Empirical Financial Services, LLC d.b.a. Empirical Wealth Management - Q2 2015 holdings

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$430 Million is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 113 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 18.2% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
VCSH BuyVANGUARD SCOTTSDALE FDSshrt trm corp bd$82,884,000
+2.0%
1,041,517
+2.8%
19.26%
-1.2%
VCIT BuyVANGUARD SCOTTSDALE FDSint-term corp$51,610,000
+0.8%
605,035
+3.7%
12.00%
-2.3%
SCHX SellSCHWAB STRATEGIC TRus lrg cap etf$33,053,000
-0.6%
670,317
-0.1%
7.68%
-3.7%
VTIP BuyVANGUARD MALVERN FDSstrm infproidx$27,656,000
+11.3%
568,126
+10.7%
6.43%
+7.8%
SHY BuyISHARES TR1-3 yr tr bd etf$27,033,000
+1.5%
318,555
+1.5%
6.28%
-1.6%
GSP BuyBARCLAYS BK PLCipspgs ttl etn$20,129,000
+32.8%
974,292
+20.9%
4.68%
+28.7%
VNQ BuyVANGUARD INDEX FDSreit etf$16,541,000
-10.3%
221,461
+1.2%
3.84%
-13.1%
VEA BuyVANGUARD TAX MANAGED INTL FDftse dev mkt etf$15,546,000
+1.0%
392,091
+1.4%
3.61%
-2.1%
IEMG BuyISHARES INCcore msci emkt$12,215,000
+4.2%
254,270
+4.8%
2.84%
+1.0%
SJNK BuySPDR SER TRsht trm hgh yld$11,040,000
+16.9%
381,877
+18.0%
2.57%
+13.3%
VV SellVANGUARD INDEX FDSlarge cap etf$10,765,000
-3.4%
113,526
-3.0%
2.50%
-6.4%
TIP SellISHARES TRtips bd etf$6,920,000
-5.1%
61,759
-3.8%
1.61%
-8.0%
HYS SellPIMCO ETF TR0-5 high yield$6,064,000
-11.1%
60,721
-9.7%
1.41%
-13.9%
MUB BuyISHARESnat amt free bd$5,251,000
-0.2%
48,522
+2.0%
1.22%
-3.3%
SCHP SellSCHWAB STRATEGIC TRus tips etf$4,796,000
-22.0%
88,473
-20.9%
1.12%
-24.4%
VTI SellVANGUARD INDEX FDStotal stk mkt$4,328,000
-1.1%
40,439
-0.9%
1.01%
-4.2%
HYMB BuySPDR SERIES TRUSTnuv hghyld mun$4,188,000
+2.5%
75,563
+6.5%
0.97%
-0.7%
SCHZ BuySCHWAB STRATEGIC TRus aggregate b$3,799,000
-1.7%
73,449
+0.5%
0.88%
-4.7%
SCHE BuySCHWAB STRATEGIC TRemrg mkteq etf$3,704,000
+1.6%
150,705
+0.7%
0.86%
-1.6%
BSCG SellCLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016$2,526,000
-12.5%
113,722
-12.5%
0.59%
-15.3%
BSCH SellCLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017$2,507,000
-11.4%
110,197
-11.1%
0.58%
-14.0%
BSCF SellCLAYMORE EXCHANGE TRD FD TRgugg crp bd 2015$2,407,000
-13.5%
111,129
-13.4%
0.56%
-16.2%
BSCI SellCLAYMORE EXCHANGE TRD FD TRgug bull2018 e$2,304,000
-11.2%
108,367
-11.0%
0.54%
-14.0%
PG BuyPROCTER & GAMBLE CO$2,281,000
+182.0%
29,153
+195.2%
0.53%
+173.2%
TUZ SellPIMCO ETF TR1-3yr ustreidx$2,265,000
-16.6%
44,463
-16.5%
0.53%
-19.3%
BSCJ SellCLAYMORE EXCHANGE TRD FD TRgug bull2019 e$2,235,000
-10.3%
106,052
-9.5%
0.52%
-13.2%
VNQI SellVANGUARD INTL EQUITY INDEX Fglb ex us etf$2,131,000
-4.0%
38,430
-2.5%
0.50%
-7.0%
EFA SellISHARES TRmsci eafe etf$2,089,000
-1.6%
32,903
-0.6%
0.49%
-4.5%
BSCK SellCLAYMORE EXCHANGE TRD FD TRgug bull2020 e$2,047,000
-12.6%
96,437
-11.5%
0.48%
-15.3%
MSFT BuyMICROSOFT CORP$2,008,000
+40.6%
45,472
+29.5%
0.47%
+36.5%
SCHF SellSCHWAB STRATEGIC TRintl eqty etf$1,765,000
-8.0%
57,934
-8.7%
0.41%
-10.9%
AGG SellISHARES TRcore us aggbd et$1,649,000
-6.9%
15,160
-4.6%
0.38%
-9.9%
FM SellISHARESmsci frntr100etf$1,605,000
-28.8%
54,835
-27.7%
0.37%
-31.1%
BSCL SellCLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021$1,594,000
-13.6%
76,511
-11.7%
0.37%
-16.3%
EMB BuyISHARESjp mor em mk etf$1,578,000
+390.1%
14,353
+399.1%
0.37%
+376.6%
IEFA  ISHARES TRcore msci eafe$1,527,000
-0.3%
26,1980.0%0.36%
-3.3%
AAPL BuyAPPLE INC$1,517,000
+40.2%
12,097
+39.2%
0.35%
+36.3%
EBND SellSPDR SERIES TRUSTbrcly em locl$1,458,000
-30.3%
53,823
-29.9%
0.34%
-32.5%
SHM BuySPDR SERIES TRUSTnuvn br sht muni$1,456,0000.0%59,968
+0.1%
0.34%
-3.2%
HYD BuyMARKET VECTORS ETF TRhg yld mun etf$1,410,000
-4.3%
47,167
+0.3%
0.33%
-7.3%
SCZ  ISHARESeafe sml cp etf$1,404,000
+3.1%
27,5230.0%0.33%
-0.3%
ITM SellMARKET VECTORS ETF TRmktvec intmuetf$1,383,000
-3.8%
59,610
-1.3%
0.32%
-7.0%
RWR SellSPDR SERIES TRUSTdj reit etf$1,354,000
-18.1%
16,048
-8.2%
0.32%
-20.7%
IGSB BuyISHARES1-3 yr cr bd etf$1,341,000
+0.2%
12,728
+0.4%
0.31%
-2.8%
VT BuyVANGUARD INTL EQUITY INDEX Ftt wrld st etf$1,329,000
+1.4%
21,610
+1.5%
0.31%
-1.6%
IWC SellISHARESmicro-cap etf$1,251,000
+2.4%
15,343
-0.7%
0.29%
-0.7%
INTC NewINTEL CORP$1,208,000–39,713
+100.0%
0.28%–
BSV SellVANGUARD BD INDEX FD INCshort trm bond$1,207,000
-17.4%
15,054
-17.1%
0.28%
-19.9%
TWTR SellTWITTER INC$1,149,000
-28.5%
31,710
-1.2%
0.27%
-30.8%
SPY BuySPDR S&P 500 ETF TRtr unit$1,149,000
+4.6%
5,581
+4.9%
0.27%
+1.5%
SPIB SellSPDR SERIES TRUSTintr trm corp bd$983,000
-1.8%
28,943
-0.2%
0.23%
-5.0%
WPS SellISHARESintl devppty etf$915,000
-9.6%
24,595
-7.3%
0.21%
-12.3%
NKE NewNIKE INCcl b$837,000–7,748
+100.0%
0.20%–
EEM SellISHARES TRmsci emg mkt etf$779,000
-14.3%
19,654
-13.2%
0.18%
-17.0%
VTV BuyVANGUARD INDEX FDSvalue etf$765,000
+6.5%
9,172
+6.9%
0.18%
+3.5%
MMM Buy3M CO$737,000
+21.6%
4,778
+30.1%
0.17%
+17.9%
CVX BuyCHEVRON CORP NEW$735,000
+56.7%
7,623
+70.6%
0.17%
+52.7%
BSJH SellCLAYMORE EXCHANGE TRD FD TRgug blt2017 hy$716,000
-9.0%
27,102
-9.0%
0.17%
-12.2%
BSJG SellCLAYMORE EXCHANGE TRD FD TRgug blt2016 hy$709,000
-9.1%
26,937
-9.0%
0.16%
-11.8%
BSJF SellCLAYMORE EXCHANGE TRD FD TRgugg bull 2015$710,000
-9.7%
27,275
-9.4%
0.16%
-12.7%
RWO SellSPDR INDEX SHS FDSdj glb rl es etf$684,000
-8.3%
14,932
-0.6%
0.16%
-11.2%
EMFM NewGLOBAL X FDSglb x nxt emrg$680,000–30,855
+100.0%
0.16%–
GE SellGENERAL ELECTRIC CO$674,000
+3.4%
25,351
-3.6%
0.16%
+0.6%
VYM SellVANGUARD WHITEHALL FDS INChigh div yld$668,000
-2.5%
9,925
-1.0%
0.16%
-5.5%
BSJI SellCLAYMORE EXCHANGE TRD FD TRgug blt2018 hy$660,000
-9.6%
25,474
-9.5%
0.15%
-12.6%
BSJJ SellCLAYMORE EXCHANGE TRD FD TRgug bul 2019 hy$604,000
-9.0%
24,010
-8.7%
0.14%
-11.9%
IEI BuyISHARES3-7 yr tr bd etf$602,000
+0.8%
4,892
+1.7%
0.14%
-2.1%
IVV BuyISHARES TRcore s&p500 etf$575,000
+33.4%
2,775
+33.9%
0.13%
+30.1%
ELD SellWISDOMTREE TRem lcl debt fd$577,000
-47.5%
14,853
-46.3%
0.13%
-49.2%
EWX SellSPDR INDEX SHS FDSs&p emktsc etf$574,000
-4.5%
12,750
-5.1%
0.13%
-7.6%
FEM NewFIRST TR EXCH TRD ALPHA FD Iemerg mkt alph$565,000–24,609
+100.0%
0.13%–
BSJK BuyCLAYMORE EXCHANGE TRD FD TRgug bul 2020 hy$521,000
+3.6%
20,583
+4.4%
0.12%0.0%
XOM BuyEXXON MOBIL CORP$513,000
+44.9%
6,163
+48.1%
0.12%
+40.0%
SDY BuySPDR SERIES TRUSTs&p divid etf$504,000
+107.4%
6,612
+112.7%
0.12%
+101.7%
DEM BuyWISDOMTREE TRemerg mkts etf$482,000
+6.6%
11,090
+4.3%
0.11%
+3.7%
AMGN  AMGEN INC$471,000
-3.9%
3,0670.0%0.11%
-7.6%
BAC SellBANK AMER CORP$471,000
+7.0%
27,679
-3.3%
0.11%
+2.8%
SPSB BuySPDR SERIES TRUSTbarc sht tr cp$463,000
-0.2%
15,127
+0.3%
0.11%
-2.7%
AMZN BuyAMAZON COM INC$463,000
+119.4%
1,067
+88.2%
0.11%
+111.8%
DIS BuyDISNEY WALT CO$460,000
+60.8%
4,034
+48.0%
0.11%
+55.1%
LQD  ISHARES TRiboxx inv cp etf$442,000
-4.9%
3,8230.0%0.10%
-8.0%
USB NewUS BANCORP DEL$421,000–9,707
+100.0%
0.10%–
DES BuyWISDOMTREE TRsmallcap divid$414,000
-1.2%
5,878
+1.1%
0.10%
-4.0%
VWO BuyVANGUARD INTL EQUITY INDEX Fftse emr mkt etf$403,000
+7.5%
9,864
+7.5%
0.09%
+4.4%
COST BuyCOSTCO WHSL CORP NEW$401,000
+74.3%
2,971
+95.8%
0.09%
+69.1%
BMY NewBRISTOL MYERS SQUIBB CO$394,000–5,919
+100.0%
0.09%–
IBM BuyINTERNATIONAL BUSINESS MACHS$384,000
+92.0%
2,360
+89.7%
0.09%
+85.4%
KO BuyCOCA COLA CO$369,000
+38.2%
9,410
+42.9%
0.09%
+34.4%
SBUX BuySTARBUCKS CORP$367,000
+10.5%
6,847
+95.1%
0.08%
+6.2%
BLK NewBLACKROCK INC$364,000–1,053
+100.0%
0.08%–
MRK BuyMERCK & CO INC NEW$353,000
+54.1%
6,204
+55.4%
0.08%
+49.1%
BA BuyBOEING CO$351,000
+42.1%
2,531
+54.0%
0.08%
+39.0%
PVI  POWERSHARES GLOBAL ETF TRUSTwk vrdo tx fr$347,0000.0%13,9010.0%0.08%
-2.4%
COP NewCONOCOPHILLIPS$346,000–5,630
+100.0%
0.08%–
BND BuyVANGUARD BD INDEX FD INCtotal bnd mrkt$334,000
-2.1%
4,114
+0.6%
0.08%
-4.9%
GILD  GILEAD SCIENCES INC$322,000
+19.3%
2,7480.0%0.08%
+15.4%
OPK  OPKO HEALTH INC$322,000
+13.8%
20,0000.0%0.08%
+10.3%
DLS BuyWISDOMTREE TRintl smcap div$320,000
+1.9%
5,298
+0.1%
0.07%
-1.3%
JNJ NewJOHNSON & JOHNSON$309,000–3,168
+100.0%
0.07%–
DWX BuySPDR INDEX SHS FDSs&p intl etf$309,000
-1.0%
7,456
+0.1%
0.07%
-4.0%
TIPZ SellPIMCO ETF TRbroad us tips$306,000
-19.7%
5,380
-18.7%
0.07%
-22.0%
QQQ BuyPOWERSHARES QQQ TRUSTunit ser 1$306,000
+22.9%
2,862
+21.3%
0.07%
+18.3%
IJR  ISHARES TRcore s&p scp etf$301,000
-0.3%
2,5570.0%0.07%
-2.8%
V NewVISA INC$303,000–4,512
+100.0%
0.07%–
EFV  ISHARESeafe value etf$256,000
-1.9%
4,9000.0%0.06%
-6.3%
PSX NewPHILLIPS 66$248,000–3,080
+100.0%
0.06%–
PPG NewPPG INDS INC$235,000–2,044
+100.0%
0.06%–
SRE NewSEMPRA ENERGY$230,000–2,324
+100.0%
0.05%–
BRKB NewBERKSHIRE HATHAWAY INC DELcl b new$225,000–1,650
+100.0%
0.05%–
RSP  RYDEX ETF TRUSTgug s&p500 eq wt$213,000
-1.4%
2,6710.0%0.05%
-3.8%
LUV  SOUTHWEST AIRLS CO$214,000
-25.2%
6,4600.0%0.05%
-27.5%
EMR NewEMERSON ELEC CO$210,000–3,784
+100.0%
0.05%–
DXJ NewWISDOMTREE TRjapn hedge eqt$202,000–3,534
+100.0%
0.05%–
IWM ExitISHARES TRrussell 2000 etf$0–-1,690
-100.0%
-0.05%–
BRKA ExitBERKSHIRE HATHAWAY INC DELcl a$0–-1
-100.0%
-0.05%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2015-08-06
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
VANGUARD SCOTTSDALE FDS42Q3 202322.3%
VANGUARD SCOTTSDALE FDS42Q3 202313.8%
ISHARES INC42Q3 20235.3%
ISHARES TR42Q3 20238.3%
SPDR SER TR42Q3 20235.3%
SCHWAB STRATEGIC TR42Q3 20238.4%
VANGUARD INDEX FDS42Q3 20234.5%
VANGUARD INDEX FDS42Q3 20233.8%
SCHWAB STRATEGIC TR42Q3 20237.1%
MICROSOFT CORP42Q3 20232.3%

View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-07
SC 13G/A2024-02-08
SC 13G2024-02-08
13F-HR2024-02-06
13F-HR2023-11-03
13F-HR2023-08-11
13F-HR2023-05-09
13F-HR2023-02-08
SC 13G/A2023-02-07
13F-HR2022-11-03

View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.

All filings

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