$220 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 362 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AVK | New | Advent Claymore Convertible Securities and Income Fund | $3,534,000 | – | 200,000 | +100.0% | 1.60% | – |
| AIO | New | AllianzGI Artificial Intelligence Opp Fund | $3,035,000 | – | 114,279 | +100.0% | 1.38% | – |
| ECC | New | Eagle Pt Cr Co LLC | $1,601,000 | – | 133,624 | +100.0% | 0.73% | – |
| ASLE | New | Aersale Corporation | $912,000 | – | 74,174 | +100.0% | 0.41% | – |
| EAD | New | Wells Fargo Advantage Incomewf inc oppty fd | $775,000 | – | 91,776 | +100.0% | 0.35% | – |
| NMCO | New | Nuveen Municipal Credit Opp Fund | $466,000 | – | 33,242 | +100.0% | 0.21% | – |
| RVI | New | Retail Value Inc. | $462,000 | – | 24,698 | +100.0% | 0.21% | – |
| VTN | New | Invesco Tr Invt Grade New Yo | $273,000 | – | 20,802 | +100.0% | 0.12% | – |
| PCK | New | PIMCO Calif Mun Income Fd II | $268,000 | – | 29,620 | +100.0% | 0.12% | – |
| NDP | New | Tortoise Energy Independence | $266,000 | – | 15,366 | +100.0% | 0.12% | – |
| VPV | New | Invesco PA Value Mun Inc Tr | $239,000 | – | 18,340 | +100.0% | 0.11% | – |
| EMO | New | Clearbridge Energy Midstrm O | $173,000 | – | 9,254 | +100.0% | 0.08% | – |
| GSIE | New | Goldman Sachs ETF TRactivebeta int | $105,000 | – | 3,192 | +100.0% | 0.05% | – |
| GDX | New | VanEck Vectors Gold Miners ETFgold miners etf | $100,000 | – | 3,075 | +100.0% | 0.04% | – |
| VFL | New | Delaware Invts Natl Mun Incosh ben int | $85,000 | – | 6,500 | +100.0% | 0.04% | – |
| PCTTW | New | Purecycle Technologies Incw exp 01/28/202 | $58,000 | – | 4,131 | +100.0% | 0.03% | – |
| TM | New | Toyota Motor Corp | $39,000 | – | 247 | +100.0% | 0.02% | – |
| PUK | New | Prudential PLCadr | $38,000 | – | 887 | +100.0% | 0.02% | – |
| SNY | New | Sanofisponsored adr | $38,000 | – | 777 | +100.0% | 0.02% | – |
| CHPTWS | New | Chargepoint Holdings Inc.w exp 07/25/202 | $18,000 | – | 1,164 | +100.0% | 0.01% | – |
| VIHAW | New | VPC Impact Acquisition Hldngw exp 10/22/202 | $13,000 | – | 4,547 | +100.0% | 0.01% | – |
| CAPA | New | Highcape Cap Acquisition Cor | $11,000 | – | 887 | +100.0% | 0.01% | – |
| FSRVW | New | Finserv Acquisition Corpw exp 12/31/202 | $11,000 | – | 3,292 | +100.0% | 0.01% | – |
| DMYDWS | New | DMY Technology Group Inc. IIw exp 07/29/202 | $12,000 | – | 2,760 | +100.0% | 0.01% | – |
| BABA | New | Alibaba Group Holding Limitedsponsored ads | $10,000 | – | 42 | +100.0% | 0.01% | – |
| BOWXW | New | Bowx Acquisition Corpw exp 08/03/202 | $9,000 | – | 4,399 | +100.0% | 0.00% | – |
| FRXWS | New | Forest Road Acquisition Corpw exp 12/31/202 | $8,000 | – | 2,809 | +100.0% | 0.00% | – |
| SMG | New | Scotts Miracle-Gro Cocl a | $8,000 | – | 34 | +100.0% | 0.00% | – |
| GHVIW | New | Gores Holdings VI Incw exp 08/24/202 | $6,000 | – | 1,640 | +100.0% | 0.00% | – |
| FMACWS | New | Firstmark Horizon Acquisitionw exp 09/26/202 | $6,000 | – | 3,978 | +100.0% | 0.00% | – |
| ZBRA | New | Zebra Technologies Corpcl a | $6,000 | – | 12 | +100.0% | 0.00% | – |
| ALUSU | New | Alussa Energy Acquisition Co.unit 10/31/2026 | $6,000 | – | 613 | +100.0% | 0.00% | – |
| PDACWS | New | Peridot Aqcuisition Corpw exp 11/30/202 | $6,000 | – | 3,712 | +100.0% | 0.00% | – |
| SOACWS | New | Sustainable Opportnts Acq Cow exp 99/99/999 | $6,000 | – | 6,209 | +100.0% | 0.00% | – |
| PACEWS | New | TPG Pace Tech Opportunitiesw exp 10/09/202 | $6,000 | – | 4,711 | +100.0% | 0.00% | – |
| DMYI | New | DMY Technology Group Inc. III | $6,000 | – | 528 | +100.0% | 0.00% | – |
| SPRQWS | New | Spartan Acquisition Corp IIw exp 11/30/202 | $6,000 | – | 3,250 | +100.0% | 0.00% | – |
| NEBCW | New | Nebula Caravel Acquisition Cw exp 10/01/202 | $5,000 | – | 3,355 | +100.0% | 0.00% | – |
| COO | New | Cooper Cos Inc. | $4,000 | – | 11 | +100.0% | 0.00% | – |
| MSCI | New | MSCI Inc. | $4,000 | – | 9 | +100.0% | 0.00% | – |
| NDSN | New | Nordson Corp | $4,000 | – | 18 | +100.0% | 0.00% | – |
| INFY | New | Infosys Ltdsponsored ads | $4,000 | – | 227 | +100.0% | 0.00% | – |
| JD | New | JD.Com Incspon adr cl a | $4,000 | – | 49 | +100.0% | 0.00% | – |
| CRL | New | Charles Riv Labs Intl Inc | $5,000 | – | 17 | +100.0% | 0.00% | – |
| ACEVW | New | Ace Convergence Acqu Corpw exp 09/30202 | $4,000 | – | 2,192 | +100.0% | 0.00% | – |
| CDW | New | CDW Corp | $4,000 | – | 24 | +100.0% | 0.00% | – |
| BFAM | New | Bright Horizons Fam Sol In D | $4,000 | – | 21 | +100.0% | 0.00% | – |
| VT | New | Vanguard Intl Equity Index Ftt wrld st etf | $4,000 | – | 44 | +100.0% | 0.00% | – |
| WRB | New | Berkley W R Corp | $4,000 | – | 49 | +100.0% | 0.00% | – |
| THO | New | Thor Inds Inc | $5,000 | – | 36 | +100.0% | 0.00% | – |
| SITE | New | Siteone Landsscape Supply Inc | $5,000 | – | 30 | +100.0% | 0.00% | – |
| TER | New | Teradyne Inc | $5,000 | – | 38 | +100.0% | 0.00% | – |
| POOL | New | Pool Corp | $4,000 | – | 11 | +100.0% | 0.00% | – |
| HDB | New | HDFC Bank Ltdsponsored ads | $4,000 | – | 46 | +100.0% | 0.00% | – |
| ASX | New | Ase Technology Hldg Co. Ltd.sponsored ads | $4,000 | – | 475 | +100.0% | 0.00% | – |
| VIH | New | VPC Impact Acquisition Hldng | $4,000 | – | 274 | +100.0% | 0.00% | – |
| LSEAW | New | Landsea Homes Corpw exp 01/07/202 | $3,000 | – | 11,760 | +100.0% | 0.00% | – |
| LII | New | Lennox Intl Inc | $3,000 | – | 10 | +100.0% | 0.00% | – |
| IBKR | New | Interactive Brokers Group In | $3,000 | – | 47 | +100.0% | 0.00% | – |
| NTES | New | Netease Incsponsored ads | $3,000 | – | 25 | +100.0% | 0.00% | – |
| JKHY | New | Henry Jack & Assoc Inc | $2,000 | – | 13 | +100.0% | 0.00% | – |
| FICO | New | Fair Isaac Corp | $2,000 | – | 4 | +100.0% | 0.00% | – |
| FLIR | New | Flir Sys Inc | $3,000 | – | 51 | +100.0% | 0.00% | – |
| EXPO | New | Exponent Inc | $2,000 | – | 22 | +100.0% | 0.00% | – |
| ELAN | New | Elanco Animal Health Inc. | $3,000 | – | 87 | +100.0% | 0.00% | – |
| DCT | New | Duck Creek Technologies Inc | $2,000 | – | 49 | +100.0% | 0.00% | – |
| RDY | New | Dr Reddys Labs Ltdadr | $3,000 | – | 46 | +100.0% | 0.00% | – |
| CPRT | New | Copart Inc. | $3,000 | – | 29 | +100.0% | 0.00% | – |
| RIO | New | Rio Tinto PLCsponsored adr | $2,000 | – | 25 | +100.0% | 0.00% | – |
| CHT | New | Chungwa Telecom Co Ltdspon adr | $2,000 | – | 63 | +100.0% | 0.00% | – |
| ROL | New | Rollins Inc | $2,000 | – | 62 | +100.0% | 0.00% | – |
| CHE | New | Chemed Corp New | $2,000 | – | 5 | +100.0% | 0.00% | – |
| SKM | New | SK Telecom Ltdsponsored adr | $3,000 | – | 128 | +100.0% | 0.00% | – |
| SHG | New | Shinhan Financial Group Co Lspn adr restrd | $3,000 | – | 84 | +100.0% | 0.00% | – |
| STM | New | STMicroelectronics N Vny registry | $3,000 | – | 91 | +100.0% | 0.00% | – |
| BBY | New | Best Buy Inc. | $2,000 | – | 17 | +100.0% | 0.00% | – |
| BSY | New | Bentley Sys Inc. | $3,000 | – | 55 | +100.0% | 0.00% | – |
| GOLD | New | Barrick Gold Corp | $2,000 | – | 78 | +100.0% | 0.00% | – |
| LPLA | New | LPL Finl Hldgs Inc | $3,000 | – | 23 | +100.0% | 0.00% | – |
| AZPN | New | Aspen Technology Inc. | $3,000 | – | 20 | +100.0% | 0.00% | – |
| AACQW | New | Artius Acquisition Inc.w exp 07/13/202 | $3,000 | – | 1,705 | +100.0% | 0.00% | – |
| ANSS | New | Ansys Inc | $2,000 | – | 6 | +100.0% | 0.00% | – |
| YUMC | New | Yum China Hldgs Inc | $2,000 | – | 28 | +100.0% | 0.00% | – |
| ALLE | New | Allegion PLC | $3,000 | – | 25 | +100.0% | 0.00% | – |
| BAP | New | Credicorp Ltd | $2,000 | – | 13 | +100.0% | 0.00% | – |
| FN | New | Fabrinet | $3,000 | – | 35 | +100.0% | 0.00% | – |
| YNDX | New | Yandex N V | $2,000 | – | 36 | +100.0% | 0.00% | – |
| MMYT | New | MakeMyTrip Limited Mauritius | $2,000 | – | 52 | +100.0% | 0.00% | – |
| PAGS | New | Pagseguro Digital Ltd | $1,000 | – | 26 | +100.0% | 0.00% | – |
| MOMO | New | Momo Incadr | $1,000 | – | 75 | +100.0% | 0.00% | – |
| HIMSWS | New | Hims & Hers Health Inc.w exp 01/20/202 | $1,000 | – | 250 | +100.0% | 0.00% | – |
| XP | New | XP Inc.cl a | $1,000 | – | 32 | +100.0% | 0.00% | – |
| IQ | New | Iqiyi Incsponsored ads | $1,000 | – | 62 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.