$273 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 298 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LEN | Lennar Corpcl a | $2,599,000 | -10.9% | 49,500 | 0.0% | 0.95% | -16.0% | |
| SEB | Seaboard Corp | $2,318,000 | -7.1% | 585 | 0.0% | 0.85% | -12.3% | |
| CWCO | Consolidated Water Co Ltdord | $1,671,000 | -11.4% | 129,538 | 0.0% | 0.61% | -16.3% | |
| NFJ | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | $1,645,000 | -0.7% | 130,386 | 0.0% | 0.60% | -6.4% | |
| AVHOQ | Avianca Holdings SAspon adr rep pfd | $1,431,000 | -23.8% | 221,569 | 0.0% | 0.52% | -28.1% | |
| CCL | Carnival Corpunit 99/99/9999 | $1,375,000 | -12.6% | 24,000 | 0.0% | 0.50% | -17.5% | |
| TYG | Tortoise Energy Infrastructure Corporation | $1,059,000 | +6.9% | 39,662 | 0.0% | 0.39% | +0.8% | |
| CIB | Bancolombia SAspon adr pref | $945,000 | +13.7% | 19,780 | 0.0% | 0.35% | +7.5% | |
| LIVN | LivaNova PLC | $832,000 | +12.9% | 8,330 | 0.0% | 0.30% | +6.3% | |
| KED | Kayne Anderson Energy Development Company | $777,000 | +11.8% | 44,676 | 0.0% | 0.28% | +5.6% | |
| AMX | America Movil SAB de CV | $745,000 | -12.7% | 44,690 | 0.0% | 0.27% | -17.6% | |
| MLM | Martin Marietta Materials Inc | $670,000 | +7.7% | 3,000 | 0.0% | 0.24% | +1.7% | |
| VMC | Vulcan Materials Co | $645,000 | +13.0% | 5,000 | 0.0% | 0.24% | +6.8% | |
| HOMB | Home BancShares Inc | $641,000 | -1.1% | 28,416 | 0.0% | 0.23% | -6.8% | |
| ATNI | ATN International Inc | $633,000 | -11.5% | 11,988 | 0.0% | 0.23% | -16.6% | |
| IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $572,000 | +8.5% | 2,850 | 0.0% | 0.21% | +2.5% | |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $560,000 | +2.9% | 5,100 | 0.0% | 0.20% | -2.8% | |
| TV | Grupo Televisa SABspon adr rep ord | $538,000 | +18.8% | 28,400 | 0.0% | 0.20% | +11.9% | |
| EVTC | EVERTEC Inc | $517,000 | +33.6% | 23,643 | 0.0% | 0.19% | +26.0% | |
| NEAR | iShares Short Maturity Bond ETFsht mat bd etf | $502,000 | 0.0% | 10,000 | 0.0% | 0.18% | -5.6% | |
| BSV | Vanguard Short-Term Bond ETFshort trm bond | $493,000 | -0.2% | 6,300 | 0.0% | 0.18% | -5.8% | |
| TDF | Templeton Dragon Fund Inc | $450,000 | -4.3% | 21,135 | 0.0% | 0.16% | -9.3% | |
| TAHO | Tahoe Resources Inc | $403,000 | +4.9% | 81,900 | 0.0% | 0.15% | -1.3% | |
| KF | The Korea Fund Inc | $403,000 | -6.3% | 10,543 | 0.0% | 0.15% | -12.0% | |
| EEA | The European Equity Fund Inc | $388,000 | -2.8% | 41,286 | 0.0% | 0.14% | -8.4% | |
| PZC | PIMCO California Municipal Income Fund III | $290,000 | +7.4% | 27,959 | 0.0% | 0.11% | +1.0% | |
| PYN | PIMCO New York Municipal Income Fund III | $282,000 | +4.4% | 30,916 | 0.0% | 0.10% | -1.9% | |
| BZM | BlackRock Maryland Municipal Bond Trust | $271,000 | +0.7% | 20,172 | 0.0% | 0.10% | -4.8% | |
| DTF | DTF Tax-Free Income Inc | $246,000 | 0.0% | 18,445 | 0.0% | 0.09% | -5.3% | |
| RDSB | Royal Dutch Shell PLCspon adr b | $236,000 | +19.2% | 87 | 0.0% | 0.09% | +11.7% | |
| JRI | Nuveen Real Asset Income and Growth Fund | $234,000 | -0.4% | 14,501 | 0.0% | 0.09% | -5.5% | |
| VMO | Invesco Municipal Opportunity Trust | $234,000 | +0.4% | 19,900 | 0.0% | 0.09% | -4.4% | |
| LEO | Dreyfus Strategic Municipals, Inc. | $230,000 | -0.4% | 30,000 | 0.0% | 0.08% | -6.7% | |
| CEV | Eaton Vance California Municipal Income Trustsh ben int | $228,000 | +0.9% | 19,858 | 0.0% | 0.08% | -5.7% | |
| CIK | Credit Suisse Asset Management Income Fund Inc | $205,000 | -1.0% | 64,866 | 0.0% | 0.08% | -6.2% | |
| MHI | Pioneer Municipal High Income Trust | $197,000 | +1.5% | 17,288 | 0.0% | 0.07% | -4.0% | |
| ERA | Era Group Inc | $174,000 | +38.1% | 13,474 | 0.0% | 0.06% | +30.6% | |
| LCM | Advent/Claymore Enhanced Growth & Income Fund | $164,000 | -1.8% | 21,133 | 0.0% | 0.06% | -7.7% | |
| TGP | Teekay LNG Partners LPprtnrsp units | $162,000 | -5.8% | 9,589 | 0.0% | 0.06% | -11.9% | |
| PFF | iShares US Preferred Stock ETFs&p us pfd stk | $148,000 | 0.0% | 3,933 | 0.0% | 0.05% | -5.3% | |
| HFRO | Highland Floating Rate Opportunities Fund | $145,000 | -2.0% | 9,259 | 0.0% | 0.05% | -7.0% | |
| FEN | First Trust Energy Income and Growth Fund | $144,000 | +5.9% | 6,257 | 0.0% | 0.05% | 0.0% | |
| KTF | Deutsche Municipal Income Trust | $143,000 | -2.1% | 13,000 | 0.0% | 0.05% | -8.8% | |
| IPFF | iShares International Preferred Stock ETFintl pfd stk etf | $143,000 | -3.4% | 8,200 | 0.0% | 0.05% | -8.8% | |
| AFB | AllianceBernstein National Municipal Income Fund Inc | $133,000 | +1.5% | 10,507 | 0.0% | 0.05% | -3.9% | |
| AMGN | Amgen Inc | $129,000 | +8.4% | 700 | 0.0% | 0.05% | +2.2% | |
| NRK | Nuveen New York AMT-Free Quality Municipal Income Fund | $122,000 | 0.0% | 10,000 | 0.0% | 0.04% | -4.3% | |
| MRK | Merck & Co Inc | $121,000 | +11.0% | 2,000 | 0.0% | 0.04% | +4.8% | |
| TSI | TCW Strategic Income Fund Inc | $121,000 | -1.6% | 22,000 | 0.0% | 0.04% | -8.3% | |
| NXP | Nuveen Select Tax-Free Income Portfoliosh ben int | $111,000 | +1.8% | 7,740 | 0.0% | 0.04% | -2.4% | |
| NAD | Nuveen Quality Municipal Income Fund | $105,000 | +1.0% | 7,920 | 0.0% | 0.04% | -5.0% | |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $100,000 | -5.7% | 8,000 | 0.0% | 0.04% | -9.8% | |
| EVO | Eaton Vance Ohio Municipal Income Trustsh ben int | $102,000 | 0.0% | 8,200 | 0.0% | 0.04% | -7.5% | |
| SRV | The Cushing MLP Total Return Fund | $101,000 | +14.8% | 8,439 | 0.0% | 0.04% | +8.8% | |
| EVJ | Eaton Vance New Jersey Municipal Income Trustsh ben int | $97,000 | +1.0% | 8,591 | 0.0% | 0.04% | -5.4% | |
| NID | Nuveen Intermediate Duration Municipal Term Fund | $96,000 | -1.0% | 7,710 | 0.0% | 0.04% | -7.9% | |
| IIF | Morgan Stanley India Investment Fund Inc | $95,000 | -15.2% | 3,674 | 0.0% | 0.04% | -18.6% | |
| VPV | Invesco Pennsylvania Value Municipal Income Trust | $92,000 | +2.2% | 7,659 | 0.0% | 0.03% | -2.9% | |
| EQS | Equus Total Return Inc | $92,000 | -1.1% | 39,150 | 0.0% | 0.03% | -5.6% | |
| BMY | Bristol-Myers Squibb Co | $94,000 | -13.0% | 1,700 | 0.0% | 0.03% | -19.0% | |
| BGB | Blackstone / GSO Strategic Credit Fund | $88,000 | -1.1% | 5,581 | 0.0% | 0.03% | -5.9% | |
| NXJ | Nuveen New Jersey Quality Municipal Income Fund | $84,000 | 0.0% | 6,456 | 0.0% | 0.03% | -6.1% | |
| KYE | Kayne Anderson Energy Total Return Fund Inc | $85,000 | +10.4% | 9,000 | 0.0% | 0.03% | +3.3% | |
| PMO | Putnam Municipal Opportunities Trustsh ben int | $85,000 | +1.2% | 7,242 | 0.0% | 0.03% | -6.1% | |
| NEA | Nuveen AMT-Free Quality Municipal Income Fund | $85,000 | 0.0% | 6,553 | 0.0% | 0.03% | -6.1% | |
| RMRM | RMR Real Estate Income Fund | $80,000 | +9.6% | 4,401 | 0.0% | 0.03% | +3.6% | |
| PMM | Putnam Managed Municipal Income Trust | $76,000 | -1.3% | 10,794 | 0.0% | 0.03% | -6.7% | |
| DMB | Dreyfus Municipal Bond Infrastructure Fund Inc | $72,000 | +1.4% | 5,776 | 0.0% | 0.03% | -7.1% | |
| GDX | VanEck Vectors Gold Miners ETFgold miners etf | $67,000 | +1.5% | 3,023 | 0.0% | 0.02% | -7.7% | |
| MAV | Pioneer Municipal High Income Advantage Trust | $59,000 | +1.7% | 5,405 | 0.0% | 0.02% | 0.0% | |
| MUI | BlackRock Muni Intermediate Duration Fund Inc | $61,000 | +1.7% | 4,590 | 0.0% | 0.02% | -4.3% | |
| APB | The Asia Pacific Fund Inc | $57,000 | -6.6% | 4,150 | 0.0% | 0.02% | -12.5% | |
| VMM | Delaware Investments Minnesota Municipal Income Fund II Inc | $53,000 | -1.9% | 4,272 | 0.0% | 0.02% | -9.5% | |
| LLY | Eli Lilly & Co | $51,000 | +10.9% | 600 | 0.0% | 0.02% | +5.6% | |
| BTA | BlackRock Long-Term Municipal Advantage Trust | $53,000 | -1.9% | 4,739 | 0.0% | 0.02% | -9.5% | |
| TIP | iShares TIPS Bond ETFtips bd etf | $46,000 | 0.0% | 410 | 0.0% | 0.02% | -5.6% | |
| BWG | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $44,000 | -12.0% | 3,864 | 0.0% | 0.02% | -15.8% | |
| BBVA | Banco Bilbao Vizcaya Argentaria SAsponsored adr | $43,000 | -12.2% | 6,140 | 0.0% | 0.02% | -15.8% | |
| NVS | Novartis AGsponsored adr | $38,000 | -5.0% | 500 | 0.0% | 0.01% | -6.7% | |
| GE | General Electric Co | $36,000 | 0.0% | 2,663 | 0.0% | 0.01% | -7.1% | |
| RCG | RENN Fund Inc | $35,000 | +16.7% | 22,847 | 0.0% | 0.01% | +8.3% | |
| MN | Manning & Napier Inccl a | $31,000 | -11.4% | 10,000 | 0.0% | 0.01% | -21.4% | |
| BMRN | BioMarin Pharmaceutical Inc | $30,000 | +15.4% | 316 | 0.0% | 0.01% | +10.0% | |
| GMZ | Goldman Sachs MLP Income Opportunities Fund | $28,000 | +16.7% | 3,051 | 0.0% | 0.01% | +11.1% | |
| APF | Morgan Stanley Asia-Pacific Fund Inc | $26,000 | -3.7% | 1,502 | 0.0% | 0.01% | 0.0% | |
| CELG | Celgene Corp | $24,000 | -11.1% | 300 | 0.0% | 0.01% | -10.0% | |
| LDF | The Latin American Discovery Fund Inc | $25,000 | -21.9% | 2,593 | 0.0% | 0.01% | -25.0% | |
| KPTI | Karyopharm Therapeutics Inc | $25,000 | +25.0% | 1,500 | 0.0% | 0.01% | +12.5% | |
| SWZ | The Swiss Helvetia Fund Inc | $24,000 | 0.0% | 1,950 | 0.0% | 0.01% | 0.0% | |
| GPM | Guggenheim Enhanced Equity Income Fund | $23,000 | 0.0% | 2,774 | 0.0% | 0.01% | -11.1% | |
| IQI | Invesco Quality Municipal Income Trust | $21,000 | 0.0% | 1,725 | 0.0% | 0.01% | 0.0% | |
| NMY | Nuveen Maryland Quality Municipal Income Fund | $18,000 | 0.0% | 1,448 | 0.0% | 0.01% | 0.0% | |
| INO | Inovio Pharmaceuticals Inc | $20,000 | -16.7% | 5,000 | 0.0% | 0.01% | -22.2% | |
| INCY | Incyte Corp | $16,000 | -20.0% | 242 | 0.0% | 0.01% | -25.0% | |
| BTZ | BlackRock Credit Allocation Income Trust | $16,000 | 0.0% | 1,300 | 0.0% | 0.01% | 0.0% | |
| IRL | The New Ireland Fund Inc | $13,000 | 0.0% | 1,084 | 0.0% | 0.01% | 0.0% | |
| GGZ | The Gabelli Global Small and Mid Cap Value Trust | $13,000 | 0.0% | 1,046 | 0.0% | 0.01% | 0.0% | |
| USO | United States Oil Fund LPunits | $15,000 | +15.4% | 1,000 | 0.0% | 0.01% | 0.0% | |
| SE | Sea Limitedadr | $15,000 | +36.4% | 998 | 0.0% | 0.01% | +25.0% | |
| JPM | JPMorgan Chase & Co | $10,000 | -9.1% | 98 | 0.0% | 0.00% | 0.0% | |
| MCD | McDonald's Corp | $10,000 | 0.0% | 66 | 0.0% | 0.00% | 0.0% | |
| MSFT | Microsoft Corp | $12,000 | +9.1% | 121 | 0.0% | 0.00% | 0.0% | |
| MSF | Morgan Stanley Emerging Markets Fund Inc | $12,000 | -7.7% | 716 | 0.0% | 0.00% | -20.0% | |
| CNQ | Canadian Natural Resources Ltd | $10,000 | +11.1% | 272 | 0.0% | 0.00% | +33.3% | |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $12,000 | +9.1% | 977 | 0.0% | 0.00% | 0.0% | |
| RTN | Raytheon Co | $11,000 | -15.4% | 59 | 0.0% | 0.00% | -20.0% | |
| BHP | BHP Billiton Ltdsponsored adr | $11,000 | +22.2% | 210 | 0.0% | 0.00% | +33.3% | |
| TD | The Toronto-Dominion Bank | $12,000 | +9.1% | 201 | 0.0% | 0.00% | 0.0% | |
| UNH | UnitedHealth Group Inc | $11,000 | +22.2% | 43 | 0.0% | 0.00% | +33.3% | |
| AAPL | Apple Inc | $12,000 | +9.1% | 64 | 0.0% | 0.00% | 0.0% | |
| DWDP | DowDuPont Inc | $8,000 | +14.3% | 116 | 0.0% | 0.00% | 0.0% | |
| WMT | Wal-Mart Stores Inc | $8,000 | 0.0% | 91 | 0.0% | 0.00% | 0.0% | |
| JNJ | Johnson & Johnson | $7,000 | -12.5% | 59 | 0.0% | 0.00% | 0.0% | |
| AXP | American Express Co | $9,000 | +12.5% | 87 | 0.0% | 0.00% | 0.0% | |
| ZTS | Zoetis Inc.cl a | $7,000 | 0.0% | 85 | 0.0% | 0.00% | 0.0% | |
| ACN | Accenture PLC Ireland | $7,000 | 0.0% | 43 | 0.0% | 0.00% | 0.0% | |
| IBM | International Business Machines Corp | $7,000 | -12.5% | 50 | 0.0% | 0.00% | 0.0% | |
| MLCO | Melco Resorts & Entertainment Ltdadr | $7,000 | 0.0% | 257 | 0.0% | 0.00% | 0.0% | |
| HD | The Home Depot Inc | $9,000 | +12.5% | 45 | 0.0% | 0.00% | 0.0% | |
| PFE | Pfizer Inc | $8,000 | 0.0% | 233 | 0.0% | 0.00% | 0.0% | |
| PNC | The PNC Financial Services Group Inc | $8,000 | -11.1% | 59 | 0.0% | 0.00% | 0.0% | |
| SKM | SK Telecom Co Ltdsponsored adr | $5,000 | 0.0% | 224 | 0.0% | 0.00% | 0.0% | |
| BNS | The Bank of Nova Scotia | $5,000 | 0.0% | 81 | 0.0% | 0.00% | 0.0% | |
| TRV | The Travelers Companies, Inc. | $5,000 | -16.7% | 40 | 0.0% | 0.00% | 0.0% | |
| KST | Deutsche Strategic Income Trust | $5,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| SPG | Simon Property Group Inc | $6,000 | +20.0% | 34 | 0.0% | 0.00% | 0.0% | |
| VZ | Verizon Communications Inc | $6,000 | 0.0% | 117 | 0.0% | 0.00% | 0.0% | |
| WM | Waste Management, Inc. | $5,000 | 0.0% | 65 | 0.0% | 0.00% | 0.0% | |
| AEP | American Electric Power Co Inc | $6,000 | 0.0% | 83 | 0.0% | 0.00% | 0.0% | |
| XOM | Exxon Mobil Corp | $6,000 | +20.0% | 73 | 0.0% | 0.00% | 0.0% | |
| QSR | Restaurant Brands International Inc | $1,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| WEN | The Wendy's Co | $1,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| MNE | BlackRock Muni New York Intermediate Duration Fund Inc | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Virtus Investment Advisers, Inc. #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.