$214 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 298 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 27.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Sell | Highland Floating Rate Opportunities Fund | $21,925,000 | +29.9% | 2,132,827 | -0.8% | 10.23% | -9.8% |
| GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $7,272,000 | +11.3% | 500,482 | -2.5% | 3.39% | -22.7% |
| ISD | Sell | PGIM Short Duration High Yield Fund, Inc. | $6,590,000 | +7.5% | 439,329 | -3.0% | 3.08% | -25.3% |
| JQC | Sell | Nuveen Credit Strategies Income Fund | $5,639,000 | -25.7% | 890,783 | -32.0% | 2.63% | -48.4% |
| CET | Sell | Central Securities Corp | $5,455,000 | +12.9% | 167,113 | -2.6% | 2.55% | -21.6% |
| FAX | Sell | Aberdeen Asia Pacific In Com | $5,278,000 | +16.2% | 1,186,090 | -0.8% | 2.46% | -19.2% |
| BIF | Sell | Boulder Growth & Income Fund Inc | $4,850,000 | +11.9% | 435,346 | -4.4% | 2.26% | -22.2% |
| AIF | Sell | Apollo Tactical Income Fund Inc | $4,254,000 | +14.5% | 293,759 | -0.6% | 1.98% | -20.5% |
| PCI | Sell | PIMCO Dynamic Credit and Mortgage Income Fund | $3,859,000 | +11.1% | 182,024 | -1.1% | 1.80% | -22.8% |
| BSTZ | Sell | BlackRock Science and Technology Trust II | $3,275,000 | +30.9% | 90,012 | -5.8% | 1.53% | -9.1% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $3,169,000 | +9.0% | 183,285 | -1.9% | 1.48% | -24.3% |
| CLM | Sell | Cornerstone Strategic Value Fund Inc | $3,032,000 | -57.1% | 258,526 | -60.6% | 1.42% | -70.2% |
| AIO | Sell | AllianzGI Artificial Intelligence Opp Fund | $2,935,000 | +19.3% | 111,312 | -4.6% | 1.37% | -17.1% |
| CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $2,425,000 | +39.6% | 474,494 | -2.5% | 1.13% | -3.0% |
| BGY | Sell | BlackRock Enhanced International Dividend Trust | $2,185,000 | +8.9% | 372,212 | -7.8% | 1.02% | -24.3% |
| AWP | Sell | Aberdeen Global Premier Properties Fund | $1,839,000 | -0.1% | 349,655 | -17.2% | 0.86% | -30.6% |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $1,511,000 | -36.4% | 132,550 | -40.7% | 0.70% | -55.9% |
| AGD | Sell | Aberdeen Global Dynamic Dividend Fund | $1,271,000 | +14.6% | 121,706 | -5.8% | 0.59% | -20.4% |
| BMEZ | Sell | BlackRock Health Sciences Trust II | $966,000 | -63.1% | 33,722 | -69.9% | 0.45% | -74.4% |
| SDS | Sell | ProShares UltraShort S&P50ultrashrt s&p500 | $879,000 | -72.3% | 70,930 | -62.9% | 0.41% | -80.8% |
| MIN | Sell | MFS Inter Income Trsh ben int | $791,000 | -59.1% | 207,600 | -59.9% | 0.37% | -71.6% |
| AWF | Sell | AllianceBernstern Global High Income Fund | $783,000 | +14.3% | 66,490 | -0.2% | 0.36% | -20.7% |
| MAV | Sell | Pioneer Municipal High Income Advantage Trust | $767,000 | -41.7% | 65,830 | -45.5% | 0.36% | -59.5% |
| FPF | Sell | First Tr Inter Dur Pfd & In | $668,000 | -60.8% | 27,785 | -64.8% | 0.31% | -72.8% |
| SBI | Sell | Western Assest Intm Muni Fd | $338,000 | +4.3% | 36,762 | -1.4% | 0.16% | -27.5% |
| AMX | Sell | America Movil SAB de CV | $159,000 | -16.3% | 10,948 | -31.4% | 0.07% | -42.2% |
| OPP | Sell | Rivernorth Doubleline Strate | $136,000 | -4.2% | 9,511 | -10.0% | 0.06% | -33.7% |
| DTF | Sell | DTF Tax-Free Income Inc | $105,000 | -9.5% | 7,072 | -13.1% | 0.05% | -37.2% |
| SVVC | Sell | Firsthand Technology Value Fund, Inc. | $85,000 | -22.0% | 19,078 | -45.7% | 0.04% | -45.2% |
| DSU | Sell | BlackRock Debt Strategies Fund | $82,000 | -94.0% | 7,820 | -94.5% | 0.04% | -95.8% |
| BGX | Sell | Blackstone / GSO Long-Short Credit Income Fund | $64,000 | -1.5% | 4,748 | -8.6% | 0.03% | -31.8% |
| PYPL | Sell | PayPal Holdings, Inc. | $58,000 | -12.1% | 246 | -30.5% | 0.03% | -38.6% |
| MDLZ | Sell | Mondelez International, Inc.cl a | $39,000 | -20.4% | 670 | -27.7% | 0.02% | -45.5% |
| TSLA | Sell | Tesla Inc | $35,000 | +29.6% | 50 | -28.6% | 0.02% | -11.1% |
| SE | Sell | Sea Limitedadr | $27,000 | -20.6% | 138 | -35.5% | 0.01% | -43.5% |
| HON | Sell | Honeywell Intl, Inc. | $14,000 | 0.0% | 64 | -23.8% | 0.01% | -22.2% |
| TXN | Sell | Texas Instruments, Inc | $16,000 | 0.0% | 100 | -9.9% | 0.01% | -36.4% |
| ASML | Sell | ASML Holding N V | $14,000 | -33.3% | 28 | -51.7% | 0.01% | -50.0% |
| AMZN | Sell | Amazon Com Inc | $16,000 | -23.8% | 5 | -28.6% | 0.01% | -50.0% |
| PACK | Sell | Ranpak Hldgs Corp | $13,000 | +18.2% | 1,000 | -23.6% | 0.01% | -14.3% |
| CSCO | Sell | Cisco Systems, Inc. | $10,000 | +11.1% | 219 | -10.6% | 0.01% | -16.7% |
| EQIX | Sell | Equinix Inc | $4,000 | -82.6% | 5 | -83.9% | 0.00% | -86.7% |
| IBN | Sell | ICICI Bank Ltdadr | $3,000 | -66.7% | 210 | -75.2% | 0.00% | -83.3% |
| JNJ | Sell | Johnson & Johnson | $2,000 | -66.7% | 15 | -65.1% | 0.00% | -75.0% |
| BGNE | Sell | BeiGene, Ltd.sponsored adr | $3,000 | -25.0% | 11 | -21.4% | 0.00% | -66.7% |
| LYB | Sell | LyondellBasell Industries N.V. Class A | $1,000 | 0.0% | 15 | -16.7% | 0.00% | -100.0% |
| BGIO | Exit | BlackRock 2022 Global Income Opp Tr | $0 | – | -300 | -100.0% | -0.00% | – |
| SGEN | Exit | Seattle Genetics, In | $0 | – | -18 | -100.0% | -0.00% | – |
| ITUB | Exit | Itau Unibanco Holding S.A.spon adr rep pfd | $0 | – | -1,119 | -100.0% | -0.00% | – |
| LCAHW | Exit | Landcadia Hldgs II Inc*w exp 05/09/202 | $0 | – | -1,500 | -100.0% | -0.00% | – |
| KCACWS | Exit | Kensington Cap Acquisition C*w exp 07/01/202 | $0 | – | -3,000 | -100.0% | -0.01% | – |
| MOR | Exit | MorphoSys AGsponsored ads | $0 | – | -304 | -100.0% | -0.01% | – |
| PTC | Exit | PTC Inc. | $0 | – | -113 | -100.0% | -0.01% | – |
| FEAC | Exit | Flying Eagle Acquistion Cor | $0 | – | -902 | -100.0% | -0.01% | – |
| IPOC | Exit | Social Capital Hedosophia Holdings Corp. lll | $0 | – | -1,000 | -100.0% | -0.01% | – |
| VIAV | Exit | Viacom Inc. | $0 | – | -829 | -100.0% | -0.01% | – |
| KCAC | Exit | Kensington Cap Acquisition C | $0 | – | -1,100 | -100.0% | -0.01% | – |
| HNW | Exit | Pioneer Diversified High Income Trust | $0 | – | -1,165 | -100.0% | -0.01% | – |
| BABA | Exit | Alibaba Group Holding Limitedsponsored ads | $0 | – | -66 | -100.0% | -0.01% | – |
| RCI | Exit | Rogers Communications Inccl b | $0 | – | -573 | -100.0% | -0.02% | – |
| ON | Exit | ON Semiconductor Corporation | $0 | – | -1,149 | -100.0% | -0.02% | – |
| UN | Exit | Unilever N.V. | $0 | – | -806 | -100.0% | -0.03% | – |
| JPS | Exit | Nuveen Pfd Securities Income Fund | $0 | – | -6,781 | -100.0% | -0.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.