$204 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 290 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDS | New | ProShares UltraShort S&P50ultrashrt s&p500 | $3,175,000 | – | 184,385 | +100.0% | 1.56% | – |
| PCI | New | PIMCO Dynamic Credit and Mortgage Income Fund | $2,684,000 | – | 138,436 | +100.0% | 1.32% | – |
| BMEZ | New | BlackRock Health Sciences Trust II | $1,520,000 | – | 67,246 | +100.0% | 0.74% | – |
| New | Medley Capital Corporation | $1,447,000 | – | 102,371 | +100.0% | 0.71% | – | |
| PHK | New | PIMCO High Income Fund | $1,181,000 | – | 228,027 | +100.0% | 0.58% | – |
| BSTZ | New | BlackRock Science and Technology Trust II | $498,000 | – | 19,767 | +100.0% | 0.24% | – |
| SSSS | New | Sutter Rock Cap Corp | $202,000 | – | 16,000 | +100.0% | 0.10% | – |
| JLS | New | Nuveen Mortgage and Income Fund | $161,000 | – | 8,508 | +100.0% | 0.08% | – |
| DTF | New | DTF Tax-Free Income Inc | $111,000 | – | 7,734 | +100.0% | 0.05% | – |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $86,000 | – | 80 | +100.0% | 0.04% | – |
| PNF | New | PIMCO NY Municipal Income Fd | $71,000 | – | 5,966 | +100.0% | 0.04% | – |
| BGX | New | Blackstone / GSO Long-Short Credit Income Fund | $63,000 | – | 5,131 | +100.0% | 0.03% | – |
| VTOL | New | Bristow Group, Inc. | $63,000 | – | 4,491 | +100.0% | 0.03% | – |
| MNP | New | Western Asset Municipal Partners Fund | $56,000 | – | 3,793 | +100.0% | 0.03% | – |
| JMM | New | Nuveen Multi-Market Income Fund Inc | $46,000 | – | 6,719 | +100.0% | 0.02% | – |
| FAM | New | First Trust Aberdeen Global Opportunity Income Fund | $45,000 | – | 4,276 | +100.0% | 0.02% | – |
| USO | New | United States Oil Fund LPunits | $36,000 | – | 1,250 | +100.0% | 0.02% | – |
| ERC | New | Wells Fargo Advantage Multi-Sector Income Fund | $33,000 | – | 2,953 | +100.0% | 0.02% | – |
| FMCI | New | Forum Merger II Corp. Cl Acl a | $29,000 | – | 2,000 | +100.0% | 0.01% | – |
| HNW | New | Pioneer Diversified High Income Trust | $27,000 | – | 2,141 | +100.0% | 0.01% | – |
| IPOBU | New | Social Capital Hedosophia Holdings Corp. IIIunit 99/99/9999 | $22,000 | – | 2,000 | +100.0% | 0.01% | – |
| CDNS | New | Cadence Design Systems, Inc. | $21,000 | – | 193 | +100.0% | 0.01% | – |
| TSLA | New | Tesla Inc | $20,000 | – | 14 | +100.0% | 0.01% | – |
| MA | New | MasterCard, Inc.cl a | $18,000 | – | 59 | +100.0% | 0.01% | – |
| OTIS | New | Otis Worldwide Corp | $17,000 | – | 269 | +100.0% | 0.01% | – |
| TXN | New | Texas Instruments, Inc | $14,000 | – | 111 | +100.0% | 0.01% | – |
| BLK | New | BlackRock, Inc. | $14,000 | – | 24 | +100.0% | 0.01% | – |
| VOD | New | Vodafone Group plc ADRsponsored adr | $12,000 | – | 816 | +100.0% | 0.01% | – |
| AVGO | New | Broadcom, Inc. | $13,000 | – | 40 | +100.0% | 0.01% | – |
| ARYA | New | ARYA SCIENCES ACQUIS UTS EXP | $12,000 | – | 1,000 | +100.0% | 0.01% | – |
| HON | New | Honeywell Intl, Inc. | $12,000 | – | 81 | +100.0% | 0.01% | – |
| FB | New | Facebook, Inc.cl a | $13,000 | – | 53 | +100.0% | 0.01% | – |
| CCI | New | Crown Castle Intl Corp. | $12,000 | – | 70 | +100.0% | 0.01% | – |
| LMT | New | Lockheed Martin Corp. | $12,000 | – | 31 | +100.0% | 0.01% | – |
| GRAFWS | New | Graf Industrial Corp*w exp 12/31/202 | $10,000 | – | 5,000 | +100.0% | 0.01% | – |
| MRVL | New | Marvell Technology Group Ltd | $11,000 | – | 305 | +100.0% | 0.01% | – |
| DKNG | New | DraftKings Inc. | $11,000 | – | 330 | +100.0% | 0.01% | – |
| GOOG | New | Alphabet, Inc. Cl Ccl c | $10,000 | – | 7 | +100.0% | 0.01% | – |
| TFC | New | Truist Financial Corp | $8,000 | – | 221 | +100.0% | 0.00% | – |
| JNJ | New | Johnson & Johnson | $9,000 | – | 65 | +100.0% | 0.00% | – |
| MMC | New | Marsh & McLennan Companies, Inc. | $8,000 | – | 68 | +100.0% | 0.00% | – |
| WEC | New | WEC Energy Group, Inc. | $9,000 | – | 90 | +100.0% | 0.00% | – |
| SBUX | New | Starbucks Corp. | $8,000 | – | 110 | +100.0% | 0.00% | – |
| ISRG | New | Intuitive Surgical, Inc. | $8,000 | – | 11 | +100.0% | 0.00% | – |
| CVX | New | Chevron Corp. | $6,000 | – | 77 | +100.0% | 0.00% | – |
| PAYX | New | Paychex, Inc | $7,000 | – | 102 | +100.0% | 0.00% | – |
| BAC | New | Bank of America Corp. | $7,000 | – | 300 | +100.0% | 0.00% | – |
| FREE | New | Whole Earth Brands, Inc. | $7,000 | – | 1,000 | +100.0% | 0.00% | – |
| ABT | New | Abbott Laboratories | $7,000 | – | 73 | +100.0% | 0.00% | – |
| ITW | New | Illinois Tool Works, Inc. | $6,000 | – | 30 | +100.0% | 0.00% | – |
| ABBV | New | AbbVie, Inc. | $7,000 | – | 75 | +100.0% | 0.00% | – |
| TMO | New | Thermo Fisher Scientific, Inc. | $6,000 | – | 14 | +100.0% | 0.00% | – |
| ADP | New | Automatic Data Processing, Inc. | $7,000 | – | 51 | +100.0% | 0.00% | – |
| NFLX | New | Netflix, Inc. | $7,000 | – | 15 | +100.0% | 0.00% | – |
| XP | New | XP Inc.cl a | $6,000 | – | 134 | +100.0% | 0.00% | – |
| SRE | New | Sempra Energy | $7,000 | – | 55 | +100.0% | 0.00% | – |
| OPES | New | Opes Acquisition Corp. | $6,000 | – | 500 | +100.0% | 0.00% | – |
| PLD | New | ProLogis, Inc. | $4,000 | – | 35 | +100.0% | 0.00% | – |
| NKE | New | Nike, Inc.cl b | $4,000 | – | 43 | +100.0% | 0.00% | – |
| MCO | New | Moody's Corp. | $4,000 | – | 15 | +100.0% | 0.00% | – |
| MELI | New | MercadoLibre, Inc. | $4,000 | – | 4 | +100.0% | 0.00% | – |
| MXIM | New | Maxim Integrated Products, Inc. | $4,000 | – | 56 | +100.0% | 0.00% | – |
| PNC | New | The PNC Financial Services Group Inc | $5,000 | – | 50 | +100.0% | 0.00% | – |
| PG | New | Procter & Gamble Co. (The) | $4,000 | – | 31 | +100.0% | 0.00% | – |
| REGN | New | Regeneron Pharmaceuticals, Inc. | $4,000 | – | 7 | +100.0% | 0.00% | – |
| ENB | New | Enbridge, Inc. | $4,000 | – | 110 | +100.0% | 0.00% | – |
| COST | New | Costco Wholesale Corp. | $4,000 | – | 11 | +100.0% | 0.00% | – |
| CMCSA | New | Comcast Corp. Cl A Common Stockcl a | $5,000 | – | 114 | +100.0% | 0.00% | – |
| NOW | New | ServiceNow, Inc. | $4,000 | – | 10 | +100.0% | 0.00% | – |
| SHOP | New | Shopify, Inc.cl a | $4,000 | – | 4 | +100.0% | 0.00% | – |
| BSX | New | Boston Scientific Corp. | $4,000 | – | 114 | +100.0% | 0.00% | – |
| USB | New | U.S. Bancorp | $4,000 | – | 112 | +100.0% | 0.00% | – |
| VRTX | New | Vertex Pharmaceuticals, Inc. | $4,000 | – | 14 | +100.0% | 0.00% | – |
| AZN | New | AstraZeneca Group plc ADRsponsored adr | $4,000 | – | 78 | +100.0% | 0.00% | – |
| SLB | New | Schlumberger Ltd | $2,000 | – | 103 | +100.0% | 0.00% | – |
| KO | New | Coca-Cola Co. (The) | $3,000 | – | 68 | +100.0% | 0.00% | – |
| SGEN | New | Seattle Genetics, In | $3,000 | – | 18 | +100.0% | 0.00% | – |
| BGNE | New | BeiGene, Ltd.sponsored adr | $3,000 | – | 14 | +100.0% | 0.00% | – |
| RYAAY | New | Ryanair Holdings plc ADRsponsored ads | $2,000 | – | 21 | +100.0% | 0.00% | – |
| BTI | New | British American Tobacco PLCsponsored adr | $3,000 | – | 86 | +100.0% | 0.00% | – |
| NVO | New | Novo Nordisk A/S ADRadr | $2,000 | – | 31 | +100.0% | 0.00% | – |
| TRMB | New | Trimble, Inc. | $2,000 | – | 40 | +100.0% | 0.00% | – |
| VALE | New | Vale SAadr | $3,000 | – | 271 | +100.0% | 0.00% | – |
| EFX | New | Equifax, Inc. | $2,000 | – | 10 | +100.0% | 0.00% | – |
| QSR | New | Restaurant Brands International Inc | $3,000 | – | 57 | +100.0% | 0.00% | – |
| O | New | Realty Income Corp. | $3,000 | – | 55 | +100.0% | 0.00% | – |
| ES | New | Eversource Energy | $2,000 | – | 18 | +100.0% | 0.00% | – |
| GDDY | New | GoDaddy, Inc.cl a | $2,000 | – | 32 | +100.0% | 0.00% | – |
| ADSK | New | Autodesk, Inc. | $2,000 | – | 7 | +100.0% | 0.00% | – |
| SHW | New | Sherwin-Williams Co. (The) | $3,000 | – | 4 | +100.0% | 0.00% | – |
| BUD | New | Anheuser-Busch Inbev SA/NV ADRsponsored adr | $2,000 | – | 36 | +100.0% | 0.00% | – |
| HLT | New | Hilton, Inc | $2,000 | – | 25 | +100.0% | 0.00% | – |
| IEX | New | IDEX Corp. | $3,000 | – | 17 | +100.0% | 0.00% | – |
| PSX | New | Phillips 66 | $2,000 | – | 38 | +100.0% | 0.00% | – |
| PODD | New | Insulet Corp. | $2,000 | – | 11 | +100.0% | 0.00% | – |
| ETN | New | Eaton Corp. plc (Ireland) | $2,000 | – | 22 | +100.0% | 0.00% | – |
| AMD | New | Advanced Micro Devices, Inc. | $2,000 | – | 24 | +100.0% | 0.00% | – |
| ADBE | New | Adobe Systems, Inc. | $3,000 | – | 7 | +100.0% | 0.00% | – |
| LIN | New | Linde plc | $2,000 | – | 10 | +100.0% | 0.00% | – |
| ATVI | New | Activision Blizzard, Inc. | $2,000 | – | 27 | +100.0% | 0.00% | – |
| IHG | New | InterContinental Hotels Group plc ADRsponsored adr | $2,000 | – | 33 | +100.0% | 0.00% | – |
| ICE | New | Intercontinental Exchange Group, Inc. | $2,000 | – | 21 | +100.0% | 0.00% | – |
| DE | New | Deere & Co. | $1,000 | – | 6 | +100.0% | 0.00% | – |
| AYX | New | Alteryx, Inc.cl a | $1,000 | – | 7 | +100.0% | 0.00% | – |
| TCOM | New | Trip.com Group Ltd ADRads | $1,000 | – | 48 | +100.0% | 0.00% | – |
| INTC | New | Intel Corp. | $1,000 | – | 28 | +100.0% | 0.00% | – |
| LYB | New | LyondellBasell Industries N.V. Class A | $1,000 | – | 18 | +100.0% | 0.00% | – |
| GS | New | Goldman Sachs Group, Inc. (The) | $1,000 | – | 7 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-08-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.