$214 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 298 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 88.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NHF | Buy | NexPoint Credit Strategies Fund | $21,234,000 | +39.4% | 2,018,397 | +21.0% | 9.91% | -3.2% |
| EVV | Buy | Eaton Vance Limited Duration Income Fund | $8,943,000 | +30.9% | 713,715 | +22.2% | 4.17% | -9.1% |
| MTZ | New | MasTec Inc | $6,068,000 | – | 89,007 | +100.0% | 2.83% | – |
| AOD | Buy | Aberdeen Total Dynamic Dividend Fund | $3,457,000 | +206.2% | 390,635 | +152.9% | 1.61% | +112.8% |
| BPOP | New | Popular Inc | $3,111,000 | – | 55,230 | +100.0% | 1.45% | – |
| VCIF | Buy | Vertical Capital Income Fund | $2,810,000 | +6.2% | 285,596 | +7.2% | 1.31% | -26.3% |
| GAM | Buy | General American Investors Co Inc | $2,773,000 | +16.7% | 74,560 | +3.2% | 1.29% | -19.0% |
| FBP | New | First BanCorp/Puerto Rico | $2,669,000 | – | 289,477 | +100.0% | 1.25% | – |
| RCL | New | Royal Caribbean Cruises Ltd | $2,623,000 | – | 35,120 | +100.0% | 1.22% | – |
| NRGX | New | PIMCO Enrgy Tactical Cr Opp | $2,570,000 | – | 318,096 | +100.0% | 1.20% | – |
| JRI | New | Nuveen Real Asset Income and Growth Fund | $2,508,000 | – | 186,323 | +100.0% | 1.17% | – |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $2,272,000 | +16.9% | 183,095 | +7.4% | 1.06% | -18.8% |
| NCLH | New | Norwegian Cruise Line Holdings Ltd | $2,205,000 | – | 86,717 | +100.0% | 1.03% | – |
| NEE | Buy | NextEra Energy Inc | $1,870,000 | +321.2% | 24,236 | +300.0% | 0.87% | +193.0% |
| VTA | Buy | Invesco Dynamic Credit Opportunities Fund | $1,861,000 | +18.2% | 173,232 | +1.7% | 0.87% | -17.9% |
| KYN | New | Kayne Anderson Energy Infrst | $1,801,000 | – | 313,222 | +100.0% | 0.84% | – |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $1,685,000 | +70.5% | 118,816 | +58.8% | 0.79% | +18.4% |
| PHK | Buy | PIMCO High Income Fund | $1,679,000 | +67.1% | 277,513 | +45.5% | 0.78% | +16.1% |
| BWG | Buy | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $1,598,000 | +21.2% | 127,976 | +6.8% | 0.75% | -15.8% |
| RMRM | Buy | RMR Real Estate Income Fund | $1,573,000 | +51.0% | 148,939 | +0.6% | 0.73% | +4.9% |
| PGTI | New | PGT Innovations Inc | $1,569,000 | – | 77,117 | +100.0% | 0.73% | – |
| FSD | Buy | First Trust High Income Long/Short Fund | $1,568,000 | +33.6% | 106,139 | +22.0% | 0.73% | -7.2% |
| CPA | New | Copa Holdings SAcl a | $1,564,000 | – | 20,250 | +100.0% | 0.73% | – |
| JLS | Buy | Nuveen Mortgage and Income Fund | $1,530,000 | +72.1% | 77,384 | +62.3% | 0.71% | +19.6% |
| NFE | New | New Fortress Energy Inccl a | $1,497,000 | – | 27,943 | +100.0% | 0.70% | – |
| MMT | Buy | MFS Multimarket Income Trsh ben int | $1,363,000 | +20.9% | 223,008 | +12.2% | 0.64% | -16.0% |
| EFT | New | Eaton Vance Flting Rate Inc | $1,189,000 | – | 90,316 | +100.0% | 0.56% | – |
| EVG | Buy | Eaton Vance Short Duration Diversified Income Fund | $1,149,000 | +8107.1% | 93,001 | +7682.5% | 0.54% | +5855.6% |
| CX | New | Cemex SAB de CVspon adr new | $1,141,000 | – | 220,645 | +100.0% | 0.53% | – |
| FMX | New | Fomento Economico Mexicano SAB de CVspon adr units | $1,107,000 | – | 14,610 | +100.0% | 0.52% | – |
| ASR | New | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,089,000 | – | 6,600 | +100.0% | 0.51% | – |
| LEN | New | Lennar Corpcl a | $1,029,000 | – | 13,500 | +100.0% | 0.48% | – |
| CIB | New | Bancolombia SAspon adr pref | $935,000 | – | 23,280 | +100.0% | 0.44% | – |
| NML | New | Neuberger Berman MLP Income Fund Inc | $934,000 | – | 277,187 | +100.0% | 0.44% | – |
| VAC | New | Marriott Vacations Worldwide Corp | $926,000 | – | 6,745 | +100.0% | 0.43% | – |
| EFF | New | Eaton Vance Fltg Rate Incom | $892,000 | – | 57,344 | +100.0% | 0.42% | – |
| MLM | New | Martin Marietta Materials Inc | $852,000 | – | 3,000 | +100.0% | 0.40% | – |
| XMPT | New | Vaneck Vectors ETF Tr | $851,000 | – | 29,864 | +100.0% | 0.40% | – |
| JTD | New | Nuveen Tax-Advanteaged Divid | $846,000 | – | 59,524 | +100.0% | 0.40% | – |
| PCEF | New | Invesco Exch Traded Fd Tr II | $816,000 | – | 36,377 | +100.0% | 0.38% | – |
| OCCI | Buy | OFS Credit Company Inc | $767,000 | +2224.2% | 61,519 | +1750.8% | 0.36% | +1527.3% |
| RMI | Buy | Rivernorth Opportunistic Mun | $766,000 | +9.6% | 35,693 | +2.9% | 0.36% | -24.0% |
| BFZ | Buy | BlackRock Calif Mun Income | $756,000 | +22.3% | 53,112 | +11.7% | 0.35% | -14.9% |
| VMC | New | Vulcan Materials Co | $742,000 | – | 5,000 | +100.0% | 0.35% | – |
| SMM | New | Salient Midstream & MLP Fdsh ben int | $711,000 | – | 166,513 | +100.0% | 0.33% | – |
| CWCO | New | Consolidated Water Co Ltdord | $709,000 | – | 58,877 | +100.0% | 0.33% | – |
| TYG | New | Tortoise Energy Infra Corp | $701,000 | – | 34,866 | +100.0% | 0.33% | – |
| EVTC | New | EVERTEC Inc | $667,000 | – | 16,956 | +100.0% | 0.31% | – |
| JRO | New | Nuveen Fltng Rte Incm Opp Fd | $582,000 | – | 67,181 | +100.0% | 0.27% | – |
| CXH | Buy | MFS Investment Grade Municipal Trustsh ben int | $583,000 | +14.5% | 59,454 | +6.4% | 0.27% | -20.5% |
| KMF | New | Kayne Anderson NextGen Enrgy | $564,000 | – | 98,109 | +100.0% | 0.26% | – |
| CCL | New | Carnival Corpunit 99/99/9999 | $554,000 | – | 25,559 | +100.0% | 0.26% | – |
| SEB | New | Seaboard Corp | $415,000 | – | 137 | +100.0% | 0.19% | – |
| CEM | New | Clearbridge ML And Midstrm | $395,000 | – | 23,517 | +100.0% | 0.18% | – |
| SSSS | Buy | Sutter Rock Cap Corp | $367,000 | +85.4% | 28,000 | +16.7% | 0.17% | +28.6% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $348,000 | +11.2% | 25,486 | +0.6% | 0.16% | -22.9% |
| EVY | New | Eaton Vance New York Mun Incsh ben int | $302,000 | – | 21,575 | +100.0% | 0.14% | – |
| MHI | Buy | Pioneer Municipal High Income Trust | $288,000 | +14.3% | 23,122 | +4.1% | 0.13% | -20.7% |
| PNI | Buy | Pimco New York Municipal Income Fund II | $283,000 | +13.2% | 26,007 | +5.4% | 0.13% | -21.4% |
| KTF | Buy | Deutsche Municipal Income Trust | $275,000 | +13.6% | 23,630 | +6.3% | 0.13% | -21.5% |
| ENX | New | Eaton Vance New York Mun Bd | $257,000 | – | 20,893 | +100.0% | 0.12% | – |
| NUO | Buy | Nuveen Ohio Qlty Mun Income | $254,000 | +9.0% | 16,206 | +5.7% | 0.12% | -24.2% |
| GLD | New | SPDR Gold Tr | $249,000 | – | 1,398 | +100.0% | 0.12% | – |
| MRK | Buy | Merck & Co Inc | $230,000 | +9.5% | 2,807 | +0.5% | 0.11% | -24.1% |
| RCS | Buy | PIMCO Strategic Income Fd | $216,000 | +27.8% | 31,181 | +13.4% | 0.10% | -11.4% |
| RMM | Buy | Rivernorth Managed Duration Municipal Income Fund Inc. | $206,000 | +13.8% | 11,599 | +6.0% | 0.10% | -21.3% |
| MHF | Buy | Western Asset Mun Hi Incm Fd | $196,000 | +7.1% | 26,131 | +2.6% | 0.09% | -26.0% |
| NAD | Buy | Nuveen Quality Municipal Income Fund | $186,000 | +13.4% | 12,102 | +6.5% | 0.09% | -20.9% |
| AFB | Buy | AllianceBernstein National Municipal Income Fund Inc | $182,000 | +13.0% | 12,615 | +6.7% | 0.08% | -21.3% |
| MUC | Buy | BlackRock Munihldngs Cali QL | $174,000 | +11.5% | 11,572 | +5.8% | 0.08% | -22.9% |
| TV | New | Grupo Televisa SABspon adr rep ord | $155,000 | – | 18,854 | +100.0% | 0.07% | – |
| PGP | Buy | PIMCO Global StocksPLS Inc. | $133,000 | +2560.0% | 13,211 | +2143.0% | 0.06% | +1966.7% |
| RFM | Buy | Rivernorth Flexible Mun Income | $126,000 | +29.9% | 5,750 | +19.1% | 0.06% | -9.2% |
| VTOL | New | Bristow Group, Inc. | $118,000 | – | 4,491 | +100.0% | 0.06% | – |
| TY | Buy | Tri-Continental Corp | $118,000 | +18.0% | 4,014 | +1.4% | 0.06% | -17.9% |
| ASA | Buy | ASA Gold and Precious Metals Ltd | $110,000 | +2.8% | 5,031 | +0.1% | 0.05% | -29.2% |
| New | Center Coast Brkfld MLP Enrg | $97,000 | – | 10,259 | +100.0% | 0.04% | – | |
| SONY | Buy | Sony Corpsponsored adr | $85,000 | +32.8% | 842 | +10.4% | 0.04% | -7.0% |
| PEO | Buy | Adams Natural Resources Fund Inc | $78,000 | +21.9% | 6,882 | +1.4% | 0.04% | -16.3% |
| FMO | New | Fiduciary Claymore Engry Inf | $75,000 | – | 12,995 | +100.0% | 0.04% | – |
| MNP | Buy | Western Asset Municipal Partners Fund | $68,000 | +28.3% | 4,522 | +19.2% | 0.03% | -11.1% |
| FAM | Buy | First Trust Aberdeen Global Opportunity Income Fund | $67,000 | +11.7% | 6,387 | +0.9% | 0.03% | -22.5% |
| PZC | Buy | PIMCO California Municipal Income Fund III | $62,000 | +21.6% | 6,088 | +19.4% | 0.03% | -14.7% |
| CNI | Buy | Canadian National Railway Company | $54,000 | +217.6% | 489 | +181.0% | 0.02% | +127.3% |
| MA | Buy | MasterCard, Inc.cl a | $51,000 | +200.0% | 142 | +140.7% | 0.02% | +118.2% |
| JMM | Buy | Nuveen Multi-Market Income Fund Inc | $49,000 | +4.3% | 6,800 | +0.6% | 0.02% | -28.1% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $49,000 | +16.7% | 1,878 | +1.6% | 0.02% | -17.9% |
| RVT | Buy | Royce Value Trust Inc | $47,000 | +30.6% | 2,919 | +1.5% | 0.02% | -8.3% |
| VOD | Buy | Vodafone Group plc ADRsponsored adr | $48,000 | +200.0% | 2,884 | +148.4% | 0.02% | +100.0% |
| UL | New | Unilever PLCspon adr new | $45,000 | – | 738 | +100.0% | 0.02% | – |
| CDNS | Buy | Cadence Design Systems, Inc. | $42,000 | +147.1% | 307 | +91.9% | 0.02% | +81.8% |
| GDL | Buy | The GDL Fund | $41,000 | +5.1% | 4,660 | +1.4% | 0.02% | -26.9% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $40,000 | +17.6% | 2,869 | +1.8% | 0.02% | -17.4% |
| GAB | Buy | Gabelli Equity Trust Inc | $39,000 | +18.2% | 6,254 | +2.4% | 0.02% | -18.2% |
| RYAAY | Buy | Ryanair Holdings plc ADRsponsored ads | $37,000 | +236.4% | 339 | +154.9% | 0.02% | +142.9% |
| OTIS | Buy | Otis Worldwide Corp | $35,000 | +118.8% | 518 | +92.6% | 0.02% | +45.5% |
| ROCHW | New | Roth CH Acquisition I Cow exp 01/28/202 | $32,000 | – | 7,272 | +100.0% | 0.02% | – |
| MSFT | Buy | Microsoft Corp | $30,000 | +20.0% | 135 | +8.9% | 0.01% | -17.6% |
| JPC | New | Nuveen Pfd & Income Opportun | $27,000 | – | 2,790 | +100.0% | 0.01% | – |
| GDV | Buy | The Gabelli Dividend & Income Trust | $28,000 | +21.7% | 1,303 | +1.6% | 0.01% | -13.3% |
| APXT | New | Apex Technology Acquisition | $23,000 | – | 1,500 | +100.0% | 0.01% | – |
| TDACW | New | Trident Acquisitions Corpw exp 05/09/202 | $21,000 | – | 9,291 | +100.0% | 0.01% | – |
| RICE | New | Rice Acquisition Corp | $22,000 | – | 2,000 | +100.0% | 0.01% | – |
| MRVL | Buy | Marvell Technology Group Ltd | $22,000 | +100.0% | 471 | +54.4% | 0.01% | +42.9% |
| FSRV | New | Finserv Acquisition Corpcl a | $18,000 | – | 1,408 | +100.0% | 0.01% | – |
| SKLZ | New | Skillz Inc | $18,000 | – | 902 | +100.0% | 0.01% | – |
| GNOGW | New | Golden Nugget Online Gaminw exp 05/09/202 | $14,000 | – | 1,500 | +100.0% | 0.01% | – |
| ZTR | Buy | Virtus Total Return Fund Inc. | $14,000 | +27.3% | 1,540 | +2.9% | 0.01% | 0.0% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $15,000 | +25.0% | 1,747 | +2.0% | 0.01% | -12.5% |
| FSRWS | New | Fisker Incw exp 12/01/202 | $15,000 | – | 3,000 | +100.0% | 0.01% | – |
| FSR | New | Fisker Inc | $15,000 | – | 1,000 | +100.0% | 0.01% | – |
| RBACU | New | Redball Acquisition Corpunit 99/99/9999 | $12,000 | – | 1,000 | +100.0% | 0.01% | – |
| PEP | Buy | PepsiCo, Inc. | $13,000 | +18.2% | 89 | +4.7% | 0.01% | -14.3% |
| ABBV | Buy | AbbVie, Inc. | $11,000 | +57.1% | 99 | +13.8% | 0.01% | 0.0% |
| QCOM | Buy | Qualcomm Inc | $11,000 | +120.0% | 70 | +75.0% | 0.01% | +66.7% |
| PG | Buy | Procter & Gamble Co. (The) | $6,000 | +50.0% | 43 | +38.7% | 0.00% | 0.0% |
| RICEWS | New | Rice Acquisition Corpw exp 10/26/202 | $7,000 | – | 3,000 | +100.0% | 0.00% | – |
| VALE | Buy | Vale SAadr | $6,000 | +100.0% | 378 | +39.5% | 0.00% | +50.0% |
| BTI | Buy | British American Tobacco PLCsponsored adr | $5,000 | +66.7% | 141 | +56.7% | 0.00% | 0.0% |
| AZN | Buy | AstraZeneca Group plc ADRsponsored adr | $5,000 | +25.0% | 99 | +26.9% | 0.00% | -33.3% |
| AMT | Buy | American Tower Corporation | $4,000 | +300.0% | 20 | +233.3% | 0.00% | +100.0% |
| RARE | Buy | Ultragenyx Pharmaceutical In | $3,000 | +50.0% | 21 | +40.0% | 0.00% | 0.0% |
| UPS | New | United Parcel Service Inccl b | $2,000 | – | 11 | +100.0% | 0.00% | – |
| GGZ | New | Gabelli Global Small & Mid C | $2,000 | – | 133 | +100.0% | 0.00% | – |
| CAF | New | Morgan Stanley China A Sh Fd | $2,000 | – | 99 | +100.0% | 0.00% | – |
| TWN | New | The Taiwan Fund Inc | $2,000 | – | 88 | +100.0% | 0.00% | – |
| TTE | New | Total Sesponsored ads | $3,000 | – | 76 | +100.0% | 0.00% | – |
| SGEN | New | Seattle Genetics, In | $3,000 | – | 18 | +100.0% | 0.00% | – |
| SLB | Buy | Schlumberger Ltd | $3,000 | +50.0% | 142 | +34.0% | 0.00% | 0.0% |
| WEN | New | The Wendy's Co | $1,000 | – | 42 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.