$204 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 290 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IR | Exit | Ingersoll-Rand Plc | $0 | – | -68 | -100.0% | -0.00% | – |
| FPACWS | Exit | Far Point Acquisition Corp.*w exp 06/01/202 | $0 | – | -2,000 | -100.0% | -0.00% | – |
| AER | Exit | AerCap Holdings N.V. | $0 | – | -66 | -100.0% | -0.00% | – |
| XOM | Exit | Exxon Mobil Corp | $0 | – | -50 | -100.0% | -0.00% | – |
| GWPH | Exit | GW Pharmaceuticals PLCads | $0 | – | -41 | -100.0% | -0.00% | – |
| WM | Exit | Waste Management, Inc. | $0 | – | -44 | -100.0% | -0.00% | – |
| ING | Exit | ING Groep NVsponsored adr | $0 | – | -823 | -100.0% | -0.00% | – |
| DEAC | Exit | Diamond Eagle Acquisition Corp. | $0 | – | -330 | -100.0% | -0.00% | – |
| PAGS | Exit | PagSeguro Digital Ltd. | $0 | – | -232 | -100.0% | -0.00% | – |
| SRV | Exit | The Cushing MLP Total Return Fund | $0 | – | -1,100 | -100.0% | -0.00% | – |
| ORAN | Exit | Orange S.A.sponsored adr | $0 | – | -213 | -100.0% | -0.00% | – |
| BBD | Exit | Banco Bradesco S.A.sp adr pfd | $0 | – | -887 | -100.0% | -0.00% | – |
| CYBR | Exit | CyberArk Software Ltd.chinese yuan fd | $0 | – | -48 | -100.0% | -0.00% | – |
| SKM | Exit | SK Telecom Co Ltdsponsored adr | $0 | – | -342 | -100.0% | -0.00% | – |
| CCEP | Exit | Coca Cola European Partners | $0 | – | -150 | -100.0% | -0.00% | – |
| WIX | Exit | Wix Com Ltd | $0 | – | -48 | -100.0% | -0.00% | – |
| RTN | Exit | Raytheon Co | $0 | – | -43 | -100.0% | -0.00% | – |
| KXIN | Exit | Kaixin Auto Holdings | $0 | – | -5,399 | -100.0% | -0.00% | – |
| LULU | Exit | Lululemon Athletica Inc | $0 | – | -33 | -100.0% | -0.00% | – |
| ALLE | Exit | Allegion PLC | $0 | – | -66 | -100.0% | -0.00% | – |
| EDU | Exit | New Oriental Education & Technology Group Incspon adr | $0 | – | -56 | -100.0% | -0.00% | – |
| TT | Exit | Trane Technologies plc | $0 | – | -78 | -100.0% | -0.00% | – |
| TEAM | Exit | Atlassian Corporation Plccl a | $0 | – | -42 | -100.0% | -0.00% | – |
| BDX | Exit | Becton Dickinson & Co | $0 | – | -27 | -100.0% | -0.00% | – |
| HDB | Exit | HDFC Bank Ltdsponsored ads | $0 | – | -162 | -100.0% | -0.00% | – |
| TJX | Exit | TJX Cos Inc | $0 | – | -116 | -100.0% | -0.00% | – |
| AEP | Exit | American Electric Power Co Inc | $0 | – | -73 | -100.0% | -0.00% | – |
| TD | Exit | The Toronto-Dominion Bank | $0 | – | -167 | -100.0% | -0.00% | – |
| RY | Exit | Royal Bk Cda Montreal Que | $0 | – | -118 | -100.0% | -0.00% | – |
| FIS | Exit | Fidelity National Information Services, Inc. | $0 | – | -61 | -100.0% | -0.00% | – |
| PUK | Exit | Prudential PLCadr | $0 | – | -271 | -100.0% | -0.00% | – |
| TM | Exit | Toyota Motor Corporation | $0 | – | -56 | -100.0% | -0.00% | – |
| RELX | Exit | RELX Plcsponsored adr | $0 | – | -328 | -100.0% | -0.00% | – |
| PHG | Exit | Koninklijke Philips NVny reg sh new | $0 | – | -204 | -100.0% | -0.00% | – |
| SNY | Exit | Sanofisponsored adr | $0 | – | -162 | -100.0% | -0.00% | – |
| EWJ | Exit | iShares MSCI Japan ETFmsci jpn etf new | $0 | – | -138 | -100.0% | -0.00% | – |
| INTU | Exit | Intuit | $0 | – | -33 | -100.0% | -0.00% | – |
| NOC | Exit | Northrop Grumman Corporation | $0 | – | -28 | -100.0% | -0.00% | – |
| BNS | Exit | The Bank of Nova Scotia | $0 | – | -167 | -100.0% | -0.00% | – |
| AXP | Exit | American Express Co | $0 | – | -112 | -100.0% | -0.01% | – |
| GOOGL | Exit | Alphabet Inc.cap stk cl a | $0 | – | -8 | -100.0% | -0.01% | – |
| UTX | Exit | United Technologies Corp | $0 | – | -93 | -100.0% | -0.01% | – |
| DIS | Exit | The Walt Disney Co | $0 | – | -104 | -100.0% | -0.01% | – |
| TTE | Exit | Total S.A.sponsored adr | $0 | – | -262 | -100.0% | -0.01% | – |
| FPAC | Exit | Far Point Acquisition Corporation | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SYK | Exit | Stryker Corporation | $0 | – | -59 | -100.0% | -0.01% | – |
| INFO | Exit | HIS Markit Ltd | $0 | – | -142 | -100.0% | -0.01% | – |
| AON | Exit | Aon Plc | $0 | – | -74 | -100.0% | -0.01% | – |
| WMT | Exit | Wal-Mart Stores Inc | $0 | – | -99 | -100.0% | -0.01% | – |
| TRI | Exit | Thomson Reuters Corporation | $0 | – | -155 | -100.0% | -0.01% | – |
| AAPL | Exit | Apple Inc | $0 | – | -52 | -100.0% | -0.01% | – |
| NGG | Exit | Nuveen Preferred Income Opportunities Fundsponsored adr | $0 | – | -239 | -100.0% | -0.01% | – |
| VTIQ | Exit | VectoIQ Acquisition Corp. | $0 | – | -1,500 | -100.0% | -0.01% | – |
| DEO | Exit | Diageo PLCspon adr new | $0 | – | -160 | -100.0% | -0.01% | – |
| USO | Exit | United States Oil Fund LPunits | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ERA | Exit | Era Group Inc | $0 | – | -13,474 | -100.0% | -0.04% | – |
| SSSS | Exit | Sutter Rock Capital Corp. | $0 | – | -16,000 | -100.0% | -0.05% | – |
| AVHOQ | Exit | Avianca Holdings SAspon adr rep pfd | $0 | – | -261,429 | -100.0% | -0.13% | – |
| BBN | Exit | BlackRock Taxable Municipal Bond Trust | $0 | – | -13,193 | -100.0% | -0.15% | – |
| BHK | Exit | Blackrock Core Bd Tr | $0 | – | -27,205 | -100.0% | -0.19% | – |
| BKT | Exit | Blackrock Income Tr Inc. | $0 | – | -88,274 | -100.0% | -0.27% | – |
| BTZ | Exit | BlackRock Credit Allocation Income Trust | $0 | – | -257,774 | -100.0% | -1.60% | – |
| MCR | Exit | MFS Charter Income Trustsh ben int | $0 | – | -425,372 | -100.0% | -1.68% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-08-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.