Thomas J. Herzfeld Advisors, Inc.

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$251 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 294 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 100.0% .

All

			Value		Shares		↓ Weighting
BNS	Exit	The Bank of Nova Scotia	$0	–	-81	-100.0%	-0.00%	–
CTRP	Exit	Ctrip.com International Ltd	$0	–	-123	-100.0%	-0.00%	–
IBM	Exit	International Business Machines Corp	$0	–	-50	-100.0%	-0.00%	–
MLCO	Exit	Melco Resorts & Entertainment Ltdadr	$0	–	-389	-100.0%	-0.00%	–
MSF	Exit	Morgan Stanley Emerging Markets Fund Inc	$0	–	-716	-100.0%	-0.00%	–
CCEP	Exit	Coca-Cola European Partners PLC	$0	–	-230	-100.0%	-0.00%	–
FTI	Exit	TechnipFMC PLC	$0	–	-409	-100.0%	-0.01%	–
GGZ	Exit	The Gabelli Global Small and Mid Cap Value Trust	$0	–	-1,046	-100.0%	-0.01%	–
SLB	Exit	Schlumberger Ltd	$0	–	-269	-100.0%	-0.01%	–
BTI	Exit	British American Tobacco PLCsponsored adr	$0	–	-394	-100.0%	-0.01%	–
BTZ	Exit	BlackRock Credit Allocation Income Trust	$0	–	-1,301	-100.0%	-0.01%	–
LDF	Exit	The Latin American Discovery Fund Inc	$0	–	-2,593	-100.0%	-0.01%	–
GE	Exit	General Electric Co	$0	–	-2,663	-100.0%	-0.01%	–
MN	Exit	Manning & Napier Inccl a	$0	–	-10,000	-100.0%	-0.01%	–
EIA	Exit	Eaton Vance California Municipal Bond Fund II	$0	–	-3,880	-100.0%	-0.01%	–
RGT	Exit	Royce Global Value Trust Inc	$0	–	-4,104	-100.0%	-0.02%	–
ASA	Exit	ASA Gold and Precious Metals Ltd	$0	–	-5,010	-100.0%	-0.02%	–
CBA	Exit	ClearBridge American Energy MLP Fund Inc	$0	–	-7,666	-100.0%	-0.02%	–
DMB	Exit	Dreyfus Municipal Bond Infrastructure Fund Inc	$0	–	-5,776	-100.0%	-0.03%	–
NAD	Exit	Nuveen Quality Municipal Income Fund	$0	–	-7,920	-100.0%	-0.04%	–
AKP	Exit	Alliance California Municipal Income Fund Inc	$0	–	-7,615	-100.0%	-0.04%	–
AABA	Exit	Altaba Inc	$0	–	-1,633	-100.0%	-0.04%	–
CTR	Exit	ClearBridge Energy MLP Total Return Fund Inc	$0	–	-10,788	-100.0%	-0.04%	–
NEAR	Exit	iShares Short Maturity Bond ETFsht mat bd etf	$0	–	-2,700	-100.0%	-0.05%	–
KTF	Exit	Deutsche Municipal Income Trust	$0	–	-13,000	-100.0%	-0.05%	–
TGP	Exit	Teekay LNG Partners LPprtnrsp units	$0	–	-9,589	-100.0%	-0.06%	–
TAHO	Exit	Tahoe Resources Inc	$0	–	-131,900	-100.0%	-0.13%	–
ATNI	Exit	ATN International Inc	$0	–	-5,116	-100.0%	-0.13%	–
HOMB	Exit	Home BancShares Inc	$0	–	-28,416	-100.0%	-0.22%	–
NAC	Exit	Nuveen California Quality Municipal Income Fund	$0	–	-153,485	-100.0%	-0.70%	–
OXLC	Exit	Oxford Lane Capital Corp	$0	–	-515,267	-100.0%	-1.94%	–
FLOT	Exit	iShares Floating Rate Bond ETFfltg rate nt etf	$0	–	-159,830	-100.0%	-2.89%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Virtus Investment Advisers, Inc. #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-02-14

Signatures

The EDGAR filing(s) were signed by:

Erik M. Herzfeld — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SRH Total Return Fund Inc.	45	Q2 2024	7.3%
Central Securities Corp.	45	Q2 2024	5.0%
Adams Express Company	45	Q2 2024	3.3%
The Herzfeld Caribbean Basin Fund, Inc.	45	Q2 2024	3.5%
GENERAL AMERN INVS INC	45	Q2 2024	2.8%
Liberty All-Star Equity Fund	45	Q2 2024	2.9%
TRI CONTL CORP	45	Q2 2024	2.6%
WESTERN ASSET CLYM INFL OPP	45	Q2 2024	2.1%
Royce Value Trust Inc.	45	Q2 2024	1.4%
The New Germany Fund Inc	45	Q2 2024	1.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Thomas J. Herzfeld Advisors, Inc. Q4 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Carlyle Credit Income Fund	December 05, 2023	511,112	4.4%
TORTOISE ENERGY INDEPENDENCE FUND, INC.	December 05, 2023	92,761	5.6%
Destra Multi-Alternative Fund	November 17, 2023	899,421	10.0%
PROSHARES TRUST^{Sold out}	October 03, 2022	0	0.0%
OFS Credit Company, Inc.	June 08, 2020	149,649	4.8%
Oxford Lane Capital Corp.	August 10, 2017	319,872	5.0%
Oxford Lane Capital Corp.	July 10, 2015	742,175	17.8%
HERZFELD CARIBBEAN BASIN FUND INC	February 24, 2014	229,788	6.2%
Oxford Lane Capital Corp.^{Sold out}	November 21, 2013	0	0.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
N-PX	2024-08-27
13F-HR	2024-08-13
13F-HR	2024-05-13
13F-HR	2024-02-14
SC 13G/A	2024-01-17
SC 13G	2024-01-17
SC 13G/A	2023-12-05
SC 13G/A	2023-12-05
SC 13G	2023-11-17
13F-HR	2023-11-13

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (250701000.0 != 250698000.0)

Export Thomas J. Herzfeld Advisors, Inc.'s holdings

Thomas J. Herzfeld Advisors, Inc. - Q4 2018 holdings