Empirical Financial Services, LLC d.b.a. Empirical Wealth Management - Q2 2017 holdings

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$411 Million is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 130 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 13.2% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
VCSH BuyVANGUARD SCOTTSDALE FDSshrt trm corp bd$87,248,000
+2.0%
1,090,057
+1.6%
21.24%
-0.4%
VCIT BuyVANGUARD SCOTTSDALE FDSint-term corp$55,016,000
+2.9%
628,536
+1.6%
13.39%
+0.6%
VTIP BuyVANGUARD MALVERN FDSstrm infproidx$36,886,000
+2.5%
749,255
+3.0%
8.98%
+0.1%
SHY SellISHARES TR1-3 yr tr bd etf$30,178,000
-1.5%
357,176
-1.5%
7.35%
-3.8%
IEMG BuyISHARES INCcore msci emkt$20,946,000
+5.5%
418,581
+0.8%
5.10%
+3.1%
SJNK BuySPDR SER TRbloomberg srt tr$18,033,000
+3.3%
644,714
+3.3%
4.39%
+0.9%
VNQ BuyVANGUARD INDEX FDSreit etf$10,729,000
+3.4%
128,904
+2.6%
2.61%
+1.0%
VV SellVANGUARD INDEX FDSlarge cap etf$9,670,000
-0.8%
87,102
-3.5%
2.35%
-3.1%
SCHX SellSCHWAB STRATEGIC TRus lrg cap etf$8,825,000
-8.5%
152,756
-10.9%
2.15%
-10.6%
SHM SellSPDR SER TRnuveen blmbrg sr$8,168,000
-6.6%
168,407
-6.7%
1.99%
-8.7%
HYMB BuySPDR SERIES TRUSTnuv hghyld mun$5,954,000
+23.3%
104,737
+22.8%
1.45%
+20.4%
MUB SellISHARES TRnational mun etf$4,957,000
-2.4%
45,014
-3.5%
1.21%
-4.7%
VTI SellVANGUARD INDEX FDStotal stk mkt$4,755,000
+1.0%
38,205
-1.5%
1.16%
-1.4%
SCHZ BuySCHWAB STRATEGIC TRus aggregate b$4,632,000
+5.9%
88,655
+5.0%
1.13%
+3.5%
EMB SellISHARES TRjp mor em mk etf$4,562,000
+0.1%
39,891
-0.5%
1.11%
-2.3%
MSFT BuyMICROSOFT CORP$3,276,000
+11.6%
47,525
+6.6%
0.80%
+9.0%
TIP SellISHARES TRtips bd etf$3,256,000
-11.3%
28,707
-10.4%
0.79%
-13.3%
VEA SellVANGUARD TAX MANAGED INTL FDftse dev mkt etf$3,132,000
-9.5%
75,798
-13.9%
0.76%
-11.6%
AAPL BuyAPPLE INC$3,105,000
+24.2%
21,558
+23.9%
0.76%
+21.3%
HYD SellVANECK VECTORS ETF TRhigh yld mun etf$2,603,000
-3.4%
84,224
-4.4%
0.63%
-5.5%
VYM BuyVANGUARD WHITEHALL FDS INChigh div yld$2,565,000
+6.9%
32,822
+6.2%
0.62%
+4.3%
FM BuyISHARESmsci frntr100etf$2,557,000
+3.8%
89,460
+0.7%
0.62%
+1.3%
FPE BuyFIRST TR EXCHANGE-TRADED FDpfd secs inc etf$2,165,000
+201.1%
108,182
+193.9%
0.53%
+194.4%
SCHE SellSCHWAB STRATEGIC TRemrg mkteq etf$2,090,000
-7.4%
84,124
-10.7%
0.51%
-9.4%
CAC  CAMDEN NATL CORP$2,018,000
-2.6%
47,0190.0%0.49%
-4.8%
BSCI SellCLAYMORE EXCHANGE TRD FD TRgug bull2018 e$1,955,000
-5.1%
92,005
-5.2%
0.48%
-7.4%
BSCJ SellCLAYMORE EXCHANGE TRD FD TRgug bull2019 e$1,907,000
-5.8%
89,721
-6.0%
0.46%
-8.1%
BSCH SellCLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017$1,895,000
-5.2%
83,795
-5.2%
0.46%
-7.4%
BSCK SellCLAYMORE EXCHANGE TRD FD TRgug bull2020 e$1,850,000
-4.4%
86,120
-4.8%
0.45%
-6.6%
SCHP SellSCHWAB STRATEGIC TRus tips etf$1,769,000
-2.3%
32,132
-1.4%
0.43%
-4.4%
VNQI SellVANGUARD INTL EQUITY INDEX Fglb ex us etf$1,708,000
-3.9%
30,367
-9.0%
0.42%
-6.1%
BSCL SellCLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021$1,679,000
-2.9%
78,825
-3.6%
0.41%
-5.1%
COMT NewISHARES U S ETF TR$1,654,000–50,762
+100.0%
0.40%–
VTV BuyVANGUARD INDEX FDSvalue etf$1,632,000
+76.8%
16,905
+74.7%
0.40%
+72.6%
DWX BuySPDR INDEX SHS FDSs&p intl etf$1,603,000
+15.8%
40,985
+12.8%
0.39%
+13.0%
SCZ SellISHARES TReafe sml cp etf$1,599,000
+5.3%
27,652
-1.5%
0.39%
+2.6%
BSCM SellCLAYMORE EXCHANGE TRD FD TRgugg bulsh 2022$1,356,000
-7.6%
63,581
-8.8%
0.33%
-9.8%
AMZN SellAMAZON COM INC$1,344,000
+5.2%
1,388
-3.6%
0.33%
+2.8%
RWR SellSPDR SERIES TRUSTdj reit etf$1,326,000
-2.6%
14,265
-3.4%
0.32%
-4.7%
INTC SellINTEL CORP$1,327,000
-7.3%
39,342
-0.8%
0.32%
-9.5%
IVV BuyISHARES TRcore s&p500 etf$1,281,000
+14.1%
5,262
+11.1%
0.31%
+11.4%
SPY BuySPDR S&P 500 ETF TRtr unit$1,275,000
+6.1%
5,271
+3.4%
0.31%
+3.3%
BSCN SellCLAYMORE EXCHANGE TRD FD TR2023 corp bond$1,258,000
-6.7%
59,944
-8.0%
0.31%
-8.9%
DES BuyWISDOMTREE TRus smallcap divd$1,242,000
+12.3%
15,437
+12.6%
0.30%
+9.4%
VT SellVANGUARD INTL EQUITY INDEX Ftt wrld st etf$1,235,000
-1.0%
18,294
-4.3%
0.30%
-3.2%
AGG SellISHARES TRcore us aggbd et$1,168,000
-0.3%
10,667
-1.3%
0.28%
-2.7%
CVX BuyCHEVRON CORP NEW$1,117,000
-0.3%
10,708
+2.6%
0.27%
-2.5%
IGSB BuyISHARES TR1-3 yr cr bd etf$1,089,000
+2.3%
10,342
+2.2%
0.26%0.0%
ITM  VANECK VECTORS ETF TRamt free int etf$1,012,000
+2.0%
42,3060.0%0.25%
-0.4%
SBUX SellSTARBUCKS CORP$985,000
-12.1%
16,894
-12.0%
0.24%
-14.0%
BSJJ BuyCLAYMORE EXCHANGE TRD FD TRgug bul 2019 hy$865,000
+2.1%
35,079
+1.4%
0.21%0.0%
MATW  MATTHEWS INTL CORPcl a$846,000
-9.4%
13,8060.0%0.21%
-11.6%
GE BuyGENERAL ELECTRIC CO$840,000
-4.9%
31,107
+5.0%
0.20%
-7.3%
BSJI BuyCLAYMORE EXCHANGE TRD FD TRgug blt2018 hy$830,000
+2.6%
32,679
+2.3%
0.20%0.0%
BSJK BuyCLAYMORE EXCHANGE TRD FD TRgug bul 2020 hy$821,000
+2.4%
33,052
+1.5%
0.20%0.0%
BSJL BuyCLAYMORE EXCHANGE TRD FD TR2021 hg yld cb$787,000
+2.2%
31,270
+1.5%
0.19%0.0%
DLS SellWISDOMTREE TRintl smcap div$781,000
-2.6%
11,238
-8.3%
0.19%
-5.0%
PG BuyPROCTER AND GAMBLE CO$771,000
+2.0%
8,848
+5.2%
0.19%0.0%
BSJM BuyCLAYMORE EXCHANGE TRD FD TR2022 hg yld cb$773,000
+1.3%
30,470
+1.1%
0.19%
-1.1%
SPIB SellSPDR SERIES TRUSTblombrg brc intr$759,000
-14.3%
22,050
-15.1%
0.18%
-16.3%
SPSB  SPDR SERIES TRUSTblomberg brc srt$757,000
+0.1%
24,7050.0%0.18%
-2.1%
JNJ BuyJOHNSON & JOHNSON$733,000
+21.6%
5,541
+14.4%
0.18%
+18.7%
PDCO NewPATTERSON COMPANIES INC$704,000–15,000
+100.0%
0.17%–
BSJH BuyCLAYMORE EXCHANGE TRD FD TRgug blt2017 hy$698,000
+1.6%
27,138
+1.5%
0.17%
-0.6%
IWC  ISHARES TRmicro-cap etf$693,000
+3.7%
7,7950.0%0.17%
+1.8%
VUG NewVANGUARD INDEX FDSgrowth etf$694,000–5,465
+100.0%
0.17%–
QQQ BuyPOWERSHARES QQQ TRUSTunit ser 1$683,000
+6.6%
4,963
+2.5%
0.17%
+3.8%
VIG SellVANGUARD SPECIALIZED PORTFOLdiv app etf$648,000
-2.7%
6,993
-5.6%
0.16%
-4.8%
IVE  ISHARES TRs&p 500 val etf$648,000
+0.9%
6,1750.0%0.16%
-1.2%
SLYG  SPDR SERIES TRUSTs&p 600 smcp grw$649,000
+1.7%
3,0000.0%0.16%
-0.6%
T BuyAT&T INC$645,000
+65.0%
17,083
+81.7%
0.16%
+61.9%
IEFA SellISHARES TRcore msci eafe$646,000
-11.0%
10,602
-15.4%
0.16%
-13.3%
BSV BuyVANGUARD BD INDEX FD INCshort trm bond$647,000
+0.8%
8,103
+0.6%
0.16%
-1.9%
DEM BuyWISDOMTREE TRemer mkt high fd$624,000
+7.6%
15,211
+7.0%
0.15%
+4.8%
BA BuyBOEING CO$612,000
+12.9%
3,094
+0.9%
0.15%
+10.4%
USB SellUS BANCORP DEL$588,000
-10.2%
11,317
-11.1%
0.14%
-12.3%
EFA SellISHARES TRmsci eafe etf$589,000
+0.7%
9,033
-3.8%
0.14%
-2.1%
SCHC BuySCHWAB STRATEGIC TRintl sceqt etf$553,000
+7.6%
16,435
+0.1%
0.14%
+5.5%
FB BuyFACEBOOK INCcl a$545,000
+14.0%
3,610
+7.3%
0.13%
+11.8%
VB NewVANGUARD INDEX FDSsmall cp etf$537,000–3,962
+100.0%
0.13%–
AMGN  AMGEN INC$524,000
+5.0%
3,0420.0%0.13%
+3.2%
COST SellCOSTCO WHSL CORP NEW$519,000
-15.6%
3,243
-11.5%
0.13%
-17.6%
HYS SellPIMCO ETF TR0-5 high yield$512,000
-7.2%
5,049
-7.5%
0.12%
-9.4%
XOM BuyEXXON MOBIL CORP$479,000
+6.9%
5,928
+8.6%
0.12%
+4.5%
DIS  DISNEY WALT CO$476,000
-6.3%
4,4800.0%0.12%
-8.7%
GOOG BuyALPHABET INCcap stk cl c$475,000
+26.0%
523
+14.9%
0.12%
+23.4%
GOOGL BuyALPHABET INCcap stk cl a$439,000
+28.0%
472
+16.8%
0.11%
+25.9%
EWX SellSPDR INDEX SHS FDSs&p emktsc etf$433,000
-11.1%
9,269
-13.7%
0.10%
-13.2%
BAC BuyBANK AMER CORP$425,000
+30.4%
17,518
+26.8%
0.10%
+27.2%
FTSL SellFIRST TR EXCHANGE TRADED FDsenior ln fd$420,000
-19.2%
8,687
-19.2%
0.10%
-21.5%
FEM SellFIRST TR EXCH TRD ALPHA FD Iemerg mkt alph$412,000
-36.4%
17,605
-37.8%
0.10%
-37.9%
ORCL BuyORACLE CORP$409,000
+73.3%
8,157
+54.4%
0.10%
+69.5%
WPS SellISHARES TRintl devppty etf$405,000
+0.2%
10,952
-3.8%
0.10%
-2.0%
PI SellIMPINJ INC$401,000
-20.1%
8,249
-50.3%
0.10%
-21.6%
IEI BuyISHARES TR3-7 yr tr bd etf$404,000
+2.0%
3,271
+1.7%
0.10%
-1.0%
IWM BuyISHARES TRrussell 2000 etf$391,000
+41.2%
2,774
+37.7%
0.10%
+37.7%
SCHF BuySCHWAB STRATEGIC TRintl eqty etf$382,000
+11.0%
12,023
+4.3%
0.09%
+8.1%
SLV  ISHARES SILVER TRUSTishares$369,000
-8.9%
23,4850.0%0.09%
-10.9%
IBM BuyINTERNATIONAL BUSINESS MACHS$353,000
-7.1%
2,294
+5.2%
0.09%
-9.5%
KO BuyCOCA COLA CO$345,000
+19.8%
7,691
+13.2%
0.08%
+16.7%
RWO BuySPDR INDEX SHS FDSdj glb rl es etf$331,000
+1.5%
6,936
+0.3%
0.08%0.0%
SDY BuySPDR SERIES TRUSTs&p divid etf$328,000
+13.9%
3,686
+12.9%
0.08%
+11.1%
NKE SellNIKE INCcl b$326,000
-1.2%
5,521
-6.9%
0.08%
-3.7%
JPM BuyJPMORGAN CHASE & CO$319,000
+30.2%
3,485
+25.0%
0.08%
+27.9%
LUV  SOUTHWEST AIRLS CO$313,000
+15.5%
5,0330.0%0.08%
+11.8%
GILD  GILEAD SCIENCES INC$301,000
+4.2%
4,2480.0%0.07%
+1.4%
EBND BuySPDR SERIES TRUSTblombrg brc emrg$297,000
+10.8%
10,241
+7.6%
0.07%
+7.5%
DHR  DANAHER CORP DEL$295,000
-1.0%
3,4900.0%0.07%
-2.7%
VBR SellVANGUARD INDEX FDSsm cp val etf$293,000
-43.4%
2,380
-43.5%
0.07%
-45.0%
IJR  ISHARES TRcore s&p scp etf$290,000
+1.0%
4,1430.0%0.07%
-1.4%
PEP  PEPSICO INC$287,000
+3.2%
2,4890.0%0.07%
+1.4%
IVW SellISHARES TRs&p 500 grwt etf$284,000
-54.1%
2,075
-55.9%
0.07%
-55.2%
MRK BuyMERCK & CO INC$271,000
+11.5%
4,222
+10.4%
0.07%
+8.2%
MO NewALTRIA GROUP INC$260,000–3,493
+100.0%
0.06%–
MCD NewMCDONALDS CORP$254,000–1,656
+100.0%
0.06%–
DGS BuyWISDOMTREE TRemg mkts smcap$248,000
+2.5%
5,413
+0.4%
0.06%0.0%
PFE SellPFIZER INC$240,000
-3.6%
7,137
-2.0%
0.06%
-6.5%
ALK SellALASKA AIR GROUP INC$229,000
-4.6%
2,550
-2.0%
0.06%
-6.7%
XEL NewXCEL ENERGY INC$227,000–4,957
+100.0%
0.06%–
SCHD BuySCHWAB STRATEGIC TRus dividend eq$228,000
+3.6%
5,047
+2.4%
0.06%0.0%
ADP  AUTOMATIC DATA PROCESSING IN$225,0000.0%2,2000.0%0.06%
-1.8%
PM NewPHILIP MORRIS INTL INC$220,000–1,873
+100.0%
0.05%–
SCHV  SCHWAB STRATEGIC TRus lcap va etf$220,000
+1.4%
4,3770.0%0.05%0.0%
DTH  WISDOMTREE TRitl high div fd$212,000
+2.9%
5,0700.0%0.05%
+2.0%
V  VISA INC$215,000
+5.4%
2,2920.0%0.05%
+2.0%
LQD SellISHARES TRiboxx inv cp etf$212,000
-14.5%
1,760
-16.4%
0.05%
-16.1%
IJH SellISHARES TRcore s&p mcp etf$205,000
-2.8%
1,179
-4.1%
0.05%
-5.7%
BRKB SellBERKSHIRE HATHAWAY INC DELcl b new$203,000
-2.4%
1,199
-4.0%
0.05%
-5.8%
CSX NewCSX CORP$203,000–3,724
+100.0%
0.05%–
OPK  OPKO HEALTH INC$146,000
-18.0%
22,2000.0%0.04%
-18.2%
IAU ExitISHARES GOLD TRUSTishares$0–-11,180
-100.0%
-0.03%–
HPE ExitHEWLETT PACKARD ENTERPRISE C$0–-8,794
-100.0%
-0.05%–
CMF ExitISHARES TRcalif mun bd etf$0–-2,001
-100.0%
-0.06%–
MMM Exit3M CO$0–-1,264
-100.0%
-0.06%–
VSS ExitVANGUARD INTL EQUITY INDEX Fftse smcap etf$0–-2,612
-100.0%
-0.07%–
PVI ExitPOWERSHARES ETF TR IIwk vrdo tx fr$0–-13,901
-100.0%
-0.09%–
USIG ExitISHARES TRus credit bd etf$0–-5,244
-100.0%
-0.14%–
ITOT ExitISHARES TRcore s&p ttl stk$0–-14,586
-100.0%
-0.20%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-08-10
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
VANGUARD SCOTTSDALE FDS42Q3 202322.3%
VANGUARD SCOTTSDALE FDS42Q3 202313.8%
ISHARES INC42Q3 20235.3%
ISHARES TR42Q3 20238.3%
SPDR SER TR42Q3 20235.3%
SCHWAB STRATEGIC TR42Q3 20238.4%
VANGUARD INDEX FDS42Q3 20234.5%
VANGUARD INDEX FDS42Q3 20233.8%
SCHWAB STRATEGIC TR42Q3 20237.1%
MICROSOFT CORP42Q3 20232.3%

View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-07
SC 13G/A2024-02-08
SC 13G2024-02-08
13F-HR2024-02-06
13F-HR2023-11-03
13F-HR2023-08-11
13F-HR2023-05-09
13F-HR2023-02-08
SC 13G/A2023-02-07
13F-HR2022-11-03

View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.

All filings

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