$215 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 292 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PEO | New | Adams Natural Resources Fund, Inc. | $4,196,000 | – | 181,238 | +100.0% | 1.95% | – |
| MVCBCL | New | MVC Capital 7.25% Preferredpreferred stock | $754,000 | – | 29,970 | +100.0% | 0.35% | – |
| SRV | New | Cushing MLP Total Return Fund | $523,000 | – | 128,859 | +100.0% | 0.24% | – |
| FUND | New | Sprott Focus Trust, Inc. | $326,000 | – | 44,962 | +100.0% | 0.15% | – |
| BNS | New | The Bank of Nova Soctia | $301,000 | – | 6,000 | +100.0% | 0.14% | – |
| PRYCL | New | Prospect Capital Company 6.95% Preferredpreferred stock | $294,000 | – | 11,540 | +100.0% | 0.14% | – |
| CAF | New | Morgan Stanley China A Share Fund | $198,000 | – | 6,000 | +100.0% | 0.09% | – |
| G114REG | New | NexPoint Credit Strategies Fund W/I | $150,000 | – | 19,746 | +100.0% | 0.07% | – |
| LDP | New | Cohen & Steers Limited Duration Preferres and Income Fund | $140,000 | – | 5,800 | +100.0% | 0.06% | – |
| ETJ | New | Eaton Vance Risk-Managed Diversified Equity Income Fund | $135,000 | – | 12,500 | +100.0% | 0.06% | – |
| OXLCP | New | Oxford Lane Capital, 8.50% Pfd Series 2017preferred stock | $124,000 | – | 4,794 | +100.0% | 0.06% | – |
| INO | New | Inovio Pharmaceuticals, Inc. | $122,000 | – | 15,000 | +100.0% | 0.06% | – |
| AMGN | New | Amgen Inc. | $80,000 | – | 500 | +100.0% | 0.04% | – |
| New | NXP Semiconductors NV | $41,000 | – | 407 | +100.0% | 0.02% | – | |
| ABY | New | Abengoa Yield PLC | $36,000 | – | 1,071 | +100.0% | 0.02% | – |
| HDB | New | HDFC Bank Ltd. | $34,000 | – | 574 | +100.0% | 0.02% | – |
| SYT | New | Syngenta AG | $30,000 | – | 444 | +100.0% | 0.01% | – |
| GWPH | New | GW Pharmaceuticals PLC | $22,000 | – | 237 | +100.0% | 0.01% | – |
| STT | New | State Street Corporation | $20,000 | – | 272 | +100.0% | 0.01% | – |
| BLW | New | BlackRock Limited Duration Income Trust | $4,000 | – | 250 | +100.0% | 0.00% | – |
| HQH | New | Tekla Healthcare Investors | $3,000 | – | 98 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.