$149 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 254 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AYX | Exit | Alteryx, Inc.cl a | $0 | – | -7 | -100.0% | 0.00% | – |
| DE | Exit | Deere & Co. | $0 | – | -6 | -100.0% | 0.00% | – |
| INTC | Exit | Intel Corp. | $0 | – | -28 | -100.0% | 0.00% | – |
| NBO | Exit | Neuberger Brman NY Muni Fd | $0 | – | -196 | -100.0% | -0.00% | – |
| ENB | Exit | Enbridge, Inc. | $0 | – | -110 | -100.0% | -0.00% | – |
| MXIM | Exit | Maxim Integrated Products, Inc. | $0 | – | -56 | -100.0% | -0.00% | – |
| XP | Exit | XP Inc.cl a | $0 | – | -134 | -100.0% | -0.00% | – |
| OPES | Exit | Opes Acquisition Corp. | $0 | – | -500 | -100.0% | -0.00% | – |
| BAC | Exit | Bank of America Corp. | $0 | – | -300 | -100.0% | -0.00% | – |
| GRAFWS | Exit | Graf Industrial Corp*w exp 12/31/202 | $0 | – | -5,000 | -100.0% | -0.01% | – |
| DKNG | Exit | DraftKings Inc. | $0 | – | -330 | -100.0% | -0.01% | – |
| ARYA | Exit | ARYA SCIENCES ACQUIS UTS EXP | $0 | – | -1,000 | -100.0% | -0.01% | – |
| BTT | Exit | BlackRock Municipal 2030 Target Term Trust | $0 | – | -607 | -100.0% | -0.01% | – |
| VVNTWS | Exit | Vivint Smart Home Inc.*w exp 01/17/202 | $0 | – | -4,000 | -100.0% | -0.01% | – |
| IPOBU | Exit | Social Capital Hedosophia Holdings Corp. IIIunit 99/99/9999 | $0 | – | -2,000 | -100.0% | -0.01% | – |
| FMCI | Exit | Forum Merger II Corp. Cl Acl a | $0 | – | -2,000 | -100.0% | -0.01% | – |
| ERC | Exit | Wells Fargo Advantage Multi-Sector Income Fund | $0 | – | -2,953 | -100.0% | -0.02% | – |
| CMU | Exit | MFS High Yield Municipal Trustsh ben int | $0 | – | -12,637 | -100.0% | -0.03% | – |
| VTOL | Exit | Bristow Group, Inc. | $0 | – | -4,491 | -100.0% | -0.03% | – |
| PNF | Exit | PIMCO NY Municipal Income Fd | $0 | – | -5,966 | -100.0% | -0.04% | – |
| NMCO | Exit | Nuveen Municipal Credit Opp Fund | $0 | – | -6,372 | -100.0% | -0.04% | – |
| FT | Exit | Franklin Unvl Trsh ben int | $0 | – | -15,168 | -100.0% | -0.05% | – |
| GDX | Exit | VanEck Vectors Gold Miners ETFgold miners etf | $0 | – | -3,059 | -100.0% | -0.06% | – |
| OXSQ | Exit | Oxford Square Capital Corp. | $0 | – | -50,759 | -100.0% | -0.07% | – |
| TV | Exit | Grupo Televisa SABspon adr rep ord | $0 | – | -28,400 | -100.0% | -0.07% | – |
| NMZ | Exit | Nuveen Muni High Income Opp Fund | $0 | – | -12,335 | -100.0% | -0.08% | – |
| EIM | Exit | Eaton Vance Mun Bd Fd | $0 | – | -13,488 | -100.0% | -0.09% | – |
| PGZ | Exit | Principal Real Estate Income Fund | $0 | – | -18,112 | -100.0% | -0.10% | – |
| JRI | Exit | Nuveen Real Asset Income and Growth Fund | $0 | – | -18,344 | -100.0% | -0.11% | – |
| CCL | Exit | Carnival Corpunit 99/99/9999 | $0 | – | -25,559 | -100.0% | -0.21% | – |
| EVTC | Exit | EVERTEC Inc | $0 | – | -16,956 | -100.0% | -0.23% | – |
| VAC | Exit | Marriott Vacations Worldwide Corp | $0 | – | -6,745 | -100.0% | -0.27% | – |
| VMC | Exit | Vulcan Materials Co | $0 | – | -5,000 | -100.0% | -0.28% | – |
| SEB | Exit | Seaboard Corp | $0 | – | -204 | -100.0% | -0.29% | – |
| CIB | Exit | Bancolombia SAspon adr pref | $0 | – | -23,280 | -100.0% | -0.30% | – |
| MLM | Exit | Martin Marietta Materials Inc | $0 | – | -3,000 | -100.0% | -0.30% | – |
| ASR | Exit | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $0 | – | -6,600 | -100.0% | -0.36% | – |
| CX | Exit | Cemex SAB de CVspon adr new | $0 | – | -270,645 | -100.0% | -0.38% | – |
| AVK | Exit | Advent Claymore Convertible Securities and Income Fund | $0 | – | -61,427 | -100.0% | -0.42% | – |
| FMX | Exit | Fomento Economico Mexicano SAB de CVspon adr units | $0 | – | -14,610 | -100.0% | -0.44% | – |
| SOR | Exit | Source Capital Inc | $0 | – | -26,689 | -100.0% | -0.47% | – |
| CWCO | Exit | Consolidated Water Co Ltdord | $0 | – | -70,025 | -100.0% | -0.50% | – |
| CPA | Exit | Copa Holdings SAcl a | $0 | – | -20,250 | -100.0% | -0.50% | – |
| LEN | Exit | Lennar Corpcl a | $0 | – | -18,500 | -100.0% | -0.56% | – |
| FDP | Exit | Fresh Del Monte Produce Incord | $0 | – | -48,850 | -100.0% | -0.59% | – |
| PGTI | Exit | PGT Innovations Inc | $0 | – | -77,117 | -100.0% | -0.59% | – |
| NCLH | Exit | Norwegian Cruise Line Holdings Ltd | $0 | – | -76,717 | -100.0% | -0.62% | – |
| Exit | Medley Capital Corporation | $0 | – | -102,371 | -100.0% | -0.71% | – | |
| FBP | Exit | First BanCorp/Puerto Rico | $0 | – | -289,477 | -100.0% | -0.79% | – |
| RCL | Exit | Royal Caribbean Cruises Ltd | $0 | – | -35,120 | -100.0% | -0.87% | – |
| BPOP | Exit | Popular Inc | $0 | – | -55,230 | -100.0% | -1.01% | – |
| HIX | Exit | Western Asset High Incm Fd | $0 | – | -348,617 | -100.0% | -1.12% | – |
| MTZ | Exit | MasTec Inc | $0 | – | -102,297 | -100.0% | -2.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.