$273 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 292 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 26.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NHF | Buy | NexPoint Credit Strategies Fund | $16,632,000 | +14.6% | 763,966 | +4.9% | 6.10% | +5.4% |
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $12,456,000 | +17.4% | 896,781 | +8.2% | 4.57% | +7.9% |
| JQC | Buy | Nuveen Credit Strategies Income Fund | $11,467,000 | +33.8% | 1,483,406 | +28.1% | 4.20% | +23.0% |
| THQ | Buy | Tekla Healthcare Opportunities Fund | $8,360,000 | +9.0% | 474,479 | +3.8% | 3.06% | +0.2% |
| ISD | Buy | PGIM Short Duration High Yield Fund, Inc. | $6,464,000 | +12.3% | 455,864 | +3.2% | 2.37% | +3.2% |
| GAM | Buy | General American Investors Co Inc | $5,598,000 | +20.4% | 168,054 | +2.8% | 2.05% | +10.7% |
| OCCI | Buy | OFS Credit Company Inc | $5,417,000 | +24.6% | 303,497 | +6.6% | 1.99% | +14.5% |
| GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $4,239,000 | +16.9% | 304,107 | +8.3% | 1.55% | +7.4% |
| MINT | Buy | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $3,632,000 | +85.4% | 35,758 | +84.3% | 1.33% | +70.6% |
| NEAR | New | iShares Short Maturity Bond ETFsht mat bd etf | $3,629,000 | – | 72,236 | +100.0% | 1.33% | – |
| ADX | Buy | Adams Diversified Equity Fund Inc | $3,412,000 | +16.5% | 236,302 | +1.8% | 1.25% | +7.0% |
| CRF | Buy | Cornerstone Total Rtrn Fd In | $3,345,000 | +19.7% | 278,964 | +10.9% | 1.23% | +10.1% |
| SHV | New | Ishares Trshort treas bd | $2,764,000 | – | 25,000 | +100.0% | 1.01% | – |
| JRO | Buy | Nuveen Floating Rate Income Opportunity Fund | $2,699,000 | +7.1% | 281,406 | +0.7% | 0.99% | -1.6% |
| ECC | Buy | Eagle Point Credit Co Inc | $2,267,000 | +146.1% | 136,268 | +110.2% | 0.83% | +126.4% |
| TYG | Buy | Tortoise Energy Infrastructure Corporation | $2,218,000 | +28.1% | 94,387 | +8.5% | 0.81% | +17.7% |
| TWN | Buy | The Taiwan Fund Inc | $2,171,000 | +19.7% | 121,241 | +1.4% | 0.80% | +10.1% |
| TPZ | Buy | Tortoise Power and Energy Infrastructure Fund Inc | $2,132,000 | +17.6% | 114,559 | +0.7% | 0.78% | +8.2% |
| CEM | Buy | Clearbridge MLP and Midstrm | $2,074,000 | +144.0% | 163,800 | +100.6% | 0.76% | +124.5% |
| VVR | Buy | Invesco Senior Income Trust | $2,020,000 | +16.0% | 480,925 | +7.9% | 0.74% | +6.6% |
| KYN | Buy | Kayne Anderson MLP Investment Company | $2,019,000 | +27.4% | 125,956 | +9.4% | 0.74% | +17.1% |
| EVV | Buy | Eaton Vance Limited Duration Income Fund | $1,652,000 | +14.7% | 130,584 | +8.1% | 0.61% | +5.6% |
| ARDC | Buy | Ares Dynamic Credit Allocation Fund, Inc. | $1,554,000 | +37.5% | 104,732 | +27.9% | 0.57% | +26.4% |
| SHY | New | Ishares Tr 13 Yr1 3 yr treas bd | $1,531,000 | – | 18,200 | +100.0% | 0.56% | – |
| FMX | Buy | Fomento Economico Mexicano SAB de CVspon adr units | $1,389,000 | +7.9% | 15,055 | +0.6% | 0.51% | -0.8% |
| CCL | Buy | Carnival Corpunit 99/99/9999 | $1,345,000 | +39.8% | 26,518 | +35.9% | 0.49% | +28.4% |
| GECC | New | Great Elm Cap Corp | $1,247,000 | – | 150,921 | +100.0% | 0.46% | – |
| RA | Buy | Brookfield Real Assets Incom | $1,106,000 | +13.9% | 51,134 | +0.4% | 0.41% | +4.9% |
| OPP | Buy | Rivernorth Doubleline Strate | $1,060,000 | +197.8% | 64,628 | +194.7% | 0.39% | +173.9% |
| CBH | Buy | AllianzGI Convertible & Income 2024 Target Term Fund | $981,000 | +75.8% | 109,003 | +56.0% | 0.36% | +61.4% |
| SVVC | Buy | Firsthand Technology Value Fund, Inc. | $966,000 | +127.8% | 72,817 | +92.4% | 0.35% | +109.5% |
| SMMU | New | PIMCO ETF Trshtrm mun bd act | $899,000 | – | 17,856 | +100.0% | 0.33% | – |
| EDD | Buy | Morgan Stanley Em Mkts Dm De | $894,000 | +26.4% | 135,030 | +15.7% | 0.33% | +16.3% |
| OXSQ | New | Oxford Square Capital Corp. | $846,000 | – | 130,230 | +100.0% | 0.31% | – |
| PGTI | Buy | PGT Innovations Inc | $833,000 | -4.7% | 60,170 | +9.1% | 0.30% | -12.6% |
| EVG | Buy | Eaton Vance Short Duration Diversified Income Fund | $795,000 | +8.9% | 61,328 | +4.6% | 0.29% | +0.3% |
| MUI | Buy | BlackRock Muni Intermediate Duration Fund Inc | $747,000 | +103.5% | 54,258 | +87.2% | 0.27% | +87.7% |
| RDSB | Buy | Royal Dutch Shell PLCspon adr b | $748,000 | +41.9% | 308 | +36.9% | 0.27% | +30.5% |
| JMM | Buy | Nuveen Multi-Market Income Fund Inc | $739,000 | +3.5% | 104,489 | +0.2% | 0.27% | -4.9% |
| RMRM | Buy | RMR Real Estate Income Fund | $718,000 | +987.9% | 38,417 | +772.9% | 0.26% | +911.5% |
| HQH | Buy | Tekla Healthcare Investorssh ben int | $709,000 | +35.8% | 34,522 | +18.6% | 0.26% | +25.0% |
| BGB | Buy | Blackstone / GSO Strategic Credit Fund | $698,000 | +305.8% | 48,961 | +283.4% | 0.26% | +271.0% |
| HQL | Buy | Tekla Life Science Investorssh ben int | $678,000 | +13.4% | 39,562 | +0.0% | 0.25% | +4.2% |
| BTZ | New | BlackRock Credit Allocation Income Trust | $670,000 | – | 53,957 | +100.0% | 0.25% | – |
| CIK | Buy | Credit Suisse Asset Management Income Fund Inc | $645,000 | +14.4% | 208,186 | +2.2% | 0.24% | +5.3% |
| AVK | Buy | Advent Claymore Convertible Securities and Income Fund | $607,000 | +61.9% | 41,111 | +37.6% | 0.22% | +48.7% |
| NXR | Buy | Nuveen Select Tax-Free Income 3 Portfoliosh ben int | $553,000 | +393.8% | 37,534 | +380.6% | 0.20% | +351.1% |
| HIX | New | Western Asset High Incm Fd | $523,000 | – | 80,756 | +100.0% | 0.19% | – |
| MHF | New | Western Asset Mun Hi Incm Fd | $503,000 | – | 68,027 | +100.0% | 0.18% | – |
| ASG | Buy | Liberty All Star Growth Fund Inc | $468,000 | +2128.6% | 84,193 | +1649.3% | 0.17% | +2050.0% |
| MHI | Buy | Pioneer Municipal High Income Trust | $445,000 | +34.4% | 37,302 | +23.6% | 0.16% | +23.5% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $382,000 | +396.1% | 62,465 | +338.1% | 0.14% | +351.6% |
| PHT | Buy | Pioneer High Income Trust | $331,000 | +16.1% | 36,965 | +3.4% | 0.12% | +6.1% |
| AEF | Buy | Aberdeen Emerging Markets Equity Inc. | $318,000 | +241.9% | 43,750 | +197.9% | 0.12% | +216.2% |
| FMY | Buy | First Trust Mortgage Income Fund | $317,000 | +5.7% | 23,402 | +2.2% | 0.12% | -3.3% |
| EIM | Buy | Eaton Vance Mun Bd Fd | $292,000 | +32.1% | 23,538 | +20.1% | 0.11% | +21.6% |
| NXQ | New | Nuveen Select Tax-Free Income 2 Portfoliosh ben int | $275,000 | – | 19,746 | +100.0% | 0.10% | – |
| PGZ | Buy | Principal Real Estate Income Fund | $268,000 | +28.8% | 14,400 | +14.6% | 0.10% | +18.1% |
| FLC | New | Flaherty & Crumine Total Return | $254,000 | – | 13,197 | +100.0% | 0.09% | – |
| FT | New | Franklin Unvl Trsh ben int | $226,000 | – | 32,074 | +100.0% | 0.08% | – |
| SUB | New | Ishares Tr Short Termshrt nat mun etf | $208,000 | – | 1,958 | +100.0% | 0.08% | – |
| FUND | Buy | Sprott Focus Trust Inc | $204,000 | +20.0% | 29,847 | +1.5% | 0.08% | +10.3% |
| FPF | Buy | First Tr Inter Dur Pfd & In | $198,000 | +13.8% | 9,058 | +3.2% | 0.07% | +5.8% |
| JPI | New | Nuveen Pfd & Income Term Fd | $174,000 | – | 7,761 | +100.0% | 0.06% | – |
| RVT | Buy | Royce Value Trust Inc | $171,000 | +489.7% | 12,395 | +400.4% | 0.06% | +425.0% |
| MGU | Buy | Macquarie Global Infrastructure Total Return Fund Inc | $157,000 | +63.5% | 7,082 | +39.2% | 0.06% | +52.6% |
| VMM | Buy | Delaware Investments Minnesota Municipal Income Fund II Inc | $150,000 | +194.1% | 11,884 | +178.2% | 0.06% | +175.0% |
| JMLP | New | Nuveen All Cap Ene MLP Oppo | $142,000 | – | 20,449 | +100.0% | 0.05% | – |
| EVN | New | Eaton Vance Muni Income Trustsh ben int | $137,000 | – | 11,241 | +100.0% | 0.05% | – |
| RMI | New | Rivernorth Opportunistic Mun | $121,000 | – | 5,816 | +100.0% | 0.04% | – |
| TY | Buy | Tri-Continental Corp | $96,000 | +12.9% | 3,650 | +0.9% | 0.04% | +2.9% |
| MHE | Buy | BlackRock Mass Tax- Exempt Tr | $81,000 | +145.5% | 6,444 | +115.7% | 0.03% | +130.8% |
| MAV | Buy | Pioneer Municipal High Income Advantage Trust | $71,000 | +7000.0% | 6,600 | +6185.7% | 0.03% | – |
| SONY | Buy | Sony Corpsponsored adr | $67,000 | +103.0% | 1,577 | +128.6% | 0.02% | +92.3% |
| AABA | New | Altaba Inc | $63,000 | – | 849 | +100.0% | 0.02% | – |
| GDV | Buy | The Gabelli Dividend & Income Trust | $63,000 | +16.7% | 2,949 | +0.6% | 0.02% | +4.5% |
| BWG | Buy | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $59,000 | +168.2% | 5,264 | +143.8% | 0.02% | +144.4% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $55,000 | +5.8% | 5,109 | +0.4% | 0.02% | -4.8% |
| NVS | Buy | Novartis AGsponsored adr | $52,000 | +4.0% | 619 | +5.6% | 0.02% | -5.0% |
| MNE | Buy | BlackRock Muni New York Intermediate Duration Fund Inc | $52,000 | +5100.0% | 3,850 | +3750.0% | 0.02% | – |
| FAM | Buy | First Trust Aberdeen Global Opportunity Income Fund | $53,000 | +96.3% | 5,229 | +79.4% | 0.02% | +72.7% |
| SU | Buy | Suncor Energy Inc | $48,000 | +65.5% | 1,468 | +39.9% | 0.02% | +50.0% |
| EQIX | Buy | Equinix Inc | $50,000 | +66.7% | 110 | +27.9% | 0.02% | +50.0% |
| CEE | Buy | Central and Eastern European Fund Inc | $43,000 | +10.3% | 1,791 | +0.4% | 0.02% | 0.0% |
| NSL | Buy | NuStar Energy L.P. | $40,000 | +400.0% | 6,857 | +389.8% | 0.02% | +400.0% |
| GDL | Buy | The GDL Fund | $41,000 | +5.1% | 4,263 | +1.0% | 0.02% | -6.2% |
| ASML | Buy | ASML Holding N V | $40,000 | +150.0% | 215 | +115.0% | 0.02% | +150.0% |
| BBVA | Buy | Banco Bilbao Vizcaya Argentaria SAsponsored adr | $37,000 | +37.0% | 6,523 | +26.8% | 0.01% | +27.3% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $37,000 | +12.1% | 1,664 | +2.1% | 0.01% | +7.7% |
| BIDU | Buy | Baidu Incspon adr rep a | $37,000 | +32.1% | 222 | +26.9% | 0.01% | +27.3% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $35,000 | +16.7% | 2,520 | +2.4% | 0.01% | +8.3% |
| GAB | Buy | Gabelli Equity Trust Inc | $32,000 | +23.1% | 5,191 | +2.5% | 0.01% | +20.0% |
| ZF | Buy | Virtus Total Return Fund Inc | $28,000 | +16.7% | 2,767 | +1.7% | 0.01% | 0.0% |
| DEO | Buy | Diageo PLCspon adr new | $26,000 | +44.4% | 157 | +21.7% | 0.01% | +42.9% |
| EFF | New | Eaton Vance Fltg Rate Income Tr | $20,000 | – | 1,335 | +100.0% | 0.01% | – |
| ACN | Buy | Accenture PLC Ireland | $16,000 | +166.7% | 89 | +107.0% | 0.01% | +200.0% |
| ABEV | New | Ambev SA | $17,000 | – | 4,050 | +100.0% | 0.01% | – |
| UN | Buy | Unilever N.V. | $15,000 | +50.0% | 257 | +38.9% | 0.01% | +50.0% |
| MSFT | Buy | Microsoft Corp | $16,000 | +33.3% | 132 | +9.1% | 0.01% | +20.0% |
| TD | Buy | The Toronto-Dominion Bank | $14,000 | +100.0% | 255 | +91.7% | 0.01% | +66.7% |
| EOD | New | Wells Fargo Global Dividend | $14,000 | – | 2,588 | +100.0% | 0.01% | – |
| CCEP | New | Coca Cola European Partners | $13,000 | – | 257 | +100.0% | 0.01% | – |
| INFO | Buy | HIS Markit Ltd | $13,000 | +160.0% | 237 | +141.8% | 0.01% | +150.0% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $13,000 | +8.3% | 1,526 | +1.7% | 0.01% | 0.0% |
| CB | Buy | Chubb Ltd | $13,000 | +62.5% | 90 | +42.9% | 0.01% | +66.7% |
| TSM | Buy | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $12,000 | +50.0% | 284 | +38.5% | 0.00% | +33.3% |
| NGG | Buy | Nuveen Preferred Income Opportunities Fundsponsored adr | $12,000 | +50.0% | 220 | +38.4% | 0.00% | +33.3% |
| BHP | Buy | BHP Billiton Ltdsponsored adr | $12,000 | +100.0% | 212 | +51.4% | 0.00% | +100.0% |
| ALLE | Buy | Allegion PLC | $10,000 | +66.7% | 105 | +40.0% | 0.00% | +100.0% |
| ZTS | Buy | Zoetis Inc.cl a | $10,000 | +42.9% | 95 | +11.8% | 0.00% | +33.3% |
| RCI | Buy | Rogers Communications Inccl b | $11,000 | +37.5% | 208 | +40.5% | 0.00% | +33.3% |
| SNY | Buy | Sanofisponsored adr | $11,000 | +37.5% | 247 | +42.8% | 0.00% | +33.3% |
| SAP | Buy | SAP SEspon adr | $10,000 | +66.7% | 87 | +40.3% | 0.00% | +100.0% |
| LULU | Buy | Lululemon Athletica Inc | $10,000 | +150.0% | 60 | +62.2% | 0.00% | +100.0% |
| PHG | Buy | Koninklijke Philips NVny reg sh new | $10,000 | +66.7% | 234 | +39.3% | 0.00% | +100.0% |
| IHD | New | Voya Emerging Mkts High Div | $10,000 | – | 1,301 | +100.0% | 0.00% | – |
| BABA | Buy | Alibaba Group Holding Limitedsponsored ads | $12,000 | +71.4% | 68 | +38.8% | 0.00% | +33.3% |
| WMT | Buy | Wal-Mart Stores Inc | $10,000 | +25.0% | 100 | +16.3% | 0.00% | +33.3% |
| NXC | New | Nuveen CA Select Tax Free Prsh ben int | $11,000 | – | 780 | +100.0% | 0.00% | – |
| ORAN | Buy | Orange S.A.sponsored adr | $11,000 | +37.5% | 662 | +42.7% | 0.00% | +33.3% |
| CNQ | Buy | Canadian Natural Resources Ltd | $8,000 | +60.0% | 288 | +36.5% | 0.00% | +50.0% |
| RY | New | Royal Bk Cda Montreal Que | $7,000 | – | 94 | +100.0% | 0.00% | – |
| SKM | Buy | SK Telecom Co Ltdsponsored adr | $7,000 | +16.7% | 295 | +31.7% | 0.00% | +50.0% |
| SNP | Buy | China Petroleum & Chemical Corp | $7,000 | +75.0% | 84 | +40.0% | 0.00% | +50.0% |
| EDU | Buy | New Oriental Education & Technology Group Incspon adr | $8,000 | +100.0% | 93 | +40.9% | 0.00% | +50.0% |
| MUFG | Buy | Mitsubishi UFJ Financial Group Incsponsored ads | $9,000 | +28.6% | 1,760 | +19.2% | 0.00% | 0.0% |
| AON | New | Aon Plc | $7,000 | – | 43 | +100.0% | 0.00% | – |
| INTU | Buy | Intuit | $9,000 | +80.0% | 34 | +30.8% | 0.00% | +50.0% |
| GWPH | Buy | GW Pharmaceuticals PLCads | $8,000 | +100.0% | 45 | +9.8% | 0.00% | +50.0% |
| PUK | Buy | Prudential PLCadr | $7,000 | +16.7% | 180 | +7.1% | 0.00% | +50.0% |
| ERJ | Buy | Embraer S A | $6,000 | +20.0% | 330 | +41.0% | 0.00% | 0.0% |
| SMFG | Buy | Sumitomo Mitsui Finl Group Isponsored adr | $6,000 | +50.0% | 916 | +40.3% | 0.00% | 0.0% |
| WIX | New | Wix Com Ltd | $6,000 | – | 52 | +100.0% | 0.00% | – |
| ABB | Buy | ABB Ltdsponsored adr | $6,000 | +50.0% | 318 | +40.7% | 0.00% | 0.0% |
| BBD | Buy | Banco Bradesco S.A.sp adr pfd | $6,000 | +20.0% | 618 | +15.3% | 0.00% | 0.0% |
| HDB | New | HDFC Bank Ltdsponsored ads | $4,000 | – | 33 | +100.0% | 0.00% | – |
| NBO | New | Neuberger Brman NY Muni Fd | $3,000 | – | 241 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.