$187 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 245 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 48.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $16,207,000 | -2.0% | 1,900,034 | +42.8% | 8.65% | +46.3% |
| NHF | Buy | NexPoint Credit Strategies Fund | $13,306,000 | -45.2% | 1,610,933 | +17.4% | 7.10% | -18.2% |
| CLM | Buy | Cornerstone Strategic Value Fund Inc | $10,123,000 | -23.4% | 1,246,633 | +5.7% | 5.40% | +14.3% |
| EVV | Buy | Eaton Vance Limited Duration Income Fund | $7,612,000 | -16.6% | 720,182 | +4.5% | 4.06% | +24.5% |
| GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $6,105,000 | -10.1% | 551,975 | +22.0% | 3.26% | +34.2% |
| ISD | Buy | PGIM Short Duration High Yield Fund, Inc. | $5,992,000 | -21.8% | 517,442 | +3.9% | 3.20% | +16.7% |
| EVG | Buy | Eaton Vance Short Duration Diversified Income Fund | $3,579,000 | +83.4% | 327,463 | +126.5% | 1.91% | +173.6% |
| AIF | Buy | Apollo Tactical Income Fund Inc | $3,198,000 | -24.5% | 282,238 | +0.7% | 1.71% | +12.8% |
| MCR | Buy | MFS Charter Income Trustsh ben int | $3,148,000 | +15.0% | 425,372 | +30.9% | 1.68% | +71.8% |
| VCIF | Buy | Vertical Capital Income Fund | $2,809,000 | +132.5% | 335,256 | +188.9% | 1.50% | +247.0% |
| MAV | Buy | Pioneer Municipal High Income Advantage Trust | $2,634,000 | +238.6% | 258,784 | +259.8% | 1.41% | +405.8% |
| NEE | Buy | NextEra Energy Inc | $2,228,000 | +52.3% | 9,261 | +53.3% | 1.19% | +127.3% |
| HIX | New | Western Asset High Incm Fd | $2,209,000 | – | 440,876 | +100.0% | 1.18% | – |
| DSU | Buy | BlackRock Debt Strategies Fund | $1,933,000 | +10.3% | 228,796 | +46.2% | 1.03% | +64.6% |
| FAX | Buy | Aberdeen Asia Pacific In Com | $1,557,000 | +24.4% | 460,790 | +56.4% | 0.83% | +85.5% |
| FBP | Buy | First BanCorp/Puerto Rico | $1,540,000 | -45.0% | 289,477 | +9.5% | 0.82% | -17.9% |
| FPF | Buy | First Tr Inter Dur Pfd & In | $1,448,000 | +1170.2% | 81,169 | +1578.8% | 0.77% | +1785.4% |
| BWG | Buy | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $1,414,000 | -7.0% | 134,178 | +11.5% | 0.76% | +39.0% |
| OPP | New | Rivernorth Doubleline Strate | $1,398,000 | – | 109,231 | +100.0% | 0.75% | – |
| FDP | Buy | Fresh Del Monte Produce Incord | $1,349,000 | -6.7% | 48,850 | +18.2% | 0.72% | +39.3% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $1,261,000 | -6.0% | 131,869 | +13.5% | 0.67% | +40.5% |
| BTT | New | BlackRock Municipal 2030 Target Term Trust | $1,192,000 | – | 52,576 | +100.0% | 0.64% | – |
| AVK | Buy | Advent Claymore Convertible Securities and Income Fund | $1,183,000 | +15.3% | 111,192 | +68.6% | 0.63% | +71.9% |
| RCL | Buy | Royal Caribbean Cruises Ltd | $1,130,000 | -72.0% | 35,120 | +16.2% | 0.60% | -58.2% |
| NCLH | Buy | Norwegian Cruise Line Holdings Ltd | $841,000 | -74.7% | 76,717 | +34.7% | 0.45% | -62.2% |
| FSD | Buy | First Trust High Income Long/Short Fund | $780,000 | -1.8% | 64,120 | +27.1% | 0.42% | +46.5% |
| VTA | Buy | Invesco Dynamic Credit Opportunities Fund | $770,000 | +587.5% | 96,455 | +879.6% | 0.41% | +927.5% |
| RMI | Buy | Rivernorth Opportunistic Mun | $758,000 | +57.9% | 37,657 | +78.1% | 0.40% | +135.5% |
| AIO | New | AllianzGI Artificial Intelligence Opportunities Fund | $689,000 | – | 43,039 | +100.0% | 0.37% | – |
| ESRT | Buy | Empire State Realty Trust Inccl a | $662,000 | -25.8% | 73,894 | +15.7% | 0.35% | +10.7% |
| CXH | Buy | MFS Investment Grade Municipal Trustsh ben int | $652,000 | -2.0% | 71,153 | +4.5% | 0.35% | +46.2% |
| PGTI | Buy | PGT Innovations Inc | $647,000 | -27.9% | 77,117 | +28.2% | 0.34% | +7.5% |
| CIB | Buy | Bancolombia SAspon adr pref | $581,000 | -42.0% | 23,280 | +27.4% | 0.31% | -13.4% |
| DMO | New | Western Asset Mortgage Opportunity Fund Inc. | $577,000 | – | 45,111 | +100.0% | 0.31% | – |
| AWF | New | AllianceBernstein Global High Income Fund | $551,000 | – | 59,538 | +100.0% | 0.29% | – |
| BFZ | Buy | BlackRock Calif Mun Income | $540,000 | +353.8% | 42,515 | +386.0% | 0.29% | +569.8% |
| MHF | Buy | Western Asset Mun Hi Incm Fd | $516,000 | +66.5% | 73,012 | +78.8% | 0.28% | +147.7% |
| MHI | Buy | Pioneer Municipal High Income Trust | $338,000 | +363.0% | 29,889 | +391.6% | 0.18% | +592.3% |
| CCL | Buy | Carnival Corpunit 99/99/9999 | $337,000 | -74.0% | 25,559 | +0.2% | 0.18% | -61.2% |
| PNI | Buy | Pimco New York Municipal Income Fund II | $323,000 | +42.3% | 33,010 | +75.3% | 0.17% | +112.3% |
| NAD | New | Nuveen Quality Municipal Income Fund | $298,000 | – | 21,711 | +100.0% | 0.16% | – |
| AFB | Buy | AllianceBernstein National Municipal Income Fund Inc | $297,000 | +151.7% | 23,312 | +177.4% | 0.16% | +276.2% |
| BBN | New | BlackRock Taxable Municipal Bond Trust | $288,000 | – | 13,193 | +100.0% | 0.15% | – |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $265,000 | -13.4% | 25,253 | +0.2% | 0.14% | +29.4% |
| SBI | Buy | Western Assest Intm Muni Fd | $264,000 | +1.1% | 31,336 | +9.0% | 0.14% | +51.6% |
| MUC | Buy | BlackRock Munihldngs Cali QL | $250,000 | +16.3% | 18,757 | +22.3% | 0.13% | +72.7% |
| KTF | Buy | Deutsche Municipal Income Trust | $245,000 | +1.2% | 22,758 | +6.4% | 0.13% | +50.6% |
| NMZ | New | Nuveen Municipal High Income Opportunity Fund | $237,000 | – | 19,050 | +100.0% | 0.13% | – |
| NUO | New | Nuveen Ohio Quality Municipal Income Fund | $219,000 | – | 14,889 | +100.0% | 0.12% | – |
| EIM | Buy | Eaton Vance Mun Bd Fd | $172,000 | +1.2% | 13,754 | +4.3% | 0.09% | +50.8% |
| PZC | New | PIMCO California Municipal Income Fund III | $114,000 | – | 11,672 | +100.0% | 0.06% | – |
| SSSS | New | Sutter Rock Capital Corp. | $94,000 | – | 16,000 | +100.0% | 0.05% | – |
| RCS | New | PIMCO Strategic Income Fund, Inc. | $91,000 | – | 15,000 | +100.0% | 0.05% | – |
| NMCO | New | Nuveen Municipal Credit Opportunities Fund | $86,000 | – | 6,637 | +100.0% | 0.05% | – |
| TY | Buy | Tri-Continental Corp | $82,000 | -24.8% | 3,927 | +1.3% | 0.04% | +12.8% |
| NUW | New | Nuveen AMT-Free Municipal Value Fund | $78,000 | – | 5,000 | +100.0% | 0.04% | – |
| CMU | New | MFS High Yield Municipal Trustsh ben int | $58,000 | – | 13,678 | +100.0% | 0.03% | – |
| PEO | Buy | Adams Natural Resources Fund Inc | $56,000 | -49.5% | 6,744 | +0.3% | 0.03% | -25.0% |
| KSM | New | DWS Strategic Municipal Income Trust | $52,000 | – | 5,000 | +100.0% | 0.03% | – |
| USO | Buy | United States Oil Fund LPunits | $42,000 | +223.1% | 10,000 | +900.0% | 0.02% | +340.0% |
| GDL | Buy | The GDL Fund | $35,000 | -14.6% | 4,467 | +1.5% | 0.02% | +26.7% |
| MDLZ | Buy | Mondelez International, Inc.cl a | $35,000 | +16.7% | 699 | +27.3% | 0.02% | +72.7% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $34,000 | -19.0% | 1,781 | +1.7% | 0.02% | +20.0% |
| PYPL | Buy | PayPal Holdings, Inc. | $31,000 | +34.8% | 323 | +49.5% | 0.02% | +112.5% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $29,000 | -25.6% | 2,702 | +1.7% | 0.02% | +7.1% |
| GAB | Buy | Gabelli Equity Trust Inc | $25,000 | -26.5% | 5,769 | +3.4% | 0.01% | +8.3% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $25,000 | -26.5% | 5,444 | +4.0% | 0.01% | +8.3% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $23,000 | -25.8% | 4,844 | +5.0% | 0.01% | +9.1% |
| SPCE | Buy | Virgin Galactic Holdings, Inc. | $22,000 | +83.3% | 1,500 | +50.0% | 0.01% | +200.0% |
| UN | Buy | Unilever N.V. | $22,000 | +69.2% | 448 | +94.8% | 0.01% | +140.0% |
| VTIQ | New | VectoIQ Acquisition Corp. | $16,000 | – | 1,500 | +100.0% | 0.01% | – |
| TSM | Buy | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $11,000 | 0.0% | 220 | +15.8% | 0.01% | +50.0% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $11,000 | -31.2% | 1,643 | +2.6% | 0.01% | 0.0% |
| TRI | New | Thomson Reuters Corporation | $11,000 | – | 155 | +100.0% | 0.01% | – |
| FPAC | New | Far Point Acquisition Corporation | $10,000 | – | 1,000 | +100.0% | 0.01% | – |
| SYK | Buy | Stryker Corporation | $10,000 | +11.1% | 59 | +31.1% | 0.01% | +66.7% |
| APD | Buy | Air products and Chemicals, Inc. | $9,000 | -10.0% | 45 | +2.3% | 0.01% | +25.0% |
| ZTR | Buy | Virtus Total Return Fund Inc. | $10,000 | -33.3% | 1,400 | +3.9% | 0.01% | 0.0% |
| PACK | New | Ranpak Holdings Corp. | $8,000 | – | 1,309 | +100.0% | 0.00% | – |
| EWJ | New | iShares MSCI Japan ETFmsci jpn etf new | $7,000 | – | 138 | +100.0% | 0.00% | – |
| SNY | Buy | Sanofisponsored adr | $7,000 | 0.0% | 162 | +20.0% | 0.00% | +33.3% |
| INTU | Buy | Intuit | $8,000 | +14.3% | 33 | +32.0% | 0.00% | +33.3% |
| NOC | Buy | Northrop Grumman Corporation | $8,000 | -11.1% | 28 | +3.7% | 0.00% | +33.3% |
| FIS | New | Fidelity National Information Services, Inc. | $7,000 | – | 61 | +100.0% | 0.00% | – |
| MDT | Buy | Medtronic plc | $8,000 | 0.0% | 89 | +25.4% | 0.00% | +33.3% |
| MCD | Buy | McDonald's Corp | $8,000 | -11.1% | 50 | +11.1% | 0.00% | +33.3% |
| LULU | Buy | Lululemon Athletica Inc | $6,000 | +50.0% | 33 | +83.3% | 0.00% | +200.0% |
| WIX | Buy | Wix Com Ltd | $5,000 | 0.0% | 48 | +14.3% | 0.00% | +50.0% |
| AEP | Buy | American Electric Power Co Inc | $6,000 | +20.0% | 73 | +35.2% | 0.00% | +50.0% |
| TT | New | Trane Technologies plc | $6,000 | – | 78 | +100.0% | 0.00% | – |
| IBN | New | ICICI Bank Ltdadr | $5,000 | – | 637 | +100.0% | 0.00% | – |
| TEAM | New | Atlassian Corporation Plccl a | $6,000 | – | 42 | +100.0% | 0.00% | – |
| VVNTWS | New | Vivint Smart Home Inc.*w exp 01/17/202 | $6,000 | – | 4,000 | +100.0% | 0.00% | – |
| ING | Buy | ING Groep NVsponsored adr | $4,000 | -50.0% | 823 | +24.7% | 0.00% | -33.3% |
| JPS | New | Nuveen Preferred Securities Income Fund | $3,000 | – | 356 | +100.0% | 0.00% | – |
| MXF | New | The Mexico Fund, Inc. | $3,000 | – | 309 | +100.0% | 0.00% | – |
| DEAC | New | Diamond Eagle Acquisition Corp. | $4,000 | – | 330 | +100.0% | 0.00% | – |
| SRV | New | The Cushing MLP Total Return Fund | $4,000 | – | 1,100 | +100.0% | 0.00% | – |
| BBD | Buy | Banco Bradesco S.A.sp adr pfd | $3,000 | -50.0% | 887 | +32.8% | 0.00% | 0.0% |
| PAGS | Buy | PagSeguro Digital Ltd. | $4,000 | -42.9% | 232 | +8.4% | 0.00% | -33.3% |
| FPACWS | New | Far Point Acquisition Corp.*w exp 06/01/202 | $1,000 | – | 2,000 | +100.0% | 0.00% | – |
| IR | New | Ingersoll-Rand Plc | $2,000 | – | 68 | +100.0% | 0.00% | – |
| BGIO | New | BlackRock 2022 Global Income Opportunity Trust | $2,000 | – | 300 | +100.0% | 0.00% | – |
| XOM | Buy | Exxon Mobil Corp | $2,000 | -33.3% | 50 | +11.1% | 0.00% | 0.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.