$187 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 245 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 31.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JQC | Sell | Nuveen Credit Strategies Income Fund | $9,682,000 | -28.1% | 1,707,665 | -2.7% | 5.17% | +7.4% |
| CET | Sell | Central Securities Corp | $7,344,000 | -42.1% | 284,450 | -25.8% | 3.92% | -13.6% |
| BIF | Sell | Boulder Growth & Income Fund Inc | $6,800,000 | -50.3% | 739,140 | -36.3% | 3.63% | -25.8% |
| GAM | Sell | General American Investors Co Inc | $4,084,000 | -47.0% | 148,905 | -27.1% | 2.18% | -20.9% |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $3,979,000 | -45.2% | 499,923 | -24.3% | 2.12% | -18.2% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $3,452,000 | -24.2% | 274,147 | -5.1% | 1.84% | +13.1% |
| BTZ | Sell | BlackRock Credit Allocation Income Trust | $3,006,000 | -48.6% | 257,774 | -38.3% | 1.60% | -23.2% |
| AWP | Sell | Aberdeen Global Premier Properties Fund | $2,524,000 | -37.7% | 595,292 | -4.8% | 1.35% | -7.0% |
| BGY | Sell | BlackRock Enhanced International Dividend Trust | $2,219,000 | -27.6% | 493,119 | -5.2% | 1.18% | +8.1% |
| OCCI | Sell | OFS Credit Company Inc | $2,029,000 | -68.5% | 304,218 | -28.1% | 1.08% | -52.9% |
| SOR | Sell | Source Capital Inc | $1,756,000 | -42.7% | 57,208 | -27.8% | 0.94% | -14.4% |
| CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $1,751,000 | -51.2% | 503,848 | -7.0% | 0.93% | -27.1% |
| AOD | Sell | Aberdeen Total Dynamic Dividend Fund | $1,716,000 | -60.6% | 260,861 | -46.4% | 0.92% | -41.2% |
| AGD | Sell | Aberdeen Global Dynamic Dividend Fund | $1,692,000 | -56.6% | 230,577 | -38.5% | 0.90% | -35.2% |
| AEF | Sell | Aberdeen Emerging Markets Equity Inc. | $1,654,000 | -54.9% | 319,399 | -33.6% | 0.88% | -32.6% |
| RMRM | Sell | RMR Real Estate Income Fund | $1,590,000 | -61.5% | 156,623 | -23.5% | 0.85% | -42.6% |
| RVT | Sell | Royce Value Trust Inc | $1,586,000 | -47.1% | 163,997 | -19.2% | 0.85% | -21.1% |
| CPA | Sell | Copa Holdings SAcl a | $917,000 | -61.9% | 20,250 | -9.1% | 0.49% | -43.1% |
| LEN | Sell | Lennar Corpcl a | $783,000 | -60.5% | 20,500 | -42.3% | 0.42% | -41.0% |
| VAC | Sell | Marriott Vacations Worldwide Corp | $764,000 | -62.3% | 13,745 | -12.7% | 0.41% | -43.7% |
| BKT | Sell | Blackrock Income Tr Inc. | $508,000 | -42.7% | 88,274 | -39.8% | 0.27% | -14.5% |
| MUI | Sell | BlackRock Muni Intermediate Duration Fund Inc | $484,000 | -40.6% | 37,024 | -35.3% | 0.26% | -11.3% |
| FT | Sell | Franklin Unvl Trsh ben int | $400,000 | -22.2% | 65,496 | -0.9% | 0.21% | +15.8% |
| MINT | Sell | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $393,000 | -33.0% | 3,968 | -31.3% | 0.21% | 0.0% |
| BHK | Sell | Blackrock Core Bd Tr | $360,000 | -74.2% | 27,205 | -71.6% | 0.19% | -61.5% |
| AVHOQ | Sell | Avianca Holdings SAspon adr rep pfd | $250,000 | -81.3% | 261,429 | -12.9% | 0.13% | -72.2% |
| PGZ | Sell | Principal Real Estate Income Fund | $219,000 | -43.8% | 18,112 | -2.0% | 0.12% | -15.8% |
| MRK | Sell | Merck & Co Inc | $210,000 | -16.3% | 2,730 | -1.2% | 0.11% | +24.4% |
| RMM | Sell | Rivernorth Managed Duration Municipal Income Fund Inc. | $198,000 | -18.5% | 11,073 | -12.0% | 0.11% | +21.8% |
| JRI | Sell | Nuveen Real Asset Income and Growth Fund | $181,000 | -47.4% | 18,344 | -2.0% | 0.10% | -21.1% |
| SVVC | Sell | Firsthand Technology Value Fund, Inc. | $130,000 | -67.4% | 35,166 | -43.4% | 0.07% | -51.7% |
| OXSQ | Sell | Oxford Square Capital Corp. | $129,000 | -94.5% | 50,759 | -88.1% | 0.07% | -91.7% |
| UNH | Sell | UnitedHealth Group Inc | $65,000 | -16.7% | 261 | -1.5% | 0.04% | +25.0% |
| SONY | Sell | Sony Corpsponsored adr | $65,000 | -18.8% | 1,101 | -6.5% | 0.04% | +20.7% |
| BABA | Sell | Alibaba Group Holding Limitedsponsored ads | $39,000 | -20.4% | 203 | -12.1% | 0.02% | +16.7% |
| ASML | Sell | ASML Holding N V | $21,000 | -48.8% | 79 | -42.8% | 0.01% | -26.7% |
| GDV | Sell | The Gabelli Dividend & Income Trust | $18,000 | -72.7% | 1,235 | -58.9% | 0.01% | -58.3% |
| VIAV | Sell | Viacom Inc. | $17,000 | -54.1% | 1,558 | -36.5% | 0.01% | -30.8% |
| PTC | Sell | PTC Inc. | $15,000 | -28.6% | 243 | -12.6% | 0.01% | 0.0% |
| SE | Sell | Sea Limitedadr | $15,000 | -11.8% | 338 | -19.3% | 0.01% | +33.3% |
| AAPL | Sell | Apple Inc | $13,000 | -27.8% | 52 | -13.3% | 0.01% | +16.7% |
| MOR | Sell | MorphoSys AGsponsored ads | $14,000 | -53.3% | 571 | -31.8% | 0.01% | -36.4% |
| ALC | Sell | Alcon, Inc. | $9,000 | -18.2% | 173 | -9.9% | 0.01% | +25.0% |
| GF | Sell | The New Germany Fund Inc | $7,000 | -99.5% | 634 | -99.3% | 0.00% | -99.2% |
| KXIN | Sell | Kaixin Auto Holdings | $5,000 | -66.7% | 5,399 | -32.5% | 0.00% | -40.0% |
| PGP | Sell | PIMCO Global StocksPLS Inc. | $5,000 | -91.7% | 589 | -88.3% | 0.00% | -85.7% |
| ORAN | Sell | Orange S.A.sponsored adr | $3,000 | -57.1% | 213 | -55.9% | 0.00% | -33.3% |
| IRL | Sell | The New Ireland Fund Inc | $4,000 | -66.7% | 605 | -49.5% | 0.00% | -50.0% |
| IIF | Sell | Morgan Stanley India Investment Fund Inc | $3,000 | -99.7% | 211 | -99.6% | 0.00% | -99.5% |
| IFN | Sell | The India Fund Inc | $3,000 | -96.4% | 215 | -94.9% | 0.00% | -93.3% |
| EMF | Sell | Templeton Emerging Markets Fund | $3,000 | -95.3% | 238 | -94.2% | 0.00% | -91.3% |
| EEA | Sell | The European Equity Fund Inc | $4,000 | -95.2% | 608 | -93.2% | 0.00% | -93.3% |
| CEE | Sell | Central and Eastern European Fund Inc | $4,000 | -95.5% | 222 | -93.0% | 0.00% | -93.8% |
| JEQ | Sell | Aberdeen Japan Equity Fund Inc | $4,000 | -96.4% | 561 | -96.0% | 0.00% | -94.9% |
| JOF | Sell | Japan Smaller Capitalization Fund Inc | $2,000 | -95.0% | 321 | -92.9% | 0.00% | -92.9% |
| KF | Sell | The Korea Fund Inc | $2,000 | -97.3% | 85 | -96.6% | 0.00% | -96.2% |
| PFE | Exit | Pfizer Inc | $0 | – | -129 | -100.0% | -0.00% | – |
| QSR | Exit | Restaurant Brands International Inc | $0 | – | -112 | -100.0% | -0.00% | – |
| IR | Exit | Ingersoll-Rand Plc | $0 | – | -78 | -100.0% | -0.00% | – |
| RPAY | Exit | Repay Holdings Corporation | $0 | – | -1,000 | -100.0% | -0.01% | – |
| TIF | Exit | Tiffany & Co. | $0 | – | -126 | -100.0% | -0.01% | – |
| ACN | Exit | Accenture PLC Ireland | $0 | – | -74 | -100.0% | -0.01% | – |
| TDF | Exit | Templeton Dragon Fund Inc | $0 | – | -1,300 | -100.0% | -0.01% | – |
| FIF | Exit | First Trust Energy Infrastructure Fund | $0 | – | -1,821 | -100.0% | -0.01% | – |
| BBVA | Exit | Banco Bilbao Vizcaya Argentaria SAsponsored adr | $0 | – | -5,993 | -100.0% | -0.01% | – |
| MXE | Exit | The Mexico Equity & Income Fund Inc | $0 | – | -3,859 | -100.0% | -0.02% | – |
| CHN | Exit | The China Fund Inc | $0 | – | -2,296 | -100.0% | -0.02% | – |
| YYY | Exit | Amplify High Income ETF | $0 | – | -3,465 | -100.0% | -0.02% | – |
| EVM | Exit | Eaton Vance Calif Mun Bd Fd | $0 | – | -5,614 | -100.0% | -0.02% | – |
| PFF | Exit | iShares US Preferred Stock ETFpfd and incm sec | $0 | – | -2,000 | -100.0% | -0.03% | – |
| IHD | Exit | Voya Emerging Mkts High Div | $0 | – | -11,204 | -100.0% | -0.03% | – |
| INF | Exit | Brookfield Global Listed Infr | $0 | – | -17,382 | -100.0% | -0.09% | – |
| SUB | Exit | Ishares Tr Short Termshrt nat mun etf | $0 | – | -2,516 | -100.0% | -0.10% | – |
| MGU | Exit | Macquarie Global Infrastructure Total Return Fund Inc | $0 | – | -10,881 | -100.0% | -0.10% | – |
| SHV | Exit | Ishares Trshort treas bd | $0 | – | -3,447 | -100.0% | -0.14% | – |
| RDSB | Exit | Royal Dutch Shell PLCspon adr b | $0 | – | -276 | -100.0% | -0.22% | – |
| SMMU | Exit | PIMCO ETF Trshtrm mun bd act | $0 | – | -18,756 | -100.0% | -0.34% | – |
| WSO | Exit | Watsco Inc | $0 | – | -6,000 | -100.0% | -0.39% | – |
| TWN | Exit | The Taiwan Fund Inc | $0 | – | -76,711 | -100.0% | -0.56% | – |
| PCEF | Exit | Invesco Exchng Traded Fd Tr | $0 | – | -80,030 | -100.0% | -0.67% | – |
| OXLC | Exit | Oxford Lane Capital Corp | $0 | – | -324,491 | -100.0% | -0.95% | – |
| MIN | Exit | MFS Intermediate Income Trustsh ben int | $0 | – | -879,126 | -100.0% | -1.19% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.