Thomas J. Herzfeld Advisors, Inc.

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$263 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 266 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 100.0% .

All

			Value		Shares		↓ Weighting
CS	Exit	Credit Suisse Group AGsponsored adr	$0	–	-226	-100.0%	-0.00%	–
SPE	Exit	Special Opportunities Fund Inc	$0	–	-210	-100.0%	-0.00%	–
DWDP	Exit	DowDuPont Inc	$0	–	-75	-100.0%	-0.00%	–
SMFG	Exit	Sumitomo Mitsui Finl Group Isponsored adr	$0	–	-916	-100.0%	-0.00%	–
MMM	Exit	3M Co	$0	–	-29	-100.0%	-0.00%	–
MUFG	Exit	Mitsubishi UFJ Financial Group Incsponsored ads	$0	–	-1,760	-100.0%	-0.00%	–
NXC	Exit	Nuveen CA Select Tax Free Prsh ben int	$0	–	-780	-100.0%	-0.00%	–
JNJ	Exit	Johnson & Johnson	$0	–	-74	-100.0%	-0.00%	–
EOD	Exit	Wells Fargo Global Dividend	$0	–	-2,588	-100.0%	-0.01%	–
NTG	Exit	Tortoise MLP Fund, Inc	$0	–	-1,164	-100.0%	-0.01%	–
APF	Exit	Morgan Stanley Asia-Pacific Fund Inc	$0	–	-1,347	-100.0%	-0.01%	–
BMRN	Exit	BioMarin Pharmaceutical Inc	$0	–	-239	-100.0%	-0.01%	–
CELG	Exit	Celgene Corp	$0	–	-300	-100.0%	-0.01%	–
PMM	Exit	Putnam Managed Municipal Income Trust	$0	–	-3,694	-100.0%	-0.01%	–
EMO	Exit	Clearbridge Energy Midstrm O	$0	–	-3,542	-100.0%	-0.01%	–
BIDU	Exit	Baidu Incspon adr rep a	$0	–	-222	-100.0%	-0.01%	–
DMF	Exit	Dreyfus Mun Income Inc	$0	–	-5,000	-100.0%	-0.02%	–
NSL	Exit	NuStar Energy L.P.	$0	–	-6,857	-100.0%	-0.02%	–
MNE	Exit	BlackRock Muni New York Intermediate Duration Fund Inc	$0	–	-3,850	-100.0%	-0.02%	–
PMO	Exit	Putnam Municipal Opportunities Trustsh ben int	$0	–	-5,142	-100.0%	-0.02%	–
AABA	Exit	Altaba Inc	$0	–	-849	-100.0%	-0.02%	–
VCV	Exit	Invesco Calif Value Mun Inc	$0	–	-6,000	-100.0%	-0.03%	–
FMO	Exit	Fiduciary/Claymore MLP Opportunity Fund	$0	–	-7,767	-100.0%	-0.03%	–
JPC	Exit	Jupai Holdings Limited	$0	–	-8,521	-100.0%	-0.03%	–
MHE	Exit	BlackRock Mass Tax- Exempt Tr	$0	–	-6,444	-100.0%	-0.03%	–
JFR	Exit	Nuveen Floating Rate Income Fund	$0	–	-10,244	-100.0%	-0.04%	–
CXE	Exit	MFS High Income Municipal Trustsh ben int	$0	–	-22,677	-100.0%	-0.04%	–
ERC	Exit	Wells Fargo Advantage Multi-Sector Income Fund	$0	–	-10,020	-100.0%	-0.04%	–
JGH	Exit	Nuveen Global High Income Fund	$0	–	-8,839	-100.0%	-0.05%	–
FUND	Exit	Sprott Focus Trust Inc	$0	–	-29,847	-100.0%	-0.08%	–
PHT	Exit	Pioneer High Income Trust	$0	–	-36,965	-100.0%	-0.12%	–
KIO	Exit	KKR Income Opportunities Fund	$0	–	-25,206	-100.0%	-0.14%	–
HNW	Exit	Pioneer Diversified High Income Trust	$0	–	-29,649	-100.0%	-0.16%	–
MIE	Exit	Cohen & Steers MLP Income and Energy Opportunity Fund Inc	$0	–	-48,447	-100.0%	-0.17%	–
NFJ	Exit	AllianzGI NFJ Dividend Interest & Premium Strategy Fund	$0	–	-38,787	-100.0%	-0.17%	–
XMPT	Exit	Vaneck Vectors ETF Tr	$0	–	-24,474	-100.0%	-0.23%	–
CIK	Exit	Credit Suisse Asset Management Income Fund Inc	$0	–	-208,186	-100.0%	-0.24%	–
HQL	Exit	Tekla Life Science Investorssh ben int	$0	–	-39,562	-100.0%	-0.25%	–
BGB	Exit	Blackstone / GSO Strategic Credit Fund	$0	–	-48,961	-100.0%	-0.26%	–
HQH	Exit	Tekla Healthcare Investorssh ben int	$0	–	-34,522	-100.0%	-0.26%	–
FOF	Exit	Cohen & Steers Closed-End Opportunity Fund, Inc.	$0	–	-57,282	-100.0%	-0.26%	–
EDD	Exit	Morgan Stanley Em Mkts Dm De	$0	–	-135,030	-100.0%	-0.33%	–
FSD	Exit	First Trust High Income Long/Short Fund	$0	–	-99,580	-100.0%	-0.53%	–
TYG	Exit	Tortoise Energy Infrastructure Corporation	$0	–	-94,387	-100.0%	-0.81%	–
ECC	Exit	Eagle Point Credit Co Inc	$0	–	-136,268	-100.0%	-0.83%	–
GRX	Exit	The Gabelli Healthcare & WellnessRx Trust	$0	–	-228,446	-100.0%	-0.88%	–
NEAR	Exit	iShares Short Maturity Bond ETFsht mat bd etf	$0	–	-72,236	-100.0%	-1.33%	–
THW	Exit	Tekla World Healthcare Fund	$0	–	-301,327	-100.0%	-1.42%	–
THQ	Exit	Tekla Healthcare Opportunities Fund	$0	–	-474,479	-100.0%	-3.06%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Virtus Investment Advisers, Inc. #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-08-13

Signatures

The EDGAR filing(s) were signed by:

Erik M. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	42	Q3 2023	7.3%
Central Securities Corp.	42	Q3 2023	5.0%
Adams Express Company	42	Q3 2023	3.3%
GENERAL AMERN INVS INC	42	Q3 2023	2.8%
The Herzfeld Caribbean Basin Fund, Inc.	42	Q3 2023	3.5%
Liberty All-Star Equity Fund	42	Q3 2023	2.9%
TRI CONTL CORP	42	Q3 2023	2.6%
WESTERN ASSET CLYM INFL OPP	42	Q3 2023	2.1%
Royce Value Trust Inc.	42	Q3 2023	1.4%
The New Germany Fund Inc	42	Q3 2023	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q2 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-13
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13
13F-HR/A	2023-08-16
13F-HR/A	2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (262541000.0 != 262539000.0)

Export Thomas J. Herzfeld Advisors, Inc.'s holdings

Thomas J. Herzfeld Advisors, Inc. - Q2 2019 holdings