$273 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 292 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NEAR | New | iShares Short Maturity Bond ETFsht mat bd etf | $3,629,000 | – | 72,236 | +100.0% | 1.33% | – |
| SHV | New | Ishares Trshort treas bd | $2,764,000 | – | 25,000 | +100.0% | 1.01% | – |
| SHY | New | Ishares Tr 13 Yr1 3 yr treas bd | $1,531,000 | – | 18,200 | +100.0% | 0.56% | – |
| GECC | New | Great Elm Cap Corp | $1,247,000 | – | 150,921 | +100.0% | 0.46% | – |
| SMMU | New | PIMCO ETF Trshtrm mun bd act | $899,000 | – | 17,856 | +100.0% | 0.33% | – |
| OXSQ | New | Oxford Square Capital Corp. | $846,000 | – | 130,230 | +100.0% | 0.31% | – |
| BTZ | New | BlackRock Credit Allocation Income Trust | $670,000 | – | 53,957 | +100.0% | 0.25% | – |
| HIX | New | Western Asset High Incm Fd | $523,000 | – | 80,756 | +100.0% | 0.19% | – |
| MHF | New | Western Asset Mun Hi Incm Fd | $503,000 | – | 68,027 | +100.0% | 0.18% | – |
| NXQ | New | Nuveen Select Tax-Free Income 2 Portfoliosh ben int | $275,000 | – | 19,746 | +100.0% | 0.10% | – |
| FLC | New | Flaherty & Crumine Total Return | $254,000 | – | 13,197 | +100.0% | 0.09% | – |
| FT | New | Franklin Unvl Trsh ben int | $226,000 | – | 32,074 | +100.0% | 0.08% | – |
| SUB | New | Ishares Tr Short Termshrt nat mun etf | $208,000 | – | 1,958 | +100.0% | 0.08% | – |
| JPI | New | Nuveen Pfd & Income Term Fd | $174,000 | – | 7,761 | +100.0% | 0.06% | – |
| JMLP | New | Nuveen All Cap Ene MLP Oppo | $142,000 | – | 20,449 | +100.0% | 0.05% | – |
| EVN | New | Eaton Vance Muni Income Trustsh ben int | $137,000 | – | 11,241 | +100.0% | 0.05% | – |
| RMI | New | Rivernorth Opportunistic Mun | $121,000 | – | 5,816 | +100.0% | 0.04% | – |
| AABA | New | Altaba Inc | $63,000 | – | 849 | +100.0% | 0.02% | – |
| EFF | New | Eaton Vance Fltg Rate Income Tr | $20,000 | – | 1,335 | +100.0% | 0.01% | – |
| ABEV | New | Ambev SA | $17,000 | – | 4,050 | +100.0% | 0.01% | – |
| EOD | New | Wells Fargo Global Dividend | $14,000 | – | 2,588 | +100.0% | 0.01% | – |
| CCEP | New | Coca Cola European Partners | $13,000 | – | 257 | +100.0% | 0.01% | – |
| IHD | New | Voya Emerging Mkts High Div | $10,000 | – | 1,301 | +100.0% | 0.00% | – |
| NXC | New | Nuveen CA Select Tax Free Prsh ben int | $11,000 | – | 780 | +100.0% | 0.00% | – |
| RY | New | Royal Bk Cda Montreal Que | $7,000 | – | 94 | +100.0% | 0.00% | – |
| AON | New | Aon Plc | $7,000 | – | 43 | +100.0% | 0.00% | – |
| WIX | New | Wix Com Ltd | $6,000 | – | 52 | +100.0% | 0.00% | – |
| HDB | New | HDFC Bank Ltdsponsored ads | $4,000 | – | 33 | +100.0% | 0.00% | – |
| NBO | New | Neuberger Brman NY Muni Fd | $3,000 | – | 241 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 45 | Q2 2024 | 7.3% |
| Central Securities Corp. | 45 | Q2 2024 | 5.0% |
| Adams Express Company | 45 | Q2 2024 | 3.3% |
| The Herzfeld Caribbean Basin Fund, Inc. | 45 | Q2 2024 | 3.5% |
| GENERAL AMERN INVS INC | 45 | Q2 2024 | 2.8% |
| Liberty All-Star Equity Fund | 45 | Q2 2024 | 2.9% |
| TRI CONTL CORP | 45 | Q2 2024 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 45 | Q2 2024 | 2.1% |
| Royce Value Trust Inc. | 45 | Q2 2024 | 1.4% |
| The New Germany Fund Inc | 45 | Q2 2024 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Carlyle Credit Income Fund | December 05, 2023 | 511,112 | 4.4% |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | December 05, 2023 | 92,761 | 5.6% |
| Destra Multi-Alternative Fund | November 17, 2023 | 899,421 | 10.0% |
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-27 |
| 13F-HR | 2024-08-13 |
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.