$251 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 294 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 26.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NHF | Sell | NexPoint Credit Strategies Fund | $14,509,000 | -20.9% | 728,009 | -11.1% | 5.79% | -11.0% |
| CET | Sell | Central Securities Corp | $11,356,000 | -18.4% | 457,367 | -3.1% | 4.53% | -8.2% |
| BIF | Sell | Boulder Growth & Income Fund Inc | $11,206,000 | -7.5% | 1,074,440 | -0.6% | 4.47% | +4.0% |
| THQ | Sell | Tekla Healthcare Opportunities Fund | $7,672,000 | -31.4% | 457,233 | -23.4% | 3.06% | -22.8% |
| CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $5,720,000 | -28.8% | 1,167,360 | -6.8% | 2.28% | -20.0% |
| GAM | Sell | General American Investors Co Inc | $4,648,000 | -32.0% | 163,424 | -11.6% | 1.85% | -23.5% |
| THW | Sell | Tekla World Healthcare Fund | $4,250,000 | -43.3% | 366,695 | -31.3% | 1.70% | -36.2% |
| AOD | Sell | Aberdeen Total Dynamic Dividend Fund | $4,197,000 | -36.2% | 582,116 | -22.3% | 1.67% | -28.3% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $2,930,000 | -26.8% | 232,208 | -3.3% | 1.17% | -17.6% |
| BPOP | Sell | Popular Inc | $2,608,000 | -10.9% | 55,230 | -3.3% | 1.04% | +0.2% |
| JRO | Sell | Nuveen Floating Rate Income Opportunity Fund | $2,521,000 | -13.5% | 279,465 | -1.2% | 1.01% | -2.7% |
| FBP | Sell | First BanCorp/Puerto Rico | $2,318,000 | -9.1% | 269,477 | -3.8% | 0.92% | +2.3% |
| GRX | Sell | The Gabelli Healthcare & WellnessRx Trust | $2,239,000 | -19.6% | 242,102 | -4.2% | 0.89% | -9.5% |
| MINT | Sell | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $1,959,000 | -63.3% | 19,402 | -63.1% | 0.78% | -58.7% |
| CPA | Sell | Copa Holdings SAcl a | $1,915,000 | -1.6% | 24,329 | -0.2% | 0.76% | +10.7% |
| SOR | Sell | Source Capital Inc | $1,902,000 | -41.9% | 58,440 | -28.2% | 0.76% | -34.6% |
| FSD | Sell | First Trust High Income Long/Short Fund | $1,877,000 | -15.5% | 141,307 | -6.1% | 0.75% | -4.8% |
| TWN | Sell | The Taiwan Fund Inc | $1,813,000 | -61.0% | 119,565 | -50.7% | 0.72% | -56.1% |
| TPZ | Sell | Tortoise Power and Energy Infrastructure Fund Inc | $1,813,000 | -18.6% | 113,712 | -2.6% | 0.72% | -8.5% |
| VVR | Sell | Invesco Senior Income Trust | $1,742,000 | -16.4% | 445,652 | -8.1% | 0.70% | -6.0% |
| JEQ | Sell | Aberdeen Japan Equity Fund Inc | $1,741,000 | -27.5% | 268,226 | -6.2% | 0.69% | -18.4% |
| GF | Sell | The New Germany Fund Inc | $1,609,000 | -45.3% | 137,543 | -14.9% | 0.64% | -38.4% |
| TTP | Sell | Tortoise Pipeline & Energy Fund Inc | $1,570,000 | -58.2% | 126,485 | -41.7% | 0.63% | -53.0% |
| KMF | Sell | Kayne Anderson Midstream/Energy Fund Inc | $1,538,000 | -53.0% | 159,417 | -37.7% | 0.61% | -47.2% |
| IFN | Sell | The India Fund Inc | $1,494,000 | -21.2% | 73,790 | -13.9% | 0.60% | -11.3% |
| SMM | Sell | Salient Midstream & MLP Fundsh ben int | $1,309,000 | -51.0% | 177,085 | -32.4% | 0.52% | -44.9% |
| NML | Sell | Neuberger Berman MLP Income Fund Inc | $1,151,000 | -39.0% | 172,034 | -20.8% | 0.46% | -31.5% |
| NEE | Sell | NextEra Energy Inc | $1,051,000 | +3.6% | 6,045 | -0.1% | 0.42% | +16.4% |
| SEB | Sell | Seaboard Corp | $969,000 | -55.3% | 274 | -53.2% | 0.39% | -49.7% |
| ECC | Sell | Eagle Point Credit Co Inc | $921,000 | -92.3% | 64,818 | -90.3% | 0.37% | -91.4% |
| EVG | Sell | Eaton Vance Short Duration Diversified Income Fund | $730,000 | -4.7% | 58,646 | -1.2% | 0.29% | +7.0% |
| JMM | Sell | Nuveen Multi-Market Income Fund Inc | $714,000 | -2.7% | 104,289 | -0.3% | 0.28% | +9.6% |
| JOF | Sell | Japan Smaller Capitalization Fund Inc | $702,000 | -57.8% | 84,390 | -43.8% | 0.28% | -52.5% |
| FIF | Sell | First Trust Energy Infrastructure Fund | $702,000 | -21.0% | 54,190 | -4.0% | 0.28% | -11.1% |
| MXE | Sell | The Mexico Equity & Income Fund Inc | $537,000 | -43.6% | 53,361 | -31.2% | 0.21% | -36.7% |
| HQH | Sell | Tekla Healthcare Investorssh ben int | $522,000 | -72.0% | 29,108 | -63.9% | 0.21% | -68.6% |
| SPE | Sell | Special Opportunities Fund Inc | $508,000 | -37.4% | 42,866 | -20.4% | 0.20% | -29.5% |
| MIE | Sell | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | $437,000 | -51.9% | 58,313 | -33.0% | 0.17% | -46.0% |
| NFJ | Sell | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | $414,000 | -75.8% | 38,787 | -70.3% | 0.16% | -72.8% |
| HNW | Sell | Pioneer Diversified High Income Trust | $385,000 | -16.7% | 29,649 | -6.1% | 0.15% | -6.1% |
| FMO | Sell | Fiduciary/Claymore MLP Opportunity Fund | $359,000 | -87.2% | 40,396 | -82.4% | 0.14% | -85.6% |
| TDF | Sell | Templeton Dragon Fund Inc | $356,000 | -15.4% | 20,955 | -0.9% | 0.14% | -4.7% |
| WIA | Sell | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $266,000 | -87.3% | 25,121 | -86.5% | 0.11% | -85.7% |
| EEA | Sell | The European Equity Fund Inc | $219,000 | -43.6% | 28,388 | -31.2% | 0.09% | -37.0% |
| PGZ | Sell | Principal Real Estate Income Fund | $208,000 | -17.8% | 12,560 | -14.5% | 0.08% | -7.8% |
| BZM | Sell | BlackRock Maryland Municipal Bond Trust | $185,000 | -17.4% | 14,151 | -13.0% | 0.07% | -6.3% |
| FUND | Sell | Sprott Focus Trust Inc | $170,000 | -48.0% | 29,407 | -33.5% | 0.07% | -41.4% |
| AFB | Sell | AllianceBernstein National Municipal Income Fund Inc | $126,000 | -3.1% | 10,411 | -0.9% | 0.05% | +8.7% |
| CEV | Sell | Eaton Vance California Municipal Income Trustsh ben int | $121,000 | -23.9% | 10,947 | -22.8% | 0.05% | -14.3% |
| AEF | Sell | Aberdeen Emerging Markets Equity Inc. | $93,000 | -95.1% | 14,684 | -94.7% | 0.04% | -94.5% |
| JRI | Sell | Nuveen Real Asset Income and Growth Fund | $91,000 | -61.1% | 6,686 | -53.9% | 0.04% | -56.6% |
| KF | Sell | The Korea Fund Inc | $77,000 | -79.9% | 2,745 | -73.8% | 0.03% | -77.2% |
| MMD | Sell | MainStay DefinedTerm Municipal Opportunities Fund | $75,000 | -14.8% | 3,863 | -13.4% | 0.03% | -3.2% |
| JPC | Sell | Jupai Holdings Limited | $71,000 | -59.7% | 8,521 | -55.1% | 0.03% | -54.8% |
| SRV | Sell | The Cushing MLP Total Return Fund | $59,000 | -41.0% | 6,909 | -18.1% | 0.02% | -31.4% |
| WIW | Sell | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $52,000 | -98.9% | 5,087 | -98.8% | 0.02% | -98.8% |
| CHN | Sell | The China Fund Inc | $38,000 | -86.9% | 2,260 | -84.7% | 0.02% | -85.4% |
| SONY | Sell | Sony Corpsponsored adr | $33,000 | -48.4% | 690 | -34.5% | 0.01% | -43.5% |
| IBN | Sell | ICICI Bank Ltdadr | $33,000 | -19.5% | 3,212 | -32.7% | 0.01% | -13.3% |
| ENZ | Sell | Enzo Biochem Inc | $33,000 | -36.5% | 11,882 | -5.9% | 0.01% | -27.8% |
| RVT | Sell | Royce Value Trust Inc | $29,000 | -77.3% | 2,477 | -68.3% | 0.01% | -73.3% |
| BIDU | Sell | Baidu Incspon adr rep a | $28,000 | -39.1% | 175 | -12.9% | 0.01% | -31.2% |
| BWG | Sell | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $22,000 | -45.0% | 2,159 | -41.0% | 0.01% | -35.7% |
| DEO | Sell | Diageo PLCspon adr new | $18,000 | -53.8% | 129 | -53.3% | 0.01% | -50.0% |
| ITUB | Sell | Itau Unibanco Holding S.A.spon adr rep pfd | $12,000 | -55.6% | 1,300 | -47.5% | 0.01% | -50.0% |
| BDJ | Sell | BlackRock Enhanced Equity Dividend Trust | $12,000 | -68.4% | 1,500 | -62.3% | 0.01% | -61.5% |
| PFE | Sell | Pfizer Inc | $10,000 | 0.0% | 221 | -5.2% | 0.00% | 0.0% |
| AAPL | Sell | Apple Inc | $9,000 | -35.7% | 58 | -9.4% | 0.00% | -20.0% |
| PEP | Sell | PepsiCo, Inc. | $10,000 | -9.1% | 90 | -5.3% | 0.00% | 0.0% |
| GMZ | Sell | Goldman Sachs MLP Income Opportunities Fund | $10,000 | -64.3% | 1,451 | -52.4% | 0.00% | -60.0% |
| TSI | Sell | TCW Strategic Income Fund Inc | $11,000 | -91.1% | 2,000 | -90.9% | 0.00% | -90.9% |
| MCD | Sell | McDonald's Corp | $9,000 | -18.2% | 50 | -24.2% | 0.00% | 0.0% |
| AXP | Sell | American Express Co | $7,000 | -22.2% | 69 | -20.7% | 0.00% | 0.0% |
| SYK | Sell | Stryker Corporation | $7,000 | -22.2% | 43 | -14.0% | 0.00% | 0.0% |
| RTN | Sell | Raytheon Co | $8,000 | -33.3% | 49 | -16.9% | 0.00% | -25.0% |
| BABA | Sell | Alibaba Group Holding Limitedsponsored ads | $7,000 | -30.0% | 49 | -18.3% | 0.00% | -25.0% |
| SVXY | Sell | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $8,000 | -42.9% | 194 | -20.5% | 0.00% | -40.0% |
| WMT | Sell | Wal-Mart Stores Inc | $8,000 | -11.1% | 86 | -5.5% | 0.00% | 0.0% |
| SNP | Sell | China Petroleum & Chemical Corp | $4,000 | -42.9% | 60 | -14.3% | 0.00% | 0.0% |
| CS | Sell | Credit Suisse Group AGsponsored adr | $4,000 | -42.9% | 353 | -26.0% | 0.00% | 0.0% |
| DWDP | Sell | DowDuPont Inc | $4,000 | -42.9% | 75 | -35.3% | 0.00% | 0.0% |
| EDU | Sell | New Oriental Education & Technology Group Incspon adr | $4,000 | -60.0% | 66 | -50.0% | 0.00% | -50.0% |
| ERJ | Sell | Embraer S A | $5,000 | -28.6% | 234 | -30.6% | 0.00% | 0.0% |
| BBD | Sell | Banco Bradesco S.A.sp adr pfd | $5,000 | 0.0% | 536 | -21.4% | 0.00% | 0.0% |
| PHG | Sell | Koninklijke Philips NVny reg sh new | $6,000 | -45.5% | 168 | -27.3% | 0.00% | -50.0% |
| VZ | Sell | Verizon Communications Inc | $5,000 | -16.7% | 96 | -17.9% | 0.00% | 0.0% |
| WM | Sell | Waste Management, Inc. | $4,000 | -33.3% | 45 | -30.8% | 0.00% | 0.0% |
| ING | Sell | ING Groep NVsponsored adr | $4,000 | -42.9% | 405 | -29.9% | 0.00% | 0.0% |
| FBIO | Sell | Fortress Biotech Inc | $2,000 | -50.0% | 2,587 | -5.9% | 0.00% | 0.0% |
| EQS | Sell | Equus Total Return Inc | $2,000 | -97.4% | 1,174 | -97.0% | 0.00% | -96.4% |
| TRV | Sell | The Travelers Companies, Inc. | $3,000 | -40.0% | 29 | -27.5% | 0.00% | -50.0% |
| BNS | Exit | The Bank of Nova Scotia | $0 | – | -81 | -100.0% | -0.00% | – |
| CTRP | Exit | Ctrip.com International Ltd | $0 | – | -123 | -100.0% | -0.00% | – |
| IBM | Exit | International Business Machines Corp | $0 | – | -50 | -100.0% | -0.00% | – |
| MLCO | Exit | Melco Resorts & Entertainment Ltdadr | $0 | – | -389 | -100.0% | -0.00% | – |
| MSF | Exit | Morgan Stanley Emerging Markets Fund Inc | $0 | – | -716 | -100.0% | -0.00% | – |
| CCEP | Exit | Coca-Cola European Partners PLC | $0 | – | -230 | -100.0% | -0.00% | – |
| FTI | Exit | TechnipFMC PLC | $0 | – | -409 | -100.0% | -0.01% | – |
| GGZ | Exit | The Gabelli Global Small and Mid Cap Value Trust | $0 | – | -1,046 | -100.0% | -0.01% | – |
| SLB | Exit | Schlumberger Ltd | $0 | – | -269 | -100.0% | -0.01% | – |
| BTI | Exit | British American Tobacco PLCsponsored adr | $0 | – | -394 | -100.0% | -0.01% | – |
| BTZ | Exit | BlackRock Credit Allocation Income Trust | $0 | – | -1,301 | -100.0% | -0.01% | – |
| LDF | Exit | The Latin American Discovery Fund Inc | $0 | – | -2,593 | -100.0% | -0.01% | – |
| GE | Exit | General Electric Co | $0 | – | -2,663 | -100.0% | -0.01% | – |
| MN | Exit | Manning & Napier Inccl a | $0 | – | -10,000 | -100.0% | -0.01% | – |
| EIA | Exit | Eaton Vance California Municipal Bond Fund II | $0 | – | -3,880 | -100.0% | -0.01% | – |
| RGT | Exit | Royce Global Value Trust Inc | $0 | – | -4,104 | -100.0% | -0.02% | – |
| ASA | Exit | ASA Gold and Precious Metals Ltd | $0 | – | -5,010 | -100.0% | -0.02% | – |
| CBA | Exit | ClearBridge American Energy MLP Fund Inc | $0 | – | -7,666 | -100.0% | -0.02% | – |
| DMB | Exit | Dreyfus Municipal Bond Infrastructure Fund Inc | $0 | – | -5,776 | -100.0% | -0.03% | – |
| NAD | Exit | Nuveen Quality Municipal Income Fund | $0 | – | -7,920 | -100.0% | -0.04% | – |
| AKP | Exit | Alliance California Municipal Income Fund Inc | $0 | – | -7,615 | -100.0% | -0.04% | – |
| AABA | Exit | Altaba Inc | $0 | – | -1,633 | -100.0% | -0.04% | – |
| CTR | Exit | ClearBridge Energy MLP Total Return Fund Inc | $0 | – | -10,788 | -100.0% | -0.04% | – |
| NEAR | Exit | iShares Short Maturity Bond ETFsht mat bd etf | $0 | – | -2,700 | -100.0% | -0.05% | – |
| KTF | Exit | Deutsche Municipal Income Trust | $0 | – | -13,000 | -100.0% | -0.05% | – |
| TGP | Exit | Teekay LNG Partners LPprtnrsp units | $0 | – | -9,589 | -100.0% | -0.06% | – |
| TAHO | Exit | Tahoe Resources Inc | $0 | – | -131,900 | -100.0% | -0.13% | – |
| ATNI | Exit | ATN International Inc | $0 | – | -5,116 | -100.0% | -0.13% | – |
| HOMB | Exit | Home BancShares Inc | $0 | – | -28,416 | -100.0% | -0.22% | – |
| NAC | Exit | Nuveen California Quality Municipal Income Fund | $0 | – | -153,485 | -100.0% | -0.70% | – |
| OXLC | Exit | Oxford Lane Capital Corp | $0 | – | -515,267 | -100.0% | -1.94% | – |
| FLOT | Exit | iShares Floating Rate Bond ETFfltg rate nt etf | $0 | – | -159,830 | -100.0% | -2.89% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.