$220 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 362 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 95.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $24,454,000 | +11.5% | 2,205,025 | +3.4% | 11.09% | +8.4% |
| GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $7,472,000 | +2.8% | 500,806 | +0.1% | 3.39% | -0.1% |
| ISD | Buy | PGIM Short Duration High Yield Fund, Inc. | $6,959,000 | +5.6% | 444,350 | +1.1% | 3.16% | +2.6% |
| CET | Buy | Central Securities Corp | $6,428,000 | +17.8% | 169,571 | +1.5% | 2.92% | +14.5% |
| JQC | Buy | Nuveen Credit Strategies Income Fund | $6,140,000 | +8.9% | 944,605 | +6.0% | 2.78% | +5.8% |
| BSTZ | Buy | BlackRock Science and Technology Trust II | $6,085,000 | +85.8% | 170,499 | +89.4% | 2.76% | +80.6% |
| AIF | Buy | Apollo Tactical Income Fund Inc | $4,513,000 | +6.1% | 303,302 | +3.2% | 2.05% | +3.1% |
| PCI | Buy | PIMCO Dynamic Credit and Mortgage Income Fund | $4,138,000 | +7.2% | 185,792 | +2.1% | 1.88% | +4.2% |
| AOD | Buy | Aberdeen Total Dynamic Dividend Fund | $3,734,000 | +8.0% | 391,840 | +0.3% | 1.69% | +5.0% |
| NRGX | Buy | PIMCO Enrgy Tactical Cr Opp | $3,642,000 | +41.7% | 351,857 | +10.6% | 1.65% | +37.8% |
| AVK | New | Advent Claymore Convertible Securities and Income Fund | $3,534,000 | – | 200,000 | +100.0% | 1.60% | – |
| VCIF | Buy | Vertical Capital Income Fund | $3,155,000 | +12.3% | 306,354 | +7.3% | 1.43% | +9.2% |
| AIO | New | AllianzGI Artificial Intelligence Opp Fund | $3,035,000 | – | 114,279 | +100.0% | 1.38% | – |
| JTD | Buy | Nuveen Tax-Advanteaged Divid | $2,489,000 | +194.2% | 164,755 | +176.8% | 1.13% | +185.8% |
| KYN | Buy | Kayne Anderson Energy Infrst | $2,338,000 | +29.8% | 326,041 | +4.1% | 1.06% | +26.2% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $2,313,000 | +1.8% | 190,250 | +3.9% | 1.05% | -1.0% |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $2,128,000 | +26.3% | 145,369 | +22.3% | 0.96% | +22.8% |
| RMRM | Buy | RMR Real Estate Income Fund | $2,123,000 | +35.0% | 176,919 | +18.8% | 0.96% | +31.2% |
| AWP | Buy | Aberdeen Global Premier Properties Fund | $2,118,000 | +15.2% | 355,923 | +1.8% | 0.96% | +12.0% |
| NEE | Buy | NextEra Energy Inc | $2,057,000 | +10.0% | 27,199 | +12.2% | 0.93% | +6.9% |
| PHK | Buy | PIMCO High Income Fund | $1,954,000 | +16.4% | 289,919 | +4.5% | 0.89% | +13.0% |
| JLS | Buy | Nuveen Mortgage and Income Fund | $1,850,000 | +20.9% | 89,166 | +15.2% | 0.84% | +17.5% |
| FSD | Buy | First Trust High Income Long/Short Fund | $1,686,000 | +7.5% | 111,527 | +5.1% | 0.76% | +4.5% |
| JRO | Buy | Nuveen Fltng Rte Incm Opp Fd | $1,643,000 | +182.3% | 172,243 | +156.4% | 0.74% | +173.9% |
| ECC | New | Eagle Pt Cr Co LLC | $1,601,000 | – | 133,624 | +100.0% | 0.73% | – |
| BWG | Buy | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $1,585,000 | -0.8% | 131,433 | +2.7% | 0.72% | -3.6% |
| NFE | Buy | New Fortress Energy Inccl a | $1,512,000 | +1.0% | 32,943 | +17.9% | 0.69% | -1.9% |
| AGD | Buy | Aberdeen Global Dynamic Dividend Fund | $1,367,000 | +7.6% | 122,697 | +0.8% | 0.62% | +4.6% |
| EVG | Buy | Eaton Vance Short Duration Diversified Income Fund | $1,255,000 | +9.2% | 95,386 | +2.6% | 0.57% | +6.2% |
| NML | Buy | Neuberger Berman MLP Income Fund Inc | $1,165,000 | +24.7% | 277,466 | +0.1% | 0.53% | +21.1% |
| FMX | Buy | Fomento Economico Mexicano SAB de CVspon adr units | $1,102,000 | -0.5% | 14,626 | +0.1% | 0.50% | -3.3% |
| BFZ | Buy | BlackRock Calif Mun Income | $1,009,000 | +33.5% | 70,271 | +32.3% | 0.46% | +29.7% |
| RCS | Buy | PIMCO Strategic Income Fd | $958,000 | +343.5% | 130,707 | +319.2% | 0.44% | +330.7% |
| ASLE | New | Aersale Corporation | $912,000 | – | 74,174 | +100.0% | 0.41% | – |
| TYG | Buy | Tortoise Energy Infra Corp | $891,000 | +27.1% | 36,446 | +4.5% | 0.40% | +23.5% |
| SMM | Buy | Salient Midstream & MLP Fdsh ben int | $877,000 | +23.3% | 171,974 | +3.3% | 0.40% | +19.9% |
| RMI | Buy | Rivernorth Opportunistic Mun | $847,000 | +10.6% | 38,571 | +8.1% | 0.38% | +7.6% |
| AWF | Buy | AllianceBernstern Global High Income Fund | $804,000 | +2.7% | 67,809 | +2.0% | 0.36% | 0.0% |
| EAD | New | Wells Fargo Advantage Incomewf inc oppty fd | $775,000 | – | 91,776 | +100.0% | 0.35% | – |
| PGP | Buy | PIMCO Global StocksPLS Inc. | $730,000 | +448.9% | 68,641 | +419.6% | 0.33% | +433.9% |
| CXH | Buy | MFS Investment Grade Municipal Trustsh ben int | $705,000 | +20.9% | 71,836 | +20.8% | 0.32% | +17.6% |
| KMF | Buy | Kayne Anderson NextGen Enrgy | $699,000 | +23.9% | 104,924 | +6.9% | 0.32% | +20.5% |
| CEM | Buy | Clearbridge ML And Midstrm | $577,000 | +46.1% | 24,717 | +5.1% | 0.26% | +42.4% |
| SSSS | Buy | Sutter Rock Cap Corp | $501,000 | +36.5% | 36,950 | +32.0% | 0.23% | +32.7% |
| NMCO | New | Nuveen Municipal Credit Opp Fund | $466,000 | – | 33,242 | +100.0% | 0.21% | – |
| RVI | New | Retail Value Inc. | $462,000 | – | 24,698 | +100.0% | 0.21% | – |
| MNP | Buy | Western Asset Municipal Partners Fund | $461,000 | +577.9% | 30,082 | +565.2% | 0.21% | +553.1% |
| SBI | Buy | Western Assest Intm Muni Fd | $433,000 | +28.1% | 46,643 | +26.9% | 0.20% | +24.1% |
| RFM | Buy | Rivernorth Flexible Mun Income | $430,000 | +241.3% | 19,482 | +238.8% | 0.20% | +230.5% |
| PNI | Buy | Pimco New York Municipal Income Fund II | $377,000 | +33.2% | 33,426 | +28.5% | 0.17% | +29.5% |
| RMM | Buy | Rivernorth Managed Duration Municipal Income Fund Inc. | $364,000 | +76.7% | 19,577 | +68.8% | 0.16% | +71.9% |
| KTF | Buy | Deutsche Municipal Income Trust | $331,000 | +20.4% | 28,436 | +20.3% | 0.15% | +17.2% |
| ENX | Buy | Eaton Vance New York Mun Bd | $329,000 | +28.0% | 26,990 | +29.2% | 0.15% | +24.2% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $326,000 | -6.3% | 25,519 | +0.1% | 0.15% | -8.6% |
| NUO | Buy | Nuveen Ohio Qlty Mun Income | $299,000 | +17.7% | 19,147 | +18.1% | 0.14% | +14.3% |
| VTN | New | Invesco Tr Invt Grade New Yo | $273,000 | – | 20,802 | +100.0% | 0.12% | – |
| PCK | New | PIMCO Calif Mun Income Fd II | $268,000 | – | 29,620 | +100.0% | 0.12% | – |
| NDP | New | Tortoise Energy Independence | $266,000 | – | 15,366 | +100.0% | 0.12% | – |
| VPV | New | Invesco PA Value Mun Inc Tr | $239,000 | – | 18,340 | +100.0% | 0.11% | – |
| DTF | Buy | DTF Tax-Free Income Inc | $176,000 | +67.6% | 12,285 | +73.7% | 0.08% | +63.3% |
| EMO | New | Clearbridge Energy Midstrm O | $173,000 | – | 9,254 | +100.0% | 0.08% | – |
| AMX | Buy | America Movil SAB de CV | $149,000 | -6.3% | 10,951 | +0.0% | 0.07% | -8.1% |
| TY | Buy | Tri-Continental Corp | $130,000 | +10.2% | 4,022 | +0.2% | 0.06% | +7.3% |
| GSIE | New | Goldman Sachs ETF TRactivebeta int | $105,000 | – | 3,192 | +100.0% | 0.05% | – |
| PEO | Buy | Adams Natural Resources Fund Inc | $102,000 | +30.8% | 6,900 | +0.3% | 0.05% | +27.8% |
| GDX | New | VanEck Vectors Gold Miners ETFgold miners etf | $100,000 | – | 3,075 | +100.0% | 0.04% | – |
| PZC | Buy | PIMCO California Municipal Income Fund III | $98,000 | +58.1% | 9,305 | +52.8% | 0.04% | +51.7% |
| VFL | New | Delaware Invts Natl Mun Incosh ben int | $85,000 | – | 6,500 | +100.0% | 0.04% | – |
| MA | Buy | MasterCard, Inc.cl a | $82,000 | +60.8% | 231 | +62.7% | 0.04% | +54.2% |
| ABBV | Buy | AbbVie, Inc. | $76,000 | +590.9% | 699 | +606.1% | 0.03% | +580.0% |
| BGX | Buy | Blackstone / GSO Long-Short Credit Income Fund | $68,000 | +6.2% | 4,800 | +1.1% | 0.03% | +3.3% |
| PCTTW | New | Purecycle Technologies Incw exp 01/28/202 | $58,000 | – | 4,131 | +100.0% | 0.03% | – |
| RVT | Buy | Royce Value Trust Inc | $54,000 | +14.9% | 2,961 | +1.4% | 0.02% | +9.1% |
| EQIX | Buy | Equinix Inc | $52,000 | +1200.0% | 77 | +1440.0% | 0.02% | +1100.0% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $52,000 | +6.1% | 1,906 | +1.5% | 0.02% | +4.3% |
| OTIS | Buy | Otis Worldwide Corp | $51,000 | +45.7% | 750 | +44.8% | 0.02% | +43.8% |
| JMM | Buy | Nuveen Multi-Market Income Fund Inc | $50,000 | +2.0% | 6,836 | +0.5% | 0.02% | 0.0% |
| CRSP | Buy | CRISPR Therapeutics AGnamen akt | $51,000 | +1600.0% | 417 | +2352.9% | 0.02% | +2200.0% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $51,000 | +10.9% | 5,950 | +5.3% | 0.02% | +9.5% |
| MDLZ | Buy | Mondelez International, Inc.cl a | $49,000 | +25.6% | 832 | +24.2% | 0.02% | +22.2% |
| RYAAY | Buy | Ryanair Holdings plc ADRsponsored ads | $47,000 | +27.0% | 410 | +20.9% | 0.02% | +23.5% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $44,000 | +10.0% | 2,915 | +1.6% | 0.02% | +5.3% |
| GAB | Buy | Gabelli Equity Trust Inc | $44,000 | +12.8% | 6,393 | +2.2% | 0.02% | +11.1% |
| SE | Buy | Sea Limitedadr | $42,000 | +55.6% | 188 | +36.2% | 0.02% | +46.2% |
| GDL | Buy | The GDL Fund | $42,000 | +2.4% | 4,723 | +1.4% | 0.02% | 0.0% |
| TM | New | Toyota Motor Corp | $39,000 | – | 247 | +100.0% | 0.02% | – |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $39,000 | +14.7% | 5,123 | +5.0% | 0.02% | +12.5% |
| PUK | New | Prudential PLCadr | $38,000 | – | 887 | +100.0% | 0.02% | – |
| SNY | New | Sanofisponsored adr | $38,000 | – | 777 | +100.0% | 0.02% | – |
| TSLA | Buy | Tesla Inc | $34,000 | -2.9% | 51 | +2.0% | 0.02% | -6.2% |
| TSM | Buy | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $34,000 | +70.0% | 284 | +51.9% | 0.02% | +66.7% |
| GDV | Buy | The Gabelli Dividend & Income Trust | $32,000 | +14.3% | 1,322 | +1.5% | 0.02% | +15.4% |
| JPM | Buy | JPMorgan Chase & Co | $29,000 | +20.8% | 191 | +1.6% | 0.01% | +18.2% |
| AVGO | Buy | Broadcom, Inc. | $23,000 | +21.1% | 49 | +11.4% | 0.01% | +11.1% |
| HD | Buy | The Home Depot Inc | $20,000 | +25.0% | 67 | +9.8% | 0.01% | +28.6% |
| CHPTWS | New | Chargepoint Holdings Inc.w exp 07/25/202 | $18,000 | – | 1,164 | +100.0% | 0.01% | – |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $17,000 | +13.3% | 1,778 | +1.8% | 0.01% | +14.3% |
| ZTR | Buy | Virtus Total Return Fund Inc. | $15,000 | +7.1% | 1,582 | +2.7% | 0.01% | 0.0% |
| APD | Buy | Air products and Chemicals, Inc. | $13,000 | +8.3% | 47 | +4.4% | 0.01% | 0.0% |
| VIHAW | New | VPC Impact Acquisition Hldngw exp 10/22/202 | $13,000 | – | 4,547 | +100.0% | 0.01% | – |
| GF | Buy | The New Germany Fund Inc | $13,000 | +18.2% | 649 | +10.8% | 0.01% | +20.0% |
| CAPA | New | Highcape Cap Acquisition Cor | $11,000 | – | 887 | +100.0% | 0.01% | – |
| FSRVW | New | Finserv Acquisition Corpw exp 12/31/202 | $11,000 | – | 3,292 | +100.0% | 0.01% | – |
| DMYDWS | New | DMY Technology Group Inc. IIw exp 07/29/202 | $12,000 | – | 2,760 | +100.0% | 0.01% | – |
| BABA | New | Alibaba Group Holding Limitedsponsored ads | $10,000 | – | 42 | +100.0% | 0.01% | – |
| PG | Buy | Procter & Gamble Co. (The) | $9,000 | +50.0% | 66 | +53.5% | 0.00% | +33.3% |
| VALE | Buy | Vale SAadr | $9,000 | +50.0% | 495 | +31.0% | 0.00% | +33.3% |
| SRE | Buy | Sempra Energy | $8,000 | +14.3% | 64 | +16.4% | 0.00% | +33.3% |
| BOWXW | New | Bowx Acquisition Corpw exp 08/03/202 | $9,000 | – | 4,399 | +100.0% | 0.00% | – |
| FRXWS | New | Forest Road Acquisition Corpw exp 12/31/202 | $8,000 | – | 2,809 | +100.0% | 0.00% | – |
| AMT | Buy | American Tower Corporation | $8,000 | +100.0% | 34 | +70.0% | 0.00% | +100.0% |
| SMG | New | Scotts Miracle-Gro Cocl a | $8,000 | – | 34 | +100.0% | 0.00% | – |
| GHVIW | New | Gores Holdings VI Incw exp 08/24/202 | $6,000 | – | 1,640 | +100.0% | 0.00% | – |
| MELI | Buy | MercadoLibre, Inc. | $7,000 | 0.0% | 5 | +25.0% | 0.00% | 0.0% |
| FMACWS | New | Firstmark Horizon Acquisitionw exp 09/26/202 | $6,000 | – | 3,978 | +100.0% | 0.00% | – |
| ZBRA | New | Zebra Technologies Corpcl a | $6,000 | – | 12 | +100.0% | 0.00% | – |
| ALUSU | New | Alussa Energy Acquisition Co.unit 10/31/2026 | $6,000 | – | 613 | +100.0% | 0.00% | – |
| PDACWS | New | Peridot Aqcuisition Corpw exp 11/30/202 | $6,000 | – | 3,712 | +100.0% | 0.00% | – |
| SOACWS | New | Sustainable Opportnts Acq Cow exp 99/99/999 | $6,000 | – | 6,209 | +100.0% | 0.00% | – |
| PACEWS | New | TPG Pace Tech Opportunitiesw exp 10/09/202 | $6,000 | – | 4,711 | +100.0% | 0.00% | – |
| DMYI | New | DMY Technology Group Inc. III | $6,000 | – | 528 | +100.0% | 0.00% | – |
| CEE | Buy | Central and Eastern European Fund Inc | $6,000 | +20.0% | 231 | +4.1% | 0.00% | +50.0% |
| IBN | Buy | ICICI Bank Ltdadr | $7,000 | +133.3% | 431 | +105.2% | 0.00% | +200.0% |
| SPRQWS | New | Spartan Acquisition Corp IIw exp 11/30/202 | $6,000 | – | 3,250 | +100.0% | 0.00% | – |
| O | Buy | Realty Income Corp. | $5,000 | +66.7% | 71 | +29.1% | 0.00% | +100.0% |
| NEBCW | New | Nebula Caravel Acquisition Cw exp 10/01/202 | $5,000 | – | 3,355 | +100.0% | 0.00% | – |
| COO | New | Cooper Cos Inc. | $4,000 | – | 11 | +100.0% | 0.00% | – |
| MSCI | New | MSCI Inc. | $4,000 | – | 9 | +100.0% | 0.00% | – |
| NDSN | New | Nordson Corp | $4,000 | – | 18 | +100.0% | 0.00% | – |
| INFY | New | Infosys Ltdsponsored ads | $4,000 | – | 227 | +100.0% | 0.00% | – |
| JD | New | JD.Com Incspon adr cl a | $4,000 | – | 49 | +100.0% | 0.00% | – |
| CRL | New | Charles Riv Labs Intl Inc | $5,000 | – | 17 | +100.0% | 0.00% | – |
| TCOM | Buy | Trip.com Group Ltd ADRads | $4,000 | +100.0% | 90 | +87.5% | 0.00% | +100.0% |
| ACEVW | New | Ace Convergence Acqu Corpw exp 09/30202 | $4,000 | – | 2,192 | +100.0% | 0.00% | – |
| BGNE | Buy | BeiGene, Ltd.sponsored adr | $4,000 | +33.3% | 12 | +9.1% | 0.00% | +100.0% |
| CDW | New | CDW Corp | $4,000 | – | 24 | +100.0% | 0.00% | – |
| SLB | Buy | Schlumberger Ltd | $4,000 | +33.3% | 144 | +1.4% | 0.00% | +100.0% |
| BFAM | New | Bright Horizons Fam Sol In D | $4,000 | – | 21 | +100.0% | 0.00% | – |
| VT | New | Vanguard Intl Equity Index Ftt wrld st etf | $4,000 | – | 44 | +100.0% | 0.00% | – |
| WRB | New | Berkley W R Corp | $4,000 | – | 49 | +100.0% | 0.00% | – |
| THO | New | Thor Inds Inc | $5,000 | – | 36 | +100.0% | 0.00% | – |
| SITE | New | Siteone Landsscape Supply Inc | $5,000 | – | 30 | +100.0% | 0.00% | – |
| TER | New | Teradyne Inc | $5,000 | – | 38 | +100.0% | 0.00% | – |
| POOL | New | Pool Corp | $4,000 | – | 11 | +100.0% | 0.00% | – |
| EFX | Buy | Equifax, Inc. | $5,000 | +150.0% | 28 | +154.5% | 0.00% | +100.0% |
| HDB | New | HDFC Bank Ltdsponsored ads | $4,000 | – | 46 | +100.0% | 0.00% | – |
| ASX | New | Ase Technology Hldg Co. Ltd.sponsored ads | $4,000 | – | 475 | +100.0% | 0.00% | – |
| VIH | New | VPC Impact Acquisition Hldng | $4,000 | – | 274 | +100.0% | 0.00% | – |
| RARE | Buy | Ultragenyx Pharmaceutical In | $3,000 | 0.0% | 22 | +4.8% | 0.00% | 0.0% |
| LSEAW | New | Landsea Homes Corpw exp 01/07/202 | $3,000 | – | 11,760 | +100.0% | 0.00% | – |
| LII | New | Lennox Intl Inc | $3,000 | – | 10 | +100.0% | 0.00% | – |
| IBKR | New | Interactive Brokers Group In | $3,000 | – | 47 | +100.0% | 0.00% | – |
| NTES | New | Netease Incsponsored ads | $3,000 | – | 25 | +100.0% | 0.00% | – |
| JKHY | New | Henry Jack & Assoc Inc | $2,000 | – | 13 | +100.0% | 0.00% | – |
| FICO | New | Fair Isaac Corp | $2,000 | – | 4 | +100.0% | 0.00% | – |
| FLIR | New | Flir Sys Inc | $3,000 | – | 51 | +100.0% | 0.00% | – |
| EXPO | New | Exponent Inc | $2,000 | – | 22 | +100.0% | 0.00% | – |
| ES | Buy | Eversource Energy | $2,000 | 0.0% | 27 | +50.0% | 0.00% | 0.0% |
| ELAN | New | Elanco Animal Health Inc. | $3,000 | – | 87 | +100.0% | 0.00% | – |
| DCT | New | Duck Creek Technologies Inc | $2,000 | – | 49 | +100.0% | 0.00% | – |
| RDY | New | Dr Reddys Labs Ltdadr | $3,000 | – | 46 | +100.0% | 0.00% | – |
| CPRT | New | Copart Inc. | $3,000 | – | 29 | +100.0% | 0.00% | – |
| RIO | New | Rio Tinto PLCsponsored adr | $2,000 | – | 25 | +100.0% | 0.00% | – |
| CHT | New | Chungwa Telecom Co Ltdspon adr | $2,000 | – | 63 | +100.0% | 0.00% | – |
| ROL | New | Rollins Inc | $2,000 | – | 62 | +100.0% | 0.00% | – |
| CHE | New | Chemed Corp New | $2,000 | – | 5 | +100.0% | 0.00% | – |
| SKM | New | SK Telecom Ltdsponsored adr | $3,000 | – | 128 | +100.0% | 0.00% | – |
| SHG | New | Shinhan Financial Group Co Lspn adr restrd | $3,000 | – | 84 | +100.0% | 0.00% | – |
| STM | New | STMicroelectronics N Vny registry | $3,000 | – | 91 | +100.0% | 0.00% | – |
| BBY | New | Best Buy Inc. | $2,000 | – | 17 | +100.0% | 0.00% | – |
| TEVA | Buy | Teva Pharmaceutical Inds Ltdsponsored adr | $2,000 | 0.0% | 168 | +1.2% | 0.00% | 0.0% |
| BSY | New | Bentley Sys Inc. | $3,000 | – | 55 | +100.0% | 0.00% | – |
| GOLD | New | Barrick Gold Corp | $2,000 | – | 78 | +100.0% | 0.00% | – |
| LPLA | New | LPL Finl Hldgs Inc | $3,000 | – | 23 | +100.0% | 0.00% | – |
| AZPN | New | Aspen Technology Inc. | $3,000 | – | 20 | +100.0% | 0.00% | – |
| AACQW | New | Artius Acquisition Inc.w exp 07/13/202 | $3,000 | – | 1,705 | +100.0% | 0.00% | – |
| ANSS | New | Ansys Inc | $2,000 | – | 6 | +100.0% | 0.00% | – |
| YUMC | New | Yum China Hldgs Inc | $2,000 | – | 28 | +100.0% | 0.00% | – |
| ALLE | New | Allegion PLC | $3,000 | – | 25 | +100.0% | 0.00% | – |
| BAP | New | Credicorp Ltd | $2,000 | – | 13 | +100.0% | 0.00% | – |
| FN | New | Fabrinet | $3,000 | – | 35 | +100.0% | 0.00% | – |
| LYB | Buy | LyondellBasell Industries N.V. Class A | $3,000 | +200.0% | 33 | +120.0% | 0.00% | – |
| YNDX | New | Yandex N V | $2,000 | – | 36 | +100.0% | 0.00% | – |
| MMYT | New | MakeMyTrip Limited Mauritius | $2,000 | – | 52 | +100.0% | 0.00% | – |
| PAGS | New | Pagseguro Digital Ltd | $1,000 | – | 26 | +100.0% | 0.00% | – |
| MOMO | New | Momo Incadr | $1,000 | – | 75 | +100.0% | 0.00% | – |
| HIMSWS | New | Hims & Hers Health Inc.w exp 01/20/202 | $1,000 | – | 250 | +100.0% | 0.00% | – |
| XP | New | XP Inc.cl a | $1,000 | – | 32 | +100.0% | 0.00% | – |
| SHW | Buy | Sherwin-Williams Co. (The) | $1,000 | -75.0% | 6 | +20.0% | 0.00% | -100.0% |
| IQ | New | Iqiyi Incsponsored ads | $1,000 | – | 62 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.