$149 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 254 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MIN | New | MFS Inter Income Trsh ben int | $1,933,000 | – | 518,132 | +100.0% | 1.30% | – |
| MMT | New | MFS Multimarket Income Trsh ben int | $1,127,000 | – | 198,836 | +100.0% | 0.76% | – |
| RFM | New | Rivernorth Flexible Mun Income | $97,000 | – | 4,828 | +100.0% | 0.06% | – |
| VLDRW | New | Velodyne Lidar Inc.*w exp 09/29/202 | $13,000 | – | 5,000 | +100.0% | 0.01% | – |
| KCAC | New | Kensington Cap Acquisition C | $13,000 | – | 1,100 | +100.0% | 0.01% | – |
| IPOC | New | Social Capital Hedosophia Holdings Corp. lll | $10,000 | – | 1,000 | +100.0% | 0.01% | – |
| FEAC | New | Flying Eagle Acquistion Cor | $10,000 | – | 902 | +100.0% | 0.01% | – |
| KCACWS | New | Kensington Cap Acquisition C*w exp 07/01/202 | $7,000 | – | 3,000 | +100.0% | 0.01% | – |
| FREEW | New | Whole Earth Brands Inc.*w exp 06/25/202 | $6,000 | – | 6,250 | +100.0% | 0.00% | – |
| QCOM | New | Qualcomm Inc | $5,000 | – | 40 | +100.0% | 0.00% | – |
| LCAHW | New | Landcadia Hldgs II Inc*w exp 05/09/202 | $5,000 | – | 1,500 | +100.0% | 0.00% | – |
| IDXX | New | IDEXX Labs Inc. | $3,000 | – | 6 | +100.0% | 0.00% | – |
| AAPL | New | Apple Inc | $2,000 | – | 17 | +100.0% | 0.00% | – |
| SMAR | New | Smartsheet, Inc. Cl A | $2,000 | – | 34 | +100.0% | 0.00% | – |
| TEVA | New | Teva Pharmaceutical Inds Ltdsponsored adr | $1,000 | – | 166 | +100.0% | 0.00% | – |
| CRSP | New | CRISPR Therapeutics AGnamen akt | $2,000 | – | 17 | +100.0% | 0.00% | – |
| RARE | New | Ultragenyx Pharmaceutical In | $2,000 | – | 15 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.