$424 Million is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 112 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 13.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $82,872,000 | -0.0% | 1,039,672 | -0.2% | 19.56% | +1.6% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $52,091,000 | +0.9% | 609,748 | +0.8% | 12.30% | +2.5% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $31,411,000 | -5.0% | 686,421 | +2.4% | 7.42% | -3.5% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $30,030,000 | +8.6% | 620,703 | +9.3% | 7.09% | +10.3% |
| SHY | Sell | ISHARES TR1-3 yr tr bd etf | $26,955,000 | -0.3% | 317,159 | -0.4% | 6.36% | +1.3% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $17,461,000 | +5.6% | 231,145 | +4.4% | 4.12% | +7.2% |
| GSP | Buy | BARCLAYS BK PLCipspgs ttl etn | $16,179,000 | -19.6% | 998,058 | +2.4% | 3.82% | -18.4% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $14,416,000 | -7.3% | 404,495 | +3.2% | 3.40% | -5.8% |
| IEMG | Buy | ISHARES INCcore msci emkt | $13,217,000 | +8.2% | 331,340 | +30.3% | 3.12% | +9.9% |
| SJNK | Buy | SPDR SER TRsht trm hgh yld | $12,500,000 | +13.2% | 464,008 | +21.5% | 2.95% | +15.0% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $9,935,000 | -7.7% | 112,835 | -0.6% | 2.34% | -6.3% |
| TIP | Sell | ISHARES TRtips bd etf | $6,087,000 | -12.0% | 54,993 | -11.0% | 1.44% | -10.6% |
| HYMB | Buy | SPDR SERIES TRUSTnuv hghyld mun | $4,800,000 | +14.6% | 84,796 | +12.2% | 1.13% | +16.4% |
| MUB | Sell | ISHARES TRnat amt free bd | $4,412,000 | -16.0% | 40,278 | -17.0% | 1.04% | -14.7% |
| SCHZ | Buy | SCHWAB STRATEGIC TRus aggregate b | $3,946,000 | +3.9% | 75,678 | +3.0% | 0.93% | +5.4% |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $3,879,000 | -36.0% | 40,997 | -32.5% | 0.92% | -35.0% |
| SCHP | Sell | SCHWAB STRATEGIC TRus tips etf | $3,869,000 | -19.3% | 72,093 | -18.5% | 0.91% | -18.1% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $3,809,000 | -12.0% | 38,584 | -4.6% | 0.90% | -10.6% |
| EMB | Buy | ISHARES TRjp mor em mk etf | $3,071,000 | +94.6% | 28,865 | +101.1% | 0.72% | +97.5% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $2,344,000 | -36.7% | 115,917 | -23.1% | 0.55% | -35.8% |
| BSCG | Sell | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016 | $2,300,000 | -8.9% | 103,670 | -8.8% | 0.54% | -7.5% |
| BSCH | Sell | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $2,293,000 | -8.5% | 101,054 | -8.3% | 0.54% | -7.2% |
| MSFT | Buy | MICROSOFT CORP | $2,236,000 | +11.4% | 50,512 | +11.1% | 0.53% | +13.1% |
| PG | Buy | PROCTER & GAMBLE CO | $2,195,000 | -3.8% | 30,507 | +4.6% | 0.52% | -2.3% |
| BSCF | Sell | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2015 | $2,175,000 | -9.6% | 100,571 | -9.5% | 0.51% | -8.2% |
| FM | Buy | ISHARESmsci frntr100etf | $2,133,000 | +32.9% | 84,839 | +54.7% | 0.50% | +35.1% |
| BSCI | Sell | CLAYMORE EXCHANGE TRD FD TRgug bull2018 e | $2,120,000 | -8.0% | 99,921 | -7.8% | 0.50% | -6.5% |
| BSCJ | Sell | CLAYMORE EXCHANGE TRD FD TRgug bull2019 e | $2,062,000 | -7.7% | 97,551 | -8.0% | 0.49% | -6.2% |
| TUZ | Sell | PIMCO ETF TR1-3yr ustreidx | $2,054,000 | -9.3% | 40,217 | -9.5% | 0.48% | -7.8% |
| AAPL | Buy | APPLE INC | $1,938,000 | +27.8% | 17,574 | +45.3% | 0.46% | +29.5% |
| BSCK | Sell | CLAYMORE EXCHANGE TRD FD TRgug bull2020 e | $1,879,000 | -8.2% | 88,297 | -8.4% | 0.44% | -6.7% |
| SHM | Buy | SPDR SERIES TRUSTnuvn br sht muni | $1,877,000 | +28.9% | 77,069 | +28.5% | 0.44% | +31.1% |
| FEM | Buy | FIRST TR EXCH TRD ALPHA FD Iemerg mkt alph | $1,834,000 | +224.6% | 101,841 | +313.8% | 0.43% | +230.5% |
| IEFA | Buy | ISHARES TRcore msci eafe | $1,745,000 | +14.3% | 33,047 | +26.1% | 0.41% | +16.1% |
| IGSB | Buy | ISHARES TR1-3 yr cr bd etf | $1,680,000 | +25.3% | 15,978 | +25.5% | 0.40% | +27.2% |
| AGG | Sell | ISHARES TRcore us aggbd et | $1,659,000 | +0.6% | 15,142 | -0.1% | 0.39% | +2.3% |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,633,000 | -21.8% | 28,490 | -13.4% | 0.38% | -20.8% |
| BSCL | Sell | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021 | $1,549,000 | -2.8% | 74,315 | -2.9% | 0.37% | -1.1% |
| INTC | Buy | INTEL CORP | $1,482,000 | +22.7% | 49,165 | +23.8% | 0.35% | +24.6% |
| VNQI | Sell | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $1,468,000 | -31.1% | 28,810 | -25.0% | 0.35% | -29.9% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $1,413,000 | -19.9% | 51,637 | -10.9% | 0.33% | -18.5% |
| ITM | Sell | MARKET VECTORS ETF TRmktvec intmuetf | $1,378,000 | -0.4% | 58,305 | -2.2% | 0.32% | +1.2% |
| RWR | Sell | SPDR SERIES TRUSTdj reit etf | $1,356,000 | +0.1% | 15,741 | -1.9% | 0.32% | +1.6% |
| SCZ | Sell | ISHARES TReafe sml cp etf | $1,314,000 | -6.4% | 27,498 | -0.1% | 0.31% | -4.9% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $1,232,000 | -7.3% | 22,274 | +3.1% | 0.29% | -5.8% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $1,191,000 | -1.3% | 14,820 | -1.6% | 0.28% | 0.0% |
| IWC | Buy | ISHARES TRmicro-cap etf | $1,180,000 | -5.7% | 16,914 | +10.2% | 0.28% | -4.1% |
| SPSB | Buy | SPDR SERIES TRUSTbarc sht tr cp | $1,101,000 | +137.8% | 36,063 | +138.4% | 0.26% | +140.7% |
| HYD | Sell | MARKET VECTORS ETF TRhg yld mun etf | $1,102,000 | -21.8% | 36,038 | -23.6% | 0.26% | -20.7% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,079,000 | -6.1% | 5,633 | +0.9% | 0.26% | -4.5% |
| EWX | Buy | SPDR INDEX SHS FDSs&p emktsc etf | $967,000 | +68.5% | 26,158 | +105.2% | 0.23% | +71.4% |
| NKE | NIKE INCcl b | $953,000 | +13.9% | 7,748 | 0.0% | 0.22% | +15.4% | |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $934,000 | +39.8% | 14,913 | +50.3% | 0.22% | +41.9% |
| BSJF | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bull 2015 | $914,000 | +28.7% | 35,302 | +29.4% | 0.22% | +30.9% |
| BSJG | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $906,000 | +27.8% | 35,019 | +30.0% | 0.21% | +29.7% |
| BSJH | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $894,000 | +24.9% | 35,221 | +30.0% | 0.21% | +27.1% |
| BSJI | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy | $836,000 | +26.7% | 33,922 | +33.2% | 0.20% | +28.8% |
| EBND | Sell | SPDR SERIES TRUSTbrcly em locl | $817,000 | -44.0% | 33,237 | -38.2% | 0.19% | -43.1% |
| BSJJ | Buy | CLAYMORE EXCHANGE TRD FD TRgug bul 2019 hy | $780,000 | +29.1% | 33,050 | +37.7% | 0.18% | +31.4% |
| SPIB | Sell | SPDR SERIES TRUSTintr trm corp bd | $764,000 | -22.3% | 22,490 | -22.3% | 0.18% | -21.1% |
| IEI | Buy | ISHARES TR3-7 yr tr bd etf | $752,000 | +24.9% | 6,036 | +23.4% | 0.18% | +27.1% |
| TWTR | Sell | TWITTER INC | $735,000 | -36.0% | 27,291 | -13.9% | 0.17% | -34.8% |
| BSJK | Buy | CLAYMORE EXCHANGE TRD FD TRgug bul 2020 hy | $723,000 | +38.8% | 30,740 | +49.3% | 0.17% | +41.3% |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $706,000 | +3.2% | 15,632 | +4.7% | 0.17% | +5.0% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $701,000 | -8.4% | 9,136 | -0.4% | 0.16% | -7.3% |
| WPS | Sell | ISHARES TRintl devppty etf | $691,000 | -24.5% | 19,827 | -19.4% | 0.16% | -23.5% |
| MMM | 3M CO | $677,000 | -8.1% | 4,778 | 0.0% | 0.16% | -6.4% | |
| GE | Buy | GENERAL ELECTRIC CO | $640,000 | -5.0% | 25,361 | +0.0% | 0.15% | -3.8% |
| CVX | Buy | CHEVRON CORP NEW | $631,000 | -14.1% | 8,001 | +5.0% | 0.15% | -12.9% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $632,000 | +9.9% | 3,277 | +18.1% | 0.15% | +11.2% |
| AMZN | Buy | AMAZON COM INC | $580,000 | +25.3% | 1,134 | +6.3% | 0.14% | +26.9% |
| XOM | Buy | EXXON MOBIL CORP | $562,000 | +9.6% | 7,555 | +22.6% | 0.13% | +11.8% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $534,000 | +6.0% | 7,397 | +11.9% | 0.13% | +7.7% |
| DWX | Buy | SPDR INDEX SHS FDSs&p intl etf | $489,000 | +58.3% | 14,391 | +93.0% | 0.12% | +59.7% |
| COST | Buy | COSTCO WHSL CORP NEW | $473,000 | +18.0% | 3,274 | +10.2% | 0.11% | +20.4% |
| DIS | Buy | DISNEY WALT CO | $469,000 | +2.0% | 4,590 | +13.8% | 0.11% | +3.7% |
| SBUX | Buy | STARBUCKS CORP | $459,000 | +25.1% | 8,077 | +18.0% | 0.11% | +27.1% |
| LQD | ISHARES TRiboxx inv cp etf | $444,000 | +0.5% | 3,823 | 0.0% | 0.10% | +1.9% | |
| DES | Buy | WISDOMTREE TRsmallcap divid | $436,000 | +5.3% | 6,919 | +17.7% | 0.10% | +7.3% |
| AMGN | AMGEN INC | $424,000 | -10.0% | 3,067 | 0.0% | 0.10% | -8.3% | |
| BAC | Sell | BANK AMER CORP | $423,000 | -10.2% | 27,159 | -1.9% | 0.10% | -8.3% |
| USB | US BANCORP DEL | $398,000 | -5.5% | 9,707 | 0.0% | 0.09% | -4.1% | |
| KO | Buy | COCA COLA CO | $378,000 | +2.4% | 9,412 | +0.0% | 0.09% | +3.5% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $361,000 | -8.4% | 6,094 | +3.0% | 0.08% | -7.6% |
| PVI | POWERSHARES GLOBAL ETF TRUSTwk vrdo tx fr | $346,000 | -0.3% | 13,901 | 0.0% | 0.08% | +1.2% | |
| BA | Buy | BOEING CO | $347,000 | -1.1% | 2,646 | +4.5% | 0.08% | 0.0% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $339,000 | +1.5% | 4,139 | +0.6% | 0.08% | +2.6% |
| DLS | Buy | WISDOMTREE TRintl smcap div | $339,000 | +5.9% | 6,136 | +15.8% | 0.08% | +8.1% |
| V | VISA INC | $314,000 | +3.6% | 4,512 | 0.0% | 0.07% | +5.7% | |
| BLK | BLACKROCK INC | $313,000 | -14.0% | 1,053 | 0.0% | 0.07% | -12.9% | |
| MRK | Sell | MERCK & CO INC NEW | $305,000 | -13.6% | 6,185 | -0.3% | 0.07% | -12.2% |
| JNJ | Buy | JOHNSON & JOHNSON | $305,000 | -1.3% | 3,272 | +3.3% | 0.07% | 0.0% |
| TIPZ | PIMCO ETF TRbroad us tips | $300,000 | -2.0% | 5,380 | 0.0% | 0.07% | 0.0% | |
| FB | New | FACEBOOK INCcl a | $298,000 | – | 3,320 | +100.0% | 0.07% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $292,000 | -24.0% | 2,015 | -14.6% | 0.07% | -22.5% |
| ELD | Sell | WISDOMTREE TRem lcl debt fd | $291,000 | -49.6% | 8,390 | -43.5% | 0.07% | -48.5% |
| GILD | Buy | GILEAD SCIENCES INC | $284,000 | -11.8% | 2,893 | +5.3% | 0.07% | -10.7% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $274,000 | -9.0% | 2,575 | +0.7% | 0.06% | -7.1% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $277,000 | -9.5% | 2,725 | -4.8% | 0.06% | -8.5% |
| MDT | New | MEDTRONIC PLC | $268,000 | – | 4,010 | +100.0% | 0.06% | – |
| COP | Sell | CONOCOPHILLIPS | $252,000 | -27.2% | 5,259 | -6.6% | 0.06% | -26.2% |
| LUV | SOUTHWEST AIRLS CO | $246,000 | +15.0% | 6,460 | 0.0% | 0.06% | +16.0% | |
| VZ | New | VERIZON COMMUNICATIONS INC | $236,000 | – | 5,419 | +100.0% | 0.06% | – |
| MCD | New | MCDONALDS CORP | $236,000 | – | 2,400 | +100.0% | 0.06% | – |
| SCHC | New | SCHWAB STRATEGIC TRintl sceqt etf | $237,000 | – | 8,290 | +100.0% | 0.06% | – |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $233,000 | -42.2% | 7,047 | -28.6% | 0.06% | -41.5% |
| DEM | Sell | WISDOMTREE TRemer mkt high fd | $227,000 | -52.9% | 6,771 | -38.9% | 0.05% | -51.8% |
| SRE | SEMPRA ENERGY | $225,000 | -2.2% | 2,324 | 0.0% | 0.05% | 0.0% | |
| DHR | New | DANAHER CORP DEL | $223,000 | – | 2,618 | +100.0% | 0.05% | – |
| PSX | Sell | PHILLIPS 66 | $225,000 | -9.3% | 2,930 | -4.9% | 0.05% | -8.6% |
| PCAR | New | PACCAR INC | $205,000 | – | 3,929 | +100.0% | 0.05% | – |
| OPK | OPKO HEALTH INC | $168,000 | -47.8% | 20,000 | 0.0% | 0.04% | -46.7% | |
| DXJ | Exit | WISDOMTREE TRjapn hedge eqt | $0 | – | -3,534 | -100.0% | -0.05% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -3,784 | -100.0% | -0.05% | – |
| RSP | Exit | RYDEX ETF TRUSTgug s&p500 eq wt | $0 | – | -2,671 | -100.0% | -0.05% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -1,650 | -100.0% | -0.05% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -2,044 | -100.0% | -0.06% | – |
| EFV | Exit | ISHARESeafe value etf | $0 | – | -4,900 | -100.0% | -0.06% | – |
| EMFM | Exit | GLOBAL X FDSglb x nxt emrg | $0 | – | -30,855 | -100.0% | -0.16% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -19,654 | -100.0% | -0.18% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-10-22
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 22.3% |
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 13.8% |
| ISHARES INC | 42 | Q3 2023 | 5.3% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| SPDR SER TR | 42 | Q3 2023 | 5.3% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 8.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 3.8% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.3% |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| SC 13G/A | 2024-02-08 |
| SC 13G | 2024-02-08 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-08 |
| SC 13G/A | 2023-02-07 |
| 13F-HR | 2022-11-03 |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.