$263 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 266 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 38.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIF | Sell | Boulder Growth & Income Fund Inc | $11,136,000 | -1.6% | 990,709 | -5.7% | 4.24% | +2.2% |
| CET | Sell | Central Securities Corp | $10,754,000 | -10.8% | 352,344 | -16.3% | 4.10% | -7.4% |
| GAM | Sell | General American Investors Co Inc | $5,848,000 | +4.5% | 164,786 | -1.9% | 2.23% | +8.5% |
| MTZ | Sell | MasTec Inc | $5,787,000 | +2.6% | 112,297 | -4.3% | 2.20% | +6.5% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $3,632,000 | +6.4% | 234,759 | -0.7% | 1.38% | +10.6% |
| AOD | Sell | Aberdeen Total Dynamic Dividend Fund | $2,701,000 | -41.7% | 323,864 | -42.4% | 1.03% | -39.5% |
| CPA | Sell | Copa Holdings SAcl a | $2,368,000 | +20.8% | 24,273 | -0.2% | 0.90% | +25.5% |
| TPZ | Sell | Tortoise Power and Energy Infrastructure Fund Inc | $2,051,000 | -3.8% | 111,898 | -2.3% | 0.78% | -0.1% |
| TWN | Sell | The Taiwan Fund Inc | $1,993,000 | -8.2% | 117,553 | -3.0% | 0.76% | -4.6% |
| MINT | Sell | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $1,939,000 | -46.6% | 19,052 | -46.7% | 0.74% | -44.5% |
| SOR | Sell | Source Capital Inc | $1,928,000 | -0.6% | 52,731 | -2.1% | 0.73% | +3.2% |
| KYN | Sell | Kayne Anderson MLP Investment Company | $1,927,000 | -4.6% | 125,850 | -0.1% | 0.73% | -0.8% |
| GF | Sell | The New Germany Fund Inc | $1,783,000 | +1.6% | 125,398 | -0.1% | 0.68% | +5.4% |
| JEQ | Sell | Aberdeen Japan Equity Fund Inc | $1,678,000 | -9.5% | 239,719 | -9.8% | 0.64% | -6.0% |
| AGD | Sell | Aberdeen Global Dynamic Dividend Fund | $1,557,000 | -21.6% | 161,538 | -22.9% | 0.59% | -18.5% |
| IFN | Sell | The India Fund Inc | $1,503,000 | -0.6% | 70,651 | -0.2% | 0.57% | +3.2% |
| TTP | Sell | Tortoise Pipeline & Energy Fund Inc | $1,123,000 | -39.1% | 78,117 | -35.7% | 0.43% | -36.8% |
| WSO | Sell | Watsco Inc | $981,000 | -14.4% | 6,000 | -25.0% | 0.37% | -11.0% |
| RA | Sell | Brookfield Real Assets Incom | $932,000 | -15.7% | 42,985 | -15.9% | 0.36% | -12.6% |
| NML | Sell | Neuberger Berman MLP Income Fund Inc | $878,000 | -29.5% | 116,964 | -25.3% | 0.33% | -26.9% |
| CEM | Sell | Clearbridge MLP and Midstrm | $654,000 | -68.5% | 54,769 | -66.6% | 0.25% | -67.3% |
| JMM | Sell | Nuveen Multi-Market Income Fund Inc | $625,000 | -15.4% | 85,307 | -18.4% | 0.24% | -12.2% |
| JOF | Sell | Japan Smaller Capitalization Fund Inc | $509,000 | -31.2% | 59,869 | -29.1% | 0.19% | -28.4% |
| NXR | Sell | Nuveen Select Tax-Free Income 3 Portfoliosh ben int | $426,000 | -23.0% | 27,588 | -26.5% | 0.16% | -20.2% |
| AVK | Sell | Advent Claymore Convertible Securities and Income Fund | $391,000 | -35.6% | 25,954 | -36.9% | 0.15% | -33.2% |
| FMY | Sell | First Trust Mortgage Income Fund | $321,000 | +1.3% | 23,002 | -1.7% | 0.12% | +5.2% |
| IVH | Sell | Ivy High Income Opportunities Fund | $284,000 | -26.0% | 20,950 | -26.3% | 0.11% | -23.4% |
| PGZ | Sell | Principal Real Estate Income Fund | $271,000 | +1.1% | 14,222 | -1.2% | 0.10% | +5.1% |
| AEF | Sell | Aberdeen Emerging Markets Equity Inc. | $246,000 | -22.6% | 33,662 | -23.1% | 0.09% | -19.7% |
| MHI | Sell | Pioneer Municipal High Income Trust | $248,000 | -44.3% | 20,348 | -45.5% | 0.09% | -42.3% |
| EIM | Sell | Eaton Vance Mun Bd Fd | $215,000 | -26.4% | 17,313 | -26.4% | 0.08% | -23.4% |
| PCEF | Sell | Invesco Exchng Traded Fd Tr | $195,000 | -90.7% | 8,635 | -90.9% | 0.07% | -90.4% |
| MXE | Sell | The Mexico Equity & Income Fund Inc | $192,000 | -47.7% | 17,270 | -50.0% | 0.07% | -45.9% |
| CBH | Sell | AllianzGI Convertible & Income 2024 Target Term Fund | $174,000 | -82.3% | 18,896 | -82.7% | 0.07% | -81.7% |
| HIX | Sell | Western Asset High Incm Fd | $174,000 | -66.7% | 24,805 | -69.3% | 0.07% | -65.6% |
| MFM | Sell | MFS Municipal Income Trustsh ben int | $170,000 | -19.0% | 24,378 | -19.5% | 0.06% | -15.6% |
| ASG | Sell | Liberty All Star Growth Fund Inc | $155,000 | -66.9% | 26,680 | -68.3% | 0.06% | -65.7% |
| EXD | Sell | Eaton Vance Tax Adv Bd Opt S | $151,000 | -23.0% | 16,009 | -24.3% | 0.06% | -19.4% |
| AFB | Sell | AllianceBernstein National Municipal Income Fund Inc | $139,000 | +3.0% | 10,311 | -1.0% | 0.05% | +6.0% |
| DSU | Sell | BlackRock Debt Strategies Fund | $133,000 | -11.9% | 12,390 | -12.1% | 0.05% | -7.3% |
| PEO | Sell | Adams Natural Resources Fund Inc | $109,000 | -95.7% | 6,589 | -95.6% | 0.04% | -95.4% |
| JPI | Sell | Nuveen Pfd & Income Term Fd | $106,000 | -39.1% | 4,456 | -42.6% | 0.04% | -37.5% |
| FLC | Sell | Flaherty & Crumine Total Return | $88,000 | -65.4% | 4,361 | -67.0% | 0.03% | -63.4% |
| NXP | Sell | Nuveen Select Tax-Free Income Portfoliosh ben int | $82,000 | -27.4% | 5,386 | -30.4% | 0.03% | -24.4% |
| SONY | Sell | Sony Corpsponsored adr | $79,000 | +17.9% | 1,512 | -4.1% | 0.03% | +20.0% |
| PCK | Sell | PIMCO California Municipal Income Fund II | $44,000 | -82.4% | 4,600 | -83.4% | 0.02% | -81.5% |
| EQIX | Sell | Equinix Inc | $37,000 | -26.0% | 73 | -33.6% | 0.01% | -22.2% |
| USA | Sell | Liberty All Star Equity Fundsh ben int | $29,000 | -92.4% | 4,493 | -92.8% | 0.01% | -92.1% |
| TDF | Sell | Templeton Dragon Fund Inc | $25,000 | -94.0% | 1,300 | -93.8% | 0.01% | -93.5% |
| FPF | Sell | First Tr Inter Dur Pfd & In | $22,000 | -88.9% | 969 | -89.3% | 0.01% | -89.0% |
| SE | Sell | Sea Limitedadr | $20,000 | 0.0% | 614 | -28.4% | 0.01% | +14.3% |
| SU | Sell | Suncor Energy Inc | $16,000 | -66.7% | 513 | -65.1% | 0.01% | -66.7% |
| GFY | Sell | Western Asset Variable Rate | $16,000 | -23.8% | 982 | -24.9% | 0.01% | -25.0% |
| CCEP | Sell | Coca Cola European Partners | $13,000 | 0.0% | 235 | -8.6% | 0.01% | 0.0% |
| WMT | Sell | Wal-Mart Stores Inc | $10,000 | 0.0% | 90 | -10.0% | 0.00% | 0.0% |
| HD | Sell | The Home Depot Inc | $11,000 | 0.0% | 52 | -7.1% | 0.00% | 0.0% |
| SAP | Sell | SAP SEspon adr | $10,000 | 0.0% | 76 | -12.6% | 0.00% | 0.0% |
| ALLE | Sell | Allegion PLC | $11,000 | +10.0% | 95 | -9.5% | 0.00% | 0.0% |
| ZTS | Sell | Zoetis Inc.cl a | $10,000 | 0.0% | 91 | -4.2% | 0.00% | 0.0% |
| ORAN | Sell | Orange S.A.sponsored adr | $8,000 | -27.3% | 483 | -27.0% | 0.00% | -25.0% |
| RTN | Sell | Raytheon Co | $7,000 | -22.2% | 43 | -12.2% | 0.00% | 0.0% |
| PFE | Sell | Pfizer Inc | $8,000 | -11.1% | 184 | -16.7% | 0.00% | 0.0% |
| PEP | Sell | PepsiCo, Inc. | $9,000 | 0.0% | 72 | -2.7% | 0.00% | 0.0% |
| EDU | Sell | New Oriental Education & Technology Group Incspon adr | $8,000 | 0.0% | 83 | -10.8% | 0.00% | 0.0% |
| INTU | Sell | Intuit | $8,000 | -11.1% | 30 | -11.8% | 0.00% | 0.0% |
| SRV | Sell | The Cushing MLP Total Return Fund | $9,000 | -87.5% | 889 | -87.1% | 0.00% | -88.5% |
| SNY | Sell | Sanofisponsored adr | $6,000 | -45.5% | 135 | -45.3% | 0.00% | -50.0% |
| OPP | Sell | Rivernorth Doubleline Strate | $5,000 | -99.5% | 300 | -99.5% | 0.00% | -99.5% |
| VZ | Sell | Verizon Communications Inc | $5,000 | -16.7% | 80 | -16.7% | 0.00% | 0.0% |
| SKM | Sell | SK Telecom Co Ltdsponsored adr | $4,000 | -42.9% | 153 | -48.1% | 0.00% | -33.3% |
| SVXY | Sell | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $6,000 | -40.0% | 110 | -43.3% | 0.00% | -50.0% |
| NOC | Sell | Northrop Grumman Corporation | $6,000 | -14.3% | 20 | -23.1% | 0.00% | -33.3% |
| PNC | Sell | The PNC Financial Services Group Inc | $6,000 | -14.3% | 47 | -20.3% | 0.00% | -33.3% |
| CNQ | Sell | Canadian Natural Resources Ltd | $4,000 | -50.0% | 145 | -49.7% | 0.00% | -33.3% |
| ADP | Sell | Automatic Data Processing, Inc. | $6,000 | -14.3% | 38 | -13.6% | 0.00% | -33.3% |
| TSM | Sell | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $6,000 | -50.0% | 148 | -47.9% | 0.00% | -50.0% |
| GWPH | Sell | GW Pharmaceuticals PLCads | $6,000 | -25.0% | 32 | -28.9% | 0.00% | -33.3% |
| SPG | Sell | Simon Property Group Inc | $6,000 | -25.0% | 36 | -21.7% | 0.00% | -33.3% |
| SNP | Sell | China Petroleum & Chemical Corp | $3,000 | -57.1% | 51 | -39.3% | 0.00% | -66.7% |
| ABB | Sell | ABB Ltdsponsored adr | $3,000 | -50.0% | 150 | -52.8% | 0.00% | -50.0% |
| CS | Exit | Credit Suisse Group AGsponsored adr | $0 | – | -226 | -100.0% | -0.00% | – |
| SPE | Exit | Special Opportunities Fund Inc | $0 | – | -210 | -100.0% | -0.00% | – |
| DWDP | Exit | DowDuPont Inc | $0 | – | -75 | -100.0% | -0.00% | – |
| SMFG | Exit | Sumitomo Mitsui Finl Group Isponsored adr | $0 | – | -916 | -100.0% | -0.00% | – |
| MMM | Exit | 3M Co | $0 | – | -29 | -100.0% | -0.00% | – |
| MUFG | Exit | Mitsubishi UFJ Financial Group Incsponsored ads | $0 | – | -1,760 | -100.0% | -0.00% | – |
| NXC | Exit | Nuveen CA Select Tax Free Prsh ben int | $0 | – | -780 | -100.0% | -0.00% | – |
| JNJ | Exit | Johnson & Johnson | $0 | – | -74 | -100.0% | -0.00% | – |
| EOD | Exit | Wells Fargo Global Dividend | $0 | – | -2,588 | -100.0% | -0.01% | – |
| NTG | Exit | Tortoise MLP Fund, Inc | $0 | – | -1,164 | -100.0% | -0.01% | – |
| APF | Exit | Morgan Stanley Asia-Pacific Fund Inc | $0 | – | -1,347 | -100.0% | -0.01% | – |
| BMRN | Exit | BioMarin Pharmaceutical Inc | $0 | – | -239 | -100.0% | -0.01% | – |
| CELG | Exit | Celgene Corp | $0 | – | -300 | -100.0% | -0.01% | – |
| PMM | Exit | Putnam Managed Municipal Income Trust | $0 | – | -3,694 | -100.0% | -0.01% | – |
| EMO | Exit | Clearbridge Energy Midstrm O | $0 | – | -3,542 | -100.0% | -0.01% | – |
| BIDU | Exit | Baidu Incspon adr rep a | $0 | – | -222 | -100.0% | -0.01% | – |
| DMF | Exit | Dreyfus Mun Income Inc | $0 | – | -5,000 | -100.0% | -0.02% | – |
| NSL | Exit | NuStar Energy L.P. | $0 | – | -6,857 | -100.0% | -0.02% | – |
| MNE | Exit | BlackRock Muni New York Intermediate Duration Fund Inc | $0 | – | -3,850 | -100.0% | -0.02% | – |
| PMO | Exit | Putnam Municipal Opportunities Trustsh ben int | $0 | – | -5,142 | -100.0% | -0.02% | – |
| AABA | Exit | Altaba Inc | $0 | – | -849 | -100.0% | -0.02% | – |
| VCV | Exit | Invesco Calif Value Mun Inc | $0 | – | -6,000 | -100.0% | -0.03% | – |
| FMO | Exit | Fiduciary/Claymore MLP Opportunity Fund | $0 | – | -7,767 | -100.0% | -0.03% | – |
| JPC | Exit | Jupai Holdings Limited | $0 | – | -8,521 | -100.0% | -0.03% | – |
| MHE | Exit | BlackRock Mass Tax- Exempt Tr | $0 | – | -6,444 | -100.0% | -0.03% | – |
| JFR | Exit | Nuveen Floating Rate Income Fund | $0 | – | -10,244 | -100.0% | -0.04% | – |
| CXE | Exit | MFS High Income Municipal Trustsh ben int | $0 | – | -22,677 | -100.0% | -0.04% | – |
| ERC | Exit | Wells Fargo Advantage Multi-Sector Income Fund | $0 | – | -10,020 | -100.0% | -0.04% | – |
| JGH | Exit | Nuveen Global High Income Fund | $0 | – | -8,839 | -100.0% | -0.05% | – |
| FUND | Exit | Sprott Focus Trust Inc | $0 | – | -29,847 | -100.0% | -0.08% | – |
| PHT | Exit | Pioneer High Income Trust | $0 | – | -36,965 | -100.0% | -0.12% | – |
| KIO | Exit | KKR Income Opportunities Fund | $0 | – | -25,206 | -100.0% | -0.14% | – |
| HNW | Exit | Pioneer Diversified High Income Trust | $0 | – | -29,649 | -100.0% | -0.16% | – |
| MIE | Exit | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | $0 | – | -48,447 | -100.0% | -0.17% | – |
| NFJ | Exit | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | $0 | – | -38,787 | -100.0% | -0.17% | – |
| XMPT | Exit | Vaneck Vectors ETF Tr | $0 | – | -24,474 | -100.0% | -0.23% | – |
| CIK | Exit | Credit Suisse Asset Management Income Fund Inc | $0 | – | -208,186 | -100.0% | -0.24% | – |
| HQL | Exit | Tekla Life Science Investorssh ben int | $0 | – | -39,562 | -100.0% | -0.25% | – |
| BGB | Exit | Blackstone / GSO Strategic Credit Fund | $0 | – | -48,961 | -100.0% | -0.26% | – |
| HQH | Exit | Tekla Healthcare Investorssh ben int | $0 | – | -34,522 | -100.0% | -0.26% | – |
| FOF | Exit | Cohen & Steers Closed-End Opportunity Fund, Inc. | $0 | – | -57,282 | -100.0% | -0.26% | – |
| EDD | Exit | Morgan Stanley Em Mkts Dm De | $0 | – | -135,030 | -100.0% | -0.33% | – |
| FSD | Exit | First Trust High Income Long/Short Fund | $0 | – | -99,580 | -100.0% | -0.53% | – |
| TYG | Exit | Tortoise Energy Infrastructure Corporation | $0 | – | -94,387 | -100.0% | -0.81% | – |
| ECC | Exit | Eagle Point Credit Co Inc | $0 | – | -136,268 | -100.0% | -0.83% | – |
| GRX | Exit | The Gabelli Healthcare & WellnessRx Trust | $0 | – | -228,446 | -100.0% | -0.88% | – |
| NEAR | Exit | iShares Short Maturity Bond ETFsht mat bd etf | $0 | – | -72,236 | -100.0% | -1.33% | – |
| THW | Exit | Tekla World Healthcare Fund | $0 | – | -301,327 | -100.0% | -1.42% | – |
| THQ | Exit | Tekla Healthcare Opportunities Fund | $0 | – | -474,479 | -100.0% | -3.06% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 45 | Q2 2024 | 7.3% |
| Central Securities Corp. | 45 | Q2 2024 | 5.0% |
| Adams Express Company | 45 | Q2 2024 | 3.3% |
| The Herzfeld Caribbean Basin Fund, Inc. | 45 | Q2 2024 | 3.5% |
| GENERAL AMERN INVS INC | 45 | Q2 2024 | 2.8% |
| Liberty All-Star Equity Fund | 45 | Q2 2024 | 2.9% |
| TRI CONTL CORP | 45 | Q2 2024 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 45 | Q2 2024 | 2.1% |
| Royce Value Trust Inc. | 45 | Q2 2024 | 1.4% |
| The New Germany Fund Inc | 45 | Q2 2024 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Carlyle Credit Income Fund | December 05, 2023 | 511,112 | 4.4% |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | December 05, 2023 | 92,761 | 5.6% |
| Destra Multi-Alternative Fund | November 17, 2023 | 899,421 | 10.0% |
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-27 |
| 13F-HR | 2024-08-13 |
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.