$251 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 294 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PCI | New | PIMCO Dynamic Credit and Mortgage Income Fund | $9,609,000 | – | 456,462 | +100.0% | 3.83% | – |
| PCEF | New | Invesco Exchng Traded Fd Tr | $7,173,000 | – | 354,550 | +100.0% | 2.86% | – |
| OCCI | New | OFS Credit Company Inc | $4,347,000 | – | 284,836 | +100.0% | 1.73% | – |
| DSL | New | Doubleline Income Solutions | $3,222,000 | – | 185,900 | +100.0% | 1.28% | – |
| CRF | New | Cornerstone Total Rtrn Fd In | $2,794,000 | – | 251,518 | +100.0% | 1.11% | – |
| FOF | New | Cohen & Steers Closed-End Opportunity Fund, Inc. | $1,857,000 | – | 167,481 | +100.0% | 0.74% | – |
| BIL | New | SPDR Ser Trspdr bloomberg | $999,000 | – | 10,919 | +100.0% | 0.40% | – |
| RA | New | Brookfield Real Assets Incom | $971,000 | – | 50,924 | +100.0% | 0.39% | – |
| PGTI | New | PGT Innovations Inc | $874,000 | – | 55,170 | +100.0% | 0.35% | – |
| CEM | New | Clearbridge MLP and Midstrm | $850,000 | – | 81,639 | +100.0% | 0.34% | – |
| NBB | New | Nuveen Taxable Municpl Incm | $742,000 | – | 38,349 | +100.0% | 0.30% | – |
| EDD | New | Morgan Stanley Em Mkts Dm De | $707,000 | – | 116,681 | +100.0% | 0.28% | – |
| XMPT | New | Vaneck Vectors ETF Tr | $595,000 | – | 24,900 | +100.0% | 0.24% | – |
| DBL | New | Doubleline Opportunitic Cr | $547,000 | – | 28,863 | +100.0% | 0.22% | – |
| OPP | New | Rivernorth Doubleline Strate | $356,000 | – | 21,932 | +100.0% | 0.14% | – |
| EIM | New | Eaton Vance Mun Bd Fd | $221,000 | – | 19,593 | +100.0% | 0.09% | – |
| EXD | New | Eaton Vance Tax Adv Bd Opt S | $180,000 | – | 21,152 | +100.0% | 0.07% | – |
| MUC | New | BlackRock Munihldngs Cali QL | $173,000 | – | 14,050 | +100.0% | 0.07% | – |
| FPF | New | First Tr Inter Dur Pfd & In | $174,000 | – | 8,781 | +100.0% | 0.07% | – |
| BGB | New | Blackstone / GSO Strategic Credit Fund | $172,000 | – | 12,771 | +100.0% | 0.07% | – |
| IWV | New | IShares Trrussell 3000 etf | $169,000 | – | 1,150 | +100.0% | 0.07% | – |
| New | Flaherty & Crumrine Dynamic Preferred and Income Fund | $144,000 | – | 7,062 | +100.0% | 0.06% | – | |
| FFC | New | Flaherty & Crmn Pfd Sec Inc | $144,000 | – | 8,585 | +100.0% | 0.06% | – |
| NKX | New | Nuveen California Amt Qlt Mu | $127,000 | – | 10,000 | +100.0% | 0.05% | – |
| MUH | New | BlackRock Munihldgs Fd II In | $107,000 | – | 8,242 | +100.0% | 0.04% | – |
| BFZ | New | BlackRock Calif Mun Income | $96,000 | – | 8,000 | +100.0% | 0.04% | – |
| EVM | New | Eaton Vance Calif Mun Bd Fd | $90,000 | – | 9,120 | +100.0% | 0.04% | – |
| VWO | New | Vanguard Intl Equity Index Fftse emr mkt etf | $76,000 | – | 1,986 | +100.0% | 0.03% | – |
| TAK | New | Takeda Pharmaceutical Co Ltdsponsored adr | $67,000 | – | 4,000 | +100.0% | 0.03% | – |
| VCV | New | Invesco Calif Value Mun Inc | $68,000 | – | 6,000 | +100.0% | 0.03% | – |
| SPY | New | SPDR S&P 500 ETF Trtr unit | $55,000 | – | 220 | +100.0% | 0.02% | – |
| EMD | New | Western Asset Emrg Mkt Debt | $47,000 | – | 3,811 | +100.0% | 0.02% | – |
| New | ASA Gold and Precious Metals Ltd | $47,000 | – | 5,015 | +100.0% | 0.02% | – | |
| EIV | New | Eaton Vance Mun Bd Fd II | $44,000 | – | 4,020 | +100.0% | 0.02% | – |
| MDY | New | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $45,000 | – | 150 | +100.0% | 0.02% | – |
| QQQ | New | Invesco QQQ Trunit ser 1 | $42,000 | – | 270 | +100.0% | 0.02% | – |
| FAX | New | Aberdeen Asia Pacific In Com | $40,000 | – | 10,349 | +100.0% | 0.02% | – |
| DMF | New | Dreyfus Mun Income Inc | $38,000 | – | 5,000 | +100.0% | 0.02% | – |
| NMT | New | Nuveen Massachusets Qlt Mun | $35,000 | – | 2,983 | +100.0% | 0.01% | – |
| MHE | New | BlackRock Mass Tax- Exempt Tr | $33,000 | – | 2,987 | +100.0% | 0.01% | – |
| FAM | New | First Trust Aberdeen Global Opportunity Income Fund | $27,000 | – | 2,915 | +100.0% | 0.01% | – |
| EMO | New | Clearbridge Energy Midstrm O | $28,000 | – | 3,542 | +100.0% | 0.01% | – |
| PNF | New | PIMCO NY Municipal Income Fd | $21,000 | – | 1,800 | +100.0% | 0.01% | – |
| AMZN | New | Amazon Com Inc | $9,000 | – | 6 | +100.0% | 0.00% | – |
| RCI | New | Rogers Communications Inccl b | $8,000 | – | 148 | +100.0% | 0.00% | – |
| SMFG | New | Sumitomo Mitsui Finl Group Isponsored adr | $4,000 | – | 653 | +100.0% | 0.00% | – |
| BDX | New | Becton Dickinson & Co | $5,000 | – | 24 | +100.0% | 0.00% | – |
| LULU | New | Lululemon Athletica Inc | $4,000 | – | 37 | +100.0% | 0.00% | – |
| INFO | New | HIS Markit Ltd | $5,000 | – | 98 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.