$263 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 266 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 31.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NHF | Buy | NexPoint Credit Strategies Fund | $26,672,000 | +60.4% | 1,409,741 | +84.5% | 10.16% | +66.6% |
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $13,032,000 | +4.6% | 941,590 | +5.0% | 4.96% | +8.7% |
| JQC | Buy | Nuveen Credit Strategies Income Fund | $11,895,000 | +3.7% | 1,501,875 | +1.2% | 4.53% | +7.8% |
| CLM | Buy | Cornerstone Strategic Value Fund Inc | $10,735,000 | +3.1% | 922,253 | +7.9% | 4.09% | +7.1% |
| SHV | Buy | Ishares Trshort treas bd | $8,450,000 | +205.7% | 76,368 | +205.5% | 3.22% | +217.5% |
| ISD | Buy | PGIM Short Duration High Yield Fund, Inc. | $6,825,000 | +5.6% | 466,519 | +2.3% | 2.60% | +9.7% |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund Inc | $6,671,000 | +9.1% | 1,049,144 | +0.4% | 2.54% | +13.4% |
| EVV | Buy | Eaton Vance Limited Duration Income Fund | $6,617,000 | +300.5% | 523,084 | +300.6% | 2.52% | +315.8% |
| GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $6,020,000 | +42.0% | 416,641 | +37.0% | 2.29% | +47.6% |
| AIF | Buy | Apollo Tactical Income Fund Inc | $5,571,000 | +1.8% | 377,686 | +1.4% | 2.12% | +5.8% |
| OCCI | Buy | OFS Credit Company Inc | $5,531,000 | +2.1% | 308,295 | +1.6% | 2.11% | +6.1% |
| CRF | Buy | Cornerstone Total Rtrn Fd In | $4,118,000 | +23.1% | 363,804 | +30.4% | 1.57% | +27.9% |
| JRO | Buy | Nuveen Floating Rate Income Opportunity Fund | $3,167,000 | +17.3% | 325,167 | +15.6% | 1.21% | +21.8% |
| PPR | Buy | Voya Prime Rate Trustsh ben int | $3,046,000 | +1.7% | 640,014 | +2.2% | 1.16% | +5.6% |
| BTZ | Buy | BlackRock Credit Allocation Income Trust | $2,712,000 | +304.8% | 209,089 | +287.5% | 1.03% | +319.9% |
| VVR | Buy | Invesco Senior Income Trust | $2,139,000 | +5.9% | 495,180 | +3.0% | 0.82% | +10.0% |
| BHK | New | Blackrock Core Bd Tr | $2,025,000 | – | 144,014 | +100.0% | 0.77% | – |
| KMF | Buy | Kayne Anderson Midstream/Energy Fund Inc | $1,831,000 | +2.1% | 158,082 | +4.9% | 0.70% | +5.9% |
| RMRM | Buy | RMR Real Estate Income Fund | $1,781,000 | +148.1% | 97,152 | +152.9% | 0.68% | +157.8% |
| ARDC | Buy | Ares Dynamic Credit Allocation Fund, Inc. | $1,629,000 | +4.8% | 107,662 | +2.8% | 0.62% | +8.8% |
| GECC | Buy | Great Elm Cap Corp | $1,362,000 | +9.2% | 156,580 | +3.7% | 0.52% | +13.6% |
| SMM | Buy | Salient Midstream & MLP Fundsh ben int | $1,321,000 | -5.2% | 153,746 | +1.4% | 0.50% | -1.6% |
| NEE | Buy | NextEra Energy Inc | $1,239,000 | +6.0% | 6,049 | +0.1% | 0.47% | +10.0% |
| BWG | Buy | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $1,219,000 | +1966.1% | 103,805 | +1872.0% | 0.46% | +2009.1% |
| AVHOQ | Buy | Avianca Holdings SAspon adr rep pfd | $1,167,000 | +5.0% | 300,869 | +11.1% | 0.44% | +9.3% |
| SMMU | Buy | PIMCO ETF Trshtrm mun bd act | $1,115,000 | +24.0% | 22,038 | +23.4% | 0.42% | +28.8% |
| FIF | Buy | First Trust Energy Infrastructure Fund | $1,082,000 | +40.9% | 67,884 | +40.1% | 0.41% | +46.1% |
| VTA | Buy | Invesco Dynamic Credit Opportunities Fund | $1,043,000 | +9.0% | 93,259 | +5.8% | 0.40% | +13.1% |
| CXH | Buy | MFS Investment Grade Municipal Trustsh ben int | $951,000 | +4.7% | 99,369 | +2.8% | 0.36% | +8.7% |
| OXSQ | Buy | Oxford Square Capital Corp. | $895,000 | +5.8% | 139,799 | +7.3% | 0.34% | +10.0% |
| EVG | Buy | Eaton Vance Short Duration Diversified Income Fund | $840,000 | +5.7% | 62,060 | +1.2% | 0.32% | +9.6% |
| BKT | New | Blackrock Income Tr Inc. | $763,000 | – | 126,178 | +100.0% | 0.29% | – |
| IHI | New | iShares U.S. Medical Devices ETFu.s. med dvc etf | $740,000 | – | 3,075 | +100.0% | 0.28% | – |
| FAX | Buy | Aberdeen Asia Pacific In Com | $706,000 | +1504.5% | 168,966 | +1532.7% | 0.27% | +1581.2% |
| DUC | New | Duff & Phelps Util Copr | $684,000 | – | 78,189 | +100.0% | 0.26% | – |
| MHF | Buy | Western Asset Mun Hi Incm Fd | $646,000 | +28.4% | 85,277 | +25.4% | 0.25% | +33.7% |
| NEA | Buy | Nuveen AMT-Free Quality Municipal Income Fund | $620,000 | +596.6% | 44,859 | +570.2% | 0.24% | +615.2% |
| IBB | New | iShares Nasdaq Biotechnology ETFnasdaq biotech | $606,000 | – | 5,550 | +100.0% | 0.23% | – |
| MAV | Buy | Pioneer Municipal High Income Advantage Trust | $524,000 | +638.0% | 48,751 | +638.7% | 0.20% | +669.2% |
| FAM | Buy | First Trust Aberdeen Global Opportunity Income Fund | $442,000 | +734.0% | 42,454 | +711.9% | 0.17% | +784.2% |
| FT | Buy | Franklin Unvl Trsh ben int | $347,000 | +53.5% | 47,377 | +47.7% | 0.13% | +59.0% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $293,000 | +4.3% | 25,140 | +0.2% | 0.11% | +8.7% |
| SUB | Buy | Ishares Tr Short Termshrt nat mun etf | $293,000 | +40.9% | 2,748 | +40.3% | 0.11% | +47.4% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $286,000 | +420.0% | 25,585 | +400.8% | 0.11% | +445.0% |
| MRK | Buy | Merck & Co Inc | $229,000 | +38.0% | 2,726 | +36.3% | 0.09% | +42.6% |
| CEV | Buy | Eaton Vance California Municipal Income Trustsh ben int | $179,000 | +36.6% | 14,447 | +32.0% | 0.07% | +41.7% |
| RVT | Buy | Royce Value Trust Inc | $176,000 | +2.9% | 12,645 | +2.0% | 0.07% | +6.3% |
| PNI | New | Pimco New York Municipal Income Fund II | $152,000 | – | 13,055 | +100.0% | 0.06% | – |
| JMLP | Buy | Nuveen All Cap Ene MLP Oppo | $128,000 | -9.9% | 20,729 | +1.4% | 0.05% | -5.8% |
| NVS | Buy | Novartis AGsponsored adr | $123,000 | +136.5% | 1,350 | +118.1% | 0.05% | +147.4% |
| SBI | New | Western Assest Intm Muni Fd | $111,000 | – | 12,417 | +100.0% | 0.04% | – |
| JRI | Buy | Nuveen Real Asset Income and Growth Fund | $100,000 | +17.6% | 5,882 | +10.5% | 0.04% | +22.6% |
| TY | Buy | Tri-Continental Corp | $100,000 | +4.2% | 3,700 | +1.4% | 0.04% | +8.6% |
| TAK | Buy | Takeda Pharmaceutical Co Ltdsponsored adr | $78,000 | -3.7% | 4,396 | +9.9% | 0.03% | 0.0% |
| PFF | New | iShares US Preferred Stock ETFpfd and incm sec | $74,000 | – | 2,000 | +100.0% | 0.03% | – |
| GDV | Buy | The Gabelli Dividend & Income Trust | $64,000 | +1.6% | 2,966 | +0.6% | 0.02% | +4.3% |
| UNH | Buy | UnitedHealth Group Inc | $63,000 | +472.7% | 257 | +497.7% | 0.02% | +500.0% |
| Buy | ASA Gold and Precious Metals Ltd | $57,000 | +11.8% | 5,021 | +0.1% | 0.02% | +15.8% | |
| PGP | New | PIMCO Global StocksPLS Inc. | $58,000 | – | 4,657 | +100.0% | 0.02% | – |
| ASML | Buy | ASML Holding N V | $56,000 | +40.0% | 271 | +26.0% | 0.02% | +40.0% |
| RCI | Buy | Rogers Communications Inccl b | $55,000 | +400.0% | 1,020 | +390.4% | 0.02% | +425.0% |
| INF | New | Brookfield Global Listed Infr | $50,000 | – | 3,882 | +100.0% | 0.02% | – |
| DMF | New | Dreyfus Mun Income Inc | $43,000 | – | 5,000 | +100.0% | 0.02% | – |
| EOS | New | Eaton Vance Enh Eqty Inc. | $41,000 | – | 2,396 | +100.0% | 0.02% | – |
| GDL | Buy | The GDL Fund | $40,000 | -2.4% | 4,309 | +1.1% | 0.02% | 0.0% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $38,000 | +2.7% | 1,693 | +1.7% | 0.01% | 0.0% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $36,000 | +2.9% | 2,564 | +1.7% | 0.01% | +7.7% |
| GAB | Buy | Gabelli Equity Trust Inc | $33,000 | +3.1% | 5,316 | +2.4% | 0.01% | +8.3% |
| BABA | Buy | Alibaba Group Holding Limitedsponsored ads | $34,000 | +183.3% | 203 | +198.5% | 0.01% | +225.0% |
| ABEV | Buy | Ambev SA | $34,000 | +100.0% | 7,250 | +79.0% | 0.01% | +116.7% |
| VIAV | New | Viacom Inc. | $33,000 | – | 2,466 | +100.0% | 0.01% | – |
| ZF | Buy | Virtus Total Return Fund Inc | $30,000 | +7.1% | 2,810 | +1.6% | 0.01% | +10.0% |
| DEO | Buy | Diageo PLCspon adr new | $29,000 | +11.5% | 168 | +7.0% | 0.01% | +10.0% |
| Buy | Flaherty & Crumrine Dynamic Preferred and Income Fund | $20,000 | +5.3% | 815 | +1.7% | 0.01% | +14.3% | |
| PTC | New | PTC Inc. | $21,000 | – | 239 | +100.0% | 0.01% | – |
| ITUB | Buy | Itau Unibanco Holding S.A.spon adr rep pfd | $20,000 | +100.0% | 2,104 | +79.4% | 0.01% | +100.0% |
| KXIN | New | Kaixin Auto Holdings | $18,000 | – | 8,000 | +100.0% | 0.01% | – |
| MSFT | Buy | Microsoft Corp | $19,000 | +18.8% | 144 | +9.1% | 0.01% | +16.7% |
| JPM | Buy | JPMorgan Chase & Co | $14,000 | +27.3% | 121 | +14.2% | 0.01% | +25.0% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $14,000 | +7.7% | 1,551 | +1.6% | 0.01% | 0.0% |
| ALC | New | Alcon, Inc. | $12,000 | – | 192 | +100.0% | 0.01% | – |
| IR | New | Ingersoll-Rand Plc | $10,000 | – | 78 | +100.0% | 0.00% | – |
| UTX | Buy | United Technologies Corp | $10,000 | +11.1% | 78 | +14.7% | 0.00% | +33.3% |
| AAPL | Buy | Apple Inc | $10,000 | +11.1% | 53 | +15.2% | 0.00% | +33.3% |
| AON | Buy | Aon Plc | $10,000 | +42.9% | 53 | +23.3% | 0.00% | +33.3% |
| DIS | Buy | The Walt Disney Co | $11,000 | +37.5% | 82 | +9.3% | 0.00% | +33.3% |
| PUK | Buy | Prudential PLCadr | $9,000 | +28.6% | 216 | +20.0% | 0.00% | 0.0% |
| TTE | New | Total S.A.sponsored adr | $8,000 | – | 143 | +100.0% | 0.00% | – |
| RELX | New | RELX Plcsponsored adr | $8,000 | – | 321 | +100.0% | 0.00% | – |
| WM | Buy | Waste Management, Inc. | $7,000 | +40.0% | 59 | +31.1% | 0.00% | +50.0% |
| HDB | Buy | HDFC Bank Ltdsponsored ads | $8,000 | +100.0% | 65 | +97.0% | 0.00% | +200.0% |
| BDX | Buy | Becton Dickinson & Co | $7,000 | +16.7% | 27 | +12.5% | 0.00% | +50.0% |
| CYBR | New | CyberArk Software Ltd. | $9,000 | – | 69 | +100.0% | 0.00% | – |
| GOOGL | New | Alphabet Inc.cap stk cl a | $9,000 | – | 8 | +100.0% | 0.00% | – |
| APD | New | Air products and Chemicals, Inc. | $7,000 | – | 30 | +100.0% | 0.00% | – |
| BBD | Buy | Banco Bradesco S.A.sp adr pfd | $6,000 | 0.0% | 630 | +1.9% | 0.00% | 0.0% |
| AMT | New | American Tower Corporation | $6,000 | – | 30 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.