR2024-02-06
13F-HR2023-11-03
13F-HR2023-08-11
13F-HR2023-05-09
13F-HR2023-02-08
SC 13G/A2023-02-07
13F-HR2022-11-03
13F-HR2022-08-02

View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.

All filings

View complete filings history.

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